13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 193,249 | $9,263,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 634,358 | $9,255,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 635,000 | $9,239,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 290,508 | $9,238,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 185,077 | $9,171,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 112,759 | $9,142,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 224,916 | $9,131,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 165,694 | $9,121,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 108,444 | $9,099,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 218,064 | $9,098,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 130,466 | $9,094,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 479,617 | $9,088,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 259,548 | $9,084,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 139,762 | $9,066,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 131,131 | $9,043,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 445,010 | $9,043,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 84,759 | $9,033,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,464,294 | $9,018,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 224,805 | $9,016,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 91,900 | $9,016,000 | thousands by filing date | call |
| ISHARES INC | 46434G902 | CALL | 175,000 | $9,013,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,371,000 | $9,009,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 151,889 | $8,997,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 420,552 | $8,995,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 188,480 | $8,960,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 195,000 | $8,956,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 539,145 | $8,949,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 692,431 | $8,939,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 867,894 | $8,922,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839906 | COM | 100,000 | $8,908,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 51,000 | $8,881,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,154,517 | $8,876,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 357,859 | $8,861,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 276,586 | $8,855,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 141,964 | $8,852,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 9,427,000 | $8,852,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC | 775109900 | CL B | 200,000 | $8,844,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,603,398 | $8,820,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 292,223 | $8,785,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 561,749 | $8,751,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 419,483 | $8,742,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 211,418 | $8,734,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80,262 | $8,718,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 180,000 | $8,678,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 238,310 | $8,662,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 678,736 | $8,654,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 353,104 | $8,651,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 330,675 | $8,637,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 8,943,000 | $8,600,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 575,178 | $8,593,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 8,722,000 | $8,589,000 | thousands by filing date | principal |
| ELLIS PERRY INTL INC | 288853104 | COM | 398,800 | $8,566,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 176,413 | $8,562,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 442,968 | $8,550,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 344,282 | $8,545,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 163,079 | $8,520,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 636,744 | $8,500,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 564,403 | $8,495,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 367,217 | $8,486,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 321,540 | $8,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 200,000 | $8,448,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 252,291 | $8,423,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 336,661 | $8,420,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 414,136 | $8,407,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 80,748 | $8,402,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,262,460 | $8,396,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 229,697 | $8,394,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 114,033 | $8,387,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 214,566 | $8,366,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 341,260 | $8,360,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 195,100 | $8,358,000 | thousands by filing date | call |
| KRAFT HEINZ CO | 500754956 | COM | 92,025 | $8,357,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 219,778 | $8,343,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 586,100 | $8,305,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 685,625 | $8,304,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 208,193 | $8,301,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 259,283 | $8,296,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 268,224 | $8,283,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 223,328 | $8,278,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 149,076 | $8,274,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 224,207 | $8,262,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 659,420 | $8,262,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 335,305 | $8,238,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,997,127 | $8,227,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,685,701 | $8,209,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 486,427 | $8,192,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 343,876 | $8,188,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 125,511 | $8,186,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 914,520 | $8,185,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 236,131 | $8,178,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,004,022 | $8,082,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 237,580 | $8,079,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,939,000 | $8,077,000 | thousands by filing date | principal |
| ISHARES INC | 464286959 | MSCI CDA ETF | 300,000 | $8,064,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 390,214 | $8,058,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 447,983 | $8,055,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 935,542 | $8,046,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 123,273 | $8,013,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,561,814 | $8,012,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 218,583 | $8,011,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 477,670 | $8,001,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 330,847 | $7,994,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 302,200 | $7,987,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 550,006 | $7,986,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 10,393,000 | $7,951,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 256,329 | $7,936,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 566,709 | $7,934,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 98,671 | $7,927,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 253,838 | $7,916,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 254,000 | $7,902,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 16,487 | $7,897,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 80,223 | $7,881,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 135,606 | $7,874,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 541,200 | $7,874,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,868,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 359,543 | $7,859,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 167,397 | $7,836,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 169,984 | $7,834,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 267,337 | $7,833,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 105,362 | $7,804,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 73,500 | $7,785,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 7,492,000 | $7,784,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161Q954 | COM | 359,000 | $7,780,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 7,597,000 | $7,771,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 127,478 | $7,726,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 305,086 | $7,709,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 294,715 | $7,707,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 113,445 | $7,705,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 213,905 | $7,699,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 151,088 | $7,697,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 340,095 | $7,689,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 309,272 | $7,676,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,400,192 | $7,669,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,688,000 | $7,647,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 131,132 | $7,624,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 49,452 | $7,610,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 502,722 | $7,601,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 148,480 | $7,600,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 124,839 | $7,578,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 300,799 | $7,569,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 235,468 | $7,564,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 40,400 | $7,563,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 125,993 | $7,546,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 149,405 | $7,545,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 278,397 | $7,536,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 7,506,000 | $7,527,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 77,037 | $7,513,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 517,900 | $7,510,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,642,000 | $7,504,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 913,020 | $7,497,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 54,046 | $7,493,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 363,270 | $7,480,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 121,359 | $7,478,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 255,809 | $7,472,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 206,665 | $7,463,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 158,590 | $7,452,000 | thousands by filing date | |
| WELLTOWER INC | 95040Q904 | COM | 105,000 | $7,436,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 145,268 | $7,433,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 84,222 | $7,423,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,722,707 | $7,408,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 125,300 | $7,394,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 67,500 | $7,381,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 16,276 | $7,377,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 805,368 | $7,370,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 128,999 | $7,362,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,315,000 | $7,360,000 | thousands by filing date | principal |
| STILLWATER MINING CO | 86074Q902 | COM | 424,500 | $7,331,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 147,972 | $7,327,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,959,510 | $7,310,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 489,024 | $7,306,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 61,789 | $7,300,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 7,388,000 | $7,287,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 105,000 | $7,265,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 158,059 | $7,263,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 655,343 | $7,254,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 100,000 | $7,242,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 85,177 | $7,241,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 713,804 | $7,231,000 | thousands by filing date | |
| VERISIGN INC | 92343E902 | COM | 82,900 | $7,221,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 80,362 | $7,207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 70,863 | $7,203,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 156,200 | $7,191,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 58,505 | $7,187,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 394,453 | $7,178,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 299,188 | $7,169,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 361,663 | $7,165,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 248,436 | $7,145,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 276,215 | $7,140,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,228,000 | $7,140,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 355,200 | $7,139,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q952 | PUT | 97,500 | $7,131,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 246,107 | $7,122,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 343,044 | $7,101,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 18,500 | $7,095,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901908 | COM | 373,500 | $7,093,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 742,344 | $7,082,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 11,464,000 | $7,080,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,651,852 | $7,048,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 843,865 | $7,046,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 264,791 | $7,033,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 334,793 | $7,031,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 405,267 | $7,031,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 279,711 | $6,984,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 136,214 | $6,967,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 152,725 | $6,964,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 226,357 | $6,961,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 179,334 | $6,931,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 261,378 | $6,929,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 247,490 | $6,925,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 435,014 | $6,917,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 56,281 | $6,914,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 247,335 | $6,908,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 125,135 | $6,901,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 255,000 | $6,895,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 53,291 | $6,866,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 105,147 | $6,859,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 495,635 | $6,845,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 75,300 | $6,838,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 214,887 | $6,834,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 663,143 | $6,830,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 662,596 | $6,818,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 122,555 | $6,809,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 72,300 | $6,801,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 263,508 | $6,796,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 287,009 | $6,787,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $6,781,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 187,363 | $6,776,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 219,040 | $6,775,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232952 | COM | 250,000 | $6,770,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 158,031 | $6,767,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 121,376 | $6,751,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 742,431 | $6,741,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 314,216 | $6,740,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 83,400 | $6,739,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 177,592 | $6,731,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 99,354 | $6,722,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,018,573 | $6,713,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 684,662 | $6,709,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 70,156 | $6,691,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 101,723 | $6,690,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 125,000 | $6,671,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 668,224 | $6,662,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 129,171 | $6,660,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 383,878 | $6,660,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 518,610 | $6,660,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 101,629 | $6,656,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 525,233 | $6,643,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 130,571 | $6,642,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 22,600 | $6,628,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 422,861 | $6,618,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 519,678 | $6,610,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 386,207 | $6,584,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 162,948 | $6,584,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 257,954 | $6,577,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 67,100 | $6,574,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 6,310,000 | $6,570,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,051,999 | $6,566,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 130,375 | $6,553,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 16,900 | $6,549,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 134,349 | $6,549,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 29,800 | $6,525,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A953 | COM | 111,600 | $6,524,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 190,472 | $6,520,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 375,000 | $6,506,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 195,751 | $6,504,000 | thousands by filing date | |
| SANOFI SA | 80105N955 | SPONSORED ADR | 143,700 | $6,502,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 1,047,443 | $6,495,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 183,908 | $6,493,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 66,691 | $6,475,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 303,002 | $6,463,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 634,676 | $6,442,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 6,980,000 | $6,424,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U955 | PUT | 738,700 | $6,412,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 381,527 | $6,401,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 239,609 | $6,398,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 100,000 | $6,390,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,031,989 | $6,388,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 273,248 | $6,381,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 70,170 | $6,379,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 150,800 | $6,379,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 346,724 | $6,376,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 95,107 | $6,373,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 53,805 | $6,368,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 109,966 | $6,365,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 147,700 | $6,363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 150,000 | $6,336,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 270,769 | $6,336,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 125,695 | $6,316,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 127,862 | $6,304,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 518,779 | $6,298,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 470,116 | $6,276,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,851,086 | $6,275,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 853,375 | $6,272,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 231,837 | $6,271,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 57,600 | $6,270,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S903 | CALL | 87,500 | $6,249,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,595,899 | $6,224,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 99,792 | $6,222,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 137,771 | $6,204,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 69,342 | $6,194,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 115,697 | $6,190,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 283,324 | $6,188,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,044,686 | $6,184,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 190,354 | $6,183,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 71,392 | $6,167,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 126,225 | $6,167,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,568,630 | $6,164,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 345,918 | $6,157,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 218,867 | $6,117,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 158,617 | $6,114,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 145,000 | $6,113,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 44,284 | $6,104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 73,102 | $6,086,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 66,286 | $6,084,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 50,000 | $6,077,000 | thousands by filing date | put |
| QUALCOMM INC | 747525903 | CALL | 105,800 | $6,067,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 75,213 | $6,058,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 270,129 | $6,051,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 58,925 | $6,049,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 205,641 | $6,036,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 248,521 | $6,027,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 197,697 | $6,012,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 139,201 | $6,006,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 326,040 | $6,006,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,500,653 | $6,003,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 394,325 | $5,998,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 124,970 | $5,997,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 980,986 | $5,994,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 122,561 | $5,990,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 160,979 | $5,987,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 35,700 | $5,987,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 510,961 | $5,983,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 144,611 | $5,972,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 86,136 | $5,967,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 4,890,000 | $5,964,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F956 | PUT | 261,300 | $5,960,000 | thousands by filing date | put |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 323,800 | $5,941,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 114,200 | $5,924,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 994,700 | $5,909,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 588,871 | $5,877,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 120,325 | $5,876,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 870,412 | $5,875,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 90,377 | $5,874,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 561,550 | $5,868,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 9,473,000 | $5,860,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 88,715 | $5,855,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 257,828 | $5,855,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC | 883556902 | INC CALL | 38,100 | $5,852,000 | thousands by filing date | call |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,850,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 1,923,556 | $5,848,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 204,818 | $5,831,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 520,700 | $5,811,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 144,725 | $5,788,000 | thousands by filing date | |
| Zurn Water Solutions Corporation | 76169B902 | COM | 250,000 | $5,770,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,235,725 | $5,758,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 204,832 | $5,746,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 3,448,000 | $5,743,000 | thousands by filing date | principal |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 263,532 | $5,727,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 80,000 | $5,714,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 130,737 | $5,703,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,061 | $5,699,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 220,445 | $5,698,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 71,800 | $5,678,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 301,570 | $5,667,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 416,162 | $5,664,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 50,000 | $5,645,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 71,183 | $5,642,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,211,560 | $5,620,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 235,000 | $5,619,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 80,740 | $5,618,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T906 | COM | 40,000 | $5,608,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 61,052 | $5,601,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 88,635 | $5,594,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 480,100 | $5,588,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 165,924 | $5,570,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,396,000 | $5,557,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,471 | $5,555,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 648,577 | $5,539,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 81,355 | $5,531,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 751,317 | $5,530,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 79,610 | $5,524,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,671 | $5,522,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 181,300 | $5,522,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 98,900 | $5,513,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 83,268 | $5,508,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890909 | COM | 110,000 | $5,504,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 129,891 | $5,487,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 390,367 | $5,476,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 5,373,000 | $5,445,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 75,874 | $5,440,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 397,396 | $5,440,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 5,369,000 | $5,417,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901958 | COM | 285,000 | $5,412,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 62,472 | $5,376,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 150,000 | $5,348,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 166,472 | $5,346,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 291,933 | $5,345,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 115,015 | $5,344,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 224,139 | $5,311,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 535,264 | $5,299,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 674,793 | $5,297,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 58,000 | $5,289,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 207,666 | $5,274,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 200,000 | $5,268,000 | thousands by filing date | put |
| PARKWAY INC COM | 70156Q107 | Stock | 263,697 | $5,244,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 60,579 | $5,233,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 350,000 | $5,233,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 48,884 | $5,224,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,373,000 | $5,209,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,012,000 | $5,208,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 114,174 | $5,192,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 86,209 | $5,181,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 122,968 | $5,180,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 104,000 | $5,177,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 22,502 | $5,169,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 73,737 | $5,165,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 230,416 | $5,159,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 127,629 | $5,158,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 285,674 | $5,157,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 420,904 | $5,155,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 119,600 | $5,145,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 366,748 | $5,142,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 142,526 | $5,138,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 362,284 | $5,138,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,488,753 | $5,136,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 128,483 | $5,126,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,230,205 | $5,119,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 105,456 | $5,114,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,497,000 | $5,114,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,044,000 | $5,106,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 260,525 | $5,085,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 214,043 | $5,085,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W903 | COM | 45,000 | $5,071,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W953 | COM | 45,000 | $5,071,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 83,753 | $5,057,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,237,848 | $5,050,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 45,000 | $5,042,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 90,153 | $5,029,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 185,976 | $5,022,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 71,475 | $5,009,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 108,744 | $5,008,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 224,675 | $4,993,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 428,800 | $4,991,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 94,907 | $4,987,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 460,257 | $4,979,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 96,507 | $4,973,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 4,880,000 | $4,973,000 | thousands by filing date | principal |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 45,400 | $4,964,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 91,170 | $4,961,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 87,671 | $4,954,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 216,258 | $4,954,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 277,616 | $4,942,000 | thousands by filing date | |
| TIME WARNER INC | 887317903 | COM | 50,500 | $4,934,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 121,566 | $4,925,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $4,923,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 223,910 | $4,911,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 173,471 | $4,911,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 80,125 | $4,908,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 78,152 | $4,901,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 214,355 | $4,892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 202,344 | $4,883,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,430,468 | $4,878,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 560,472 | $4,876,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 73,361 | $4,871,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,745,192 | $4,868,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 145,472 | $4,853,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 201,724 | $4,851,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 284,369 | $4,850,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 88,486 | $4,841,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,373,000 | $4,829,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 330,300 | $4,816,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 554,137 | $4,815,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 247,972 | $4,813,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 166,464 | $4,806,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 24,041 | $4,801,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,449,714 | $4,799,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 243,082 | $4,788,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 95,837 | $4,787,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 161,525 | $4,781,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 70,336 | $4,769,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 50,000 | $4,765,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 59,451 | $4,762,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 426,895 | $4,760,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L.P. | 29250R906 | Cmn | 250,000 | $4,750,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,708,105 | $4,746,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 175,084 | $4,745,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 361,539 | $4,740,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 149,479 | $4,739,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 17,698 | $4,736,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 122,196 | $4,735,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 85,902 | $4,732,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 147,052 | $4,727,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 981,892 | $4,713,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 151,220 | $4,711,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 66,827 | $4,706,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 27,000 | $4,704,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 75,804 | $4,695,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 99,539 | $4,688,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 231,971 | $4,686,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 195,525 | $4,677,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |