13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBV TECHNOLOGIES S A | 23306J901 | CALL | 62,500 | $2,201,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 95,641 | $2,200,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 338,921 | $2,196,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 90,383 | $2,192,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 496,137 | $2,184,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 243,447 | $2,181,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 39,578 | $2,179,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 72,929 | $2,178,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 44,390 | $2,175,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 100,000 | $2,174,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 22,691 | $2,167,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 58,316 | $2,162,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 14,154 | $2,162,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 163,000 | $2,158,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 50,000 | $2,158,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 95,279 | $2,156,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 106,362 | $2,153,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 58,022 | $2,153,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 39,914 | $2,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 35,752 | $2,144,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 35,800 | $2,143,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134957 | PUT | 18,700 | $2,143,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 58,220 | $2,142,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 267,309 | $2,138,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 148,718 | $2,134,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 70,592 | $2,133,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,865,000 | $2,131,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 103,726 | $2,126,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 27,000 | $2,120,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 27,000 | $2,120,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 107,258 | $2,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 73,484 | $2,117,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 90,645 | $2,117,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,244,000 | $2,114,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 250,855 | $2,107,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 45,300 | $2,105,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 175,193 | $2,104,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 32,586 | $2,101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X222 | GBL MXC EQT FD | 81,200 | $2,101,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 95,920 | $2,100,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 87,700 | $2,097,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 64,624 | $2,094,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 271,480 | $2,093,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 122,932 | $2,089,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 53,700 | $2,089,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 16,500 | $2,068,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 90,000 | $2,066,000 | thousands by filing date | call |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $2,065,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 54,403 | $2,045,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 22,030 | $2,044,000 | thousands by filing date | call |
| ISHARES TR | 464287950 | PUT | 17,291 | $2,043,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 65,567 | $2,043,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,139,000 | $2,038,000 | thousands by filing date | principal |
| ISHARES TR | 46435G904 | MSCI UK ETF NEW | 62,500 | $2,034,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 54,918 | $2,029,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 95,158 | $2,027,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 117,744 | $2,019,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 23,878 | $2,018,000 | thousands by filing date | |
| ENERGEN CORP | 29265N958 | COM | 37,000 | $2,014,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 91,850 | $2,010,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 262,063 | $2,005,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 40,829 | $2,000,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 51,948 | $2,000,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 552,166 | $1,994,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25,550 | $1,993,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 15,900 | $1,993,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,963,000 | $1,992,000 | thousands by filing date | principal |
| KELLOGG CO | 487836908 | COM | 27,400 | $1,990,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 142,051 | $1,989,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 30,604 | $1,986,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 174,070 | $1,984,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q901 | COM NEW | 163,300 | $1,981,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 104,089 | $1,977,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 243,311 | $1,970,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 136,014 | $1,959,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,176,000 | $1,942,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 74,711 | $1,936,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 54,470 | $1,936,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 126,569 | $1,929,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 97,371 | $1,926,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 9,658 | $1,925,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 38,600 | $1,925,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 757,050 | $1,923,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 212,781 | $1,922,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 120,556 | $1,921,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 86,284 | $1,919,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 47,059 | $1,914,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,348 | $1,910,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 73,724 | $1,909,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 49,240 | $1,908,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 52,750 | $1,903,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 124,958 | $1,901,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35,269 | $1,901,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 83,113 | $1,894,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 106,862 | $1,891,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 275,860 | $1,889,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 82,800 | $1,889,000 | thousands by filing date | call |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 571,732 | $1,887,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 111,245 | $1,884,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 111,799 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,043 | $1,875,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 53,441 | $1,875,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 107,974 | $1,875,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 155,395 | $1,873,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 109,925 | $1,873,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 75,200 | $1,870,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 37,426 | $1,865,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 88,906 | $1,864,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 80,640 | $1,862,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 14,500 | $1,861,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 78,321 | $1,861,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 105,000 | $1,860,000 | thousands by filing date | call |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 108,233 | $1,857,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 133,308 | $1,852,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 25,700 | $1,852,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 60,097 | $1,851,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 36,065 | $1,848,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 300,000 | $1,848,000 | thousands by filing date | put |
| WEYERHAEUSER CO | 962166904 | COM NEW | 54,000 | $1,835,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 124,324 | $1,833,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 38,700 | $1,823,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 117,885 | $1,822,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 1,805,000 | $1,822,000 | thousands by filing date | principal |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 12,000 | $1,817,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 217,776 | $1,812,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 124,884 | $1,811,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 64,711 | $1,808,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 126,653 | $1,807,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 115,050 | $1,806,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 41,682 | $1,805,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 56,999 | $1,801,000 | thousands by filing date | |
| ENI SPA | 26874R908 | SPONSORED ADR | 55,000 | $1,800,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508904 | CALL | 22,200 | $1,788,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 27,100 | $1,786,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 91,283 | $1,782,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 61,513 | $1,769,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 79,175 | $1,769,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 11,700 | $1,769,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,584 | $1,768,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 180,000 | $1,768,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 180,000 | $1,768,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,810 | $1,757,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 500,000 | $1,755,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 59,122 | $1,750,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 34,800 | $1,735,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 46,887 | $1,726,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 35,280 | $1,724,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 100,000 | $1,724,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 144,763 | $1,723,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 56,116 | $1,720,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 29,385 | $1,718,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 120,679 | $1,717,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 34,825 | $1,716,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 103,023 | $1,713,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 62,671 | $1,711,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 91,800 | $1,708,000 | thousands by filing date | |
| VERSARTIS INC | 92529L902 | CALL | 80,000 | $1,708,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 37,123 | $1,707,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,462,000 | $1,707,000 | thousands by filing date | principal |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 97,914 | $1,707,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 22,103 | $1,684,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,498,000 | $1,684,000 | thousands by filing date | principal |
| ABIOMED INC | 003654100 | COM | 13,414 | $1,679,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 39,179 | $1,679,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 44,282 | $1,678,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 68,889 | $1,673,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 35,900 | $1,671,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630902 | CALL | 33,300 | $1,671,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 104,397 | $1,670,000 | thousands by filing date | |
| COMPutER SCIENCES CORP | 205363904 | COM | 24,200 | $1,670,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 35,268 | $1,669,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,722 | $1,669,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 28,453 | $1,664,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 120,327 | $1,664,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,661,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 25,772 | $1,654,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 242,693 | $1,649,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 128,150 | $1,646,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 32,009 | $1,642,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 10,000 | $1,640,000 | thousands by filing date | call |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,360,000 | $1,639,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 25,375 | $1,637,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 71,516 | $1,634,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 523,000 | $1,630,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 407,204 | $1,629,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 127,152 | $1,627,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 33,937 | $1,623,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 87,250 | $1,623,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 27,200 | $1,619,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,448 | $1,615,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 193,449 | $1,613,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 20,011 | $1,611,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 50,073 | $1,607,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 750,000 | $1,605,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,657 | $1,592,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 102,980 | $1,576,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 173,205 | $1,571,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 44,811 | $1,570,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 611,043 | $1,570,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 14,860 | $1,569,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 62,024 | $1,563,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 99,825 | $1,560,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 100,000 | $1,558,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,555,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 31,859 | $1,553,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 45,086 | $1,551,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 100,605 | $1,544,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 108,000 | $1,543,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 125,714 | $1,542,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,550,000 | $1,540,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 82,762 | $1,535,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 132,239 | $1,532,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 128,714 | $1,529,000 | thousands by filing date | |
| HEALTHEQUITY INC | 42226A957 | COM | 36,000 | $1,528,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 129,300 | $1,526,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 40,985 | $1,524,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 51,968 | $1,522,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 137,473 | $1,520,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 123,437 | $1,520,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 43,342 | $1,519,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 130,674 | $1,518,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 20,695 | $1,514,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 61,930 | $1,514,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,646 | $1,506,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 34,498 | $1,499,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 75,286 | $1,492,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 38,655 | $1,490,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 27,574 | $1,489,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,945 | $1,489,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 106,471 | $1,484,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 14,000 | $1,483,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G907 | Option | 201,334 | $1,482,000 | thousands by filing date | call |
| JD.COM INC | 47215P956 | PUT | 47,300 | $1,472,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 156,570 | $1,472,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 22,400 | $1,469,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18,379 | $1,469,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 100,451 | $1,466,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 151,760 | $1,465,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 263,408 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 11,859 | $1,460,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 16,600 | $1,460,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 167,847 | $1,460,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 59,808 | $1,456,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 119,435 | $1,456,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 64,359 | $1,453,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 99,223 | $1,452,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 152,300 | $1,451,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 41,162 | $1,449,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 70,438 | $1,444,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896904 | COM | 23,000 | $1,443,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,223 | $1,441,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 960,000 | $1,440,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 37,678 | $1,435,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 121,355 | $1,434,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 38,299 | $1,430,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 23,981 | $1,426,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 16,200 | $1,425,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 21,765 | $1,425,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,872 | $1,416,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 27,112 | $1,408,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 227,986 | $1,405,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 42,097 | $1,404,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 69,021 | $1,402,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,595 | $1,401,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16,839 | $1,396,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 62,746 | $1,393,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 27,900 | $1,391,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 47,911 | $1,390,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 966,000 | $1,389,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 32,376 | $1,388,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 124,880 | $1,381,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 50,000 | $1,381,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 34,000 | $1,380,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 31,641 | $1,378,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,000,000 | $1,375,000 | thousands by filing date | principal |
| V F CORP | 918204958 | PUT | 25,000 | $1,374,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 65,483 | $1,374,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 28,229 | $1,372,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 13,701 | $1,369,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 44,000 | $1,369,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 78,032 | $1,368,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 40,743 | $1,368,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 72,890 | $1,365,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 91,547 | $1,364,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 9,024 | $1,362,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 151,106 | $1,361,000 | thousands by filing date | |
| FREDS INC | 356108900 | CL A | 103,400 | $1,355,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932907 | COM | 42,400 | $1,349,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 45,222 | $1,347,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 27,984 | $1,347,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 43,365 | $1,346,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 322 | $1,342,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 36,690 | $1,341,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 13,000 | $1,331,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 158,192 | $1,328,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 79,206 | $1,324,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 53,200 | $1,323,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 76,734 | $1,313,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 136,869 | $1,305,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 38,048 | $1,304,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U955 | COM | 190,000 | $1,302,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 35,768 | $1,293,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 44,372 | $1,291,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 20,609 | $1,290,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 17,754 | $1,287,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 79,274 | $1,287,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,906 | $1,287,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 181,228 | $1,285,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 171,115 | $1,278,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 48,230 | $1,276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 43,022 | $1,272,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 15,245 | $1,272,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 15,500 | $1,271,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 18,226 | $1,266,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 100,000 | $1,261,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 122,716 | $1,252,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 35,176 | $1,249,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 80,000 | $1,248,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 98,775 | $1,245,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 9,700 | $1,245,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 20,574 | $1,242,000 | thousands by filing date | call |
| BOEING CO | 097023905 | CALL | 7,000 | $1,238,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 10,565 | $1,238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,587 | $1,237,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 312,236 | $1,234,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 11,000 | $1,234,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 150,000 | $1,232,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 114,538 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 35,862 | $1,225,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,078 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,596 | $1,222,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC | 66987G952 | COM | 156,600 | $1,220,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 19,376 | $1,219,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 151,459 | $1,216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 25,084 | $1,215,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 12,900 | $1,215,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 43,359 | $1,214,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 78,478 | $1,214,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 17,073 | $1,212,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 39,374 | $1,209,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80,472 | $1,204,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 35,289 | $1,197,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 49,729 | $1,196,000 | thousands by filing date | |
| MASCO CORP | 574599956 | PUT | 35,000 | $1,190,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 66,966 | $1,189,000 | thousands by filing date | |
| UBS GROUP AG | H42097957 | PUT | 74,562 | $1,189,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 195,501 | $1,187,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 22,471 | $1,185,000 | thousands by filing date | |
| CARMAX INC | 143130902 | COM | 20,000 | $1,184,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 48,625 | $1,184,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 18,117 | $1,183,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 94,104 | $1,179,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 685,659 | $1,179,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,885 | $1,177,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 1,100,000 | $1,177,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 983,000 | $1,176,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 51,499 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 23,289 | $1,167,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 101,065 | $1,167,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 14,700 | $1,162,000 | thousands by filing date | call |
| AUTOHOME INC | 05278C907 | SP ADS RP CL A | 36,590 | $1,162,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 242,420 | $1,161,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 43,770 | $1,160,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 82,003 | $1,159,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,165,000 | $1,155,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F320 | AMT FRE INT MU | 48,900 | $1,152,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,124,000 | $1,150,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 192,555 | $1,148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 19,020 | $1,144,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 77,661 | $1,141,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 22,375 | $1,138,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 55,155 | $1,138,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 34,137 | $1,132,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 189,252 | $1,126,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 14,760 | $1,121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 32,635 | $1,120,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 492,946 | $1,119,000 | thousands by filing date | |
| OASIS PETROLEUM INC | 674215908 | Cmn | 78,468 | $1,119,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 286,805 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33,553 | $1,114,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 109,769 | $1,114,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 76,168 | $1,106,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 24,831 | $1,103,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 100,000 | $1,103,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 46,783 | $1,100,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,749 | $1,099,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 120,675 | $1,099,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,236 | $1,096,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 15,094 | $1,096,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 62,628 | $1,093,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 6,800 | $1,090,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 9,700 | $1,088,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 16,700 | $1,087,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 1,113 | $1,086,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,675 | $1,085,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 18,100 | $1,083,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 80,158 | $1,080,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 21,960 | $1,075,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 66,040 | $1,069,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 45,571 | $1,067,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 35,012 | $1,067,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 99,500 | $1,067,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAA1 | BOND | 877,000 | $1,066,000 | thousands by filing date | principal |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,021,000 | $1,064,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 375,696 | $1,056,000 | thousands by filing date | |
| CALPINE CORP | 131347904 | COM | 95,400 | $1,054,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 1,054,000 | $1,052,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 30,866 | $1,048,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 56,106 | $1,046,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 15,000 | $1,046,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677955 | COM | 15,000 | $1,046,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 30,670 | $1,046,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 97,053 | $1,044,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 69,352 | $1,041,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65,859 | $1,040,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 36,530 | $1,037,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 219,073 | $1,034,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 59,649 | $1,027,000 | thousands by filing date | |
| ACORDA THERAPEUTICS ORD | 00484M956 | Cmn | 48,900 | $1,027,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 59,992 | $1,025,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 44,807 | $1,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 39,420 | $1,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 21,108 | $1,021,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,313 | $1,018,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 25,000 | $1,017,000 | thousands by filing date | call |
| RIO TINTO PLC | 767204950 | Option | 25,000 | $1,017,000 | thousands by filing date | put |
| NOVANTA INC | 67000B104 | COM | 38,253 | $1,016,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 36,903 | $1,011,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 7,980 | $1,009,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 50,076 | $1,009,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 43,769 | $1,008,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $1,008,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 19,775 | $1,006,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 42,811 | $1,004,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 16,512 | $1,003,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,744 | $1,001,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 304,271 | $1,001,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 24,853 | $1,000,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 28,231 | $998,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 7,439 | $997,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 93,899 | $996,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,603 | $995,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 90,000 | $995,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 39,221 | $994,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 46,761 | $993,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,691 | $991,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 16,800 | $991,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 95,287 | $990,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G405 | USA MANAGED ETF | 37,900 | $988,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,874 | $987,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 56,235 | $981,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,206 | $977,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 73,261 | $977,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 29,415 | $975,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 83,070 | $975,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 900,000 | $975,000 | thousands by filing date | principal |
| GENESIS ENERGY L P | 371927904 | UNIT LTD PARTN | 30,000 | $973,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 16,300 | $970,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 766,000 | $965,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 104,782 | $964,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 14,600 | $962,000 | thousands by filing date | call |
| CIENA CORP | 171779AE1 | NOTE | 960,000 | $958,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 20,736 | $941,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P909 | COM | 56,000 | $940,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 33,455 | $938,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 38,759 | $933,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 90,097 | $930,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 61,178 | $929,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 40,656 | $928,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 42,767 | $926,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,044 | $924,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 40,109 | $918,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 24,100 | $918,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 14,561 | $910,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 20,059 | $907,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 39,071 | $903,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 102,170 | $901,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 52,783 | $900,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 51,800 | $894,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F958 | PUT | 29,000 | $893,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100,357 | $890,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 17,963 | $886,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 37,200 | $884,000 | thousands by filing date | put |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 867,000 | $881,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 39,282 | $880,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 38,420 | $880,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 33,987 | $880,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 14,699 | $878,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 15,021 | $878,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 68,003 | $876,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V904 | COM | 6,700 | $876,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 53,915 | $876,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 104,200 | $875,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 23,303 | $870,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,053 | $866,000 | thousands by filing date | |
| MID-AMER APT CMNTYS INC | 59522J903 | CALL | 8,500 | $865,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 14,028 | $864,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 46,697 | $864,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 217,003 | $864,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,674,000 | $864,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |