13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 5,007 holding rows worth $437,534,958,000.
- Accession
- 0000019617-17-000496
- Filer
- CIK 19617
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,588 entries on the cover page, a total value of $437,534,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,534,958,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 151,187 | $18,901,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,079,187 | $18,832,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,175,436 | $18,831,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 500,000 | $18,775,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 190,292 | $18,770,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,485,450 | $18,765,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 661,698 | $18,725,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,301,673 | $18,718,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 784,517 | $18,702,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 19,785,000 | $18,693,000 | thousands by filing date | principal |
| KAMAN CORP-CLASS A | 483548103 | COM | 374,472 | $18,675,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 740,082 | $18,657,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 9,424,846 | $18,567,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $18,557,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,097,850 | $18,510,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $18,489,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 475,000 | $18,487,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 1,082,078 | $18,439,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,345,149 | $18,432,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 533,342 | $18,401,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 175,268 | $18,396,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 940,582 | $18,370,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 517,343 | $18,360,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 99,000 | $18,357,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 1,420,921 | $18,344,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 194,868 | $18,337,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 691,626 | $18,321,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 18,242,000 | $18,320,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 394,523 | $18,303,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 657,207 | $18,106,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 952,184 | $18,092,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 74,419 | $18,091,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 196,190 | $18,086,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,102,000 | $18,072,000 | thousands by filing date | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 369,307 | $18,070,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 178,629 | $18,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 193,913 | $18,030,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 566,716 | $17,983,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 415,076 | $17,977,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 248,900 | $17,963,000 | thousands by filing date | put |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 270,494 | $17,923,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 257,997 | $17,921,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 306,424 | $17,907,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 175,085 | $17,869,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 556,302 | $17,868,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 930,373 | $17,854,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 304,099 | $17,835,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 739,198 | $17,815,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 435,100 | $17,765,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 755,042 | $17,743,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 745,078 | $17,725,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 263,626 | $17,715,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 86,314 | $17,653,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 334,889 | $17,605,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 524,071 | $17,571,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 101,900 | $17,550,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 450,031 | $17,470,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 666,115 | $17,426,000 | thousands by filing date | |
| WBMD 2.625 23 | 94770VAM4 | Bond 30/360P2 U | 17,575,000 | $17,397,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 317,883 | $17,388,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 139,032 | $17,386,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 245,400 | $17,369,000 | thousands by filing date | call |
| BIOGEN INC | 09062X903 | CALL | 63,930 | $17,348,000 | thousands by filing date | call |
| LENNAR CORP | 526057954 | CL A | 325,000 | $17,329,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 136,356 | $17,327,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,407,889 | $17,289,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 502,462 | $17,240,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 499,381 | $17,239,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,275,000 | $17,200,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 146,000 | $17,148,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 998,178 | $17,129,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 579,994 | $17,111,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 255,528 | $17,083,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 208,682 | $17,077,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 161,897 | $17,049,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 8,575,000 | $17,048,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 1,532,020 | $17,036,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 315,343 | $16,959,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 439,593 | $16,937,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 286,844 | $16,924,000 | thousands by filing date | call |
| METLIFE INC | 59156R958 | PUT | 307,900 | $16,916,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,277,000 | $16,908,000 | thousands by filing date | principal |
| MCDONALDS CORP | 580135901 | COM | 110,200 | $16,878,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 287,233 | $16,855,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 939,687 | $16,839,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 292,377 | $16,809,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 19,741,000 | $16,759,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 123,546 | $16,745,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 151,400 | $16,727,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 249,700 | $16,700,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 12,955,000 | $16,690,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 143,653 | $16,614,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 611,127 | $16,587,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 239,588 | $16,584,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 518,882 | $16,552,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 618,881 | $16,524,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,436,474 | $16,520,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 474,769 | $16,517,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 62,495 | $16,474,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,482,419 | $16,448,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 989,110 | $16,419,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,422,266 | $16,413,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 227,934 | $16,383,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 231,892 | $16,347,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 371,095 | $16,343,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 977,784 | $16,338,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 22,944 | $16,310,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 5,312,279 | $16,309,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 459,082 | $16,283,000 | thousands by filing date | |
| RH | 74967X103 | COM | 252,028 | $16,261,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,054,612 | $16,252,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 303,839 | $16,246,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 20,386,000 | $16,241,000 | thousands by filing date | principal |
| RSP PERMIAN INC | 74978Q105 | COM | 502,416 | $16,214,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 381,753 | $16,210,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 11,436,000 | $16,196,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 929,657 | $16,185,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 783,677 | $16,183,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 300,000 | $16,158,000 | thousands by filing date | call |
| GRUBHUB INC | 400110902 | CALL | 370,000 | $16,132,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 354,961 | $16,109,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 360,820 | $16,074,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 210,291 | $16,048,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 72,200 | $16,021,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 227,845 | $15,974,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 411,248 | $15,932,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 820,684 | $15,896,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 264,007 | $15,886,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 283,455 | $15,808,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 1,061,433 | $15,773,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 128,823 | $15,675,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 179,160 | $15,653,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 228,241 | $15,588,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 452,112 | $15,584,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,342,784 | $15,576,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 16,552,000 | $15,559,000 | thousands by filing date | principal |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 519,523 | $15,481,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 665,300 | $15,468,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,233,717 | $15,436,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 392,400 | $15,390,000 | thousands by filing date | put |
| VERISIGN INC | 92343E952 | COM | 165,500 | $15,385,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 1,832,089 | $15,371,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 472,830 | $15,367,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 26,106 | $15,365,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 291,039 | $15,364,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 298,502 | $15,316,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 292,741 | $15,287,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 31,100 | $15,274,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 125,513 | $15,271,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,485,132 | $15,253,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 25,350 | $15,202,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 73,165 | $15,201,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 186,087 | $15,166,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 14,522,000 | $15,143,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 545,052 | $15,142,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 267,053 | $15,075,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 336,169 | $15,065,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 389,200 | $15,046,000 | thousands by filing date | put |
| SALESFORCE INC | 79466L952 | PUT | 173,700 | $15,042,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200,033 | $15,033,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 245,821 | $15,021,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 15,425,000 | $15,007,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 1,316,324 | $14,979,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 113,357 | $14,972,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 135,902 | $14,966,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 207,424 | $14,929,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 285,784 | $14,903,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 364,800 | $14,895,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 279,145 | $14,885,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 106,515 | $14,882,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 593,225 | $14,831,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,467,150 | $14,819,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 7,867,000 | $14,817,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 123,495 | $14,815,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 13,899,000 | $14,812,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 224,459 | $14,795,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 14,855,000 | $14,781,000 | thousands by filing date | principal |
| CSG SYSTEMS | 126349109 | COM | 363,459 | $14,749,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 132,727 | $14,726,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,115,357 | $14,712,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 449,327 | $14,711,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 438,992 | $14,711,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 370,444 | $14,706,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 329,776 | $14,695,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V950 | PUT | 420,000 | $14,671,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 206,727 | $14,647,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 672,979 | $14,637,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 250,713 | $14,606,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 677,714 | $14,592,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 318,881 | $14,553,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 14,219,000 | $14,540,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 1,450,230 | $14,503,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 374,445 | $14,477,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 329,936 | $14,421,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,229,142 | $14,405,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 300,000 | $14,364,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 369,261 | $14,357,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-SERIES C | G5480U950 | COM | 460,000 | $14,343,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 594,495 | $14,334,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 261,800 | $14,326,000 | thousands by filing date | call |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 13,590,000 | $14,306,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 746,266 | $14,306,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,069,428 | $14,277,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 274,751 | $14,232,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 859,054 | $14,201,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 802,592 | $14,173,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 13,965,000 | $14,167,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 749,437 | $14,165,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 165,400 | $14,165,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 465,200 | $14,142,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 377,059 | $14,109,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,023,684 | $14,045,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348906 | CALL | 40,000 | $14,038,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 255,629 | $14,021,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 366,377 | $13,981,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 440,849 | $13,980,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 509,043 | $13,967,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 564,804 | $13,951,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,413,000 | $13,917,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 223,075 | $13,916,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 113,652 | $13,901,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 725,415 | $13,892,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,688,430 | $13,873,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,730,000 | $13,823,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,730,000 | $13,823,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 288,115 | $13,812,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 298,557 | $13,808,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 392,495 | $13,796,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 182,100 | $13,781,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 744,139 | $13,766,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,731,760 | $13,757,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 232,900 | $13,741,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN | 12541W959 | PUT | 200,000 | $13,736,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 740,191 | $13,730,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 393,772 | $13,723,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P908 | COM | 1,074,000 | $13,704,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 1,074,000 | $13,704,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,223,920 | $13,699,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 249,446 | $13,695,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 848,702 | $13,664,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 667,830 | $13,630,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 174,321 | $13,625,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 247,600 | $13,603,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 260,577 | $13,590,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 13,140,000 | $13,587,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 42,719 | $13,568,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 825,688 | $13,524,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 272,661 | $13,521,000 | thousands by filing date | |
| BCE INC | 05534B900 | COM NEW | 300,000 | $13,512,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 569,443 | $13,507,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 809,135 | $13,488,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,415,476 | $13,475,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 209,257 | $13,459,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 187,454 | $13,437,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 91,597 | $13,407,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 398,100 | $13,372,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 447,400 | $13,359,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 257,866 | $13,335,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 223,634 | $13,332,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 150,000 | $13,313,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 9,796,000 | $13,246,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 220,942 | $13,245,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 382,417 | $13,239,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 319,234 | $13,210,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 19,788,000 | $13,209,000 | thousands by filing date | principal |
| CUMMINS INC | 231021956 | PUT | 80,800 | $13,107,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 673,700 | $13,090,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 340,135 | $13,085,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 687,228 | $13,072,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 317,187 | $13,069,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 261,078 | $13,067,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,960,181 | $13,055,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 149,600 | $13,045,000 | thousands by filing date | put |
| FORD MTR CO | 345370950 | PUT | 1,165,700 | $13,044,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 1,165,214 | $13,004,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 401,338 | $12,975,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 900,146 | $12,971,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,751,210 | $12,942,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 519,709 | $12,910,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,281,633 | $12,906,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 9,019,000 | $12,906,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,295,300 | $12,901,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 553,493 | $12,896,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 680,727 | $12,887,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,936,607 | $12,878,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,907,064 | $12,873,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 148,017 | $12,840,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 293,224 | $12,828,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 221,747 | $12,823,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 278,388 | $12,801,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 151,300 | $12,768,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 340,985 | $12,766,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 679,332 | $12,738,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 138,096 | $12,737,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 121,513 | $12,718,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,100,755 | $12,713,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 260,991 | $12,712,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 265,045 | $12,698,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 64,409 | $12,665,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 239,978 | $12,659,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 515,489 | $12,649,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 733,103 | $12,646,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 571,049 | $12,643,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 599,153 | $12,631,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 393,561 | $12,609,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 277,668 | $12,606,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 87,200 | $12,606,000 | thousands by filing date | put |
| WHOLE FOODS MARKET INC | 966837906 | COM | 299,300 | $12,604,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,634,403 | $12,584,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,534,103 | $12,579,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 328,226 | $12,542,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 150,000 | $12,539,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 214,006 | $12,525,000 | thousands by filing date | |
| MONSANTO CO | 61166W901 | COM | 105,705 | $12,511,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 325,524 | $12,507,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 199,271 | $12,506,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 827,988 | $12,494,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 297,633 | $12,485,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 183,119 | $12,472,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 917,634 | $12,460,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 788,512 | $12,411,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 139,438 | $12,410,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 87,600 | $12,390,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 114,927 | $12,383,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,475,753 | $12,304,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 112,067 | $12,303,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 142,000 | $12,297,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 710,127 | $12,257,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 596,075 | $12,249,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 477,265 | $12,242,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 318,182 | $12,222,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 391,852 | $12,218,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,637,933 | $12,186,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 100,000 | $12,170,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 12,367,000 | $12,151,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 234,306 | $12,102,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 194,740 | $12,095,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 257,025 | $12,082,000 | thousands by filing date | |
| TWILIO INC | 90138F952 | CL A | 415,000 | $12,081,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 869,101 | $12,081,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 307,800 | $12,072,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 116,976 | $12,070,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 925,506 | $12,069,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 259,830 | $12,063,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 315,116 | $12,038,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 426,253 | $12,016,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 97,225 | $12,014,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 178,000 | $12,008,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 136,911 | $12,005,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 367,764 | $11,967,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 140,149 | $11,925,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 219,277 | $11,914,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 525,011 | $11,891,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 745,000 | $11,860,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 229,930 | $11,852,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 114,736 | $11,845,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 367,274 | $11,841,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 586,216 | $11,812,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 12,083,000 | $11,721,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287908 | COM | 149,900 | $11,718,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 229,566 | $11,687,000 | thousands by filing date | |
| Zurn Water Solutions Corporation | 76169B902 | COM | 500,000 | $11,625,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 316,142 | $11,618,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 180,721 | $11,609,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 258,600 | $11,598,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 182,465 | $11,554,000 | thousands by filing date | |
| STRATEGY INC | 594972958 | COM NEW | 60,283 | $11,554,000 | thousands by filing date | put |
| STRATEGY INC | 594972908 | CALL | 60,283 | $11,554,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827909 | CALL | 49,536 | $11,545,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 417,787 | $11,523,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 639,935 | $11,518,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 217,128 | $11,516,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 228,800 | $11,513,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 203,745 | $11,507,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 180,000 | $11,500,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 433,797 | $11,496,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,817,000 | $11,479,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 212,111 | $11,458,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,337,602 | $11,452,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 147,059 | $11,451,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,240,508 | $11,388,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 355,949 | $11,386,000 | thousands by filing date | |
| NEWFIELD EXPLORATION CO | 651290908 | COM | 400,000 | $11,384,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 264,210 | $11,380,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 878,047 | $11,371,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 116,543 | $11,363,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 92,382 | $11,347,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 402,736 | $11,285,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 744,289 | $11,269,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 282,354 | $11,261,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 753,750 | $11,201,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 244,613 | $11,191,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 167,926 | $11,118,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 140,300 | $11,117,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 151,016 | $11,110,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 505,464 | $11,054,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 296,934 | $11,029,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 73,666 | $11,020,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 70,627 | $11,014,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410AR9 | DEBT 13.500 8/3 | 10,000,000 | $10,975,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 1,135,880 | $10,973,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 517,475 | $10,971,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 309,825 | $10,952,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 573,216 | $10,949,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229906 | COM NEW | 204,100 | $10,944,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 277,829 | $10,943,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 196,152 | $10,942,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 737,499 | $10,936,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 647,017 | $10,934,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 234,915 | $10,919,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 103,200 | $10,910,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 296,253 | $10,902,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 100,100 | $10,902,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224907 | COM | 200,000 | $10,902,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224957 | COM | 200,000 | $10,902,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311957 | PUT | 500,000 | $10,880,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,290,434 | $10,879,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 5,318,000 | $10,838,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 69,722 | $10,799,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 751,774 | $10,788,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 74,495 | $10,769,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 222,699 | $10,756,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 260,300 | $10,753,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 301,320 | $10,747,000 | thousands by filing date | |
| NUCOR CORP | 670346955 | COM | 185,300 | $10,723,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y900 | CALL | 158,600 | $10,699,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 76,470 | $10,695,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 245,340 | $10,681,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 887,500 | $10,659,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 204,953 | $10,651,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 480,000 | $10,627,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 334,385 | $10,617,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 68,800 | $10,584,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 466,855 | $10,574,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 191,393 | $10,568,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 723,598 | $10,557,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 272,800 | $10,546,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 412,148 | $10,531,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 25,300 | $10,527,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 88,362 | $10,503,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 167,053 | $10,491,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 123,502 | $10,486,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 300,000 | $10,479,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 569,214 | $10,473,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 668,793 | $10,433,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 74,922 | $10,432,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 920,121 | $10,416,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 300,000 | $10,395,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 379,299 | $10,388,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 103,500 | $10,369,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 9,649,000 | $10,361,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 460,648 | $10,333,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 944,307 | $10,293,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 190,000 | $10,249,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 142,654 | $10,246,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 243,062 | $10,242,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 95,781 | $10,239,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 274,000 | $10,192,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 663,503 | $10,192,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 22,126 | $10,188,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 453,185 | $10,175,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 66,800 | $10,142,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 226,634 | $10,137,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 9,295,000 | $10,135,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 400,051 | $10,121,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 225,731 | $10,120,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 289,700 | $10,116,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 266,093 | $10,114,000 | thousands by filing date | |
| TRANSDIGM GROUP INC | 893641950 | PUT | 37,600 | $10,110,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 9,913,000 | $10,102,000 | thousands by filing date | principal |
| AMAYA INC | 02314M108 | COM | 564,012 | $10,096,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 11,405,000 | $10,094,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 111,534 | $10,093,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 128,675 | $10,088,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 899,872 | $10,079,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 46,300 | $10,062,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 67,517 | $10,030,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 212,146 | $10,024,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 213,452 | $10,022,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 646,043 | $10,021,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,396,089 | $10,011,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 127,929 | $10,004,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN | 12541W909 | CALL | 145,000 | $9,959,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 302,469 | $9,939,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,368,000 | $9,932,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 416,910 | $9,914,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 208,551 | $9,892,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 296,600 | $9,892,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 277,115 | $9,880,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 188,863 | $9,879,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,840,000 | $9,878,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 162,831 | $9,868,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 452,688 | $9,850,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 61,200 | $9,788,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566AH0 | CNV | 5,109,000 | $9,785,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 348,645 | $9,771,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 153,200 | $9,771,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 621,964 | $9,770,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 517,410 | $9,753,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 484,959 | $9,733,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000496 | this filing | 2017-08-09 | acceptance time not in the bulk data set |