13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 31,217 | $259,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40,485 | $259,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,117 | $259,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 4,898 | $259,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 8,642 | $258,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 61,332 | $258,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 95,319 | $258,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 9,746 | $256,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 15,004 | $255,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,698 | $255,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 19,757 | $255,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,368 | $254,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 36,698 | $254,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 43,822 | $253,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 2,990 | $251,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 264,000 | $251,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 144,764 | $250,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,000 | $249,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 53,799 | $249,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,691 | $247,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 15,741 | $246,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 8,644 | $245,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 14,515 | $245,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109958 | COM | 7,700 | $245,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 55,330 | $245,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,567 | $244,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,924 | $244,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 46,788 | $243,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 12,440 | $243,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,802 | $240,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,534 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,773 | $239,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 33,417 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,723 | $239,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 9,663 | $238,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,715 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 8,555 | $237,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 13,887 | $236,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,194 | $235,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A903 | COM | 4,000 | $234,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 29,957 | $234,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 166,296 | $233,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 12,614 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 7,600 | $231,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $231,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,869 | $230,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 9,076 | $230,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 12,315 | $229,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,545 | $228,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 528 | $228,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,466 | $227,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 18,218 | $227,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 8,829 | $226,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,003 | $225,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 20,002 | $225,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,156 | $225,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,860 | $224,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,755 | $224,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 57,456 | $223,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,502 | $222,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10,256 | $222,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,004 | $222,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,241 | $220,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,223 | $219,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 138,000 | $219,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 23,581 | $218,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 35,713 | $217,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,420 | $216,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 4,129 | $215,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 17,500 | $215,000 | thousands by filing date | call |
| FLOWERS FOODS INC | 343498951 | COM | 11,100 | $215,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 17,594 | $214,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,287 | $214,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 23,732 | $214,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,540 | $214,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,857 | $214,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,115 | $212,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,917 | $211,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,805 | $211,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 48,028 | $211,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 9,021 | $210,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 37,036 | $210,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,806 | $209,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,979 | $208,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,815 | $208,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,909 | $207,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 15,134 | $206,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,706 | $206,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 3,500 | $206,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 15,365 | $205,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 10,758 | $205,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 14,607 | $205,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,502 | $204,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,866 | $203,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 44,314 | $203,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 54,028 | $202,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 44,574 | $201,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,394 | $201,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,092 | $201,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $200,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,230 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,819 | $200,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,639 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 4,456 | $199,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 7,515 | $199,000 | thousands by filing date | |
| INFOSYS LTD | 456788908 | SPONSORED ADR | 12,453 | $197,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 37,366 | $194,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 23,553 | $194,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 134,131 | $194,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 145,297 | $192,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 7,627 | $192,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 9,995 | $192,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,388 | $191,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,746 | $190,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 23,207 | $190,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,214 | $190,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 21,400 | $190,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 137,397 | $189,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 74,275 | $189,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 18,023 | $188,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,907 | $188,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 35,477 | $188,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,558 | $186,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,650 | $186,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,467 | $186,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,794 | $185,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,012 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,850 | $184,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $184,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 7,075 | $184,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 7,559 | $184,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 64,911 | $183,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,129 | $182,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 5,829 | $181,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,929 | $180,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,749 | $180,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,494 | $180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 9,294 | $180,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 4,042 | $180,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 52,087 | $179,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 64,493 | $179,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 22,269 | $178,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 22,420 | $178,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 30,046 | $177,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 71,266 | $177,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,492 | $176,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,734 | $176,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 19,493 | $175,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,060 | $175,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 6,005 | $175,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 9,225 | $174,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,700 | $174,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 24,142 | $174,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 27,724 | $174,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,344 | $174,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,654 | $173,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,160 | $173,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 10,000 | $173,000 | thousands by filing date | call |
| BLOCK INC | 852234953 | PUT | 10,000 | $173,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,124 | $173,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,708 | $172,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,348 | $172,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,000 | $171,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,136 | $171,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 171,000 | $171,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 6,913 | $169,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,719 | $168,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,854 | $168,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,402 | $167,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,441 | $167,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,904 | $166,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 41,536 | $166,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 5,883 | $166,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,529 | $165,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 15,822 | $165,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,539 | $164,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 5,352 | $164,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 15,113 | $164,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 14,801 | $164,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 79,636 | $163,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,694 | $162,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 9,435 | $162,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,681 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,808 | $161,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,550 | $161,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,673 | $160,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,280 | $160,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 33,469 | $160,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,069 | $160,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 19,062 | $160,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 4,019 | $160,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,556 | $159,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,672 | $159,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 741 | $159,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,103 | $159,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,659 | $159,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 62,249 | $159,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 2,500 | $159,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 12,669 | $158,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,845 | $158,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP | 72147K958 | COM | 7,000 | $158,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 10,119 | $158,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 39,271 | $157,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,985 | $157,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 105,000 | $156,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 79,470 | $155,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,478 | $155,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 9,000 | $155,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 7,398 | $155,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,375 | $154,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 104,046 | $154,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $153,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 27,375 | $153,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 26,835 | $153,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $151,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 7,889 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 4,711 | $147,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 6,641 | $147,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 16,248 | $147,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $147,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,232 | $144,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 912 | $144,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,618 | $144,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 8,457 | $144,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,726 | $143,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 3,055 | $143,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,489 | $143,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,382 | $142,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,341 | $142,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,230 | $141,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,510 | $140,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,616 | $140,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 31,878 | $139,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,520 | $138,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 700 | $137,000 | thousands by filing date | put |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 4,514 | $137,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,665 | $136,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 20,741 | $136,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,092 | $134,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,459 | $134,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 5,300 | $134,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,755 | $133,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,606 | $133,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 115,513 | $133,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 8,137 | $133,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 8,352 | $133,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,572 | $132,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 23,827 | $132,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $132,000 | thousands by filing date | put |
| HARBORONE BANCORP INC | 41165F101 | COM | 6,946 | $132,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,947 | $131,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 26,293 | $131,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,900 | $131,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,806 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,825 | $130,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 22,903 | $130,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 40,178 | $128,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,484 | $127,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 4,635 | $127,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 23,177 | $126,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,751 | $125,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 8,013 | $125,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,523 | $124,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,249 | $124,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,558 | $124,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 4,900 | $124,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,310 | $123,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 21,143 | $123,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,190 | $123,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,379 | $122,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 87,408 | $122,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,936 | $122,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,498 | $122,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 13,939 | $122,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,822 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,317 | $121,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 10,000 | $121,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,187 | $120,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 4,328 | $120,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 2,200 | $120,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 4,294 | $120,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 20,400 | $120,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 12,551 | $120,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,921 | $120,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,289 | $119,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 9,351 | $119,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 9,197 | $118,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,064 | $118,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,603 | $118,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 811 | $118,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,650 | $117,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 116,699 | $117,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 7,160 | $116,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 7,235 | $116,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 4,950 | $116,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,865 | $115,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,047 | $115,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 10,595 | $115,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 7,609 | $115,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 5,900 | $115,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 5,304 | $114,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,590 | $114,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 7,069 | $114,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,290 | $113,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,406 | $113,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,781 | $113,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,428 | $113,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,590 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 681 | $112,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,660 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,119 | $112,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,835 | $112,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 11,894 | $112,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,461 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,131 | $111,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,288 | $111,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,570 | $111,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 7,539 | $111,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,446 | $110,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,890 | $110,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,072 | $110,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,292 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 7,000 | $110,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,900 | $109,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,093 | $109,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,947 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 990 | $109,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 7,469 | $109,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,469 | $109,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 8,706 | $109,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,720 | $109,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,575 | $108,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,375 | $108,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,885 | $107,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 6,018 | $107,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $107,000 | thousands by filing date | principal |
| WIX COM LTD SHS | M98068105 | Stock | 1,558 | $106,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 7,068 | $106,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,261 | $105,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,400 | $105,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 1,000 | $105,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 1,901 | $104,000 | thousands by filing date | |
| UNILEVER PLC | 904767954 | SPON ADR NEW | 2,100 | $104,000 | thousands by filing date | put |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 3,970 | $103,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,559 | $103,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 7,819 | $103,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $102,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,388 | $102,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 4,737 | $102,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,200 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,220 | $101,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,426 | $101,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,104 | $101,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,400 | $101,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,780 | $101,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,785 | $100,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,903 | $100,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,369 | $100,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 67,314 | $100,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,423 | $99,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 23,345 | $99,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,681 | $99,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,814 | $98,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,760 | $98,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,859 | $98,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 7,276 | $97,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,893 | $97,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,340 | $96,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 15,741 | $96,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 33,900 | $96,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,336 | $95,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,756 | $95,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,631 | $95,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 5,100 | $95,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 4,341 | $95,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,201 | $94,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 337 | $94,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,152 | $94,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 6,211 | $94,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,024 | $93,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,173 | $93,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 11,400 | $93,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 3,200 | $93,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,601 | $93,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 8,894 | $92,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 22,981 | $92,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 19,039 | $91,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,132 | $91,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,339 | $90,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,702 | $90,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,470 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,077 | $89,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 8,352 | $89,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 106,899 | $89,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,822 | $88,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 83,655 | $88,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,327 | $87,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 622 | $87,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 4,410 | $87,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,671 | $87,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,686 | $87,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,205 | $86,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,009 | $86,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 12,845 | $86,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 11,198 | $86,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,644 | $85,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,256 | $85,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 31,019 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,511 | $84,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,577 | $84,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,611 | $84,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $84,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,091 | $83,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 4,557 | $83,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 500 | $83,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 4,623 | $83,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5,838 | $82,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,246 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,984 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,600 | $81,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,932 | $81,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,056 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,343 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,224 | $81,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 26,371 | $81,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 9,247 | $81,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 788 | $80,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,976 | $80,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,736 | $80,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 13,433 | $80,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,564 | $80,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 80,000 | $80,000 | thousands by filing date | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,472 | $79,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,260 | $78,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 651 | $78,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,278 | $78,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 7,867 | $78,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,214 | $77,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,317 | $77,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,443 | $77,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,000 | $77,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,008 | $77,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,548 | $76,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $76,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,139 | $76,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 5,997 | $76,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 500 | $76,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,162 | $75,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 4,607 | $75,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 4,600 | $74,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,681 | $74,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 13,309 | $74,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 6,200 | $74,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,588 | $74,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 5,261 | $74,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,689 | $74,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,038 | $73,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 4,425 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,357 | $73,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,594 | $72,000 | thousands by filing date | |
| MATTEL INC | 577081952 | PUT | 2,800 | $72,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 4,959 | $71,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,394 | $71,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,408 | $70,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,149 | $70,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 16,068 | $70,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 5,298 | $70,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 746 | $69,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,458 | $69,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 46,447 | $68,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,508 | $68,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,083 | $68,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,700 | $68,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 29,282 | $68,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,457 | $67,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,300 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 3,163 | $67,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,631 | $67,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,605 | $67,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,877 | $67,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,000 | $66,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,758 | $66,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,569 | $66,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 4,651 | $66,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 4,658 | $66,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 60,000 | $66,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 104,161 | $65,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,830 | $65,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 4,900 | $65,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,125 | $64,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,933 | $64,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 7,343 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 886 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,374 | $63,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,838 | $63,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 6,423 | $63,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 60,000 | $63,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,592 | $62,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,090 | $62,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 36,719 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |