13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 5,095 holding rows worth $437,581,868,000.
- Accession
- 0000019617-17-000376
- Filer
- CIK 19617
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 19,080 entries on the cover page, a total value of $437,581,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,581,868,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 385,646 | $19,237,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 444,669 | $19,193,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,980,000 | $19,186,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 1,739,045 | $19,147,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 494,598 | $19,141,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 93,040 | $19,133,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 826,890 | $19,118,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 454,403 | $19,112,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 330,635 | $19,111,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,659,763 | $19,097,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,145,528 | $19,074,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 384,576 | $19,071,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 776,505 | $19,041,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 537,505 | $19,022,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 305,597 | $19,015,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,367,469 | $19,011,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 262,674 | $18,991,000 | thousands by filing date | |
| ISHARES TR | 464288907 | CALL | 300,000 | $18,978,000 | thousands by filing date | call |
| ISHARES TR | 464288957 | MSCI ACWI ETF | 300,000 | $18,978,000 | thousands by filing date | put |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 179,258 | $18,967,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 595,888 | $18,903,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 506,664 | $18,899,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 14,575,000 | $18,852,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 500,000 | $18,775,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 196,380 | $18,765,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 570,261 | $18,762,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 90,692 | $18,713,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 1,500,000 | $18,675,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,214,699 | $18,634,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 348,336 | $18,621,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $18,616,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,498,266 | $18,578,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 529,612 | $18,527,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 189,900 | $18,525,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 1,113,147 | $18,489,000 | thousands by filing date | |
| Albemarle Corp | 012653951 | PUT | 175,000 | $18,487,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 452,914 | $18,479,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 278,000 | $18,429,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 856,403 | $18,413,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,012,592 | $18,368,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,234,111 | $18,327,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 680,070 | $18,321,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 20,093,000 | $18,308,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 18,372,000 | $18,217,000 | thousands by filing date | principal |
| MULESOFT INC | 625207105 | CL A | 748,630 | $18,214,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 515,000 | $18,210,000 | thousands by filing date | put |
| ORACLE CORP | 68389X955 | PUT | 407,100 | $18,161,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 261,837 | $18,117,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,941,629 | $18,096,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 486,834 | $18,066,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 399,046 | $18,036,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $18,025,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 65,532 | $17,918,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,105,845 | $17,859,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 113,248 | $17,703,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,860,000 | $17,670,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 394,961 | $17,603,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,449,086 | $17,532,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 406,900 | $17,529,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 627,023 | $17,525,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 806,468 | $17,460,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 576,631 | $17,455,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 267,500 | $17,430,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,008,307 | $17,333,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 15,294,000 | $17,333,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 302,446 | $17,313,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432950 | COM | 214,000 | $17,291,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 1,474,819 | $17,285,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,461,092 | $17,242,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 201,326 | $17,217,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 17,799,000 | $17,159,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 767,132 | $17,145,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 9,124,000 | $17,140,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,674,968 | $17,135,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 582,632 | $17,130,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,144,094 | $17,105,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 350,265 | $17,104,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 273,700 | $16,969,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 648,721 | $16,951,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 754,184 | $16,878,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 233,834 | $16,876,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 410,347 | $16,833,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 389,341 | $16,830,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 971,240 | $16,812,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 350,405 | $16,787,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 9,422,946 | $16,773,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 533,057 | $16,765,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 259,610 | $16,745,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 386,889 | $16,674,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,623,020 | $16,630,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 400,000 | $16,620,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 504,240 | $16,615,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,593,611 | $16,589,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 122,497 | $16,583,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 908,429 | $16,560,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 882,128 | $16,558,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 417,713 | $16,546,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,198,010 | $16,528,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 857,862 | $16,514,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 243,606 | $16,512,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 221,824 | $16,495,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 167,800 | $16,463,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 202,750 | $16,438,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 150,878 | $16,438,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 253,270 | $16,399,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 240,000 | $16,301,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 446,694 | $16,288,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 148,840 | $16,283,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 15,414,000 | $16,263,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 448,030 | $16,242,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 99,000 | $16,237,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 863,771 | $16,221,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 267,121 | $16,211,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 320,687 | $16,176,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 465,000 | $16,163,000 | thousands by filing date | put |
| SNYDERS LANCE INC | 833551104 | COM | 399,967 | $16,123,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,398,112 | $16,106,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,042,675 | $16,055,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 314,111 | $16,054,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 362,478 | $16,047,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 584,915 | $16,009,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 835,760 | $16,005,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 320,774 | $15,997,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,957,440 | $15,953,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 292,377 | $15,941,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 783,006 | $15,919,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 359,438 | $15,880,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,465,000 | $15,831,000 | thousands by filing date | principal |
| WALMART INC | 931142953 | PUT | 219,300 | $15,807,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 855,139 | $15,786,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 171,026 | $15,782,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,721,320 | $15,699,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 217,774 | $15,673,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 779,774 | $15,634,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 225,631 | $15,604,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 358,956 | $15,604,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 236,017 | $15,581,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 349,168 | $15,544,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 16,430,000 | $15,538,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 150,000 | $15,525,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 320,594 | $15,523,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 286,656 | $15,512,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 124,977 | $15,473,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 12,738,000 | $15,470,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,900,325 | $15,469,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 146,494 | $15,468,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 280,387 | $15,436,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 439,339 | $15,395,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 429,392 | $15,394,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 750,479 | $15,392,000 | thousands by filing date | |
| MYLAN N V | N59465959 | PUT | 393,900 | $15,358,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P908 | COM | 1,209,800 | $15,340,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 1,209,800 | $15,340,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 15,174,000 | $15,297,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 643,236 | $15,245,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 681,324 | $15,221,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 595,539 | $15,217,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 632,180 | $15,172,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 311,100 | $15,166,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,692,023 | $15,143,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,376,118 | $15,137,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 281,127 | $15,125,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 419,629 | $15,107,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 458,327 | $15,093,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 209,345 | $15,089,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,042,798 | $15,037,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,351,587 | $15,016,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 326,167 | $14,994,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,192,964 | $14,960,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 211,410 | $14,915,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 462,774 | $14,902,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 562,873 | $14,871,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 234,161 | $14,865,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 249,681 | $14,855,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 599,216 | $14,854,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 248,780 | $14,853,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 273,472 | $14,850,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 860,734 | $14,848,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 290,000 | $14,845,000 | thousands by filing date | put |
| QUALCOMM INC | 747525953 | PUT | 258,300 | $14,811,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,771,823 | $14,795,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,162,155 | $14,771,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 274,995 | $14,756,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 415,700 | $14,699,000 | thousands by filing date | call |
| XPO INC | 983793950 | PUT | 306,500 | $14,678,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 388,177 | $14,677,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,667,328 | $14,622,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 840,246 | $14,603,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 975,000 | $14,576,000 | thousands by filing date | put |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 14,780,900 | $14,569,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 336,836 | $14,514,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 292,811 | $14,497,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 387,300 | $14,481,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 186,491 | $14,465,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 277,402 | $14,452,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 106,887 | $14,448,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 399,295 | $14,434,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 547,887 | $14,431,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 172,079 | $14,422,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 18,590,000 | $14,415,000 | thousands by filing date | principal |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 177,492 | $14,402,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 261,662 | $14,386,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 351,138 | $14,343,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 316,067 | $14,302,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 121,888 | $14,298,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 360,479 | $14,275,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 679,747 | $14,248,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 648,433 | $14,241,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,078,410 | $14,235,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 690,000 | $14,221,000 | thousands by filing date | put |
| ADOBE INC | 00724F901 | CALL | 109,200 | $14,210,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 278,371 | $14,141,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 762,693 | $14,140,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 312,331 | $14,134,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 397,688 | $14,130,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 208,856 | $14,118,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 126,186 | $14,096,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 201,772 | $14,084,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 605,447 | $14,065,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 273,334 | $14,032,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 280,256 | $14,023,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 675,530 | $13,970,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 705,322 | $13,952,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 294,664 | $13,929,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 307,837 | $13,914,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 647,652 | $13,905,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 322,503 | $13,898,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 783,223 | $13,895,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 752,157 | $13,878,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 270,500 | $13,841,000 | thousands by filing date | call |
| VERISIGN INC | 92343E952 | COM | 158,700 | $13,824,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 439,728 | $13,806,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 671,358 | $13,790,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 151,200 | $13,788,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,158,131 | $13,782,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 453,658 | $13,778,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 379,760 | $13,777,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 360,909 | $13,755,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,579,758 | $13,711,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 271,578 | $13,661,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 471,219 | $13,619,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 96,010 | $13,619,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 254,523 | $13,604,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 353,711 | $13,565,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,116,860 | $13,560,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,064,139 | $13,526,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 344,062 | $13,498,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 16,200 | $13,439,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 953,034 | $13,438,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 334,550 | $13,413,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 215,000 | $13,330,000 | thousands by filing date | call |
| BCE INC | 05534B900 | COM NEW | 300,000 | $13,281,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 135,396 | $13,262,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 430,100 | $13,226,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 101,900 | $13,207,000 | thousands by filing date | put |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 13,224,000 | $13,165,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 279,361 | $13,117,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 330,000 | $13,108,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 544,992 | $13,102,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 224,057 | $12,970,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,874,233 | $12,969,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 165,300 | $12,969,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,910,892 | $12,956,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 12,858,000 | $12,893,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 1,328,970 | $12,877,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 432,500 | $12,854,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 679,110 | $12,774,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 649,071 | $12,767,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 308,604 | $12,755,000 | thousands by filing date | |
| STRATEGY INC | 594972958 | COM NEW | 67,883 | $12,748,000 | thousands by filing date | put |
| STRATEGY INC | 594972908 | CALL | 67,883 | $12,748,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 143,988 | $12,743,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 136,274 | $12,726,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543903 | COM | 200,000 | $12,708,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 12,160,000 | $12,706,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 743,882 | $12,699,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 185,912 | $12,636,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 225,786 | $12,606,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 365,708 | $12,595,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,197,736 | $12,589,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 249,539 | $12,581,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 459,232 | $12,556,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 316,037 | $12,556,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 399,439 | $12,550,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 239,400 | $12,547,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 274,180 | $12,544,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 370,000 | $12,510,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 311,449 | $12,505,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 253,671 | $12,496,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 817,035 | $12,492,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 486,688 | $12,469,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 161,320 | $12,467,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 263,638 | $12,430,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 243,504 | $12,418,000 | thousands by filing date | |
| TESARO INC | 881569907 | CALL | 80,600 | $12,402,000 | thousands by filing date | call |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 12,425,000 | $12,395,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 63,857 | $12,371,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,508,444 | $12,324,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 407,301 | $12,239,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,376,762 | $12,212,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 854,771 | $12,190,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 46,526 | $12,184,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 365,577 | $12,178,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 909,208 | $12,174,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 79,000 | $12,134,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 145,800 | $12,109,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,611,791 | $12,104,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 354,939 | $12,099,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 63,325 | $12,090,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 264,695 | $12,070,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 500,000 | $12,065,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 122,885 | $12,063,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 240,014 | $12,058,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,255,000 | $12,040,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 349,067 | $12,026,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 9,403,000 | $12,026,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,020,722 | $12,014,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 64,500 | $12,012,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,340,000 | $11,995,000 | thousands by filing date | principal |
| NIKE INC | 654106903 | CALL | 215,200 | $11,993,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 241,864 | $11,984,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 327,658 | $11,966,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 488,094 | $11,958,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 789,054 | $11,947,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 698,082 | $11,925,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 183,530 | $11,857,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 226,198 | $11,855,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 108,796 | $11,851,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 8,486,000 | $11,851,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 87,744 | $11,849,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 316,900 | $11,849,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 741,641 | $11,829,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 477,322 | $11,814,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 174,415 | $11,809,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 231,507 | $11,807,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 97,676 | $11,790,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 10,455,000 | $11,779,000 | thousands by filing date | principal |
| L BRANDS INC | 501797904 | COM | 250,000 | $11,775,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 503,598 | $11,749,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 6,895,000 | $11,722,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 267,065 | $11,714,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 147,251 | $11,677,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 107,100 | $11,659,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 373,290 | $11,624,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653901 | CALL | 110,000 | $11,620,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 147,340 | $11,611,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 888,182 | $11,582,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 454,696 | $11,572,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 430,214 | $11,560,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 11,381,000 | $11,527,000 | thousands by filing date | principal |
| EBAY INC. | 278642953 | PUT | 343,300 | $11,525,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 764,307 | $11,487,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 105,402 | $11,485,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 641,900 | $11,477,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A908 | CALL | 209,500 | $11,441,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 94,200 | $11,421,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 152,698 | $11,412,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 747,876 | $11,331,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 204,346 | $11,328,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500,548 | $11,317,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 528,521 | $11,300,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 642,688 | $11,293,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 29,100 | $11,277,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 458,828 | $11,242,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 107,325 | $11,237,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 175,689 | $11,218,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100,624 | $11,214,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 272,771 | $11,197,000 | thousands by filing date | |
| MYLAN N V | N59465909 | CALL | 287,100 | $11,194,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 259,233 | $11,186,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,920,995 | $11,175,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 461,671 | $11,158,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 421,527 | $11,149,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 12,416,000 | $11,129,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 278,936 | $11,110,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 255,756 | $11,093,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 403,556 | $11,079,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,833,000 | $11,032,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 226,438 | $11,023,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 739,050 | $11,004,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 235,700 | $10,951,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 231,089 | $10,945,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 40,900 | $10,945,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 265,184 | $10,926,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 280,526 | $10,910,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 104,226 | $10,905,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 609,400 | $10,896,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361902 | CALL | 236,500 | $10,870,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 298,461 | $10,840,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 343,791 | $10,840,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 541,865 | $10,837,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 59,287 | $10,832,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 7,025,000 | $10,785,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 296,716 | $10,759,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 10,897,000 | $10,758,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 188,200 | $10,741,000 | thousands by filing date | put |
| COCA COLA CO | 191216900 | CALL | 253,061 | $10,740,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 317,133 | $10,720,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 489,700 | $10,646,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 351,399 | $10,634,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 625,185 | $10,628,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 215,296 | $10,627,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 227,800 | $10,604,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 116,188 | $10,589,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 276,085 | $10,588,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 69,034 | $10,568,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 158,859 | $10,556,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,641,000 | $10,552,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 570,588 | $10,549,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287908 | COM | 149,900 | $10,500,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 879,506 | $10,492,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 474,875 | $10,490,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 247,368 | $10,488,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10,575,000 | $10,482,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 10,288,000 | $10,475,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 101,276 | $10,473,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,465,914 | $10,452,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 99,166 | $10,435,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 64,550 | $10,435,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,092,226 | $10,420,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 90,019 | $10,404,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 350,000 | $10,395,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 469,856 | $10,374,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 271,929 | $10,374,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 316,268 | $10,364,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 162,741 | $10,361,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 300,000 | $10,356,000 | thousands by filing date | put |
| BIOVERATIV INC | 09075E100 | COM | 190,136 | $10,355,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 169,853 | $10,336,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 540,996 | $10,333,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 291,238 | $10,325,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 785,966 | $10,319,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 78,331 | $10,314,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 391,054 | $10,305,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 327,225 | $10,292,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 1,000,600 | $10,246,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 68,906 | $10,229,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 248,708 | $10,160,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 382,460 | $10,156,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,012,000 | $10,143,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,264,000 | $10,137,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 287,873 | $10,123,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 497,190 | $10,117,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 8,845,000 | $10,111,000 | thousands by filing date | principal |
| LENNAR CORP | 526057904 | CL A | 197,200 | $10,095,000 | thousands by filing date | call |
| CALATLANTIC GROUP INC | 128195104 | COM | 269,552 | $10,095,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 580,600 | $10,074,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 307,117 | $10,043,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503905 | UNIT LTD PARTN | 317,300 | $10,030,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 167,786 | $9,936,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 879,012 | $9,934,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 99,437 | $9,925,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111957 | COM | 65,000 | $9,913,000 | thousands by filing date | put |
| BUNGE LIMITED | G16962955 | COM | 125,000 | $9,908,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 155,600 | $9,887,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 518,193 | $9,872,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 3,682,000 | $9,868,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 29,372 | $9,850,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 155,975 | $9,845,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 5,415,000 | $9,838,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 145,086 | $9,837,000 | thousands by filing date | |
| CUBESMART | 229663909 | COM | 378,760 | $9,833,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 7,189,000 | $9,829,000 | thousands by filing date | principal |
| SALESFORCE INC | 79466L952 | PUT | 118,900 | $9,808,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 327,560 | $9,807,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 356,606 | $9,797,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 197,048 | $9,789,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 25,654 | $9,778,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 276,206 | $9,777,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 116,588 | $9,776,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P959 | PUT | 358,700 | $9,757,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 164,803 | $9,670,000 | thousands by filing date | |
| WHITEWAVE FOODS CO - CL A | 966244905 | COM | 172,000 | $9,658,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 566,152 | $9,653,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 119,465 | $9,627,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 300,000 | $9,627,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 534,667 | $9,625,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 567,464 | $9,619,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 322,800 | $9,619,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 255,843 | $9,597,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,611,225 | $9,570,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 158,155 | $9,569,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 206,140 | $9,566,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 210,051 | $9,540,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 675,004 | $9,539,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 224,600 | $9,501,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 980,000 | $9,496,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 224,844 | $9,480,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 436,766 | $9,465,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 10,155,000 | $9,432,000 | thousands by filing date | principal |
| PROCTER & GAMBLE CO | 742718909 | CALL | 104,873 | $9,422,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 201,722 | $9,369,000 | thousands by filing date | |
| NEWELL BRANDS INC | 651229906 | COM NEW | 197,700 | $9,325,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 9,322,000 | $9,316,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 413,213 | $9,306,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 219,657 | $9,303,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 261,064 | $9,291,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 467,111 | $9,290,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,707,292 | $9,288,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 393,700 | $9,280,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000376 | this filing | 2017-05-10 | acceptance time not in the bulk data set |