13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,236,208 | $9,716,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 315,759 | $9,713,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 133,900 | $9,709,000 | thousands by filing date | call |
| NORDSTROM INC | 655664900 | COM | 202,700 | $9,695,000 | thousands by filing date | call |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,688,000 | $9,683,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 865,560 | $9,615,000 | thousands by filing date | |
| BBT CORPORATION | 054937957 | COM | 210,900 | $9,577,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,143,450 | $9,570,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 234,523 | $9,568,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 265,410 | $9,542,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,925,000 | $9,477,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 414,458 | $9,474,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 215,639 | $9,469,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 125,500 | $9,444,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 248,302 | $9,443,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 200,000 | $9,442,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 111,432 | $9,435,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 236,621 | $9,425,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 319,477 | $9,421,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 157,580 | $9,403,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 207,920 | $9,398,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 175,000 | $9,389,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 382,965 | $9,387,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 489,700 | $9,383,000 | thousands by filing date | put |
| TWITTER INC | 90184L952 | COM | 525,000 | $9,382,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 418,767 | $9,367,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 261,590 | $9,352,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 179,184 | $9,344,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 216,452 | $9,334,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 428,230 | $9,314,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 265,560 | $9,303,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 275,825 | $9,298,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 354,600 | $9,294,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 715,916 | $9,236,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 77,058 | $9,233,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 511,469 | $9,232,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 493,247 | $9,228,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 263,714 | $9,204,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 608,820 | $9,193,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,010,441 | $9,185,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 304,737 | $9,172,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 882,733 | $9,137,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 327,958 | $9,127,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 823,060 | $9,120,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 630,408 | $9,103,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 394,226 | $9,090,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 325,544 | $9,049,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,259,984 | $9,046,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 21,700 | $9,029,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 219,077 | $9,015,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 132,253 | $9,013,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 299,572 | $8,999,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 8,858,000 | $8,989,000 | thousands by filing date | principal |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 298,395 | $8,984,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 179,100 | $8,980,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 122,878 | $8,975,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 9,041,000 | $8,956,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U955 | PUT | 1,090,700 | $8,955,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 143,056 | $8,948,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 283,563 | $8,943,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 136,330 | $8,936,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 597,614 | $8,928,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 559,971 | $8,914,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,292,976 | $8,896,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 123,200 | $8,881,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 341,665 | $8,876,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 217,948 | $8,871,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 273,853 | $8,867,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,988,200 | $8,848,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 344,897 | $8,839,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 395,101 | $8,839,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,256,454 | $8,822,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 483,654 | $8,816,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 105,755 | $8,791,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 247,967 | $8,760,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 711,639 | $8,753,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 497,952 | $8,739,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 7,882,000 | $8,734,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 90,030 | $8,693,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 160,011 | $8,665,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 115,407 | $8,657,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 116,200 | $8,653,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 50,154 | $8,630,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,079,968 | $8,629,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 78,900 | $8,618,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 195,376 | $8,603,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 85,463 | $8,591,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 361,582 | $8,584,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 127,797 | $8,564,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 334,433 | $8,545,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 829,350 | $8,534,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 536,271 | $8,532,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 8,205,000 | $8,527,000 | thousands by filing date | principal |
| WESTROCK CO | 96145D955 | PUT | 150,000 | $8,499,000 | thousands by filing date | put |
| AMERICAN TOWER CORP | 03027X950 | COM | 64,000 | $8,468,000 | thousands by filing date | put |
| RH | 74967X903 | CALL | 131,000 | $8,452,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 23,089 | $8,451,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 414,161 | $8,436,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 96,600 | $8,419,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 176,425 | $8,416,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 237,090 | $8,415,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 497,075 | $8,411,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 165,129 | $8,408,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 532,109 | $8,408,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L901 | CALL | 107,000 | $8,405,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 262,117 | $8,387,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 291,172 | $8,372,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 94,571 | $8,371,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,768,000 | $8,370,000 | thousands by filing date | principal |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 88,717 | $8,352,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 214,871 | $8,341,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 116,805 | $8,332,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 529,073 | $8,332,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 457,473 | $8,303,000 | thousands by filing date | |
| ISHARES INC | 464286959 | MSCI CDA ETF | 310,000 | $8,296,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 369,369 | $8,292,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 98,229 | $8,287,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 118,712 | $8,287,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 8,275,000 | $8,285,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 117,901 | $8,282,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 145,600 | $8,258,000 | thousands by filing date | put |
| LOGITECH INTL S A | H50430952 | SHS | 225,000 | $8,248,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 843,710 | $8,244,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 517,500 | $8,239,000 | thousands by filing date | call |
| MCKESSON CORP | 58155Q953 | COM | 50,000 | $8,227,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 244,925 | $8,192,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,481,000 | $8,189,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 213,517 | $8,188,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 295,042 | $8,187,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,203,000 | $8,187,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 454,255 | $8,177,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 473,075 | $8,142,000 | thousands by filing date | |
| VERISIGN INC | 92343E902 | COM | 87,400 | $8,125,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 7,692,000 | $8,095,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 101,433 | $8,091,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 414,355 | $8,064,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,054,000 | $8,054,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 457,674 | $8,051,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 320,697 | $8,049,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 241,669 | $8,048,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 319,097 | $8,042,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 111,370 | $8,030,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,089,173 | $8,006,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 57,172 | $7,993,000 | thousands by filing date | |
| ISHARES INC | 464286909 | MSCI CDA ETF | 298,100 | $7,977,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 289,979 | $7,970,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 365,199 | $7,917,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 101,100 | $7,917,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 202,448 | $7,906,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,902,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 549,806 | $7,901,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,435,888 | $7,898,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 870,809 | $7,898,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 180,000 | $7,897,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 221,563 | $7,884,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 308,045 | $7,856,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 106,400 | $7,848,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 167,576 | $7,843,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC | 375916903 | COM | 255,000 | $7,836,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 398,101 | $7,823,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 74,843 | $7,822,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 168,800 | $7,812,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 125,000 | $7,798,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 176,312 | $7,793,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 256,884 | $7,778,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 394,065 | $7,775,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 716,286 | $7,772,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 167,993 | $7,769,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 200,674 | $7,758,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,894,000 | $7,745,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 72,023 | $7,744,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200,675 | $7,732,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 145,000 | $7,713,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20,690 | $7,712,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 446,341 | $7,699,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 138,052 | $7,693,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 145,554 | $7,668,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,280,000 | $7,661,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 734,297 | $7,659,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 79,800 | $7,657,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 213,891 | $7,645,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 7,689,000 | $7,636,000 | thousands by filing date | principal |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 455,914 | $7,632,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 156,685 | $7,631,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,130,075 | $7,628,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 47,000 | $7,624,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 302,099 | $7,613,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 201,371 | $7,603,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,777,804 | $7,597,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 278,611 | $7,584,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 429,518 | $7,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 77,428 | $7,569,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 422,457 | $7,549,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 231,325 | $7,534,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 73,714 | $7,498,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 503,743 | $7,480,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 111,528 | $7,472,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 48,700 | $7,459,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 211,846 | $7,446,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 33,041 | $7,433,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 609,050 | $7,430,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 109,477 | $7,424,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 647,550 | $7,414,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 247,900 | $7,402,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 256,426 | $7,385,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 519,645 | $7,363,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 232,562 | $7,359,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 722,472 | $7,348,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 232,406 | $7,344,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 567,561 | $7,344,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 116,126 | $7,325,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 81,600 | $7,314,000 | thousands by filing date | put |
| STONEGATE BANK | 861811107 | COM | 158,015 | $7,297,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 136,313 | $7,293,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 41,800 | $7,292,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 570,445 | $7,291,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 81,727 | $7,265,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 182,328 | $7,265,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,408,138 | $7,265,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 406,625 | $7,263,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 564,593 | $7,255,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 431,069 | $7,251,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,122,000 | $7,245,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 241,193 | $7,240,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 264,357 | $7,230,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 275,339 | $7,203,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 250,000 | $7,183,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,421,000 | $7,183,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 112,808 | $7,143,000 | thousands by filing date | |
| EXELIXIS INC | 30161Q954 | COM | 290,000 | $7,143,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 113,879 | $7,136,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,403,027 | $7,133,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 358,846 | $7,126,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 212,400 | $7,124,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 285,915 | $7,117,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 738,423 | $7,117,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 646,433 | $7,111,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 213,204 | $7,106,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 503,747 | $7,098,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 296,159 | $7,096,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 43,800 | $7,085,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 182,466 | $7,071,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 40,500 | $7,066,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100,490 | $7,058,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 78,832 | $7,055,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 342,757 | $7,047,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 104,863 | $7,041,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 124,300 | $7,037,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 145,454 | $7,027,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 47,690 | $7,027,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 112,400 | $7,027,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 243,289 | $7,016,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 314,742 | $7,003,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,857,245 | $7,002,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 56,666 | $6,965,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 238,775 | $6,958,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 154,575 | $6,956,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 381,560 | $6,925,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 281,322 | $6,920,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 400,000 | $6,920,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 66,000 | $6,908,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 469,128 | $6,901,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 279,470 | $6,875,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 311,300 | $6,874,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 61,134 | $6,865,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 89,200 | $6,862,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 240,816 | $6,838,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 210,662 | $6,823,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 120,314 | $6,803,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 442,816 | $6,798,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 94,268 | $6,789,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 91,500 | $6,781,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 122,600 | $6,736,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 101,020 | $6,733,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 409,008 | $6,728,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 358,763 | $6,727,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 229,846 | $6,727,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 87,400 | $6,724,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 342,672 | $6,717,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 106,085 | $6,704,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 229,195 | $6,688,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 314,044 | $6,687,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 147,400 | $6,683,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 224,212 | $6,675,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,906,885 | $6,674,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 272,563 | $6,670,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 338,580 | $6,670,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 107,291 | $6,668,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 119,914 | $6,665,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 50,300 | $6,654,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 36,838 | $6,650,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 107,527 | $6,644,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 430,928 | $6,641,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,595,988 | $6,639,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 397,176 | $6,633,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 134,744 | $6,630,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 263,689 | $6,629,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,821,061 | $6,628,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 371,745 | $6,606,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 274,849 | $6,574,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 414,388 | $6,556,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 51,712 | $6,552,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 5,128,000 | $6,511,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 6,467,000 | $6,508,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 116,401 | $6,499,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,278,000 | $6,490,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 95,757 | $6,490,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 73,208 | $6,476,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 123,623 | $6,465,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 374,366 | $6,457,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 235,675 | $6,446,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,212,507 | $6,438,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 255,401 | $6,436,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 317,909 | $6,424,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y905 | CALL | 100,000 | $6,409,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,002,000 | $6,404,000 | thousands by filing date | principal |
| CU BANCORP | 126534106 | COM | 177,045 | $6,400,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,845,809 | $6,399,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 369,803 | $6,398,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 75,800 | $6,397,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 79,398 | $6,394,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 73,354 | $6,392,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 106,869 | $6,385,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 394,737 | $6,356,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 152,760 | $6,335,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 615,539 | $6,333,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 83,822 | $6,331,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W903 | COM | 45,000 | $6,325,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W953 | COM | 45,000 | $6,325,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 461,610 | $6,323,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 269,482 | $6,319,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 357,832 | $6,298,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,912,000 | $6,290,000 | thousands by filing date | principal |
| PHARMERICA CORP | 71714F104 | COM | 239,290 | $6,281,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 254,833 | $6,277,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 6,074,000 | $6,271,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,483,000 | $6,270,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 137,414 | $6,265,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,003,308 | $6,251,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 364,856 | $6,250,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 127,589 | $6,247,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 476,575 | $6,243,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 104,801 | $6,241,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,395,000 | $6,226,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 2,101,977 | $6,200,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 115,400 | $6,194,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 716,236 | $6,188,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,152,900 | $6,180,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 536,300 | $6,167,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 352,058 | $6,147,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 5,000,000 | $6,145,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 71,727 | $6,141,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 509,013 | $6,134,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 439,070 | $6,134,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 6,124,000 | $6,124,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 1,041,400 | $6,124,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 660,047 | $6,119,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 350,000 | $6,118,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 289,500 | $6,112,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 89,987 | $6,096,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 5,994,000 | $6,084,000 | thousands by filing date | principal |
| INGEVITY CORP COM | 45688C107 | Stock | 105,552 | $6,058,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 128,559 | $6,055,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 121,401 | $6,047,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 104,046 | $6,032,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 325,058 | $6,026,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 112,500 | $6,006,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 6,017,000 | $6,000,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 6,318,000 | $5,998,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 508,137 | $5,991,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 262,217 | $5,989,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,311,272 | $5,979,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,196,508 | $5,976,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 725,300 | $5,969,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 37,400 | $5,968,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S953 | PUT | 80,000 | $5,958,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 313,122 | $5,941,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 99,651 | $5,925,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 200,239 | $5,894,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914903 | COM | 103,900 | $5,893,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 270,440 | $5,882,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 177,339 | $5,872,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 235,687 | $5,869,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 141,517 | $5,856,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW | 828806909 | COM | 36,200 | $5,856,000 | thousands by filing date | call |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,850,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 175,000 | $5,814,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 142,480 | $5,813,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 206,761 | $5,810,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 46,945 | $5,809,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 55,255 | $5,805,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 312,625 | $5,787,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,858,000 | $5,787,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 89,421 | $5,785,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 104,299 | $5,781,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC | 85208M952 | COM | 255,000 | $5,781,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 47,079 | $5,773,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 43,600 | $5,769,000 | thousands by filing date | call |
| L BRANDS INC | 501797954 | COM | 107,000 | $5,766,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,465 | $5,764,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 224,281 | $5,703,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 210,220 | $5,676,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 25,032 | $5,665,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 135,762 | $5,661,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,615,000 | $5,660,000 | thousands by filing date | principal |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 105,000 | $5,655,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 46,902 | $5,649,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 98,587 | $5,648,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 75,000 | $5,644,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 366,150 | $5,635,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 692,789 | $5,625,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,620,000 | $5,620,000 | thousands by filing date | principal |
| TESORO CORP | 881609951 | COM | 60,000 | $5,616,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 750,343 | $5,590,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 574,242 | $5,576,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 81,374 | $5,562,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 159,164 | $5,561,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 104,730 | $5,558,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 64,709 | $5,545,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 326,450 | $5,539,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 147,149 | $5,525,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 314,550 | $5,505,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 227,589 | $5,501,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 336,132 | $5,495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 100,000 | $5,495,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,113,000 | $5,490,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 1,073,878 | $5,477,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 375,036 | $5,475,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 147,602 | $5,469,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100,975 | $5,465,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 120,554 | $5,452,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 62,051 | $5,432,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 702,515 | $5,417,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 261,291 | $5,414,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 67,088 | $5,412,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 146,889 | $5,391,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 294,322 | $5,386,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 292,571 | $5,378,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 268,070 | $5,375,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814907 | COM | 98,700 | $5,368,000 | thousands by filing date | call |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 5,016,000 | $5,368,000 | thousands by filing date | principal |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 317,754 | $5,361,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 276,041 | $5,355,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 206,529 | $5,337,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 258,431 | $5,336,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,955,000 | $5,332,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 634,538 | $5,305,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 683,307 | $5,296,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 98,200 | $5,292,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 147,888 | $5,288,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 246,800 | $5,282,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 82,312 | $5,280,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 118,100 | $5,274,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 132,001 | $5,259,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 34,100 | $5,246,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 201,192 | $5,228,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 599,558 | $5,228,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 282,316 | $5,228,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 91,800 | $5,197,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 530,702 | $5,175,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 5,040,000 | $5,158,000 | thousands by filing date | principal |
| VALE S A | 91912E905 | SPONSORED ADS | 588,968 | $5,154,000 | thousands by filing date | call |
| PARKWAY INC COM | 70156Q107 | Stock | 224,989 | $5,150,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 155,987 | $5,136,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 540,433 | $5,135,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 288,246 | $5,128,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 607,837 | $5,124,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 97,943 | $5,122,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 168,177 | $5,120,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 88,900 | $5,118,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 218,826 | $5,102,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,365,000 | $5,098,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 129,441 | $5,089,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 577,353 | $5,080,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 153,325 | $5,079,000 | thousands by filing date | |
| TIME WARNER INC | 887317903 | COM | 50,500 | $5,071,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 220,600 | $5,065,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 256,600 | $5,063,000 | thousands by filing date | put |
| BBT CORPORATION | 054937907 | COM | 111,400 | $5,059,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 127,444 | $5,046,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 199,974 | $5,041,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,283,000 | $5,033,000 | thousands by filing date | principal |
| GNC Holdings | 36191GAB3 | CONV BOND | 7,532,000 | $5,009,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,854,000 | $5,006,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 398,575 | $4,998,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 138,890 | $4,997,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 95,900 | $4,979,000 | thousands by filing date | call |
| BLOCK INC | 852234903 | CALL | 211,900 | $4,971,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 72,819 | $4,970,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 412,275 | $4,960,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 150,000 | $4,952,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 789,143 | $4,933,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 96,507 | $4,928,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 143,872 | $4,916,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 128,272 | $4,907,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,753 | $4,890,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 49,539 | $4,879,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,688,486 | $4,879,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 505,227 | $4,876,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 77,873 | $4,874,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |