13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,134 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,958 | $309,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 229,145 | $309,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,857 | $308,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 44,277 | $308,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 29,456 | $308,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 23,327 | $307,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 157,503 | $306,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,133 | $305,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 46,651 | $305,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 109,818 | $304,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10,348 | $304,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 19,094 | $303,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 45,786 | $303,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 16,409 | $302,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,521 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,406 | $300,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 21,841 | $298,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,923 | $298,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 1,600 | $298,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 24,267 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 70,000 | $298,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,694 | $298,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 17,997 | $297,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,904 | $297,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 16,870 | $295,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 17,828 | $295,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 36,541 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,239 | $293,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 2,500 | $293,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 57,166 | $293,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,000 | $292,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 32,201 | $290,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 126,199 | $288,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 451,335 | $288,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,519 | $287,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 88,775 | $287,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 65,172 | $287,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,291 | $286,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,555 | $286,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,301 | $285,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 53,632 | $283,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,063 | $281,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 15,141 | $280,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 11,888 | $280,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 126,458 | $279,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 18,593 | $279,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 85,814 | $279,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,563 | $278,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 27,389 | $278,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,586 | $277,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 8,982 | $277,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 18,026 | $277,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,975 | $276,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,820 | $276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 13,000 | $275,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 38,054 | $274,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 26,204 | $273,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 11,316 | $273,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 15,112 | $270,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 25,121 | $269,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 16,950 | $268,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,770 | $268,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 17,419 | $268,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 14,291 | $267,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 13,641 | $266,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 28,722 | $266,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,355 | $264,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 19,107 | $264,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 37,376 | $264,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,834 | $263,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 17,477 | $263,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 52,127 | $263,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 10,101 | $262,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 127,000 | $262,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 22,299 | $261,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 91,169 | $259,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,441 | $259,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,209 | $258,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 54,261 | $258,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 13,898 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,698 | $256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,661 | $256,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,508 | $255,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 8,687 | $254,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 30,743 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,430 | $253,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,698 | $252,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,052 | $252,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,690 | $252,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,586 | $251,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 9,294 | $251,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,754 | $250,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,150 | $250,000 | thousands by filing date | |
| AUTOHOME INC | 05278C907 | SP ADS RP CL A | 9,900 | $250,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 12,373 | $249,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,960 | $249,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 2,200 | $249,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,000 | $248,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 82,026 | $248,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 76,095 | $247,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,703 | $246,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 24,134 | $245,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,440 | $244,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 64,847 | $244,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,898 | $244,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,111 | $244,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 34,137 | $244,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 14,655 | $243,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 32,538 | $241,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 12,072 | $241,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $241,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 44,234 | $241,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 20,618 | $241,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,692 | $240,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 200,000 | $240,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 12,338 | $238,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 16,651 | $237,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 37,625 | $237,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 87,408 | $236,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,927 | $236,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,088 | $236,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 6,500 | $236,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 23,990 | $236,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 42,594 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,201 | $234,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 14,607 | $234,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 12,104 | $234,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 10,610 | $233,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 48,556 | $233,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 11,500 | $232,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 24,500 | $232,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,918 | $231,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 172,135 | $231,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,050 | $230,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 17,219 | $229,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,702 | $228,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 13,338 | $228,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 6,971 | $228,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,390 | $228,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 15,017 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,447 | $228,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 16,148 | $228,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 12,286 | $227,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,356 | $227,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 48,567 | $227,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,355 | $226,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,045 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,533 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,128 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 8,964 | $226,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 39,367 | $225,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,875 | $225,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 107,257 | $224,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 51,438 | $224,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,779 | $223,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,912 | $221,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 24,923 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $221,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,136 | $221,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,777 | $220,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,364 | $219,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 35,940 | $219,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 902 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,993 | $218,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 39,414 | $217,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 29,780 | $217,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,905 | $216,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,094 | $215,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 16,311 | $215,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,665 | $215,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 21,432 | $214,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 24,967 | $214,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,482 | $213,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,332 | $213,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,769 | $213,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 17,500 | $213,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 52,510 | $213,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 34,464 | $212,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 8,149 | $212,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,908 | $211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $210,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 24,451 | $209,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 47,953 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,773 | $208,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,164 | $208,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 49,547 | $208,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,620 | $207,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 23,926 | $207,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,420 | $206,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,463 | $206,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,295 | $205,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 16,588 | $205,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,947 | $205,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 13,087 | $205,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,436 | $203,000 | thousands by filing date | |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 4,500 | $203,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,725 | $203,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,013 | $202,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,864 | $200,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,390 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,488 | $200,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,209 | $197,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,797 | $197,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,624 | $197,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 10,403 | $197,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,909 | $196,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 15,998 | $195,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 22,694 | $195,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 36,470 | $195,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 223,334 | $195,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,788 | $195,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 11,325 | $195,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 24,770 | $194,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 9,086 | $194,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 16,332 | $193,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 186,407 | $193,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 15,538 | $193,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L903 | COM | 11,600 | $191,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $189,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 80,614 | $189,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,399 | $189,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $189,000 | thousands by filing date | principal |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 35,105 | $188,000 | thousands by filing date | |
| GRUBHUB INC | 400110902 | CALL | 5,000 | $188,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,604 | $187,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,998 | $187,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,510 | $186,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,855 | $186,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,465 | $185,000 | thousands by filing date | |
| INFOSYS LTD | 456788908 | SPONSORED ADR | 12,453 | $185,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 32,702 | $185,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 36,922 | $185,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 17,243 | $185,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 15,171 | $184,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,628 | $184,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 23,579 | $183,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,123 | $181,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 9,294 | $180,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 6,672 | $180,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,792 | $179,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 21,925 | $176,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,358 | $175,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 83,316 | $175,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 27,375 | $173,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,705 | $172,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 12,350 | $172,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 16,191 | $172,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,678 | $171,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 24,051 | $171,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 14,224 | $171,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,123 | $171,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,680 | $170,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,802 | $170,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 48,700 | $168,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,413 | $167,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,328 | $167,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,870 | $167,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 11,679 | $167,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 10,547 | $166,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 8,329 | $164,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,120 | $163,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 35,146 | $163,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 120,669 | $163,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,000 | $162,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,939 | $162,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,718 | $162,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 55,281 | $161,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $160,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 49,084 | $159,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 9,000 | $158,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 19,442 | $158,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 7,987 | $158,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,958 | $157,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,561 | $157,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 43,005 | $157,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,388 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 5,120 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 3,928 | $157,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 31,756 | $157,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,628 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,129 | $156,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 12,654 | $155,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,661 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 2,000 | $154,000 | thousands by filing date | put |
| HYD | 92189F361 | ETF | 5,169 | $153,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 17,403 | $152,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 47,779 | $152,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 54,897 | $151,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,442 | $150,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $148,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,900 | $148,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 26,824 | $147,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,070 | $146,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,386 | $145,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,899 | $145,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $145,000 | thousands by filing date | principal |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 17,491 | $145,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 4,004 | $144,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 7,993 | $144,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 51,605 | $144,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $143,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 19,958 | $143,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 64,845 | $143,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,258 | $142,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 8,497 | $142,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 20,954 | $142,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 32,601 | $142,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,900 | $141,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 9,161 | $140,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,597 | $140,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 15,256 | $139,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 7,625 | $139,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 22,199 | $138,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A909 | CALL | 26,200 | $138,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,950 | $137,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 51,673 | $137,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 80,245 | $137,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 33,843 | $137,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,705 | $136,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,420 | $136,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,303 | $136,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,930 | $136,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,332 | $135,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 100,000 | $135,000 | thousands by filing date | principal |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 117,807 | $135,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 9,205 | $134,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,065 | $134,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 2,500 | $134,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,970 | $133,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 7,243 | $133,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 13,688 | $133,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 32,041 | $133,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 15,386 | $132,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,230 | $132,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,382 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,231 | $131,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,811 | $131,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 8,999 | $131,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 126,000 | $131,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 42,617 | $130,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 38,890 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,544 | $129,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 9,354 | $129,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 24,863 | $129,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 28,885 | $128,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 14,314 | $127,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 9,508 | $127,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,117 | $126,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,982 | $126,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,225 | $126,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,353 | $126,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 88,889 | $126,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 20,609 | $126,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,562 | $125,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 7,750 | $125,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 9,013 | $124,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 42,477 | $124,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,987 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,317 | $123,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,901 | $122,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 10,562 | $122,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,890 | $122,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 9,278 | $121,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,294 | $120,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 967 | $120,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,755 | $119,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,187 | $119,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 7,944 | $119,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 7,607 | $118,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 650 | $118,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 19,214 | $118,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 6,583 | $118,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,077 | $117,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 8,773 | $117,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,536 | $115,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,393 | $115,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,461 | $115,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 5,000 | $115,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,865 | $114,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 4,220 | $114,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 11,518 | $114,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $114,000 | thousands by filing date | principal |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 4,900 | $114,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,400 | $113,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,773 | $113,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,759 | $113,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 30,572 | $113,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 114,842 | $112,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,099 | $111,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 25,322 | $111,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 1,000 | $110,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $109,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 907 | $109,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 4,320 | $109,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A904 | CALL | 4,000 | $109,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,524 | $108,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,190 | $108,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 7,558 | $108,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 17,752 | $107,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,632 | $106,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,915 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287957 | PUT | 700 | $105,000 | thousands by filing date | put |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 5,786 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,302 | $104,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 38,829 | $104,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 14,339 | $104,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 4,486 | $103,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 48,673 | $103,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,761 | $102,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,979 | $102,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 5,500 | $102,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 20,370 | $102,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L909 | CALL | 10,100 | $102,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,069 | $101,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,876 | $101,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,961 | $101,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,755 | $101,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 6,013 | $100,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,161 | $100,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,192 | $100,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $100,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,072 | $99,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 4,767 | $99,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,490 | $99,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 23,081 | $99,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,598 | $99,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,900 | $97,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 852 | $96,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,000 | $96,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,888 | $95,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,747 | $95,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,857 | $95,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,777 | $95,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,647 | $94,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,972 | $94,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 6,972 | $94,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 10,273 | $93,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 933 | $92,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 10,400 | $92,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,007 | $91,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 10,527 | $91,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 11,400 | $91,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,695 | $91,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 12,845 | $90,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 9,248 | $90,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 8,382 | $89,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 2,195 | $89,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,847 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,220 | $88,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,655 | $88,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 6,455 | $88,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 33,375 | $88,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $88,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 2,027 | $87,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 7,748 | $87,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 28,599 | $87,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,375 | $86,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,389 | $85,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,174 | $85,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $85,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 623 | $83,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,913 | $83,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 9,105 | $83,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 3,580 | $83,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,215 | $82,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,200 | $82,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 19,565 | $82,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 130,022 | $82,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 17,363 | $82,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,350 | $81,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,509 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,343 | $80,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 1,100 | $80,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,132 | $80,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 6,805 | $79,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,246 | $79,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,617 | $78,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 6,665 | $77,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 43,731 | $77,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,233 | $76,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,190 | $76,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,703 | $76,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,205 | $76,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,224 | $75,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 8,430 | $75,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,162 | $74,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,281 | $74,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 29,209 | $74,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,260 | $73,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,185 | $73,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,393 | $73,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 5,000 | $73,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,672 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,444 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,582 | $72,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,103 | $72,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,504 | $72,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 15,508 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,019 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |