13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 69,878 | $4,838,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 39,865 | $4,836,000 | thousands by filing date | |
| WHOLE FOODS MARKET INC | 966837956 | COM | 114,600 | $4,826,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 516,492 | $4,824,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 264,814 | $4,820,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 75,400 | $4,817,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 74,792 | $4,813,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 199,725 | $4,813,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 89,000 | $4,801,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 56,000 | $4,796,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 491,706 | $4,794,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 64,800 | $4,780,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,233,899 | $4,775,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 90,219 | $4,773,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 49,953 | $4,773,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 100,000 | $4,770,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC | 695127950 | PUT | 100,000 | $4,770,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,647,000 | $4,769,000 | thousands by filing date | principal |
| TESARO INC | 881569957 | PUT | 34,100 | $4,769,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 341,025 | $4,764,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 103,539 | $4,749,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 15,300 | $4,744,000 | thousands by filing date | put |
| TINTRI INC | 88770Q105 | COM | 650,000 | $4,725,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 9,600 | $4,715,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 319,958 | $4,690,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 60,000 | $4,690,000 | thousands by filing date | put |
| XACTLY CORP | 98386L101 | COM | 299,267 | $4,683,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 205,000 | $4,664,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 77,900 | $4,664,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 573,002 | $4,658,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,981,000 | $4,658,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 4,390,000 | $4,658,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639956 | PUT | 143,300 | $4,641,000 | thousands by filing date | put |
| APPLIED MATLS INC | 038222955 | PUT | 112,100 | $4,631,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 176,131 | $4,621,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 229,675 | $4,617,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 266,192 | $4,608,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 286,900 | $4,605,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,365,000 | $4,605,000 | thousands by filing date | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 231,259 | $4,600,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 83,147 | $4,583,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 85,900 | $4,580,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 675,299 | $4,558,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 432,370 | $4,557,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 198,675 | $4,539,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,725,264 | $4,537,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 173,755 | $4,535,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 96,250 | $4,533,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 55,073 | $4,524,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 392,393 | $4,512,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 116,766 | $4,507,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,442 | $4,502,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 4,800 | $4,490,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 85,767 | $4,488,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 206,776 | $4,481,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 257,652 | $4,472,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 56,680 | $4,463,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 27,000 | $4,462,000 | thousands by filing date | put |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 82,587 | $4,461,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 120,524 | $4,457,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 56,395 | $4,439,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 78,533 | $4,438,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 5,222,000 | $4,434,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 107,100 | $4,432,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909908 | COM | 200,000 | $4,428,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 173,949 | $4,422,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 154,987 | $4,414,000 | thousands by filing date | |
| CARMAX INC | 143130902 | COM | 70,000 | $4,414,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 55,266 | $4,409,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 522,654 | $4,406,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,329,000 | $4,401,000 | thousands by filing date | principal |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 70,000 | $4,396,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 54,800 | $4,395,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 154,600 | $4,381,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 4,293,000 | $4,374,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,708,237 | $4,373,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 313,300 | $4,372,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 111,264 | $4,368,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 173,576 | $4,363,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 191,091 | $4,344,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 162,942 | $4,339,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 64,820 | $4,338,000 | thousands by filing date | |
| DOMINOS PIZZA INC | 25754A951 | COM | 20,500 | $4,336,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 110,592 | $4,335,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 156,500 | $4,331,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 134,030 | $4,329,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B951 | COM | 54,000 | $4,314,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 97,873 | $4,313,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 25,553 | $4,312,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 357,247 | $4,287,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 57,767 | $4,280,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 23,338 | $4,278,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 97,072 | $4,277,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 123,475 | $4,264,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 519,000 | $4,261,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 84,665 | $4,256,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116959 | PUT | 99,700 | $4,247,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,144,738 | $4,245,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 372,348 | $4,244,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,536,300 | $4,240,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 179,406 | $4,238,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 316,750 | $4,223,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 87,129 | $4,212,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 69,537 | $4,199,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 126,935 | $4,196,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R900 | CL A | 100,000 | $4,195,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 125,805 | $4,189,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 64,170 | $4,187,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 282,622 | $4,183,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 286,299 | $4,152,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 96,266 | $4,150,000 | thousands by filing date | |
| CUBESMART | 229663909 | COM | 172,248 | $4,141,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 102,465 | $4,122,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,260,000 | $4,100,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 366,023 | $4,089,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 245,425 | $4,079,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 366,854 | $4,072,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 112,621 | $4,071,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 120,885 | $4,069,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 32,900 | $4,066,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80,974 | $4,062,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 241,849 | $4,058,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 47,162 | $4,058,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4,153 | $4,052,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 94,229 | $4,052,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 69,809 | $4,051,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 43,215 | $4,047,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 148,861 | $4,042,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 332,634 | $4,025,000 | thousands by filing date | |
| AETNA INC | 00817Y958 | COM | 26,500 | $4,023,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,745,000 | $4,021,000 | thousands by filing date | principal |
| NUCOR CORP | 670346905 | COM | 69,400 | $4,016,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 204,768 | $4,014,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 422,256 | $4,012,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 183,257 | $4,010,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 49,265 | $4,000,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 4,387,000 | $3,999,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 100,538 | $3,994,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,461,550 | $3,990,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 37,373 | $3,989,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 119,458 | $3,978,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 210,712 | $3,978,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,311,400 | $3,975,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 41,400 | $3,972,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,068,350 | $3,964,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 376,349 | $3,960,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 96,962 | $3,956,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 106,451 | $3,956,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 216,149 | $3,949,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,838,000 | $3,937,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 83,796 | $3,936,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 156,301 | $3,933,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 143,094 | $3,928,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 133,724 | $3,921,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 151,300 | $3,919,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 107,616 | $3,909,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 849,336 | $3,897,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 244,100 | $3,884,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 77,146 | $3,881,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 108,326 | $3,877,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 215,713 | $3,872,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 87,867 | $3,870,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,322,000 | $3,855,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 110,911 | $3,854,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 248,371 | $3,850,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 82,833 | $3,842,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 157,544 | $3,836,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 109,540 | $3,830,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 104,543 | $3,830,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 262,139 | $3,827,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 74,801 | $3,824,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 190,256 | $3,822,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 76,000 | $3,811,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 135,890 | $3,799,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 10,524,400 | $3,795,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 63,174 | $3,790,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887909 | COM | 19,400 | $3,785,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 174,998 | $3,781,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 459,634 | $3,773,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,429,000 | $3,773,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 42,153 | $3,771,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 70,850 | $3,766,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 242,750 | $3,763,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,140,277 | $3,751,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 55,434 | $3,747,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 79,985 | $3,746,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 199,900 | $3,746,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 54,671 | $3,734,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 81,323 | $3,732,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 445,000 | $3,725,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 63,697 | $3,717,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 57,900 | $3,711,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 27,327 | $3,706,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 183,156 | $3,692,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 37,723 | $3,690,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 50,466 | $3,679,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 337,231 | $3,659,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 364,025 | $3,658,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 203,398 | $3,655,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 183,993 | $3,643,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 111,351 | $3,632,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 171,016 | $3,632,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 258,960 | $3,626,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 636,911 | $3,624,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 97,640 | $3,622,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 177,863 | $3,616,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 78,523 | $3,612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 58,840 | $3,610,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 143,431 | $3,607,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 173,209 | $3,583,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 72,811 | $3,582,000 | thousands by filing date | |
| STAPLES INC | 855030902 | COM | 355,000 | $3,575,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 223,448 | $3,571,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 35,600 | $3,566,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 140,797 | $3,561,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 135,399 | $3,559,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 729,269 | $3,537,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 118,500 | $3,534,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 70,589 | $3,532,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 144,228 | $3,527,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 74,562 | $3,527,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 154,032 | $3,523,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,950,000 | $3,523,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 38,755 | $3,515,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 237,044 | $3,497,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 62,847 | $3,489,000 | thousands by filing date | |
| PATHEON N V | N6865W955 | PUT | 100,000 | $3,488,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 184,785 | $3,484,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 217,589 | $3,481,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 132,682 | $3,481,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 83,713 | $3,475,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 65,416 | $3,473,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 3,391,000 | $3,467,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,470 | $3,464,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 107,886 | $3,458,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 80,828 | $3,449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 73,648 | $3,448,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,560,000 | $3,443,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 121,350 | $3,432,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 230,954 | $3,429,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 165,900 | $3,426,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 94,571 | $3,414,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 100,000 | $3,409,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 74,405 | $3,406,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 107,436 | $3,394,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,500,000 | $3,390,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 59,687 | $3,386,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 167,350 | $3,384,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 113,124 | $3,382,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 51,932 | $3,360,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 136,800 | $3,358,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 300,000 | $3,357,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 329,150 | $3,347,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 153,600 | $3,346,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 57,355 | $3,343,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,000,000 | $3,339,000 | thousands by filing date | principal |
| VanEck Preferred Securities ex | 92189F951 | ETF | 100,000 | $3,338,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F901 | CALL | 100,000 | $3,338,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 356,378 | $3,328,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 152,106 | $3,312,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 351,040 | $3,307,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 61,021 | $3,307,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 41,263 | $3,305,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 153,418 | $3,302,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 95,300 | $3,301,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,144,000 | $3,300,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 75,494 | $3,290,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 142,227 | $3,287,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 59,104 | $3,274,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 28,034 | $3,268,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 65,589 | $3,255,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 34,041 | $3,249,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 534,376 | $3,249,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 124,613 | $3,238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 58,800 | $3,231,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 52,631 | $3,224,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 475,366 | $3,223,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 111,964 | $3,219,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 143,145 | $3,214,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 249,614 | $3,211,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 441,684 | $3,211,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 61,403 | $3,207,000 | thousands by filing date | |
| AMDOCS LTD | G02602903 | SHS | 49,700 | $3,204,000 | thousands by filing date | call |
| HP INC | 40434L905 | COM | 183,100 | $3,201,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 233,161 | $3,195,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 72,329 | $3,191,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 103,336 | $3,185,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,915,000 | $3,169,000 | thousands by filing date | principal |
| GIGAMON INC | 37518B102 | COM | 80,392 | $3,164,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 927,069 | $3,152,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 80,862 | $3,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 128,342 | $3,151,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 54,200 | $3,148,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 117,894 | $3,143,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 338,500 | $3,138,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,129,000 | $3,136,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 330,000 | $3,135,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 330,000 | $3,135,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 244,788 | $3,124,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 607,287 | $3,121,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 60,100 | $3,120,000 | thousands by filing date | put |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 71,000 | $3,118,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 77,640 | $3,117,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 110,362 | $3,115,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 87,137 | $3,115,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 3,031,000 | $3,103,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 45,860 | $3,097,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,075,000 | $3,095,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377908 | CALL | 178,700 | $3,077,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 44,490 | $3,072,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 53,153 | $3,071,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 36,265 | $3,066,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 484,721 | $3,058,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 97,705 | $3,047,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 75,647 | $3,043,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 178,469 | $3,043,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 200,000 | $3,042,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 94,391 | $3,033,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 57,144 | $3,031,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,223,658 | $3,022,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 158,336 | $3,016,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 266,855 | $3,016,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,232,966 | $3,005,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 100,000 | $2,997,000 | thousands by filing date | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 47,653 | $2,993,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,721,872 | $2,992,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 148,497 | $2,990,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 305,790 | $2,969,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 228,603 | $2,960,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 116,327 | $2,953,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 83,681 | $2,941,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 78,021 | $2,939,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 34,576 | $2,938,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 187,869 | $2,933,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 359,915 | $2,933,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 204,131 | $2,930,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 135,000 | $2,927,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 149,485 | $2,921,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 105,778 | $2,920,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 81,196 | $2,920,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 517,315 | $2,917,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 118,797 | $2,916,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 701,409 | $2,911,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 42,198 | $2,899,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 291,897 | $2,893,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 83,277 | $2,892,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 140,301 | $2,884,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 21,770 | $2,877,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 121,725 | $2,876,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 170,035 | $2,875,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 148,767 | $2,871,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 63,300 | $2,870,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 26,500 | $2,866,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X306 | COM | 167,921 | $2,865,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 120,865 | $2,858,000 | thousands by filing date | |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $2,842,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 188,713 | $2,839,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 384,876 | $2,838,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 154,344 | $2,837,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 114,850 | $2,834,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 169,725 | $2,833,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 132,554 | $2,831,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 169,432 | $2,828,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 46,104 | $2,825,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 76,372 | $2,822,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 36,695 | $2,822,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 78,692 | $2,821,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 205,130 | $2,811,000 | thousands by filing date | |
| TESORO CORP | 881609901 | COM | 30,000 | $2,808,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 156,147 | $2,803,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 180,096 | $2,802,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488907 | CALL | 44,500 | $2,795,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 86,405 | $2,781,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 124,701 | $2,764,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 146,769 | $2,759,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 47,526 | $2,756,000 | thousands by filing date | |
| PTC INC | 69370C950 | COM | 50,000 | $2,756,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 213,300 | $2,749,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 155,135 | $2,746,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 6,500 | $2,746,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 144,362 | $2,739,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 100,975 | $2,739,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 41,800 | $2,733,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 28,390 | $2,725,000 | thousands by filing date | |
| HUMANA INC | 444859902 | COM | 11,300 | $2,719,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 99,536 | $2,699,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,607,000 | $2,698,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 235,603 | $2,697,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 689,224 | $2,687,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 16,787 | $2,685,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 9,933 | $2,671,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 137,526 | $2,667,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 206,800 | $2,666,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $2,659,000 | thousands by filing date | call |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 46,100 | $2,654,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 213,897 | $2,652,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,180,000 | $2,649,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 122,532 | $2,647,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 65,680 | $2,647,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 59,675 | $2,647,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 2,580,000 | $2,646,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,786,000 | $2,625,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 324,100 | $2,612,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 76,824 | $2,608,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G954 | ADR | 290,353 | $2,604,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 32,395 | $2,600,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 48,421 | $2,598,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 59,591 | $2,598,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100,519 | $2,596,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 76,769 | $2,595,000 | thousands by filing date | |
| BUNGE LIMITED | G16962955 | COM | 34,700 | $2,589,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 111,681 | $2,578,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 27,151 | $2,572,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 31,100 | $2,572,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 49,935 | $2,561,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F958 | PUT | 103,000 | $2,553,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 80,193 | $2,549,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 116,462 | $2,548,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 239,407 | $2,545,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 181,177 | $2,544,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 32,700 | $2,535,000 | thousands by filing date | put |
| EMERSON ELEC CO | 291011954 | PUT | 42,500 | $2,534,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 19,829 | $2,532,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 27,000 | $2,532,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 854,800 | $2,522,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 210,974 | $2,521,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,649,000 | $2,517,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 37,908 | $2,516,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 59,410 | $2,501,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 46,000 | $2,497,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 75,361 | $2,495,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 51,708 | $2,493,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932907 | COM | 85,400 | $2,490,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 500,000 | $2,485,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 104,859 | $2,481,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 30,000 | $2,479,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 169,000 | $2,474,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,815,000 | $2,458,000 | thousands by filing date | principal |
| VIRTUS ETF TR II | 92790A306 | VIRTUS ENHCD SRT | 98,000 | $2,455,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 2,254,000 | $2,453,000 | thousands by filing date | principal |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 33,757 | $2,444,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 156,141 | $2,444,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 187,300 | $2,438,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 161,200 | $2,434,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 20,000 | $2,433,000 | thousands by filing date | call |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 2,600 | $2,432,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 19,900 | $2,430,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 198,131 | $2,421,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $2,421,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 38,441 | $2,415,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 120,537 | $2,411,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 18,000 | $2,409,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 233,753 | $2,408,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 130,208 | $2,405,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 68,037 | $2,385,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 111,435 | $2,382,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 62,257 | $2,376,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 295,542 | $2,374,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 46,467 | $2,371,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 223,208 | $2,368,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 23,600 | $2,367,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21,364 | $2,357,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 271,994 | $2,345,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 93,475 | $2,337,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 221,260 | $2,330,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 70,000 | $2,325,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 133,434 | $2,324,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 100,000 | $2,324,000 | thousands by filing date | put |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 91,000 | $2,317,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,372,000 | $2,316,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 54,830 | $2,314,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 29,563 | $2,303,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 345,207 | $2,303,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 54,125 | $2,301,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 114,725 | $2,300,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 61,347 | $2,296,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 16,269 | $2,290,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 179,013 | $2,288,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 210,942 | $2,287,000 | thousands by filing date | |
| BRINKER INTL INC | 109641900 | CALL | 60,000 | $2,286,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 140,173 | $2,285,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 292,856 | $2,284,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 14,800 | $2,270,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 94,666 | $2,261,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 146,205 | $2,259,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 272,012 | $2,255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 37,563 | $2,253,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 279,646 | $2,251,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 586,402 | $2,251,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 55,302 | $2,250,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 57,034 | $2,245,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 25,063 | $2,244,000 | thousands by filing date | |
| STATE STR CORP | 857477903 | COM | 25,000 | $2,243,000 | thousands by filing date | call |
| STATE STR CORP | 857477953 | COM | 25,000 | $2,243,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 39,606 | $2,236,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 13,445 | $2,235,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 62,500 | $2,232,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354907 | COM | 250,000 | $2,230,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 141,402 | $2,228,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 139,166 | $2,227,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |