13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 10,456 | $204,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 46,424 | $204,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,208 | $203,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 17,070 | $201,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,900 | $199,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 2,766 | $198,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 193,000 | $198,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,663 | $197,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,310 | $196,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 700 | $194,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,066 | $193,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,217 | $193,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,280 | $191,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,242 | $190,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,873 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,850 | $189,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 2,300 | $189,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,436 | $188,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 6,930 | $188,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 23,844 | $188,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,592 | $188,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 200,000 | $188,000 | thousands by filing date | principal |
| Cardconnect Corp | 14141X108 | COM | 12,472 | $188,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 4,514 | $187,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 24,038 | $187,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,126 | $186,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 75,696 | $185,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 145,297 | $185,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,965 | $185,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,404 | $184,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,562 | $184,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 16,309 | $183,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,535 | $182,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 16,601 | $182,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 72,755 | $182,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,452 | $181,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,211 | $181,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $181,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,631 | $180,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y955 | COM | 25,000 | $180,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,982 | $179,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,054 | $178,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,388 | $177,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 16,820 | $177,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 38,863 | $177,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 550 | $176,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 8,000 | $175,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,511 | $175,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,586 | $174,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 150,048 | $174,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 23,265 | $174,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,810 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,175 | $172,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $172,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,000 | $171,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,266 | $171,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 35,153 | $171,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,071 | $170,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,164 | $168,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 3,538 | $168,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 116,000 | $166,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 8,694 | $166,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 46,425 | $165,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,224 | $165,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,548 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,758 | $164,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,149 | $163,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 67,825 | $162,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,946 | $160,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 6,270 | $159,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,175 | $157,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 5,775 | $157,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,838 | $156,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,500 | $156,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,383 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,180 | $155,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,587 | $155,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,152 | $154,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 36,000 | $154,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $153,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,457 | $153,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,475 | $152,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 700 | $152,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 20,990 | $151,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 60,409 | $150,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 34,000 | $150,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $150,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,784 | $149,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 31,951 | $149,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,719 | $148,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,235 | $148,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,730 | $148,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 13,000 | $148,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,343 | $146,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,999 | $145,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,809 | $145,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,140 | $144,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 9,735 | $144,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 7,680 | $142,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 4,675 | $141,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 8,527 | $140,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 9,098 | $139,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,170 | $138,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,604 | $138,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,661 | $137,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 19,347 | $137,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,000 | $136,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,299 | $136,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,837 | $136,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,900 | $136,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,200 | $135,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,582 | $135,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 6,211 | $135,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 5,574 | $134,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,411 | $132,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 3,089 | $132,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,430 | $132,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 130,000 | $132,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 5,956 | $131,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,854 | $131,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,036 | $130,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,600 | $130,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 46,187 | $129,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 13,844 | $129,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 27,287 | $129,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,183 | $129,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 77,781 | $128,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,820 | $128,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,435 | $127,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 5,229 | $127,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 17,013 | $127,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,216 | $126,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 9,730 | $125,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 869 | $123,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 34,370 | $122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 994 | $121,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,063 | $121,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,919 | $121,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $120,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 3,230 | $120,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 83,655 | $120,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,289 | $119,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,865 | $119,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,179 | $119,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,328 | $119,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,816 | $119,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,344 | $118,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 17,700 | $117,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,141 | $117,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 5,311 | $116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,330 | $116,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,413 | $116,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,000 | $116,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,118 | $115,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 28,380 | $115,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,943 | $115,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 907 | $115,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 7,500 | $114,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 20,292 | $114,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,921 | $113,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 6,005 | $113,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,787 | $112,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 9,706 | $112,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $112,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,250 | $111,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,835 | $111,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 102,000 | $110,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,423 | $109,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,574 | $109,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916955 | PUT | 10,000 | $108,000 | thousands by filing date | put |
| UNILEVER PLC | 904767954 | SPON ADR NEW | 2,000 | $108,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,336 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,300 | $107,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $106,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,810 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 775 | $106,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,310 | $106,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 5,155 | $106,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,038 | $106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 4,200 | $106,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 41,428 | $106,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 8,032 | $105,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,519 | $105,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,097 | $104,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,401 | $103,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 9,998 | $103,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 60,454 | $102,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 5,350 | $102,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,200 | $101,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,456 | $101,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 2,612 | $101,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 77,314 | $101,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,403 | $101,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 92,000 | $101,000 | thousands by filing date | principal |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,807 | $100,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,824 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 890 | $99,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,460 | $99,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 4,840 | $99,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 8,437 | $99,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 761 | $98,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,229 | $97,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 87,408 | $97,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,078 | $97,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,710 | $97,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,601 | $97,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,814 | $97,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,468 | $96,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,042 | $96,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 9,368 | $96,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 16,911 | $96,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 227 | $95,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,666 | $95,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,300 | $95,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 5,034 | $95,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,844 | $94,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,200 | $94,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,893 | $94,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 5,607 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,109 | $93,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,289 | $93,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,809 | $92,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 35,955 | $92,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,827 | $92,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 88,854 | $92,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,609 | $91,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,186 | $91,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,239 | $91,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,178 | $90,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 14,000 | $90,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,496 | $90,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 12,843 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,425 | $89,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 622 | $88,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,643 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,168 | $88,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 800 | $88,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,000 | $88,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 36,162 | $88,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,901 | $88,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 32,267 | $88,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,300 | $87,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,344 | $87,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 17,639 | $87,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 5,022 | $87,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 40,100 | $86,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,836 | $85,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,650 | $85,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 49,060 | $85,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,600 | $84,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,530 | $84,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 2,142 | $83,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 6,734 | $83,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 2,436 | $83,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,304 | $82,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,000 | $82,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,693 | $81,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 7,101 | $81,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,207 | $80,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,937 | $80,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,376 | $79,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,993 | $78,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,074 | $78,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,292 | $77,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,693 | $77,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,390 | $77,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,600 | $77,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,859 | $77,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 263 | $77,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 8,302 | $76,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,022 | $76,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $76,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $76,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 16,700 | $76,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,162 | $75,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,173 | $75,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $75,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 4,700 | $75,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,315 | $75,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 351 | $74,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,300 | $74,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 8,232 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,175 | $74,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,448 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,013 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,581 | $73,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 9,590 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,354 | $73,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 5,371 | $72,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,356 | $72,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 19,285 | $72,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,681 | $72,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,250 | $72,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $72,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,214 | $71,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,188 | $71,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,213 | $70,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,859 | $70,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 791 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 899 | $69,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,515 | $69,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,420 | $69,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,877 | $69,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 21,010 | $68,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 6,973 | $68,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,301 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 529 | $66,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,900 | $66,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 34,744 | $66,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,350 | $66,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 5,532 | $66,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 60,000 | $66,000 | thousands by filing date | principal |
| EXFO INC | 302046107 | SUB VTG SHS | 13,750 | $65,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 19,621 | $65,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 3,627 | $65,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,000 | $64,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,714 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,361 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,674 | $64,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 321 | $64,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,875 | $64,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 9,919 | $64,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,864 | $64,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,644 | $63,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,226 | $63,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 1,300 | $63,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,193 | $63,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 60,000 | $63,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,580 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,176 | $62,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,021 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,965 | $62,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 667 | $61,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 601 | $61,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,591 | $61,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 15,333 | $61,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,861 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 660 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 857 | $59,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 14,502 | $59,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,378 | $58,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 6,680 | $58,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 7,970 | $58,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,200 | $57,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,600 | $57,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,932 | $57,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 15,188 | $57,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,296 | $56,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,390 | $56,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,933 | $56,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,180 | $55,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 5,453 | $55,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 11,806 | $55,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,802 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,000 | $54,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,859 | $54,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,646 | $54,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,686 | $54,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 44,092 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 3,220 | $54,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394953 | COM | 7,000 | $54,000 | thousands by filing date | put |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 259 | $54,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 401 | $53,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,465 | $53,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,591 | $53,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 1,000 | $53,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 585 | $52,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,000 | $52,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,600 | $52,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,709 | $51,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,900 | $51,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 300 | $51,000 | thousands by filing date | put |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 7,509 | $51,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,555 | $49,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,195 | $49,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,439 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,015 | $49,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,029 | $49,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $49,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,200 | $49,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,145 | $48,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 882 | $48,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 548 | $48,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,008 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,131 | $47,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,721 | $47,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,000 | $47,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 400 | $47,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 832 | $46,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 708 | $46,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,138 | $46,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 859 | $46,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,897 | $45,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,783 | $45,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,745 | $45,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 2,134 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 1,000 | $44,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,940 | $43,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,605 | $43,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 8,224 | $43,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 2,673 | $43,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,099 | $43,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,493 | $42,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 3,195 | $42,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 6,232 | $42,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 550 | $42,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,000 | $42,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $41,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 640 | $41,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 523 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,833 | $41,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,040 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 880 | $41,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 8,012 | $41,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $40,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,590 | $40,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2,227 | $40,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 16,000 | $40,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,500 | $39,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,035 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,500 | $39,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 18,073 | $39,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,152 | $38,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 766 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 727 | $38,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 832 | $38,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 8,757 | $38,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,910 | $38,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 9,219 | $38,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $37,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $37,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,196 | $37,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,671 | $37,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,022 | $37,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,374 | $37,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 3,748 | $37,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 21,839 | $37,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 738 | $36,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,183 | $36,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 4,125 | $36,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,613 | $35,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 800 | $35,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,907 | $35,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,366 | $35,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,816 | $34,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,113 | $34,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,489 | $34,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,242 | $34,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 876 | $34,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,017 | $34,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 380 | $33,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 32,000 | $33,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742951 | PUT | 500 | $33,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,272 | $33,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 581 | $32,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 694 | $32,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 853 | $32,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 900 | $32,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 632 | $32,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 6,042 | $32,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,680 | $32,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,471 | $32,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 995 | $31,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,230 | $31,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,159 | $31,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 969 | $31,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,182 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 488 | $31,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 509 | $31,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,400 | $31,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,500 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 642 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,523 | $31,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,280 | $30,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 668 | $30,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,119 | $30,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 826 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 578 | $30,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,057 | $30,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 7,024 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,247 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,200 | $30,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,585 | $29,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 830 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 970 | $29,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 585 | $29,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,876 | $29,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,838 | $29,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 501 | $29,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,652 | $28,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $28,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,044 | $28,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,093 | $28,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 2,623 | $28,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 862 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 450 | $27,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 786 | $27,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 5,463 | $27,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,100 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |