13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 215,455 | $9,082,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 31,500 | $9,069,000 | thousands by filing date | put |
| DOW CHEMICAL CO/THE | 260543903 | COM | 158,470 | $9,068,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 569,593 | $9,022,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 331,586 | $9,020,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,219,411 | $9,012,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 105,234 | $9,004,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 75,000 | $8,986,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 324,159 | $8,979,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 113,954 | $8,974,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 235,000 | $8,958,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 116,497 | $8,953,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,933,000 | $8,953,000 | thousands by filing date | principal |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 505,992 | $8,941,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 92,402 | $8,922,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 175,783 | $8,917,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 91,982 | $8,894,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,086,985 | $8,891,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 84,898 | $8,871,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,520,000 | $8,864,000 | thousands by filing date | principal |
| NIKE INC | 654106903 | CALL | 174,050 | $8,847,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 190,461 | $8,828,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 370,000 | $8,799,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 77,000 | $8,787,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 253,655 | $8,777,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 8,910,000 | $8,776,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 402,475 | $8,774,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 436,214 | $8,767,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 345,109 | $8,762,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 356,963 | $8,717,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,814,000 | $8,716,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 474,651 | $8,710,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 1,000,000 | $8,710,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 119,842 | $8,699,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 48,700 | $8,696,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 154,964 | $8,694,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 230,764 | $8,693,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 871,473 | $8,688,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 144,366 | $8,688,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 202,403 | $8,644,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 602,471 | $8,622,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 60,835 | $8,601,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 284,970 | $8,588,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 793,689 | $8,587,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 116,647 | $8,579,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 188,910 | $8,537,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 205,800 | $8,526,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 8,287,000 | $8,525,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 238,230 | $8,524,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 196,525 | $8,465,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 112,000 | $8,424,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 580,000 | $8,422,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 9,298 | $8,410,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 126,269 | $8,410,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 270,000 | $8,408,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 177,248 | $8,396,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,100,000 | $8,382,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 8,521,000 | $8,373,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 2,521,491 | $8,371,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 246,087 | $8,369,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 551,813 | $8,354,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 643,810 | $8,344,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 144,289 | $8,339,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 8,304,000 | $8,321,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 87,811 | $8,302,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 126,565 | $8,253,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 384,234 | $8,234,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 105,422 | $8,217,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 303,650 | $8,211,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,022,207 | $8,208,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 289,896 | $8,193,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 289,292 | $8,187,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,801,417 | $8,173,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 134,785 | $8,172,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 550,000 | $8,162,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 270,700 | $8,160,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 925,741 | $8,155,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 94,277 | $8,135,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 160,000 | $8,133,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,419,973 | $8,132,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 318,647 | $8,122,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 289,914 | $8,118,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 145,827 | $8,116,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 216,548 | $8,107,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 278,400 | $8,088,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 276,929 | $8,083,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 76,738 | $8,053,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 102,158 | $8,028,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 225,336 | $8,022,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 249,389 | $8,004,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 717,028 | $7,988,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 77,644 | $7,975,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 207,371 | $7,942,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 117,017 | $7,940,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 181,292 | $7,905,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 172,126 | $7,897,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 166,250 | $7,895,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 176,480 | $7,888,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 352,953 | $7,885,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 100,000 | $7,873,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,158,717 | $7,868,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 425,627 | $7,866,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 162,614 | $7,855,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,945,000 | $7,848,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 196,363 | $7,847,000 | thousands by filing date | |
| ISHARES INC | 464286959 | MSCI CDA ETF | 300,000 | $7,845,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 79,900 | $7,831,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 199,887 | $7,829,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 530,805 | $7,825,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 360,800 | $7,804,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 462,383 | $7,800,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 711,618 | $7,799,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 149,429 | $7,793,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 155,500 | $7,793,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 272,857 | $7,790,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 472,371 | $7,789,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 487,881 | $7,782,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,277,775 | $7,782,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 233,345 | $7,770,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 327,046 | $7,757,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 431,658 | $7,727,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,693,725 | $7,723,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 280,524 | $7,709,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 120,685 | $7,697,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,994,347 | $7,696,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742954 | CL B | 382,000 | $7,651,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 70,656 | $7,644,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 525,200 | $7,643,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,088,625 | $7,643,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 7,603,000 | $7,643,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 339,551 | $7,640,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 877,046 | $7,640,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 182,493 | $7,637,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 150,484 | $7,636,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 585,048 | $7,635,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 158,468 | $7,622,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 464,515 | $7,619,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903902 | CALL | 91,800 | $7,590,000 | thousands by filing date | call |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 171,681 | $7,589,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 750,000 | $7,583,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 170,388 | $7,569,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 416,554 | $7,560,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 286,800 | $7,548,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 219,495 | $7,539,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 170,355 | $7,523,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 186,077 | $7,498,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 215,133 | $7,486,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 111,119 | $7,485,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 136,626 | $7,447,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 305,833 | $7,444,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 7,226,000 | $7,424,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 317,094 | $7,404,000 | thousands by filing date | |
| RIO TINTO PLC | 767204950 | Option | 192,200 | $7,392,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 587,295 | $7,383,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581908 | CALL | 32,300 | $7,381,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 318,821 | $7,381,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $7,376,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 414,709 | $7,361,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8,804 | $7,360,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 203,116 | $7,350,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,857,557 | $7,345,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 665,266 | $7,338,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 192,427 | $7,337,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 345,203 | $7,326,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 80,000 | $7,319,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L907 | CALL | 113,400 | $7,298,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,731,000 | $7,274,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558903 | COM | 101,300 | $7,254,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 809,085 | $7,242,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 227,780 | $7,233,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 136,996 | $7,224,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 150,404 | $7,220,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,544,054 | $7,211,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,607,752 | $7,203,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 332,245 | $7,196,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 51,380 | $7,194,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 209,713 | $7,185,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 238,774 | $7,180,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 163,620 | $7,177,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,892,000 | $7,155,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 188,578 | $7,146,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 428,665 | $7,138,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 308,982 | $7,137,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 82,364 | $7,066,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,421,086 | $7,063,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,319,000 | $7,061,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 505,209 | $7,057,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 311,999 | $7,057,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232952 | COM | 250,000 | $7,053,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 246,147 | $7,040,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 18,500 | $7,040,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 59,153 | $7,036,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 387,288 | $7,030,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 125,368 | $7,027,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 107,435 | $7,015,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 443,949 | $7,014,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 150,000 | $7,004,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 352,718 | $6,984,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 880,598 | $6,983,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 260,558 | $6,982,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 273,634 | $6,978,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 159,309 | $6,970,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 458,633 | $6,967,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 467,900 | $6,944,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 641,554 | $6,929,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,664,920 | $6,929,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 93,443 | $6,921,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 243,355 | $6,900,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 155,883 | $6,889,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 217,601 | $6,887,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 65,900 | $6,858,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 315,630 | $6,849,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 266,730 | $6,844,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 941,241 | $6,843,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 385,047 | $6,835,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 270,275 | $6,828,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 316,114 | $6,828,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,233,000 | $6,827,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 129,376 | $6,819,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 176,600 | $6,801,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 771,042 | $6,800,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 309,058 | $6,790,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 137,776 | $6,775,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 426,054 | $6,774,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 201,894 | $6,767,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 620,075 | $6,765,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 56,600 | $6,750,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC | 12503M908 | CALL | 91,300 | $6,746,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 140,183 | $6,743,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 251,334 | $6,736,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 302,300 | $6,726,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,133,126 | $6,720,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 337,653 | $6,719,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 225,427 | $6,707,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 354,700 | $6,700,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 407,371 | $6,697,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 425,722 | $6,692,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 6,866,000 | $6,687,000 | thousands by filing date | principal |
| BANK OF THE OZARKS | 063904106 | COM | 127,050 | $6,681,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 82,673 | $6,666,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 359,437 | $6,664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 70,514 | $6,655,000 | thousands by filing date | |
| KELLOGG CO | 487836958 | COM | 90,200 | $6,649,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 79,602 | $6,625,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 194,400 | $6,623,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,038,000 | $6,616,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 754,966 | $6,606,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 134,000 | $6,591,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 106,605 | $6,588,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 100,800 | $6,583,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,946,000 | $6,578,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 203,563 | $6,575,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 231,032 | $6,562,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 296,964 | $6,562,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,251,864 | $6,560,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 77,585 | $6,553,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 164,785 | $6,537,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 61,404 | $6,530,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 211,744 | $6,513,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,095,944 | $6,476,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 254,000 | $6,462,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 38,120 | $6,446,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 95,282 | $6,446,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 105,591 | $6,441,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 141,883 | $6,434,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,265,251 | $6,427,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 337,267 | $6,425,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,264,455 | $6,398,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 254,156 | $6,392,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 178,446 | $6,386,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 391,286 | $6,386,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 350,100 | $6,382,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L.P. | 29250R906 | Cmn | 250,000 | $6,370,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 129,723 | $6,345,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 164,810 | $6,337,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 6,207,000 | $6,331,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 418,006 | $6,324,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 645,914 | $6,324,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 40,938 | $6,321,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 246,483 | $6,317,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311956 | CL C | 250,900 | $6,315,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890909 | COM | 116,200 | $6,307,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 475,981 | $6,307,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 559,008 | $6,305,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 160,139 | $6,274,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,058,190 | $6,264,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 54,518 | $6,251,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $6,244,000 | thousands by filing date | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 127,664 | $6,227,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 44,121 | $6,216,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 221,867 | $6,213,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 102,500 | $6,188,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 453,011 | $6,156,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 6,075,000 | $6,147,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 351,987 | $6,142,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 107,572 | $6,138,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,823,213 | $6,126,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 228,659 | $6,124,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 252,351 | $6,114,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 245,275 | $6,110,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 257,205 | $6,109,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 10,214,000 | $6,106,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 94,669 | $6,085,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 692,454 | $6,080,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 6,383,000 | $6,063,000 | thousands by filing date | principal |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 296,187 | $6,057,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 227,981 | $6,044,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 6,500,000 | $6,044,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 59,491 | $6,036,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 258,000 | $6,027,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 140,107 | $6,024,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 267,411 | $6,017,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 59,254 | $6,004,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 73,270 | $5,993,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 486,474 | $5,988,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 79,439 | $5,979,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 147,180 | $5,979,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 139,604 | $5,978,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 81,677 | $5,967,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 76,100 | $5,961,000 | thousands by filing date | |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,958,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 14,049 | $5,954,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,154,711 | $5,947,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 339,885 | $5,945,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 1,750,000 | $5,915,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 46,606 | $5,909,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 70,350 | $5,904,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 166,996 | $5,902,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 127,468 | $5,902,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 240,344 | $5,899,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 189,922 | $5,898,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,019,932 | $5,878,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 3,780,739 | $5,860,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 163,693 | $5,857,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 246,949 | $5,853,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 185,599 | $5,852,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 197,286 | $5,850,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 242,376 | $5,844,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 518,652 | $5,840,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 148,768 | $5,839,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 469,895 | $5,836,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 87,309 | $5,820,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 148,984 | $5,816,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 120,905 | $5,808,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 586,638 | $5,808,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5,148,000 | $5,807,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 126,052 | $5,805,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 385,585 | $5,803,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 100,000 | $5,793,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 197,041 | $5,773,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 241,124 | $5,763,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 394,287 | $5,757,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 8,565,000 | $5,739,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 412,641 | $5,736,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 226,700 | $5,726,000 | thousands by filing date | call |
| MOBILEYE N V AMSTELVEEN | N51488907 | CALL | 150,000 | $5,718,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 148,965 | $5,713,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 289,996 | $5,710,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 200,000 | $5,696,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 141,186 | $5,675,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 5,617,000 | $5,657,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 116,556 | $5,653,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 481,314 | $5,653,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 361,862 | $5,649,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 379,923 | $5,637,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 958,623 | $5,637,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 46,050 | $5,632,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 208,300 | $5,632,000 | thousands by filing date | call |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 46,512 | $5,628,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 87,403 | $5,627,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 245,396 | $5,620,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 287,820 | $5,615,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 175,982 | $5,605,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 159,763 | $5,602,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 516,324 | $5,602,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 156,196 | $5,584,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 3,305,000 | $5,561,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 180,476 | $5,555,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 397,396 | $5,548,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 202,570 | $5,547,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 113,978 | $5,515,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925Y903 | COM | 130,300 | $5,513,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 388,072 | $5,511,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 32,994 | $5,509,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,915,000 | $5,505,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 124,190 | $5,502,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 13,139 | $5,500,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,230,205 | $5,499,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 5,315,000 | $5,481,000 | thousands by filing date | principal |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 105,086 | $5,476,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 163,845 | $5,474,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 99,267 | $5,471,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 276,105 | $5,470,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 102,162 | $5,460,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 255,757 | $5,460,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 106,100 | $5,450,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 188,664 | $5,448,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,329,000 | $5,435,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 479,180 | $5,434,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 379,895 | $5,433,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 288,822 | $5,429,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 120,691 | $5,427,000 | thousands by filing date | |
| HOLOGIC INC | 436440951 | PUT | 135,000 | $5,416,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 75,348 | $5,410,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 80,000 | $5,410,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S953 | PUT | 80,000 | $5,410,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 200,000 | $5,406,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 5,373,000 | $5,404,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 158,955 | $5,390,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 653,223 | $5,389,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 62,818 | $5,384,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 179,954 | $5,384,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 57,875 | $5,383,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 95,400 | $5,373,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 150,000 | $5,367,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 150,000 | $5,367,000 | thousands by filing date | put |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 353,850 | $5,360,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 62,843 | $5,355,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 112,094 | $5,349,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47,737 | $5,349,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C901 | COM NEW | 130,000 | $5,340,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 84,489 | $5,334,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 284,282 | $5,331,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 310,809 | $5,318,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 530,936 | $5,309,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 586,372 | $5,307,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 76,800 | $5,303,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 278,827 | $5,279,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 386,662 | $5,278,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 183,400 | $5,273,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 383,799 | $5,266,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 75,110 | $5,259,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 179,036 | $5,258,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 110,811 | $5,248,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,961 | $5,248,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC | 445658907 | COM | 54,000 | $5,242,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 1,360,741 | $5,238,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 262,057 | $5,233,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 795,862 | $5,197,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,377,000 | $5,194,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,408,000 | $5,190,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 206,850 | $5,184,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 233,281 | $5,181,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 91,221 | $5,168,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 421,432 | $5,167,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 59,873 | $5,154,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 139,476 | $5,147,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 211,736 | $5,145,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 728,548 | $5,144,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 223,215 | $5,140,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 423,600 | $5,138,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 181,537 | $5,131,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 205,106 | $5,130,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 588,566 | $5,127,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,968,000 | $5,123,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 608,839 | $5,120,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 94,837 | $5,118,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 91,325 | $5,112,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 328,651 | $5,110,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,048,000 | $5,108,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,396,000 | $5,107,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 725,000 | $5,090,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 29,653 | $5,086,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 470,820 | $5,085,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 261,955 | $5,069,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 68,379 | $5,062,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 129,430 | $5,060,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W953 | COM | 48,000 | $5,048,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 114,254 | $5,047,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 152,493 | $5,047,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 60,937 | $5,029,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 276,869 | $5,028,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 5,015,000 | $5,024,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 97,746 | $5,015,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363959 | COM | 47,500 | $5,015,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 261,552 | $5,009,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 5,040,000 | $5,000,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 3,188,000 | $4,989,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 190,472 | $4,986,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 147,538 | $4,970,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 218,502 | $4,960,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 246,143 | $4,955,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 132,284 | $4,953,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 71,408 | $4,950,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 217,470 | $4,945,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 65,183 | $4,941,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 326,869 | $4,939,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 67,147 | $4,920,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 81,014 | $4,909,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 36,428 | $4,900,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 152,625 | $4,893,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 922,638 | $4,890,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 131,907 | $4,874,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 231,092 | $4,872,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 73,249 | $4,871,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,248,000 | $4,861,000 | thousands by filing date | principal |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $4,851,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 449,898 | $4,840,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 143,785 | $4,839,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 163,042 | $4,839,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |