13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,149 | $27,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 311 | $27,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 1,180 | $27,000 | thousands by filing date | call |
| DEUTSCHE BK AG | D18190908 | NAMEN AKT | 1,500 | $27,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 363 | $27,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,702 | $27,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 912 | $27,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,090 | $27,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $27,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,713 | $27,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $27,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 1,814 | $27,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,189 | $26,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 762 | $26,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 628 | $26,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,546 | $26,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,742 | $26,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 4,245 | $26,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 850 | $25,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,300 | $25,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,796 | $25,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 6,311 | $25,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,086 | $25,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 643 | $25,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,856 | $25,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,300 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,634 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 4,938 | $25,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,666 | $24,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 705 | $24,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 5,457 | $24,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 19,299 | $24,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 208 | $23,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 1,900 | $23,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,035 | $23,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,881 | $23,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,159 | $23,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,883 | $23,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,957 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,389 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 650 | $22,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,763 | $22,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,183 | $22,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $22,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 200 | $22,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 5,382 | $22,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 815 | $22,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,747 | $22,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 16,660 | $22,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 549 | $21,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 600 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $21,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 1,650 | $21,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,900 | $21,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 36,033 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 250 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 500 | $21,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 1,600 | $21,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L909 | COM | 200 | $21,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 400 | $20,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,039 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $20,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,000 | $20,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 780 | $20,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,209 | $20,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,100 | $20,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 14,107 | $20,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 9,535 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 2,000 | $20,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 327 | $19,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,456 | $19,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,023 | $19,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 785 | $19,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 784 | $19,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 2,981 | $19,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,937 | $19,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 179 | $18,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,990 | $18,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 714 | $18,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 664 | $18,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,038 | $18,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $18,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 941 | $18,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 592 | $18,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 888 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $17,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 459 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 425 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 534 | $17,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,063 | $17,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,675 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,787 | $17,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 725 | $17,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,300 | $17,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 5,040 | $17,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 898 | $17,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 8,807 | $17,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 79 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 407 | $16,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,369 | $16,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 429 | $16,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,608 | $16,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 425 | $16,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,200 | $16,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,482 | $16,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 605 | $16,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 872 | $16,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 2,659 | $16,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 10,713 | $16,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,200 | $15,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,617 | $15,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 243 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 556 | $15,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,336 | $15,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 637 | $15,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,600 | $15,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,872 | $15,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,080 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 12,000 | $15,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,035 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 119 | $15,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 250 | $15,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 6,912 | $15,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 6,400 | $15,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 318 | $14,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 310 | $14,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 400 | $14,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 420 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 580 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 683 | $14,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,006 | $14,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,566 | $14,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 915 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 90 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $13,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 62 | $13,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,027 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 271 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 718 | $13,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,382 | $13,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 949 | $13,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,236 | $13,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,685 | $13,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,404 | $13,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 28,852 | $13,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 564 | $12,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,304 | $12,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 597 | $12,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 153 | $12,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,259 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 300 | $12,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,759 | $12,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 702 | $12,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,265 | $12,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 414 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 203 | $12,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,700 | $12,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 500 | $12,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 874 | $12,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 4,300 | $12,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 696 | $11,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,370 | $11,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 588 | $11,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 279 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 212 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 390 | $11,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 100 | $11,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,552 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 100 | $11,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 450 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 300 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 400 | $11,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 341 | $11,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 2,381 | $11,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 234 | $11,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 83 | $10,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 466 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 342 | $10,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 387 | $10,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 223 | $10,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,314 | $10,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 684 | $10,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 228 | $10,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 154 | $10,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,000 | $10,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 331 | $10,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 3,983 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 500 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 502 | $10,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 268 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 799 | $10,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,300 | $10,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 125 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 400 | $9,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 400 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,207 | $9,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 313 | $9,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 850 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 137 | $9,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 272 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 429 | $9,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 329 | $9,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,555 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 469 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 290 | $9,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 449 | $9,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 387 | $9,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,012 | $9,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 5,000 | $9,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 25,303 | $9,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 334 | $8,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 498 | $8,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 334 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,036 | $8,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 346 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5,106 | $8,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 439 | $8,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 358 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,500 | $8,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 900 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 175 | $8,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,103 | $8,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 652 | $8,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 2,711 | $8,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 152 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 63 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 87 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 244 | $7,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 325 | $7,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 277 | $7,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 843 | $7,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $7,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 5,728 | $7,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 121 | $7,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 1,490 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 179 | $7,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,434 | $7,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 3,823 | $7,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,236 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 400 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,057 | $7,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 373 | $7,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 600 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,800 | $7,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 4,000 | $7,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 5,000 | $7,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 800 | $7,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,921 | $7,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 342,506 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 104 | $7,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 1,295 | $7,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 915 | $6,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,000 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 934 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,555 | $6,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 160 | $6,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 384 | $6,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 112 | $6,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 251 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 145 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 778 | $6,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 185 | $6,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 430 | $6,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,426 | $6,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,477 | $6,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 596 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 344 | $6,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 206 | $6,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 269 | $6,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,343 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 199 | $6,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 969 | $6,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 245 | $6,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 20,201 | $6,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 302 | $5,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 299 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 620 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 538 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $5,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 796 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 683 | $5,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 504 | $5,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,278 | $5,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 279 | $5,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 6,989 | $5,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 444 | $5,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 109 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 250 | $5,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 1,330 | $5,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,296 | $5,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 89 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 73 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 314 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 900 | $4,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 500 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,023 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 250 | $4,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 256 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 586 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 528 | $4,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 152 | $4,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 647 | $4,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 498 | $4,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 275 | $4,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 449 | $4,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,959 | $4,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 145 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,500 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 555 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,166 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 82 | $4,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 120 | $4,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 1,081 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 329 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 450 | $4,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 460 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,221 | $4,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 251 | $4,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 1,279 | $4,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 563 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 97 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $3,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 320 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 59 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 770 | $3,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 235 | $3,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 100 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 208 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 147 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 592 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 641 | $3,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 137 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 722 | $3,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 450 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 495 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,012 | $3,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,000 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 101 | $3,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,822 | $3,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,863 | $3,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 270 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 370 | $3,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,282 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 303 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 57 | $3,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 255 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1,200 | $3,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 339 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 30 | $2,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 126 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 54 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 440 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 175 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 48 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 32 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 98 | $2,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 145 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 69 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 35 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 166 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 270 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 353 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 744 | $2,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 41 | $2,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 144 | $2,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 500 | $2,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 322 | $2,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 200 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 277 | $2,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,117 | $2,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 191 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 303 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 98 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 917 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 1,000 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 15 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 966 | $1,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 77 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 21 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 186 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 41 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 89 | $1,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 100 | $1,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 285 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 75 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 500 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 62 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 25 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,300 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 334 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 251 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 222 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 523 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 137 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,839 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 543 | $1,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 57 | $1,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 800 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 200 | $1,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 902 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,350 | $1,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 408 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 3,005 | $1,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 800 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 445 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 200 | $1,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 100 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 41 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 136 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 46 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 342 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 700 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 577 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,738 | $1,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 896 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,973 | $1,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 4,320 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 500 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 15 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,073 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIASMA INC | 16706W102 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 264 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |