13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 387,859 | $4,670,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 56,500 | $4,661,000 | thousands by filing date | call |
| STERIS PLC | G84720104 | SHS USD | 67,052 | $4,657,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,217,513 | $4,651,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 37,200 | $4,645,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 183,212 | $4,630,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,664,000 | $4,629,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 61,306 | $4,625,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 100,304 | $4,623,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 165,028 | $4,609,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 229,271 | $4,609,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 106,754 | $4,596,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 28,622 | $4,586,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30,914 | $4,582,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 295,552 | $4,581,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 210,858 | $4,576,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 4,497,000 | $4,558,000 | thousands by filing date | principal |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 40,000 | $4,548,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 39,979 | $4,544,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 255,954 | $4,530,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 45,182 | $4,524,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 236,535 | $4,523,000 | thousands by filing date | |
| INTUIT | 461202953 | COM | 38,900 | $4,512,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 239,206 | $4,511,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 239,803 | $4,507,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,366,000 | $4,506,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 230,522 | $4,496,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 105,111 | $4,496,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-A | G5480U954 | COM | 125,000 | $4,484,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,064,000 | $4,480,000 | thousands by filing date | principal |
| UNILEVER N V -NY SHARES | 904784959 | COM | 90,000 | $4,471,000 | thousands by filing date | put |
| BBT CORPORATION | 054937957 | COM | 100,000 | $4,470,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 1,731,810 | $4,468,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 80,135 | $4,459,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 173,739 | $4,450,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 36,463 | $4,436,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 134,023 | $4,436,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 451,062 | $4,429,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,242,000 | $4,428,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 180,949 | $4,415,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 41,632 | $4,398,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 216,892 | $4,381,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 66,173 | $4,377,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,133,342 | $4,375,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 574,743 | $4,374,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 112,100 | $4,361,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 211,725 | $4,353,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,356,000 | $4,351,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 285,183 | $4,348,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 85,800 | $4,336,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 475,893 | $4,336,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 124,895 | $4,335,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 78,448 | $4,333,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 70,000 | $4,298,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 85,422 | $4,297,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 307,586 | $4,296,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 294,009 | $4,293,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 178,089 | $4,288,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 53,000 | $4,270,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 98,998 | $4,269,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 135,664 | $4,260,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 154,987 | $4,256,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,408,000 | $4,253,000 | thousands by filing date | principal |
| CONSOL ENERGY INC | 20854P109 | COM | 253,143 | $4,248,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 200,309 | $4,245,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 60,886 | $4,245,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 7,007,000 | $4,239,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 56,698 | $4,235,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 156,327 | $4,233,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 143,559 | $4,221,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 131,500 | $4,220,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 304,252 | $4,214,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 60,000 | $4,203,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 828,798 | $4,202,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 370,225 | $4,172,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 78,078 | $4,166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 47,309 | $4,165,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 67,175 | $4,154,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 227,475 | $4,152,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 85,986 | $4,146,000 | thousands by filing date | |
| COMPutER SCIENCES CORP | 205363954 | COM | 60,000 | $4,141,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 152,379 | $4,122,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 267,264 | $4,121,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,019,000 | $4,114,000 | thousands by filing date | principal |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 228,796 | $4,106,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 341,972 | $4,103,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 113,507 | $4,103,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 50,000 | $4,101,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J908 | COM | 17,147 | $4,097,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 118,360 | $4,095,000 | thousands by filing date | |
| ISHARES TR | 464287900 | CALL | 34,583 | $4,086,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 38,335 | $4,085,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 72,434 | $4,085,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 245,425 | $4,079,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 183,629 | $4,077,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 160,204 | $4,077,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 644,684 | $4,075,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 82,913 | $4,074,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 17,000 | $4,062,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 130,350 | $4,057,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 320,400 | $4,053,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 200,052 | $4,031,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 587,705 | $4,026,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 124,791 | $4,025,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,773,425 | $4,025,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 456,424 | $4,021,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 340,500 | $4,021,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 238,571 | $4,020,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 115,173 | $4,020,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 213,139 | $4,016,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 95,267 | $4,013,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 36,829 | $4,012,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 102,606 | $4,007,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107,972 | $3,995,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,528,000 | $3,993,000 | thousands by filing date | principal |
| DORMAN PRODS INC | 258278100 | COM | 48,573 | $3,989,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 277,556 | $3,980,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 3,850,000 | $3,980,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 91,862 | $3,971,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 213,788 | $3,967,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 49,200 | $3,964,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 36,314 | $3,956,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 64,400 | $3,949,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 164,633 | $3,935,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 61,942 | $3,924,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 3,922,000 | $3,923,000 | thousands by filing date | principal |
| JAZZ PHARMACEUTICALS PLC | G50871905 | SHS USD | 27,000 | $3,919,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC | G50871955 | SHS USD | 27,000 | $3,919,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 108,608 | $3,899,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y908 | CALL | 47,600 | $3,882,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 75,021 | $3,873,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,713,752 | $3,873,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 138,738 | $3,851,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B951 | COM | 54,000 | $3,848,000 | thousands by filing date | put |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 522,654 | $3,847,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 104,753 | $3,811,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 80,204 | $3,810,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 118,984 | $3,805,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 77,166 | $3,773,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 154,571 | $3,767,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 20,100 | $3,763,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 29,737 | $3,761,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 72,900 | $3,754,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 75,033 | $3,746,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,466,000 | $3,743,000 | thousands by filing date | principal |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 112,691 | $3,734,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 112,900 | $3,721,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 16,898 | $3,720,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 72,751 | $3,717,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 106,014 | $3,704,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 131,384 | $3,692,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 111,154 | $3,686,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 131,936 | $3,675,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 153,441 | $3,673,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 32,647 | $3,658,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 176,297 | $3,658,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 118,927 | $3,656,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 114,792 | $3,640,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 451,792 | $3,637,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 102,893 | $3,635,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 37,312 | $3,625,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 85,126 | $3,624,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 124,172 | $3,623,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 208,323 | $3,623,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 227,213 | $3,622,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 140,173 | $3,609,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 85,856 | $3,608,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 174,096 | $3,604,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 134,080 | $3,603,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 145,080 | $3,591,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 1,950,000 | $3,590,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 101,097 | $3,579,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 400,000 | $3,576,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 59,029 | $3,569,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,754,422 | $3,568,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 335,729 | $3,563,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 36,300 | $3,557,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,087,291 | $3,544,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 73,700 | $3,543,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 110,000 | $3,542,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 76,721 | $3,536,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 55,852 | $3,535,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 68,240 | $3,535,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 89,868 | $3,528,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 139,116 | $3,527,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 123,154 | $3,520,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 89,604 | $3,516,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 49,305 | $3,509,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 169,401 | $3,506,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 244,369 | $3,499,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 123,680 | $3,485,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 20,000 | $3,483,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 152,093 | $3,476,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 38,064 | $3,474,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 59,681 | $3,467,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 58,155 | $3,463,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 57,916 | $3,459,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 28,400 | $3,452,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 97,341 | $3,445,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 158,390 | $3,444,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 201,764 | $3,430,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754901 | COM | 90,000 | $3,430,000 | thousands by filing date | call |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 3,311,000 | $3,423,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,862,000 | $3,415,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 47,721 | $3,414,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 56,860 | $3,413,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 41,358 | $3,409,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 110,454 | $3,402,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 51,300 | $3,401,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 114,808 | $3,400,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L909 | COM | 43,300 | $3,399,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,382,000 | $3,395,000 | thousands by filing date | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 365,825 | $3,394,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 109,116 | $3,394,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 227,418 | $3,377,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 140,526 | $3,376,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 272,614 | $3,369,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 23,801 | $3,366,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 74,307 | $3,365,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 113,684 | $3,362,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 110,053 | $3,355,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,615,000 | $3,353,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377908 | CALL | 178,700 | $3,342,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 664,844 | $3,337,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 566,194 | $3,335,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 64,504 | $3,323,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 162,885 | $3,319,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 343,881 | $3,318,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 338,890 | $3,311,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 124,975 | $3,309,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 72,470 | $3,303,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 143,582 | $3,302,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,243,000 | $3,302,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 1,193,770 | $3,294,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 119,804 | $3,286,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 104,337 | $3,282,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 72,462 | $3,282,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 159,879 | $3,276,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 56,893 | $3,275,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 269,446 | $3,268,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 319,112 | $3,264,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1,216,000 | $3,260,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 168,178 | $3,249,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,950,000 | $3,246,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 382,664 | $3,245,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 174,445 | $3,237,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 62,986 | $3,228,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 187,750 | $3,220,000 | thousands by filing date | |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $3,213,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 111,128 | $3,212,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 72,426 | $3,209,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 185,778 | $3,208,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 110,000 | $3,201,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 153,976 | $3,199,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 50,000 | $3,195,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 109,039 | $3,194,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 89,548 | $3,192,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 69,300 | $3,191,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 385,702 | $3,190,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 434,921 | $3,188,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74,036 | $3,187,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 31,282 | $3,182,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 149,468 | $3,182,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 85,338 | $3,174,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 65,892 | $3,169,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 99,953 | $3,165,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 66,246 | $3,150,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 125,773 | $3,147,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 74,318 | $3,142,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 78,138 | $3,142,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 82,718 | $3,139,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,075,000 | $3,137,000 | thousands by filing date | principal |
| SIGMA DESIGNS INC | 826565103 | COM | 501,617 | $3,135,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 185,835 | $3,126,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 58,135 | $3,124,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 120,950 | $3,120,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 216,609 | $3,119,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 226,047 | $3,119,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 153,675 | $3,112,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,501,072 | $3,108,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 78,507 | $3,105,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 729,000 | $3,098,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431951 | PUT | 500,000 | $3,095,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 27,087 | $3,094,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 195,516 | $3,091,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 64,339 | $3,086,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 114,587 | $3,084,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 234,167 | $3,080,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 447,567 | $3,075,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 395,643 | $3,074,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 227,680 | $3,074,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 559,600 | $3,072,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 96,883 | $3,071,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 148,525 | $3,070,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,831,000 | $3,070,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 480,115 | $3,064,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 237,236 | $3,058,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 179,729 | $3,057,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 89,535 | $3,056,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 76,611 | $3,056,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 135,000 | $3,052,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 149,267 | $3,038,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,019 | $3,020,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 105,322 | $3,019,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 116,211 | $3,017,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 245,000 | $3,006,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 280,323 | $3,004,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 215,774 | $3,003,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 181,634 | $2,996,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 704,000 | $2,992,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 837,790 | $2,991,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 484,229 | $2,987,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 117,576 | $2,975,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 618,136 | $2,973,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 500,000 | $2,970,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,494 | $2,964,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 378,368 | $2,959,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 130,593 | $2,958,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 179,256 | $2,951,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 252,870 | $2,946,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 233,645 | $2,946,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 10,000 | $2,933,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 441,879 | $2,916,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 81,315 | $2,915,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 46,878 | $2,900,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 58,386 | $2,900,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 218,440 | $2,894,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 74,176 | $2,890,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 76,209 | $2,889,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 125,314 | $2,877,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 3,147,000 | $2,870,000 | thousands by filing date | principal |
| COGNEX CORP | 192422103 | COM | 34,117 | $2,864,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 23,800 | $2,862,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 35,558 | $2,862,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K904 | CALL | 27,000 | $2,858,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 172,781 | $2,851,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 39,173 | $2,846,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 216,259 | $2,846,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 115,413 | $2,845,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,727,000 | $2,841,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 172,010 | $2,840,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,594,000 | $2,836,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 136,623 | $2,832,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 26,500 | $2,827,000 | thousands by filing date | call |
| AIR METHODS CORPORATION | 009128907 | Cmn | 65,700 | $2,825,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 70,159 | $2,824,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 3,391,000 | $2,819,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 214,090 | $2,813,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 181,400 | $2,810,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 153,223 | $2,804,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 156,023 | $2,802,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 25,000 | $2,797,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 117,836 | $2,787,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 44,500 | $2,778,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 38,015 | $2,775,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 97,936 | $2,761,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 138,837 | $2,759,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 80,326 | $2,759,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 87,504 | $2,755,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 51,301 | $2,750,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 167,367 | $2,744,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 164,992 | $2,739,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 59,365 | $2,737,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488907 | CALL | 44,500 | $2,732,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,694 | $2,731,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 139,904 | $2,714,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 171,156 | $2,712,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 48,870 | $2,710,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,026,169 | $2,709,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 43,944 | $2,703,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 178,900 | $2,701,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 153,763 | $2,691,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 307,207 | $2,691,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 218,500 | $2,689,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,688,000 | $2,688,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704105 | COM | 35,823 | $2,676,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 319,102 | $2,674,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 67,462 | $2,665,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 157,258 | $2,662,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 71,769 | $2,661,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 228,290 | $2,660,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,551,895 | $2,655,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 117,414 | $2,648,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 327,524 | $2,646,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 636,802 | $2,643,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 46,929 | $2,638,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 115,210 | $2,638,000 | thousands by filing date | |
| BRINKER INTL INC | 109641900 | CALL | 60,000 | $2,638,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 22,200 | $2,637,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 202,328 | $2,633,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 356,636 | $2,632,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 66,363 | $2,630,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 202,087 | $2,627,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 96,694 | $2,616,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 237,635 | $2,614,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 65,000 | $2,613,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 155,381 | $2,603,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,074,000 | $2,601,000 | thousands by filing date | principal |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 15,500 | $2,599,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32,578 | $2,598,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 150,000 | $2,597,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 98,525 | $2,595,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 25,300 | $2,590,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 174,321 | $2,587,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,764,000 | $2,585,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 264,485 | $2,584,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 128,857 | $2,581,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 16,592 | $2,580,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 32,376 | $2,579,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 63,344 | $2,570,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 21,000 | $2,564,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 87,447 | $2,559,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 135,048 | $2,554,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 278,710 | $2,550,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 75,814 | $2,547,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 69,152 | $2,541,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 87,476 | $2,533,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 33,300 | $2,532,000 | thousands by filing date | |
| HERSHEY CO | 427866958 | PUT | 23,100 | $2,524,000 | thousands by filing date | put |
| EXPEDIA GROUP INC | 30212P903 | CALL | 20,000 | $2,523,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q901 | COM | 200,000 | $2,522,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 23,345 | $2,519,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 96,225 | $2,513,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 81,600 | $2,509,000 | thousands by filing date | call |
| FEDEX CORP | 31428X906 | CALL | 12,848 | $2,508,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 61,167 | $2,508,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 120,754 | $2,506,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 48,600 | $2,503,000 | thousands by filing date | call |
| BLACKROCK INC | 09247X951 | COM | 6,500 | $2,493,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 34,525 | $2,490,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 94,596 | $2,488,000 | thousands by filing date | |
| UNILEVER N V -NY SHARES | 904784909 | COM | 50,000 | $2,484,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,120,000 | $2,480,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 126,832 | $2,472,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 46,145 | $2,472,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 60,811 | $2,468,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 25,596 | $2,462,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 55,482 | $2,462,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 374,992 | $2,460,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 143,020 | $2,458,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 29,377 | $2,456,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 68,317 | $2,456,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 122,286 | $2,455,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 133,012 | $2,455,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 65,873 | $2,446,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 104,200 | $2,446,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 84,065 | $2,443,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 131,852 | $2,434,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 86,873 | $2,428,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 20,852 | $2,427,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945951 | COM | 56,200 | $2,426,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 77,431 | $2,424,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V954 | PUT | 18,500 | $2,419,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 74,239 | $2,412,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,518,000 | $2,402,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 16,146 | $2,401,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,019 | $2,399,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 92,976 | $2,398,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 54,854 | $2,397,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 102,839 | $2,395,000 | thousands by filing date | |
| SPLUNK INC | 848637904 | Cmn | 38,400 | $2,392,000 | thousands by filing date | call |
| ISHARES TR | 464287909 | CALL | 30,400 | $2,386,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 29,863 | $2,381,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,815,000 | $2,376,000 | thousands by filing date | principal |
| BARNES & NOBLE ED INC | 06777U101 | COM | 247,457 | $2,373,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,304,000 | $2,356,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 69,768 | $2,354,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 107,078 | $2,354,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $2,354,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 105,696 | $2,345,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 74,467 | $2,342,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 27,091 | $2,327,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 97,958 | $2,327,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 551,344 | $2,321,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 77,576 | $2,316,000 | thousands by filing date | |
| ADIENT PLC | G0084W901 | ORD SHS | 31,800 | $2,311,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 495,743 | $2,311,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 91,072 | $2,308,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 250,571 | $2,305,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902903 | COM | 675,000 | $2,302,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 36,908 | $2,299,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 118,025 | $2,294,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 159,283 | $2,272,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G954 | ADR | 263,957 | $2,270,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 35,069 | $2,266,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 57,434 | $2,254,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 25,576 | $2,254,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 77,572 | $2,254,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 55,375 | $2,251,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 180,783 | $2,249,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 134,123 | $2,247,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 72,640 | $2,246,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 31,656 | $2,238,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 115,736 | $2,231,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 23,600 | $2,223,000 | thousands by filing date | put |
| DISH NETWORK CORP-A | 25470M959 | COM | 35,000 | $2,222,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 127,946 | $2,214,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 64,139 | $2,206,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 64,135 | $2,205,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 52,400 | $2,205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |