13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 71,655 | $2,257,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 142,601 | $2,252,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 126,102 | $2,251,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 226,083 | $2,250,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,235,000 | $2,247,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 191,231 | $2,241,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 631,900 | $2,237,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 95,160 | $2,236,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,862,000 | $2,236,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 28,778 | $2,235,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U607 | USA MNGED ETF | 88,900 | $2,230,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 45,555 | $2,229,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 63,335 | $2,220,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 77,481 | $2,219,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 65,873 | $2,214,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 21,721 | $2,213,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 78,279 | $2,213,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 33,710 | $2,206,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 170,150 | $2,203,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 218,347 | $2,203,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 186,709 | $2,203,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 57,593 | $2,201,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 57,967 | $2,200,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 28,500 | $2,200,000 | thousands by filing date | put |
| PRICELINE.COM INC | 741503903 | COM | 1,500 | $2,199,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 23,299 | $2,193,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 34,433 | $2,191,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 18,937 | $2,182,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 136,267 | $2,179,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 45,096 | $2,175,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 34,081 | $2,174,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902903 | COM | 675,000 | $2,174,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q901 | COM NEW | 163,300 | $2,172,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 671,540 | $2,169,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 108,383 | $2,163,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 146,305 | $2,158,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 97,282 | $2,155,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 51,083 | $2,154,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 65,083 | $2,154,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 145,000 | $2,152,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 68,095 | $2,148,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 93,061 | $2,148,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 23,165 | $2,143,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 414,546 | $2,143,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 664,814 | $2,141,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 58,064 | $2,140,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 83,769 | $2,139,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 15,217 | $2,138,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 49,250 | $2,138,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 31,451 | $2,137,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 59,317 | $2,136,000 | thousands by filing date | |
| ENERGEN CORP | 29265N958 | COM | 37,000 | $2,134,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 64,854 | $2,130,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 197,357 | $2,130,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 11,998 | $2,121,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 140,784 | $2,119,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 96,000 | $2,118,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,177,000 | $2,109,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 56,308 | $2,108,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 171,557 | $2,103,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 73,829 | $2,102,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 618,647 | $2,090,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 27,946 | $2,089,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 143,900 | $2,089,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 83,015 | $2,085,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 101,652 | $2,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 42,026 | $2,082,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 53,410 | $2,080,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 201,997 | $2,080,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 102,084 | $2,079,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 18,855 | $2,063,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 79,277 | $2,050,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 148,604 | $2,047,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 60,848 | $2,041,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 44,628 | $2,037,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 34,313 | $2,036,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 18,515 | $2,034,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 68,544 | $2,028,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 268,129 | $2,024,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 60,787 | $2,021,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 276,770 | $2,021,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,372 | $2,019,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 98,600 | $2,015,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 789,735 | $2,014,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 105,984 | $2,013,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 55,702 | $2,013,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 157,309 | $2,009,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 281,537 | $2,007,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 72,477 | $2,006,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 144,348 | $2,001,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 102,745 | $2,000,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 81,256 | $2,000,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 7,500 | $1,990,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 22,030 | $1,986,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 400,937 | $1,981,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 217,693 | $1,979,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,141,000 | $1,979,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 76,315 | $1,976,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 125,834 | $1,976,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 70,716 | $1,975,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 122,556 | $1,967,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 53,383 | $1,964,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,870 | $1,963,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 72,720 | $1,956,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 95,970 | $1,941,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 361,326 | $1,941,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 55,088 | $1,936,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 118,159 | $1,931,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 49,340 | $1,925,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 76,276 | $1,920,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,090,000 | $1,916,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 82,839 | $1,914,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 52,275 | $1,913,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 71,840 | $1,902,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 7,600 | $1,900,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 142,257 | $1,899,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $1,895,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 595,468 | $1,894,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 41,386 | $1,893,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 55,000 | $1,890,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 89,940 | $1,875,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 74,399 | $1,873,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 52,423 | $1,868,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 30,130 | $1,863,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 177,189 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,197 | $1,862,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 223,911 | $1,860,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 448,970 | $1,854,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 37,211 | $1,853,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 25,000 | $1,852,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 61,050 | $1,851,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 1,805,000 | $1,850,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,516,164 | $1,849,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 83,850 | $1,848,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 210,250 | $1,848,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 90,131 | $1,847,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 135,455 | $1,846,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 97,872 | $1,845,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 105,643 | $1,833,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 126,085 | $1,828,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 170,633 | $1,826,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,963,000 | $1,824,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 15,089 | $1,823,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 23,947 | $1,821,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 60,374 | $1,812,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 26,325 | $1,810,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 600,000 | $1,806,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC | 69423U955 | COM | 190,000 | $1,805,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 32,646 | $1,802,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 70,941 | $1,798,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 59,604 | $1,795,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 129,567 | $1,792,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 54,610 | $1,788,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 46,134 | $1,783,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 571,800 | $1,778,000 | thousands by filing date | put |
| KB HOME | 48666K959 | COM | 112,300 | $1,775,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 62,474 | $1,772,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 159,671 | $1,769,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 61,085 | $1,766,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 55,000 | $1,765,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 55,870 | $1,762,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 187,689 | $1,762,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 63,421 | $1,761,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 173,816 | $1,758,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 16,506 | $1,756,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 48,600 | $1,753,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST V | 909907907 | COM | 37,896 | $1,753,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 181,727 | $1,752,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 23,012 | $1,751,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 63,500 | $1,742,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,450,000 | $1,740,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047101 | CL A | 48,534 | $1,737,000 | thousands by filing date | |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 50,000 | $1,733,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 98,086 | $1,732,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 448,933 | $1,728,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 107,393 | $1,723,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,836,000 | $1,716,000 | thousands by filing date | principal |
| TERRENO RLTY CORP | 88146M101 | COM | 60,178 | $1,715,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 228,414 | $1,715,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 56,700 | $1,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 61,688 | $1,712,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 81,378 | $1,708,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 123,616 | $1,705,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,188 | $1,701,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 60,611 | $1,699,000 | thousands by filing date | |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 18,000 | $1,697,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 30,600 | $1,694,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 54,793 | $1,693,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 39,399 | $1,693,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 90,952 | $1,692,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 127,020 | $1,690,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J904 | COM | 101,200 | $1,687,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 85,134 | $1,680,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 144,356 | $1,679,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 40,316 | $1,675,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 31,159 | $1,674,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 112,958 | $1,673,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,688,000 | $1,667,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 107,316 | $1,663,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630902 | CALL | 33,300 | $1,663,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 16,100 | $1,662,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 175,202 | $1,656,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 81,717 | $1,655,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,484 | $1,652,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 71,961 | $1,652,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 45,618 | $1,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 44,156 | $1,649,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 61,710 | $1,649,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 5,971,000 | $1,648,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 51,559 | $1,645,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C957 | COM | 67,100 | $1,644,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 69,264 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,860 | $1,640,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,635,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 113,884 | $1,632,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 59,768 | $1,631,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,586,000 | $1,627,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 90,329 | $1,627,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 98,855 | $1,621,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,144,000 | $1,619,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 128,576 | $1,614,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 50,000 | $1,614,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 324,800 | $1,611,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 180,000 | $1,611,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 180,000 | $1,611,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 310,538 | $1,608,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,397 | $1,608,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,332 | $1,605,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 26,429 | $1,602,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 24,698 | $1,602,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 63,615 | $1,601,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 11,700 | $1,599,000 | thousands by filing date | put |
| EDGE THERAPEUTICS INC | 279870109 | COM | 127,946 | $1,599,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 27,436 | $1,595,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 92,244 | $1,594,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 40,234 | $1,577,000 | thousands by filing date | |
| BROADCOM LTD PUT | Y09827959 | COM | 8,900 | $1,573,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,843 | $1,571,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,571,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 129,118 | $1,570,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 92,750 | $1,569,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 37,207 | $1,565,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 25,322 | $1,562,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 500,000 | $1,555,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 106,757 | $1,548,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 47,228 | $1,541,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 152,099 | $1,539,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 46,785 | $1,538,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 78,661 | $1,530,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 92,557 | $1,528,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 33,118 | $1,526,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 51,796 | $1,525,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 74,065 | $1,525,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K954 | PUT | 15,000 | $1,524,000 | thousands by filing date | put |
| YUM BRANDS INC | 988498901 | COM | 24,000 | $1,520,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 32,284 | $1,513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 74,436 | $1,513,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 139,690 | $1,512,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 30,000 | $1,504,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 86,241 | $1,500,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 119,347 | $1,500,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 186,689 | $1,499,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 239,699 | $1,499,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 100,000 | $1,499,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 311,038 | $1,496,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 37,613 | $1,495,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 271,744 | $1,495,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 100,000 | $1,490,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 127,303 | $1,482,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 250,244 | $1,482,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 14,445 | $1,479,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 22,600 | $1,479,000 | thousands by filing date | call |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 104,665 | $1,477,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 119,307 | $1,476,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 43,214 | $1,466,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,500,000 | $1,464,000 | thousands by filing date | principal |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 25,936 | $1,463,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 164,067 | $1,463,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 15,000 | $1,460,000 | thousands by filing date | call |
| HEALTHEQUITY INC | 42226A957 | COM | 36,000 | $1,459,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 38,452 | $1,455,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,142 | $1,453,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 134,200 | $1,452,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 286,114 | $1,442,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 95,539 | $1,441,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,317 | $1,439,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 99,474 | $1,435,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 254,735 | $1,424,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 131,180 | $1,418,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,147 | $1,415,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,581 | $1,411,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 121,979 | $1,409,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 74,453 | $1,407,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 10,000 | $1,405,000 | thousands by filing date | put |
| SEADRILL LTD | G7945E905 | COM | 411,000 | $1,402,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 3,281 | $1,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 52,429 | $1,401,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,000,000 | $1,396,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 23,211 | $1,391,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 121,306 | $1,389,000 | thousands by filing date | |
| TRINITY INDS INC | 896522959 | PUT | 50,000 | $1,388,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 103,833 | $1,387,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 45,495 | $1,387,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 31,426 | $1,386,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 86,724 | $1,384,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 275,917 | $1,380,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 46,789 | $1,378,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 44,602 | $1,378,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 42,437 | $1,378,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 30,922 | $1,374,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 56,092 | $1,372,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,952 | $1,364,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 469,061 | $1,360,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 27,139 | $1,356,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 125,715 | $1,355,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 195,532 | $1,353,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 112,053 | $1,351,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 33,023 | $1,347,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 33,610 | $1,343,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 85,964 | $1,343,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 62,568 | $1,330,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,271 | $1,328,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 177,788 | $1,325,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 124,048 | $1,321,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 44,029 | $1,321,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 42,543 | $1,314,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48,747 | $1,312,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 30,392 | $1,305,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 100,000 | $1,304,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 33,364 | $1,301,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 17,144 | $1,299,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,032,000 | $1,292,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 70,805 | $1,289,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 220,908 | $1,288,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 55,260 | $1,288,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P909 | COM | 70,600 | $1,287,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 25,404 | $1,285,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 15,600 | $1,280,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 86,255 | $1,278,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 107,248 | $1,276,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 46,116 | $1,274,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 62,968 | $1,274,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 57,686 | $1,273,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 25,114 | $1,268,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 150,000 | $1,262,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 147,400 | $1,260,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 25,000 | $1,259,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 1,651,000 | $1,255,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 34,672 | $1,249,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 80,863 | $1,242,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 169,700 | $1,242,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 100,000 | $1,240,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 91,730 | $1,238,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,890 | $1,234,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F904 | COM | 45,000 | $1,233,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 25,672 | $1,230,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 16,600 | $1,230,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 69,000 | $1,224,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 217,784 | $1,220,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 95,130 | $1,218,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 106,512 | $1,214,000 | thousands by filing date | |
| LIFELOCK INC | 53224V900 | COM | 50,400 | $1,206,000 | thousands by filing date | call |
| LOWES COS INC | 548661907 | CALL | 16,700 | $1,188,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 49,348 | $1,186,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 46,976 | $1,184,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 19,701 | $1,182,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 133,036 | $1,182,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 76,352 | $1,176,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 67,512 | $1,175,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 64,617 | $1,174,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 60,928 | $1,173,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 14,300 | $1,173,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 55,809 | $1,172,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 199,695 | $1,170,000 | thousands by filing date | |
| UBS GROUP AG | H42097957 | PUT | 74,562 | $1,168,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 247,661 | $1,162,000 | thousands by filing date | |
| SEMTECH CORP | 816850901 | CALL | 36,800 | $1,161,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,130,000 | $1,160,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 19,252 | $1,156,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 195,767 | $1,155,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 42,897 | $1,151,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 60,345 | $1,149,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 62,001 | $1,147,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 429,826 | $1,147,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 134,726 | $1,145,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 24,780 | $1,144,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 56,980 | $1,142,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 58,518 | $1,141,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 21,749 | $1,140,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 19,089 | $1,139,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 82,643 | $1,132,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 37,230 | $1,132,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 32,466 | $1,129,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 17,736 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 22,515 | $1,126,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 312,610 | $1,122,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 408,135 | $1,122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 43,117 | $1,121,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 162,256 | $1,120,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 53,903 | $1,118,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 40,666 | $1,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 38,663 | $1,113,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015951 | COM | 21,600 | $1,113,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 46,327 | $1,112,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 57,708 | $1,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 96,023 | $1,111,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 23,987 | $1,110,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 92,922 | $1,109,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 53,354 | $1,109,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 60,408 | $1,107,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 37,300 | $1,107,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,319 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,790 | $1,102,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 87,186 | $1,096,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,083,000 | $1,091,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 168,377 | $1,086,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 150,448 | $1,086,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,728 | $1,083,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 201,858 | $1,080,000 | thousands by filing date | |
| XPO INC | 983793950 | PUT | 25,000 | $1,079,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311906 | CL C | 42,850 | $1,079,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 52,297 | $1,077,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 68,912 | $1,076,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,737 | $1,075,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 46,879 | $1,069,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 20,218 | $1,066,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 26,831 | $1,064,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V906 | COM | 40,948 | $1,059,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 62,055 | $1,053,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 966,000 | $1,050,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 78,897 | $1,048,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 25,055 | $1,041,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 255,000 | $1,040,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 254,553 | $1,039,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,038,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334904 | COM | 16,800 | $1,038,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 41,285 | $1,038,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 985,000 | $1,038,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 28,096 | $1,035,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 697,000 | $1,034,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 92,129 | $1,032,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,777 | $1,031,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 28,680 | $1,031,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 171,592 | $1,031,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 51,279 | $1,030,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,385 | $1,029,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 94,964 | $1,029,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 150,806 | $1,028,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 91,096 | $1,026,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 65,147 | $1,025,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 40,564 | $1,022,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 130,224 | $1,020,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,557 | $1,019,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 86,357 | $1,019,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC | 66987G952 | COM | 143,600 | $1,018,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 29,211 | $1,017,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 008252908 | CALL | 7,000 | $1,017,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 111,900 | $1,015,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 1,054,000 | $1,013,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 13,011 | $1,010,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 965,000 | $1,010,000 | thousands by filing date | principal |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,076 | $999,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 37,355 | $999,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 23,058 | $998,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 84,213 | $995,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,600 | $993,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 97,756 | $992,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 27,874 | $990,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 14,200 | $990,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,222 | $986,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P908 | SPONSORED ADR | 47,100 | $984,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 35,012 | $983,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 15,383 | $980,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 43,500 | $980,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 260,362 | $979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 18,558 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,991 | $974,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 7,768 | $973,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 116,586 | $971,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,848 | $970,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 21,217 | $966,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,508 | $964,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 65,403 | $964,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 64,431 | $963,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 25,000 | $962,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 36,320 | $962,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 21,478 | $952,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 142,129 | $952,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 28,000 | $950,000 | thousands by filing date | call |
| DOLLAR TREE INC | 256746908 | COM | 12,300 | $949,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 50,911 | $949,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 15,300 | $945,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 55,732 | $941,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 21,800 | $936,000 | thousands by filing date | call |
| US NATURAL GAS FUND LP | 912318951 | COM | 100,000 | $934,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 39,782 | $933,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 89,940 | $931,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 32,453 | $930,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,371 | $924,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 8,461 | $921,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |