13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 691,000 | $863,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 68,071 | $860,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 50,403 | $857,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 54,949 | $856,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 40,594 | $853,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 230,703 | $851,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 20,064 | $849,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 58,752 | $849,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 17,684 | $848,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 21,500 | $848,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 68,617 | $847,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 62,319 | $846,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 34,642 | $846,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 825,000 | $845,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 29,672 | $845,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,579 | $843,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 6,700 | $840,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 34,742 | $837,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 16,556 | $836,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 49,974 | $835,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 46,958 | $834,000 | thousands by filing date | |
| RH | 74967X953 | COM | 18,000 | $833,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,558 | $829,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 58,760 | $829,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 194,396 | $829,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 228,866 | $829,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 15,502 | $828,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 139,632 | $824,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 15,100 | $824,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 68,728 | $823,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 25,213 | $821,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 7,435 | $819,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 20,200 | $818,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 16,867 | $817,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 78,621 | $813,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,165 | $811,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 125,000 | $809,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 11,897 | $808,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC | 302130909 | COM | 14,200 | $802,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 52,193 | $801,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 52,523 | $801,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 599,000 | $800,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,787 | $799,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 23,009 | $799,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 43,720 | $799,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 93,813 | $786,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 14,623 | $785,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311906 | CL C | 42,850 | $784,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 20,653 | $772,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 100,242 | $771,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,444,309 | $770,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 51,522 | $768,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 645,000 | $765,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,233 | $762,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22,488 | $760,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 19,074 | $758,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 193,688 | $755,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $754,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 37,133 | $754,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,913 | $753,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,419 | $750,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 54,120 | $748,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 15,861 | $747,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 21,339 | $746,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 20,621 | $744,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 92,482 | $741,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 79,510 | $741,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 47,641 | $740,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 730,000 | $734,000 | thousands by filing date | principal |
| MATTEL INC | 577081902 | CALL | 28,600 | $732,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 16,383 | $730,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 226,101 | $730,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,982 | $727,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 76,925 | $726,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,996 | $725,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 187,230 | $725,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,263 | $721,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 403,000 | $717,000 | thousands by filing date | principal |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 29,859 | $713,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 18,934 | $712,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 43,509 | $710,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 31,428 | $710,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 58,230 | $709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 25,315 | $708,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 47,567 | $708,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 40,862 | $708,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 38,426 | $706,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,064 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 19,939 | $703,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,893 | $702,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 20,762 | $701,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 20,518 | $700,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 59,661 | $700,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 226,376 | $697,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 19,461 | $696,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,566 | $692,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 12,768 | $692,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 35,000 | $692,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,720 | $690,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,475 | $689,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 49,427 | $689,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 15,764 | $686,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,063 | $685,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 15,334 | $685,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 93,974 | $680,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 69,105 | $679,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 39,066 | $678,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 23,713 | $676,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,818 | $675,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 113,595 | $675,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,982 | $671,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 41,508 | $671,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,394 | $668,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 26,223 | $668,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 29,881 | $665,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,811 | $663,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 74,840 | $663,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,757 | $662,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 20,127 | $661,000 | thousands by filing date | call |
| SEADRILL LTD | G7945E905 | COM | 400,000 | $660,000 | thousands by filing date | call |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,756 | $659,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,404 | $655,000 | thousands by filing date | |
| RANGE RES CORP | 75281A959 | COM | 22,500 | $655,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,653 | $654,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 13,000 | $652,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 16,132 | $651,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 30,363 | $648,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L901 | CALL | 10,000 | $646,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,294 | $642,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 213,394 | $642,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 13,727 | $642,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,752 | $638,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 519,000 | $638,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,254 | $635,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 31,484 | $632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,681 | $631,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 11,800 | $629,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 5,900 | $629,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 14,428 | $628,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,925 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 14,945 | $626,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,936 | $624,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 35,309 | $624,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 43,251 | $615,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 12,379 | $612,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,865 | $608,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,681 | $604,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 24,531 | $603,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 23,333 | $603,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 6,983 | $601,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 16,757 | $600,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 32,129 | $600,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 182,508 | $599,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,700 | $598,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,493 | $598,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 16,199 | $596,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,602 | $595,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 45,014 | $593,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,925 | $590,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,205 | $589,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 11,064 | $588,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 52,527 | $587,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 39,171 | $586,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 29,552 | $586,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $585,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,164 | $583,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 49,372 | $583,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 68,797 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,914 | $581,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 29,726 | $581,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 215,000 | $581,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 34,497 | $581,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 60,737 | $580,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 626,000 | $578,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 48,699 | $577,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,336 | $577,000 | thousands by filing date | |
| PULTE GROUP INC | 745867951 | COM | 24,500 | $577,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 39,447 | $573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,877 | $567,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,137 | $566,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,539 | $565,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,727 | $563,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 220,480 | $563,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 48,622 | $560,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 7,916 | $559,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $559,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,734 | $557,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839954 | PUT | 14,802 | $556,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 85,329 | $555,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,576 | $554,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626906 | COM | 35,569 | $554,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 71,802 | $554,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,600 | $553,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 36,769 | $552,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,240 | $549,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 400,000 | $549,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 22,933 | $548,000 | thousands by filing date | |
| CIENA CORP | 171779959 | PUT | 23,200 | $548,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 45,158 | $546,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 57,058 | $545,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 118,043 | $543,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 4,100 | $540,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 33,461 | $537,000 | thousands by filing date | |
| ALERE INC | 01449J905 | Cmn | 13,500 | $536,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 40,370 | $535,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 31,086 | $534,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 50,570 | $534,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543953 | COM | 8,400 | $534,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 10,027 | $530,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 40,606 | $529,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H953 | PUT | 25,000 | $529,000 | thousands by filing date | put |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 8,844 | $528,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $526,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 500,000 | $526,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 34,105 | $525,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 18,974 | $523,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 89,608 | $521,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 9,372 | $521,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 100,410 | $519,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 7,811 | $519,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 30,096 | $516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,760 | $513,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 140,040 | $513,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 6,200 | $512,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494903 | CALL | 8,296 | $512,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,685 | $512,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,646 | $509,000 | thousands by filing date | |
| ISHARES TR | 46435G954 | MSCI UK ETF NEW | 15,625 | $509,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 37,254 | $505,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,486 | $503,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,060 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,065 | $501,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 20,323 | $501,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 52,916 | $500,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 52,453 | $496,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 78,138 | $495,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,930 | $494,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 16,440 | $494,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 82,776 | $492,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 36,540 | $491,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 33,947 | $490,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 43,928 | $488,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 47,683 | $488,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 21,890 | $487,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,068 | $486,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 10,916 | $485,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,819 | $485,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,087 | $485,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 20,000 | $484,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 14,369 | $480,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 45,694 | $480,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,054 | $479,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 22,992 | $479,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 9,800 | $479,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,954 | $478,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 76,263 | $478,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,433 | $478,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 27,000 | $478,000 | thousands by filing date | put |
| 3M CO | 88579Y951 | PUT | 2,500 | $478,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095958 | COM | 50,000 | $477,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 22,874 | $476,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 107,769 | $475,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625X902 | CALL | 14,000 | $475,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 14,453 | $474,000 | thousands by filing date | |
| RH | 74967X103 | COM | 10,221 | $473,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 22,297 | $473,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 30,468 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 11,113 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,513 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,818 | $466,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 33,070 | $464,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 95,783 | $464,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,620 | $461,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,405 | $459,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 49,765 | $456,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 8,639 | $456,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 62,356 | $456,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,985 | $454,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,332 | $454,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 39,887 | $453,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,200 | $451,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 18,656 | $451,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 72,502 | $450,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 33,583 | $449,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 126,161 | $447,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 16,099 | $447,000 | thousands by filing date | |
| WHOLE FOODS MARKET INC | 966837906 | COM | 15,000 | $446,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 16,926 | $445,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 88,281 | $445,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 41,676 | $443,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 27,581 | $443,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 19,402 | $443,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $441,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 53,000 | $441,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 43,954 | $440,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 36,949 | $440,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 60,390 | $438,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 55,912 | $438,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,307 | $437,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 13,150 | $435,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC | 44107P904 | COM | 23,300 | $435,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 34,458 | $433,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 48,006 | $433,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,338 | $433,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 10,000 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,600 | $432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,232 | $427,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,063 | $425,000 | thousands by filing date | |
| CAL MAINE FOODS INC | 128030902 | COM NEW | 11,500 | $423,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 18,364 | $423,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 29,918 | $422,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 34,472 | $421,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 15,018 | $421,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,801 | $419,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 77,959 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,641 | $416,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,124 | $416,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,389 | $415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,919 | $415,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 16,833 | $414,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 1,800 | $413,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 17,104 | $412,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 24,840 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 12,264 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 5,721 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,640 | $406,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,749 | $406,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 28,283 | $405,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,629 | $402,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 106,922 | $401,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 37,900 | $401,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 25,408 | $400,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,661 | $398,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 8,100 | $396,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 3,943 | $395,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 11,371 | $394,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A905 | SPONSORED ADS A | 30,000 | $393,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,116 | $393,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,497 | $392,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,256 | $392,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 16,593 | $392,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 125,869 | $391,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,967 | $389,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 17,056 | $389,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 13,099 | $388,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,212 | $387,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 369,000 | $386,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,575 | $385,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,129 | $384,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,233 | $384,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,049 | $383,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 13,654 | $383,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,781 | $380,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 382,000 | $380,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,315 | $379,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,424 | $378,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 14,582 | $378,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 19,968 | $376,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 57,108 | $376,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 9,886 | $373,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,832 | $371,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 36,106 | $371,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,319 | $371,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 6,252 | $370,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 172,182 | $368,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,337 | $368,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,991 | $367,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 71,503 | $367,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 1,500 | $357,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,825 | $356,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 156,250 | $355,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,347 | $354,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,945 | $354,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 12,291 | $354,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $354,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 10,321 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 23,375 | $352,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 16,477 | $352,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 20,000 | $351,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 56,900 | $351,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 240,000 | $347,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,866 | $346,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,629 | $346,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 11,111 | $346,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 12,950 | $346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,461 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,948 | $342,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 235,000 | $341,000 | thousands by filing date | principal |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 13,213 | $340,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,508 | $339,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 87,049 | $339,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 112,679 | $339,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 40,667 | $338,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 33,694 | $336,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 13,488 | $335,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,566 | $334,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,409 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,089 | $330,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,738 | $330,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 11,200 | $329,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 22,838 | $326,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 29,184 | $326,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 2,600 | $325,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,111 | $324,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 3,847 | $324,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 23,000 | $323,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,430 | $323,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,863 | $321,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,795 | $321,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 13,956 | $320,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 28,712 | $320,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,817 | $319,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 34,179 | $319,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 17,819 | $318,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 31,546 | $316,000 | thousands by filing date | |
| DDR CORP | 23317H902 | Cmn | 25,200 | $316,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 7,122 | $314,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 20,467 | $314,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,262 | $313,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,052 | $312,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 74,920 | $311,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,182 | $310,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 9,200 | $310,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,438 | $310,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,788 | $309,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 18,500 | $308,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 118,848 | $308,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 311,000 | $308,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 54,730 | $306,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 30,706 | $306,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,981 | $305,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,219 | $305,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,031 | $305,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 16,205 | $303,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,089 | $303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,339 | $302,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 17,137 | $302,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,851 | $302,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 16,914 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,396 | $302,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 300,000 | $302,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,868 | $300,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 37,587 | $297,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,981 | $295,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 23,636 | $295,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 9,653 | $295,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 47,873 | $294,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109908 | COM | 9,200 | $293,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 29,264 | $292,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,889 | $292,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 6,347 | $292,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 29,688 | $291,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,899 | $291,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 17,320 | $290,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 16,467 | $289,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 23,900 | $288,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,595 | $288,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,548 | $288,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 19,786 | $288,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 21,307 | $287,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,621 | $287,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 11,009 | $287,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 105,000 | $287,000 | thousands by filing date | principal |
| IES HOLDINGS INC | 44951W106 | COM | 15,780 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,182 | $286,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $286,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,895 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,891 | $284,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 28,765 | $284,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,612 | $283,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,002 | $282,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 11,200 | $282,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 34,854 | $282,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,981 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,774 | $281,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,211 | $280,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 51,227 | $278,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,950 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 17,500 | $278,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 28,257 | $277,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 17,888 | $277,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 9,400 | $276,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,995 | $275,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,776 | $274,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,679 | $271,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,178 | $270,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 62,852 | $270,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,431 | $269,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 28,376 | $268,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 19,067 | $268,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 11,410 | $267,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 15,470 | $264,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,526 | $264,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 32,995 | $264,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 54,300 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,190 | $262,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 21,170 | $262,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,981 | $260,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 6,919 | $260,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,471 | $260,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |