13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,400 | $61,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,746 | $61,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 7,347 | $61,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,093 | $61,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 3,435 | $61,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 23,552 | $61,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 4,737 | $61,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,204 | $61,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,026 | $61,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 2,898 | $61,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 6,749 | $60,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,967 | $60,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 3,183 | $60,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,229 | $60,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 22,071 | $60,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,034 | $60,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 36,629 | $60,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,375 | $59,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,682 | $59,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 7,560 | $59,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 14,105 | $59,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,288 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 755 | $58,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,757 | $58,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,347 | $58,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 8,417 | $57,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,300 | $57,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,566 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,539 | $57,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC | 302130959 | COM | 1,000 | $56,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 3,300 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,742 | $55,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,066 | $55,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,326 | $55,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 5,242 | $55,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,390 | $54,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 4,527 | $54,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 2,100 | $54,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,136 | $53,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,826 | $53,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,863 | $53,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 997 | $53,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,406 | $52,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,802 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,000 | $52,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 12,583 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,205 | $51,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,058 | $51,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 5,526 | $51,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,200 | $51,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,598 | $50,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,700 | $50,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 828 | $50,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 4,616 | $50,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,764 | $50,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,357 | $50,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,818 | $50,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,820 | $50,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 34,973 | $50,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 5,459 | $50,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 37,104 | $49,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 59,389 | $49,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,719 | $48,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,729 | $48,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 2,000 | $48,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 8,500 | $48,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 26,561 | $48,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,160 | $47,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,768 | $47,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,891 | $47,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,302 | $47,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,832 | $47,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,780 | $47,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,683 | $47,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,851 | $47,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 402 | $47,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 5,648 | $47,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 662 | $46,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 698 | $46,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,956 | $46,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,490 | $46,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,907 | $45,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,400 | $45,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,330 | $45,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 24,307 | $45,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 9,466 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 850 | $45,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 840 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,588 | $44,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,936 | $44,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,606 | $44,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 8,936 | $44,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 967 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 823 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A907 | CALL | 1,000 | $43,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,602 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 3,400 | $43,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 353 | $42,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,989 | $42,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,522 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 500 | $42,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,490 | $42,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,223 | $42,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,715 | $42,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 23,986 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 792 | $41,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 1,000 | $41,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 7,561 | $41,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 4,807 | $41,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 92,683 | $41,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,068 | $41,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 56,191 | $41,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $40,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,700 | $40,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,608 | $40,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 460 | $39,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,755 | $39,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,645 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 756 | $38,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 596 | $38,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,374 | $38,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 6,385 | $38,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 3,915 | $38,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 783 | $38,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 5,832 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,247 | $38,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 59,825 | $38,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 915 | $37,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,196 | $37,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,902 | $37,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,954 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 636 | $37,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,500 | $37,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 14,150 | $37,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,273 | $36,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,537 | $36,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $35,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 839 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 602 | $35,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 1,180 | $35,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 2,511 | $35,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 475 | $35,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 5,388 | $35,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,400 | $35,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,814 | $34,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,900 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,882 | $34,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3,111 | $34,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,080 | $34,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 8,562 | $34,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 549 | $33,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,374 | $33,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 32,000 | $33,000 | thousands by filing date | principal |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,634 | $33,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,130 | $32,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,900 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 461 | $32,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 1,224 | $32,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,399 | $32,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,234 | $32,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 7,662 | $32,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,757 | $32,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,384 | $32,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 718 | $31,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,000 | $31,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 38,719 | $31,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 600 | $31,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 9,200 | $31,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,404 | $30,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,347 | $30,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,480 | $30,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,859 | $30,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,035 | $30,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,271 | $30,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224957 | COM | 500 | $30,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 16,150 | $30,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $30,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 988 | $29,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,912 | $29,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,852 | $29,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,333 | $29,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 902 | $29,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,400 | $29,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 7,564 | $29,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1,161 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 21,397 | $29,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 9,437 | $29,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 2,561 | $28,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,050 | $28,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,436 | $28,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,021 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 1,600 | $28,000 | thousands by filing date | put |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,523 | $28,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 968 | $27,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $27,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 5,566 | $27,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 4,024 | $27,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,881 | $27,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 2,300 | $27,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 8,363 | $27,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 5,600 | $27,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 674 | $26,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,872 | $26,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $26,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,525 | $26,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 1,567 | $26,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,600 | $25,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,417 | $25,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,466 | $25,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,894 | $25,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,527 | $25,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,405 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,585 | $24,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 564 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,322 | $24,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 629 | $24,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,000 | $24,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 311 | $24,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,995 | $24,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,604 | $24,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,722 | $23,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,332 | $23,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,436 | $23,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 182 | $23,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,091 | $23,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,400 | $22,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 462 | $22,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,602 | $22,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 9,133 | $22,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 14,253 | $22,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 413 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $21,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,350 | $21,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 3,230 | $21,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 4,245 | $21,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,000 | $20,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3,673 | $20,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,326 | $20,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,763 | $20,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $20,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,934 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 665 | $19,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 550 | $19,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,300 | $19,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8,606 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 135 | $18,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,074 | $18,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,542 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 745 | $18,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 670 | $18,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,011 | $18,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,805 | $18,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 554 | $18,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 888 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $17,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,970 | $17,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,201 | $17,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $17,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,835 | $17,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 674 | $17,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,293 | $17,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 959 | $17,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 400 | $17,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,590 | $17,000 | thousands by filing date | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,012 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 407 | $16,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 546 | $16,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,534 | $16,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 13,699 | $16,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,383 | $16,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 592 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,000 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 499 | $15,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 538 | $15,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,394 | $15,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 265 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 353 | $15,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,335 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 450 | $14,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,616 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 436 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 718 | $14,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 798 | $14,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,614 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 607 | $14,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 335 | $14,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,800 | $14,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 9,284 | $14,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 163 | $14,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 516 | $14,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 14,000 | $14,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,500 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 90 | $13,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 500 | $13,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 654 | $13,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 161 | $13,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 585 | $13,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,495 | $13,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,169 | $13,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,606 | $13,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 6,804 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 14,000 | $13,000 | thousands by filing date | principal |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 21,228 | $13,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,136 | $12,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 645 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $12,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,579 | $12,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 369 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,176 | $12,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 971 | $12,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 705 | $12,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,300 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 941 | $12,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 916 | $12,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,775 | $12,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,685 | $12,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,012 | $12,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 607 | $12,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 659 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 322 | $11,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 600 | $11,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 529 | $11,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 1,625 | $11,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 100 | $11,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 367 | $11,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 450 | $11,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 363 | $11,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,676 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 178 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 83 | $10,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 260 | $10,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 200 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,886 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 219 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 115 | $10,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 143 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,166 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 500 | $10,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 831 | $10,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 4,812 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 428 | $10,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,034 | $10,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 767 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $10,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,776 | $10,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 300 | $10,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 416 | $9,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,081 | $9,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 109 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $9,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 720 | $9,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 101 | $9,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,389 | $9,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,800 | $9,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 449 | $9,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 3,294 | $9,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 5,000 | $9,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 28,852 | $9,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 195 | $8,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 870 | $8,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 897 | $8,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 190 | $8,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 330 | $8,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,500 | $8,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 69 | $8,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 740 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,727 | $8,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,233 | $8,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 82 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,000 | $8,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,434 | $8,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 891 | $8,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,000 | $8,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 592 | $8,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 393 | $8,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 1,060 | $8,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 234 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 63 | $7,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 300 | $7,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 562 | $7,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,100 | $7,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 837 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 227 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,620 | $7,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 275 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 463 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 400 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,004 | $7,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8,299 | $7,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,003 | $7,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 357 | $7,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,246 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 79 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 113 | $6,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 250 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,484 | $6,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 727 | $6,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 275 | $6,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,100 | $6,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 280 | $6,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 108 | $6,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 400 | $6,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,000 | $6,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,260 | $6,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 216 | $6,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 5,300 | $6,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 4,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 390 | $6,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 4,042 | $6,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 100 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 92 | $5,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 869 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 934 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 542 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 131 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $5,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 600 | $5,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 444 | $5,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,200 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 72 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 528 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 314 | $4,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 389 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 149 | $4,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 192 | $4,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,475 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 620 | $4,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 590 | $4,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,959 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,600 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 845 | $4,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,900 | $4,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 321 | $4,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 783 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 9,852 | $4,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 175 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 97 | $4,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 23 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 800 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 770 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 564 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 709 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 774 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 55 | $3,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 363 | $3,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 75 | $3,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,624 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,241 | $3,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,859 | $3,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 260 | $3,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 400 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,540 | $3,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 362 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 58 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 82 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,763 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $3,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,338 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 268 | $3,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 233 | $3,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,226 | $3,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 182 | $3,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 57 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 342,506 | $3,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 1,875 | $3,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 77 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 570 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 40 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 40 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 30 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 55 | $2,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 45 | $2,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 18 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 160 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 47 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 35 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 97 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 900 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 353 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 734 | $2,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 314 | $2,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 886 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 74 | $2,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 51 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 370 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 100 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |