13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MINDBODY INC | 60255W105 | COM CL A | 227,141 | $4,838,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 100,000 | $4,836,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 100,000 | $4,836,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 54,955 | $4,828,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 614,604 | $4,825,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 222,620 | $4,825,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 85,967 | $4,821,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 267,326 | $4,819,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 631,489 | $4,818,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 83,865 | $4,800,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 192,182 | $4,794,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 91,094 | $4,793,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 81,564 | $4,768,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 100,000 | $4,766,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 100,000 | $4,766,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 158,318 | $4,762,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 147,218 | $4,754,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 62,051 | $4,754,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 186,862 | $4,748,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 231,178 | $4,743,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194955 | COM | 65,000 | $4,727,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 154,515 | $4,724,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 945,932 | $4,721,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 131,500 | $4,709,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 89,784 | $4,700,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 6,073 | $4,688,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,873,000 | $4,684,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 84,509 | $4,682,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 166,893 | $4,681,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 82,479 | $4,664,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 84,359 | $4,662,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,344 | $4,658,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 98,276 | $4,656,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 230,399 | $4,643,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 45,000 | $4,637,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 115,335 | $4,632,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 4,497,000 | $4,632,000 | thousands by filing date | principal |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 55,342 | $4,625,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 209,927 | $4,618,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 137,746 | $4,615,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 219,467 | $4,605,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,996 | $4,604,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 108,676 | $4,593,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 80,546 | $4,575,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 66,226 | $4,572,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 108,678 | $4,572,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 173,982 | $4,558,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 285,000 | $4,554,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 188,479 | $4,552,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 188,901 | $4,534,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 85,713 | $4,525,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,214,000 | $4,514,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 182,643 | $4,511,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 91,580 | $4,504,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 60,800 | $4,503,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 304,810 | $4,499,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 94,505 | $4,489,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 200,000 | $4,488,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 604,027 | $4,482,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 260,117 | $4,460,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 175,000 | $4,452,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,966,625 | $4,450,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 142,697 | $4,441,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 127,268 | $4,439,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 240,842 | $4,431,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 108,546 | $4,429,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 75,762 | $4,428,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 59,412 | $4,424,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 165,023 | $4,423,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 65,562 | $4,418,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 125,249 | $4,412,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 197,285 | $4,409,000 | thousands by filing date | |
| CAMECO CORP | 13321L958 | PUT | 420,900 | $4,407,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 232,281 | $4,404,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 54,946 | $4,403,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 83,804 | $4,394,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 49,264 | $4,394,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 185,304 | $4,363,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 108,968 | $4,358,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 289,043 | $4,356,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 84,442 | $4,352,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 395,548 | $4,351,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 225,000 | $4,345,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 65,584 | $4,343,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 104,608 | $4,325,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 56,709 | $4,317,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 28,647 | $4,310,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 390,073 | $4,310,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,928,000 | $4,290,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 128,782 | $4,282,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 411,717 | $4,282,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 46,467 | $4,278,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 258,380 | $4,276,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 49,420 | $4,270,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K904 | CALL | 42,000 | $4,268,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 160,382 | $4,265,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 178,609 | $4,263,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 146,576 | $4,258,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 361,071 | $4,256,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 135,771 | $4,251,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,783,488 | $4,245,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 45,000 | $4,242,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 319,881 | $4,239,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 54,505 | $4,238,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 193,921 | $4,237,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 409,414 | $4,221,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 78,371 | $4,212,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 304,210 | $4,207,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 96,664 | $4,207,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 433,827 | $4,200,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 159,433 | $4,200,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 403,973 | $4,197,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 134,376 | $4,192,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 43,862 | $4,191,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 59,362 | $4,188,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 33,928 | $4,173,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 68,963 | $4,171,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 144,626 | $4,166,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 78,614 | $4,163,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 67,609 | $4,151,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 63,038 | $4,132,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,307,000 | $4,129,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 120,354 | $4,128,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 53,702 | $4,125,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 221,175 | $4,125,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 26,800 | $4,109,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 96,336 | $4,104,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 171,495 | $4,097,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 169,103 | $4,094,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 190,154 | $4,088,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 287,944 | $4,086,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 26,524 | $4,084,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 34,852 | $4,075,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 177,252 | $4,066,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 35,400 | $4,058,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 417,186 | $4,050,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 71,377 | $4,045,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 50,879 | $4,038,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 39,100 | $4,029,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 124,425 | $4,028,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,592,416 | $4,024,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 64,484 | $4,020,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 55,000 | $4,013,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 118,446 | $4,010,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 140,434 | $4,000,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100,074 | $3,989,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 105,837 | $3,987,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 66,561 | $3,985,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 19,355 | $3,970,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 53,810 | $3,966,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 83,843 | $3,961,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 115,464 | $3,961,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,643,000 | $3,959,000 | thousands by filing date | principal |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 45,016 | $3,957,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 92,324 | $3,935,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,918,000 | $3,928,000 | thousands by filing date | principal |
| IXIA | 45071R109 | COM | 243,875 | $3,927,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 95,813 | $3,918,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 53,009 | $3,917,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,771,000 | $3,917,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 92,730 | $3,914,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 92,795 | $3,912,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 246,600 | $3,909,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 153,033 | $3,904,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 73,819 | $3,897,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 108,110 | $3,894,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 148,182 | $3,894,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 86,783 | $3,893,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 247,859 | $3,879,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 128,346 | $3,878,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 412,376 | $3,877,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 283,906 | $3,875,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 145,085 | $3,845,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 146,131 | $3,840,000 | thousands by filing date | |
| DCP MIDSTREAM PARTNERS LP CMN UNITS | 23311P900 | Cmn | 100,000 | $3,838,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 127,210 | $3,822,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 109,606 | $3,809,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 215,108 | $3,808,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 95,993 | $3,802,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 574,873 | $3,795,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 722,614 | $3,794,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 287,606 | $3,793,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,155 | $3,787,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 220,761 | $3,784,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 350,113 | $3,782,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 71,790 | $3,781,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 118,730 | $3,780,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 284,081 | $3,778,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 342,142 | $3,770,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 110,956 | $3,761,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 136,386 | $3,752,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 72,900 | $3,745,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 63,985 | $3,733,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 89,278 | $3,726,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 94,300 | $3,722,000 | thousands by filing date | put |
| TRONC INC | 89703P107 | COM | 268,215 | $3,720,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 180,343 | $3,706,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 229,280 | $3,703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 75,812 | $3,697,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 68,277 | $3,696,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 165,105 | $3,691,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 108,656 | $3,690,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 152,133 | $3,681,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 140,153 | $3,665,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 60,757 | $3,664,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 363,045 | $3,655,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 99,084 | $3,651,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 237,883 | $3,644,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 44,000 | $3,638,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 236,550 | $3,633,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 25,250 | $3,628,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 53,100 | $3,628,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 99,312 | $3,626,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 96,930 | $3,620,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,573,109 | $3,619,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 115,071 | $3,605,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 3,618,000 | $3,604,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 198,620 | $3,587,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 50,000 | $3,562,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 62,102 | $3,557,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 71,616 | $3,556,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 33,800 | $3,536,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 251,441 | $3,530,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 179,993 | $3,528,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 137,975 | $3,524,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 187,292 | $3,517,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 219,980 | $3,515,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 649,071 | $3,504,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 49,187 | $3,502,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,106,000 | $3,500,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $3,497,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 160,127 | $3,496,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 31,320 | $3,491,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,658,000 | $3,490,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 59,455 | $3,484,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,304,147 | $3,483,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 1,880,000 | $3,449,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 490,000 | $3,440,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 183,785 | $3,437,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 686,333 | $3,432,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 99,034 | $3,431,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,182 | $3,428,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 97,316 | $3,427,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 76,007 | $3,415,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 44,992 | $3,413,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 367,250 | $3,412,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 148,391 | $3,409,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 120,555 | $3,405,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 83,089 | $3,383,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 208,097 | $3,382,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 411,869 | $3,381,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 36,000 | $3,373,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U955 | Cmn | 80,000 | $3,372,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 181,847 | $3,371,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 138,864 | $3,365,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,596,000 | $3,360,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 175,117 | $3,354,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 83,137 | $3,354,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 176,775 | $3,346,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 98,262 | $3,342,000 | thousands by filing date | |
| HARMAN INTERNATIONAL | 413086909 | COM | 30,000 | $3,335,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 202,520 | $3,333,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 61,777 | $3,333,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 40,000 | $3,314,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 51,585 | $3,312,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 338,186 | $3,298,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 53,291 | $3,296,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,612,717 | $3,292,000 | thousands by filing date | |
| GOLDCORP INC | 380956909 | COM | 241,600 | $3,286,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 27,453 | $3,285,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 246,959 | $3,284,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 35,314 | $3,275,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 49,548 | $3,271,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 39,289 | $3,262,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,536,680 | $3,258,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 50,455 | $3,256,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 549,500 | $3,253,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 166,827 | $3,243,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 208,120 | $3,239,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 61,684 | $3,230,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 67,875 | $3,226,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 49,077 | $3,226,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 97,585 | $3,225,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 43,654 | $3,218,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 72,769 | $3,214,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 112,384 | $3,213,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 229,283 | $3,210,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 57,760 | $3,210,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 103,892 | $3,209,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 214,931 | $3,209,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U905 | Cmn | 76,000 | $3,203,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 34,915 | $3,199,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 219,469 | $3,198,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 113,874 | $3,194,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 133,603 | $3,193,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 30,000 | $3,188,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 366,313 | $3,187,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $3,180,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 99,564 | $3,176,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 31,723 | $3,168,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 145,093 | $3,167,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 20,332 | $3,166,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 146,093 | $3,162,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 319,365 | $3,162,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 126,163 | $3,157,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 141,238 | $3,156,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 176,008 | $3,151,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,696,000 | $3,125,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 177,781 | $3,122,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226909 | Cmn | 93,500 | $3,118,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 58,483 | $3,112,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 150,033 | $3,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 104,813 | $3,100,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 97,829 | $3,096,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 99,399 | $3,094,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 45,300 | $3,093,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 67,821 | $3,093,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 130,045 | $3,085,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 96,004 | $3,083,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 84,278 | $3,083,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 73,339 | $3,080,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 85,969 | $3,078,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 113,432 | $3,071,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 258,048 | $3,058,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 106,340 | $3,055,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 48,872 | $3,050,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 180,384 | $3,049,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 400,183 | $3,049,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 214,158 | $3,041,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 506,500 | $3,039,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A954 | COM | 111,600 | $3,036,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 117,833 | $3,024,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 177,766 | $3,022,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 112,487 | $3,021,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 73,255 | $3,010,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 143,925 | $3,008,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F903 | COM | 183,170 | $3,004,000 | thousands by filing date | call |
| WHOLE FOODS MARKET INC | 966837956 | COM | 97,600 | $3,002,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 79,513 | $2,998,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 26,529 | $2,989,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 245,000 | $2,984,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 217,840 | $2,984,000 | thousands by filing date | |
| EXELIXIS INC | 30161Q954 | COM | 200,000 | $2,982,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 173,789 | $2,967,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 264,307 | $2,963,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 55,803 | $2,957,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 3,381,000 | $2,950,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 74,391 | $2,941,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,494 | $2,935,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 106,300 | $2,932,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,685,487 | $2,926,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 112,746 | $2,926,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,691,000 | $2,926,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 145,425 | $2,924,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 67,891 | $2,924,000 | thousands by filing date | |
| ENI SPA | 26874R908 | SPONSORED ADR | 90,600 | $2,921,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 61,966 | $2,911,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 90,976 | $2,901,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 105,000 | $2,893,000 | thousands by filing date | call |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $2,889,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20,033 | $2,888,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q951 | PUT | 100,000 | $2,882,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 65,269 | $2,881,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 180,312 | $2,876,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 69,951 | $2,874,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 41,400 | $2,862,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 229,736 | $2,858,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 94,151 | $2,850,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 27,133 | $2,845,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 43,747 | $2,844,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 65,420 | $2,836,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 107,901 | $2,827,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 109,642 | $2,823,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 24,600 | $2,820,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 33,648 | $2,816,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 292,603 | $2,809,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 36,000 | $2,809,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 111,401 | $2,807,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R953 | COM | 185,000 | $2,803,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 88,798 | $2,797,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 113,518 | $2,786,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 23,800 | $2,784,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 57,161 | $2,780,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 193,514 | $2,767,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,715,000 | $2,766,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 107,142 | $2,758,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 89,569 | $2,750,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 122,619 | $2,747,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 30,000 | $2,745,000 | thousands by filing date | put |
| ICICI BANK LIMITED | 45104G954 | ADR | 363,953 | $2,726,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,439,000 | $2,726,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 255,813 | $2,725,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,815,000 | $2,704,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 24,600 | $2,697,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 44,233 | $2,696,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 291,896 | $2,691,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 405,640 | $2,681,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 116,515 | $2,679,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 150,595 | $2,666,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 39,755 | $2,662,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 54,327 | $2,660,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 130,582 | $2,651,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 37,897 | $2,649,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 173,482 | $2,644,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 96,030 | $2,639,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 36,240 | $2,636,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 449,399 | $2,634,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 133,089 | $2,633,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 66,649 | $2,632,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 65,687 | $2,630,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 137,006 | $2,630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 104,178 | $2,629,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106958 | COM | 80,000 | $2,621,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 66,398 | $2,618,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 205,357 | $2,616,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 39,649 | $2,601,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 65,374 | $2,587,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 80,703 | $2,577,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 180,099 | $2,576,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 84,594 | $2,572,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 54,758 | $2,570,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 215,770 | $2,567,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 122,793 | $2,566,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 42,500 | $2,566,000 | thousands by filing date | call |
| CARE CAP PPTYS INC | 141624106 | COM | 102,645 | $2,566,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 93,022 | $2,563,000 | thousands by filing date | |
| CME GROUP INC | 12572Q955 | PUT | 22,200 | $2,561,000 | thousands by filing date | put |
| ISHARES INC | 464286902 | CALL | 58,000 | $2,550,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,237,000 | $2,550,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 175,825 | $2,540,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 209,400 | $2,534,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 166,816 | $2,534,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,416 | $2,532,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 233,362 | $2,532,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 101,272 | $2,531,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 36,047 | $2,530,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 39,199 | $2,516,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919900 | CALL | 102,500 | $2,515,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 39,678 | $2,514,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 315,805 | $2,511,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 24,400 | $2,508,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 52,498 | $2,506,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 71,885 | $2,502,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 330,903 | $2,482,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 538,880 | $2,479,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 78,367 | $2,475,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 6,500 | $2,474,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 100,516 | $2,471,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 304,006 | $2,468,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 191,781 | $2,461,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 196,500 | $2,460,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 223,261 | $2,459,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 118,018 | $2,448,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 58,788 | $2,447,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 77,765 | $2,442,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 198,261 | $2,438,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 86,442 | $2,438,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 78,767 | $2,434,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,013,000 | $2,432,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 135,067 | $2,425,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 24,930 | $2,420,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 277,589 | $2,418,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 43,201 | $2,415,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 30,847 | $2,411,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 124,236 | $2,404,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 137,389 | $2,403,000 | thousands by filing date | |
| MEDNAX INC | 58502B956 | COM | 36,000 | $2,400,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 125,822 | $2,393,000 | thousands by filing date | |
| HERSHEY CO | 427866958 | PUT | 23,100 | $2,389,000 | thousands by filing date | put |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 203,700 | $2,383,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 602 | $2,379,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 56,052 | $2,374,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 93,621 | $2,364,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 148,380 | $2,360,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 263,632 | $2,356,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 51,539 | $2,355,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 60,471 | $2,353,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,585,000 | $2,352,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 115,162 | $2,345,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,320,000 | $2,332,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,316 | $2,326,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 246,435 | $2,322,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 848,998 | $2,317,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 168,290 | $2,314,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 213,160 | $2,313,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 76,985 | $2,310,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,822,000 | $2,307,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 18,445 | $2,298,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 119,349 | $2,297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28,741 | $2,294,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 1,820,000 | $2,294,000 | thousands by filing date | principal |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 30,000 | $2,291,000 | thousands by filing date | put |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 36,196 | $2,291,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 84,366 | $2,290,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 95,452 | $2,289,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 20,337 | $2,272,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 81,483 | $2,268,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 138,392 | $2,265,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 71,092 | $2,264,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 123,840 | $2,263,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |