13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOPRO INC | 38268T903 | CL A | 105,700 | $921,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,457 | $920,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,902 | $919,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 298,010 | $918,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 270,000 | $913,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 57,757 | $909,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 47,575 | $908,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 31,564 | $907,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,571 | $904,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,812 | $903,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 31,490 | $902,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 89,994 | $896,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 78,904 | $896,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 69,020 | $896,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 38,183 | $895,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 64,494 | $886,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 67,455 | $884,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 73,044 | $882,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 35,221 | $882,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 25,932 | $879,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 15,619 | $875,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 31,181 | $873,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 65,473 | $869,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 69,934 | $868,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,313 | $868,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 117,344 | $866,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 78,370 | $865,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 58,180 | $864,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 38,414 | $861,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 20,000 | $860,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,237 | $851,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 17,554 | $849,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 5,100 | $847,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,768 | $846,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 26,478 | $846,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 17,045 | $845,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 81,214 | $843,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10,148 | $842,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,990 | $839,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 14,915 | $832,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 270,000 | $832,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 34,978 | $829,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,811 | $827,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 9,886 | $826,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 7,729 | $825,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 63,429 | $824,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 49,454 | $820,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 17,076 | $819,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 160,000 | $816,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 142,059 | $813,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 34,197 | $807,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 28,312 | $807,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 13,233 | $803,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,247 | $802,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 25,000 | $802,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 825,000 | $802,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967954 | PUT | 13,460 | $800,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 22,605 | $799,000 | thousands by filing date | |
| WESCO INTL INC | 95082P905 | COM | 12,000 | $799,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 42,024 | $799,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,982 | $797,000 | thousands by filing date | principal |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 13,841 | $797,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 7,372 | $793,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 11,142 | $792,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 63,596 | $791,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 49,065 | $790,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 37,311 | $785,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,425 | $783,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 59,575 | $783,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 31,533 | $780,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 38,375 | $779,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 40,869 | $776,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 18,870 | $775,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 82,670 | $773,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18,740 | $770,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 27,217 | $766,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,360 | $765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 19,560 | $765,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 81,452 | $765,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 24,828 | $764,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 13,623 | $763,000 | thousands by filing date | |
| TERADYNE INC | 880770902 | CALL | 30,000 | $762,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,651 | $758,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 205,400 | $756,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 61,844 | $753,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 599,000 | $752,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 47,076 | $751,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 55,706 | $749,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 10,623 | $748,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 530,715 | $748,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 39,248 | $747,000 | thousands by filing date | |
| CIENA CORP | 171779909 | COM NEW | 30,600 | $747,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 23,495 | $742,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,373 | $738,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 157,942 | $737,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,087 | $735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,875 | $734,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 81,536 | $734,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 9,900 | $733,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 211,819 | $733,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C907 | COM | 29,900 | $733,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 50,252 | $731,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 415,555 | $727,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 170,929 | $727,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 134,369 | $726,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 13,534 | $725,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 36,342 | $724,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,662 | $720,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 51,582 | $715,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 19,377 | $715,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 80,000 | $714,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 14,145 | $710,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,199 | $708,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 21,379 | $708,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 75,957 | $707,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 171,774 | $706,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 17,403 | $705,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,393 | $701,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,796 | $699,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 10,200 | $696,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,547 | $692,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 36,948 | $691,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 116,350 | $686,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 21,466 | $686,000 | thousands by filing date | |
| NRG YIELD INC | 62942X905 | OPTION | 43,300 | $684,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 45,000 | $683,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 6,619 | $681,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 36,195 | $681,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 23,696 | $678,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 120,889 | $678,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 32,096 | $676,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 76,300 | $676,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 54,104 | $676,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,057 | $675,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 48,178 | $675,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 264,589 | $674,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 29,771 | $674,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 992,510 | $669,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 39,248 | $667,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 38,905 | $665,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 18,125 | $663,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,459 | $658,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 24,748 | $655,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,347 | $652,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 82,626 | $651,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,850 | $650,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 77,872 | $650,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 154,558 | $649,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 39,623 | $648,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 45,883 | $647,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 43,424 | $647,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 380,610 | $647,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 52,372 | $645,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 42,850 | $641,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36,605 | $640,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 15,328 | $639,000 | thousands by filing date | |
| SLM CORP | 78442P906 | COM | 58,000 | $639,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 52,704 | $637,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 11,815 | $636,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,585 | $636,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 16,246 | $632,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 33,254 | $632,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 406,900 | $631,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 31,754 | $631,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 64,608 | $628,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 28,145 | $628,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 33,504 | $628,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,523 | $625,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 81,794 | $625,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 43,997 | $621,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 45,150 | $619,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,592 | $619,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 55,713 | $616,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 21,583 | $616,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 106,960 | $615,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 14,102 | $614,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 5,900 | $614,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 13,560 | $614,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 5,300 | $614,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 33,798 | $609,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 43,066 | $608,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 53,007 | $607,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 34,765 | $605,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,936 | $604,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 575,000 | $603,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 69,162 | $602,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 21,852 | $602,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 27,906 | $601,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,776 | $599,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 15,686 | $599,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 30,800 | $599,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 17,600 | $597,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 27,185 | $597,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 22,804 | $593,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,744 | $591,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 31,382 | $591,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,466,000 | $591,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 17,646 | $590,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 49,976 | $587,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 18,610 | $585,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,522 | $584,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,702 | $582,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 44,614 | $582,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 37,794 | $581,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 49,525 | $581,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 99,574 | $578,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 11,740 | $577,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,340 | $577,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 55,389 | $577,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 32,129 | $577,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 55,368 | $576,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,098 | $573,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 29,985 | $573,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,481 | $572,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 95,302 | $572,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 86,120 | $571,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 15,870 | $570,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 19,673 | $570,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $569,000 | thousands by filing date | principal |
| KELLOGG CO | 487836908 | COM | 7,700 | $568,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 10,977 | $565,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 65,577 | $562,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 16,184 | $562,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 98,735 | $561,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 13,570 | $561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 13,011 | $557,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 29,039 | $556,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 13,165 | $556,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 49,212 | $556,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 115,054 | $556,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 74,954 | $555,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 38,742 | $555,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,025 | $554,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 357,556 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,177 | $551,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 50,704 | $550,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,304 | $550,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 22,929 | $550,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 100,286 | $550,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 20,000 | $549,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 20,279 | $548,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 138,015 | $546,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 18,261 | $546,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 11,432 | $545,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 20,949 | $544,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 56,659 | $542,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 16,599 | $541,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15,809 | $538,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 5,036 | $538,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 20,515 | $537,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 94,198 | $537,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 17,454 | $537,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,256 | $536,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 35,978 | $535,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 107,199 | $533,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 24,332 | $532,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $532,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 40,657 | $531,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 15,111 | $528,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 12,758 | $526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 44,243 | $525,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 55,260 | $525,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,770 | $524,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,090 | $523,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 12,000 | $522,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 13,170 | $521,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 13,846 | $520,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 25,437 | $520,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,695 | $519,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,607 | $519,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 13,257 | $518,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 44,002 | $518,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,170 | $511,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 24,887 | $510,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,477 | $510,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 660 | $509,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 38,267 | $509,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,451 | $509,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 17,784 | $509,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 69,835 | $507,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 53,984 | $507,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,475 | $506,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 59,767 | $506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,451 | $502,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 48,653 | $502,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 44,288 | $501,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 131,461 | $500,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $500,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 8,790 | $500,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 507,000 | $499,000 | thousands by filing date | principal |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 47,460 | $496,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 44,512 | $495,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 208,582 | $494,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 8,842 | $494,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 5,300 | $492,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 138,896 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,716 | $490,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 17,057 | $490,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 47,335 | $489,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 520,000 | $488,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 33,435 | $487,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 38,555 | $487,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,606 | $486,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 111,659 | $486,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 144,855 | $485,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,559 | $483,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 45,336 | $481,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158951 | COM NEW | 121,800 | $481,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 70,663 | $478,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 31,321 | $478,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839954 | PUT | 14,802 | $478,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 154,485 | $476,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 169,472 | $475,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 17,687 | $475,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 25,940 | $474,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 31,181 | $474,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 24,901 | $473,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28,618 | $473,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 13,608 | $473,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 35,156 | $472,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 24,352 | $471,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 5,000 | $469,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 29,893 | $469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,832 | $468,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 14,029 | $468,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,500 | $468,000 | thousands by filing date | put |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 14,103 | $465,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,238 | $463,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 87,026 | $462,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,388 | $461,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,996 | $460,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 15,319 | $460,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 125,000 | $459,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 139,433 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,780 | $456,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 84,261 | $455,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 48,901 | $455,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,543 | $453,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,183 | $452,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,755 | $452,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,997 | $452,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,170 | $452,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 17,646 | $451,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 12,727 | $450,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,927 | $448,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 6,650 | $446,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 45,089 | $446,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 11,720 | $444,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,545 | $443,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,708 | $441,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 88,281 | $441,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 32,115 | $438,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 27,424 | $438,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 42,173 | $437,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 30,355 | $436,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 44,204 | $435,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,990 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,852 | $432,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,023 | $432,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 28,764 | $432,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,495 | $432,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 67,857 | $431,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 7,970 | $431,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,105 | $430,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 15,651 | $430,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,904 | $428,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 51,332 | $427,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,976 | $426,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 27,958 | $426,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 41,391 | $426,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 17,363 | $425,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 21,427 | $423,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 16,138 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,047 | $422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,065 | $422,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 7,778 | $422,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 29,404 | $422,000 | thousands by filing date | |
| CAL MAINE FOODS INC | 128030902 | COM NEW | 9,500 | $420,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 64,814 | $419,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 90,563 | $419,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 29,356 | $418,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 45,186 | $418,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 44,967 | $416,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 21,234 | $415,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 41,353 | $414,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 16,931 | $414,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,744 | $413,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 24,831 | $412,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 36,790 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,425 | $409,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 35,750 | $409,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 66,319 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,036 | $407,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 6,200 | $405,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 33,175 | $403,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 48,977 | $402,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 37,399 | $400,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W903 | COM | 3,800 | $400,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 3,148 | $397,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 23,585 | $396,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,766 | $395,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,697 | $392,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 20,250 | $392,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 18,372 | $390,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 28,181 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 6,467 | $388,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,036 | $388,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,988 | $387,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,973 | $386,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,979 | $383,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,250 | $381,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,014 | $380,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,358 | $380,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,553 | $379,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,307 | $378,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 18,828 | $376,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 25,049 | $374,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 24,775 | $374,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 14,787 | $371,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 165,000 | $371,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 151,925 | $371,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 17,533 | $371,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,038 | $369,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 18,870 | $365,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 241,843 | $365,000 | thousands by filing date | |
| ULTIMATE SOFTWARE GRP CMN STOCK | 90385D957 | Cmn | 2,000 | $365,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 61,635 | $362,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 12,474 | $361,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 9,020 | $361,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 10,530 | $361,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,697 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,209 | $359,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 54,600 | $359,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,832 | $358,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 4,900 | $357,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 302,000 | $356,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,970 | $355,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 10,700 | $354,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 11,200 | $353,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 15,779 | $353,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,944 | $350,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,355 | $349,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 1,500 | $349,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,488 | $347,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 28,672 | $347,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 13,613 | $346,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,618 | $346,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 137,287 | $346,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 79,628 | $346,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 60,474 | $345,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 44,729 | $344,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,427 | $344,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 22,301 | $343,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 21,823 | $342,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,511 | $341,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 23,686 | $341,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,866 | $340,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 27,490 | $339,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,652 | $339,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 50,670 | $339,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,678 | $337,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 29,865 | $332,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 13,542 | $332,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,586 | $331,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 18,347 | $331,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 15,281 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 11,285 | $328,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,706 | $327,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 17,342 | $327,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 330,000 | $326,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,630 | $326,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,579 | $325,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,400 | $324,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 1,298 | $324,000 | thousands by filing date | call |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 17,589 | $324,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 34,567 | $323,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 17,670 | $321,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 40,410 | $321,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 12,033 | $321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,527 | $321,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,406 | $320,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 45,349 | $320,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $319,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 11,299 | $319,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 109,563 | $317,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 20,381 | $316,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,377 | $316,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 194,000 | $316,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15,239 | $315,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,041 | $315,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 21,595 | $315,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 36,763 | $314,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 29,393 | $313,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 261,199 | $313,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,683 | $313,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 28,517 | $313,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,127 | $312,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,412 | $312,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 30,454 | $311,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |