13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 5,059 holding rows worth $416,170,851,000.
- Accession
- 0000019617-17-000305
- Filer
- CIK 19617
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 18,667 entries on the cover page, a total value of $416,170,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,170,851,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,584,329 | $19,313,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,818,499 | $19,306,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 17,122,000 | $19,285,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17,797,000 | $19,216,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 503,366 | $19,203,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 220,664 | $19,089,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 327,634 | $18,957,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 589,079 | $18,885,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 595,600 | $18,821,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 517,925 | $18,733,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 331,263 | $18,729,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 645,835 | $18,691,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,226,749 | $18,659,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 261,573 | $18,645,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 999,747 | $18,546,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 824,299 | $18,481,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 913,611 | $18,309,000 | thousands by filing date | |
| MONSANTO CO | 61166W901 | COM | 174,000 | $18,307,000 | thousands by filing date | call |
| WALMART INC | 931142953 | PUT | 264,800 | $18,303,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 471,094 | $18,297,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,374,712 | $18,283,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $18,275,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,628,602 | $18,251,000 | thousands by filing date | |
| CUBESMART | 229663909 | COM | 675,900 | $18,094,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 772,528 | $18,085,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 209,120 | $18,070,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,966,444 | $18,052,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 153,167 | $18,036,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 250,933 | $18,010,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 255,645 | $17,975,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,015,894 | $17,972,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 872,092 | $17,965,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 705,322 | $17,964,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 109,100 | $17,937,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 725,841 | $17,921,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 627,067 | $17,815,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,495,335 | $17,794,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 249,270 | $17,791,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 365,096 | $17,761,000 | thousands by filing date | |
| ISHARES TR | 464288907 | CALL | 300,000 | $17,751,000 | thousands by filing date | call |
| ISHARES TR | 464288957 | MSCI ACWI ETF | 300,000 | $17,751,000 | thousands by filing date | put |
| BAIDU INC | 056752908 | CALL | 107,455 | $17,667,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 792,792 | $17,615,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 697,874 | $17,607,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 515,596 | $17,556,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 146,520 | $17,554,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 327,306 | $17,538,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 847,194 | $17,537,000 | thousands by filing date | |
| TESORO CORP | 881609951 | COM | 200,000 | $17,490,000 | thousands by filing date | put |
| XPO INC | 983793900 | CALL | 404,900 | $17,475,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 126,940 | $17,440,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 304,499 | $17,418,000 | thousands by filing date | |
| TESORO CORP | 881609901 | COM | 198,900 | $17,394,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 654,791 | $17,359,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 459,942 | $17,330,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 517,744 | $17,319,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 408,894 | $17,296,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 346,158 | $17,290,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 532,112 | $17,282,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 237,669 | $17,282,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 120,274 | $17,252,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 551,822 | $17,250,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 182,932 | $17,240,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 245,337 | $17,212,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 153,346 | $17,205,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 250,908 | $17,188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 184,114 | $17,187,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 149,844 | $17,175,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 315,177 | $17,108,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 153,944 | $17,035,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 45,000 | $16,979,000 | thousands by filing date | call |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 16,936,000 | $16,978,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 705,482 | $16,960,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 587,787 | $16,946,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 179,410 | $16,944,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 286,141 | $16,908,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 17,598,000 | $16,894,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 868,306 | $16,863,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 490,078 | $16,858,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 67,577 | $16,823,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 918,687 | $16,812,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 270,000 | $16,799,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 11,684,000 | $16,796,000 | thousands by filing date | principal |
| RANDGOLD RES LTD | 752344309 | ADR | 219,909 | $16,787,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,026,439 | $16,767,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 491,543 | $16,757,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 855,936 | $16,734,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 197,412 | $16,672,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 260,254 | $16,646,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 224,900 | $16,645,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 476,821 | $16,564,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 151,531 | $16,561,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 368,714 | $16,545,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 593,187 | $16,520,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 873,299 | $16,497,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 260,100 | $16,477,000 | thousands by filing date | put |
| DOW CHEMICAL CO/THE | 260543953 | COM | 287,400 | $16,445,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 115,711 | $16,443,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 57,900 | $16,419,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 648,706 | $16,418,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 651,863 | $16,394,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,427,258 | $16,385,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 903,117 | $16,373,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 227,696 | $16,306,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 309,902 | $16,245,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 17,677,900 | $16,218,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 120,364 | $16,176,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 556,202 | $16,157,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 173,787 | $16,140,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 462,879 | $16,112,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280906 | SPON ADR NEW | 400,000 | $16,072,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280956 | SPON ADR NEW | 400,000 | $16,072,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 209,445 | $16,020,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 15,329,000 | $15,950,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 219,069 | $15,883,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 421,300 | $15,874,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 221,005 | $15,709,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 14,851,000 | $15,700,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 131,780 | $15,699,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 8,858,000 | $15,691,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 338,764 | $15,675,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 407,600 | $15,672,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 173,056 | $15,670,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,381,185 | $15,662,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 116,009 | $15,594,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 693,342 | $15,566,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 151,234 | $15,563,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 242,078 | $15,539,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 4,691,510 | $15,528,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 225,000 | $15,512,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 13,376,000 | $15,462,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,007,746 | $15,448,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 321,418 | $15,445,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 849,373 | $15,424,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 314,670 | $15,419,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 185,967 | $15,414,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 16,204,000 | $15,413,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 356,434 | $15,412,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 136,752 | $15,408,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 632,197 | $15,400,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 148,200 | $15,365,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 270,279 | $15,325,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,165,075 | $15,297,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 650,173 | $15,247,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 324,694 | $15,244,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,463,511 | $15,236,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 13,420,000 | $15,164,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 93,000 | $15,157,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 351,895 | $15,149,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 489,100 | $15,128,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 11,077,000 | $15,127,000 | thousands by filing date | principal |
| ISHARES SILVER TR | 46428Q909 | CALL | 1,000,000 | $15,110,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,886,265 | $15,110,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 360,796 | $15,063,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 14,008,000 | $15,058,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 296,434 | $15,044,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 302,748 | $15,016,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 874,680 | $15,010,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 355,428 | $14,970,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 436,934 | $14,934,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 420,339 | $14,923,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 650,559 | $14,912,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,182,540 | $14,901,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 311,308 | $14,886,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 159,322 | $14,870,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 832,710 | $14,839,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 637,286 | $14,817,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 723,614 | $14,812,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 993,357 | $14,811,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,027,486 | $14,801,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 168,526 | $14,785,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 283,084 | $14,763,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 411,590 | $14,743,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,011,351 | $14,734,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 241,956 | $14,730,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 256,444 | $14,723,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 531,504 | $14,707,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,143,337 | $14,660,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 84,600 | $14,607,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 442,240 | $14,598,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 235,193 | $14,596,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 123,594 | $14,589,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 384,161 | $14,540,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,183,582 | $14,523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F958 | PUT | 435,200 | $14,514,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 320,969 | $14,508,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,491,306 | $14,465,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 426,222 | $14,449,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,782,000 | $14,449,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 14,868,000 | $14,422,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 373,406 | $14,406,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 720,883 | $14,403,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,057,860 | $14,387,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 362,332 | $14,385,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 942,909 | $14,379,000 | thousands by filing date | |
| GEO GROUP INCTHE | 36162J906 | COM NEW | 400,000 | $14,372,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 198,303 | $14,363,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,319,977 | $14,292,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 326,195 | $14,281,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 473,769 | $14,274,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 11,971,000 | $14,264,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,796,141 | $14,226,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 173,824 | $14,163,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 113,726 | $14,137,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 13,455,000 | $14,126,000 | thousands by filing date | principal |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 944,803 | $14,096,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 349,833 | $14,088,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 776,180 | $14,043,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 285,812 | $14,014,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 358,044 | $13,975,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 422,166 | $13,961,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 13,448,000 | $13,956,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F906 | CALL | 666,600 | $13,945,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 462,822 | $13,922,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 225,300 | $13,917,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 314,174 | $13,909,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 252,931 | $13,906,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 466,136 | $13,892,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,798,635 | $13,778,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 468,495 | $13,769,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 914,507 | $13,764,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 311,893 | $13,754,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 319,243 | $13,747,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 340,782 | $13,692,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 328,187 | $13,657,000 | thousands by filing date | |
| APOLLO GLOBAL MANAGEMENT LLC | 037612906 | Cmn | 705,400 | $13,657,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 706,339 | $13,633,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 412,200 | $13,607,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 271,597 | $13,595,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 286,685 | $13,594,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 269,252 | $13,519,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 733,092 | $13,496,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,327,860 | $13,478,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 420,477 | $13,472,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 155,679 | $13,456,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 570,521 | $13,436,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 231,573 | $13,424,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,313,488 | $13,411,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 299,706 | $13,392,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 9,422,946 | $13,381,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 259,927 | $13,360,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 194,100 | $13,288,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 955,628 | $13,284,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 307,292 | $13,260,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 252,306 | $13,249,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 796,373 | $13,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 568,010 | $13,144,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 189,596 | $13,139,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 358,160 | $13,137,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 113,066 | $13,127,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 36,955 | $13,119,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 245,700 | $13,115,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,244,117 | $13,110,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 506,784 | $13,106,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,600,062 | $13,104,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 105,800 | $13,098,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,554,765 | $13,091,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 169,000 | $13,086,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 896,494 | $13,062,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 624,100 | $13,056,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 242,076 | $13,050,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 330,000 | $13,025,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 607,392 | $13,011,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,335,156 | $12,976,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 123,590 | $12,956,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 256,516 | $12,938,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 410,021 | $12,936,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 210,263 | $12,927,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 107,481 | $12,925,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 398,748 | $12,879,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 241,918 | $12,872,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 175,000 | $12,845,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 641,940 | $12,826,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 287,153 | $12,824,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 266,040 | $12,808,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 858,141 | $12,787,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 469,800 | $12,779,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 389,408 | $12,769,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 154,651 | $12,742,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 308,124 | $12,742,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 495,024 | $12,723,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 461,124 | $12,703,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 596,479 | $12,651,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 361,084 | $12,647,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 365,509 | $12,603,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,884,672 | $12,590,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 287,415 | $12,589,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 484,471 | $12,572,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 11,157,000 | $12,561,000 | thousands by filing date | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 94,412 | $12,526,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 163,931 | $12,505,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 325,359 | $12,474,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 505,651 | $12,464,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 573,326 | $12,454,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 395,300 | $12,444,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 77,492 | $12,431,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 813,602 | $12,407,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 146,800 | $12,324,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 376,314 | $12,298,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 136,791 | $12,281,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 314,280 | $12,247,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 412,309 | $12,245,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 143,379 | $12,225,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 589,700 | $12,213,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 244,700 | $12,162,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 8,750,000 | $12,151,000 | thousands by filing date | principal |
| TWITTER INC | 90184L952 | COM | 744,600 | $12,137,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,383,852 | $12,109,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 223,519 | $12,108,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 245,000 | $12,052,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R902 | CALL | 398,000 | $12,028,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 657,970 | $11,995,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 242,529 | $11,970,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,377,060 | $11,967,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 15,130,000 | $11,948,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,340,000 | $11,945,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 626,820 | $11,909,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 549,075 | $11,909,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,101,679 | $11,817,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 2,434,099 | $11,806,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 375,846 | $11,783,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 561,196 | $11,735,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 363,400 | $11,734,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 12,351,000 | $11,714,000 | thousands by filing date | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 50,357 | $11,696,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 369,700 | $11,683,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 863,304 | $11,672,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 55,500 | $11,656,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 298,630 | $11,646,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 212,058 | $11,634,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 595,519 | $11,613,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 112,000 | $11,612,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 347,101 | $11,610,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 98,827 | $11,582,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 239,177 | $11,578,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 170,408 | $11,526,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 370,000 | $11,522,000 | thousands by filing date | call |
| HONEYWELL INTL INC | 438516906 | CALL | 99,383 | $11,513,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 11,018,000 | $11,480,000 | thousands by filing date | principal |
| ISHARES TR | 464287101 | S&P 100 ETF | 115,576 | $11,477,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 260,722 | $11,464,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 704,843 | $11,460,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 296,961 | $11,454,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 274,709 | $11,441,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 83,007 | $11,415,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 497,391 | $11,405,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 691,625 | $11,392,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 526,217 | $11,314,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,609,989 | $11,249,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 296,800 | $11,248,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 170,622 | $11,244,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 179,042 | $11,224,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 300,000 | $11,214,000 | thousands by filing date | put |
| HESS CORP | 42809H957 | COM | 180,000 | $11,212,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 625,925 | $11,210,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 362,966 | $11,205,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 439,868 | $11,173,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 218,986 | $11,162,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 309,252 | $11,155,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 650,777 | $11,153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,100,000 | $11,121,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 1,337,699 | $11,117,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 640,253 | $11,109,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 11,025,000 | $11,102,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 3,949,989 | $11,099,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 266,627 | $11,086,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 613,819 | $11,068,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 187,700 | $11,050,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 583,104 | $11,038,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,463,000 | $10,981,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 515,541 | $10,919,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 289,601 | $10,904,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 653,217 | $10,890,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 598,270 | $10,888,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 300,750 | $10,881,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 172,484 | $10,869,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,365,000 | $10,859,000 | thousands by filing date | principal |
| PRICELINE.COM INC | 741503953 | COM | 7,400 | $10,849,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 229,567 | $10,842,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 107,262 | $10,837,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,604,239 | $10,828,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 466,869 | $10,826,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 578,784 | $10,806,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 724,572 | $10,789,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 11,200,000 | $10,781,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639956 | PUT | 314,300 | $10,708,000 | thousands by filing date | put |
| FORD MTR CO | 345370950 | PUT | 882,000 | $10,699,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 393,316 | $10,686,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 58,625 | $10,681,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 287,004 | $10,679,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 972,771 | $10,671,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 197,019 | $10,629,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 87,371 | $10,599,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 745,565 | $10,580,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 667,625 | $10,556,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 356,211 | $10,529,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 585,200 | $10,522,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 156,321 | $10,510,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 110,839 | $10,448,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 212,782 | $10,422,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 300,446 | $10,419,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 248,652 | $10,413,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 194,500 | $10,388,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 940,398 | $10,381,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 365,259 | $10,373,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 497,968 | $10,368,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 101,276 | $10,356,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 205,500 | $10,347,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 10,200,000 | $10,344,000 | thousands by filing date | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 739,421 | $10,315,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 901,694 | $10,261,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,422,000 | $10,242,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 173,098 | $10,239,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 297,607 | $10,232,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 61,336 | $10,206,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 278,164 | $10,148,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,350,875 | $10,145,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 245,426 | $10,124,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 124,653 | $10,117,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 67,391 | $10,109,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 195,100 | $10,089,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 373,987 | $10,060,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 743,216 | $10,048,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 248,260 | $10,040,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742904 | CALL | 500,000 | $10,015,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 292,099 | $9,990,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 611,725 | $9,971,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,148,625 | $9,970,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 329,400 | $9,954,000 | thousands by filing date | put |
| SPRINT CORP | 85207U955 | PUT | 1,178,700 | $9,925,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 226,044 | $9,889,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 176,087 | $9,828,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 353,349 | $9,810,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 642,040 | $9,803,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 267,846 | $9,793,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 138,858 | $9,783,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 158,258 | $9,765,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 53,511 | $9,758,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 8,233,000 | $9,757,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 337,968 | $9,756,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 255,651 | $9,722,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 384,919 | $9,708,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 150,984 | $9,686,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,371,000 | $9,682,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 282,249 | $9,681,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R909 | COM | 270,300 | $9,679,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 143,240 | $9,649,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 26,082 | $9,639,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 117,145 | $9,635,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 130,000 | $9,623,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T906 | COM | 70,000 | $9,596,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 345,502 | $9,594,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,129,866 | $9,594,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,733,952 | $9,589,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 323,900 | $9,574,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 515,986 | $9,572,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,059,939 | $9,571,000 | thousands by filing date | |
| WHITEWAVE FOODS CO - CL A | 966244905 | COM | 172,000 | $9,563,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 283,686 | $9,560,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 395,737 | $9,557,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 2,418,007 | $9,552,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 983,253 | $9,537,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 178,828 | $9,517,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287908 | COM | 150,000 | $9,503,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 108,184 | $9,456,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 125,713 | $9,454,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 512,773 | $9,445,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 404,000 | $9,437,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 182,200 | $9,422,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 64,846 | $9,416,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 154,809 | $9,411,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 149,464 | $9,394,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 244,113 | $9,376,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 114,703 | $9,371,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 107,300 | $9,369,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 322,934 | $9,365,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 257,032 | $9,345,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 160,050 | $9,337,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 114,913 | $9,314,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 234,258 | $9,276,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 307,438 | $9,270,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 105,514 | $9,264,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 149,031 | $9,262,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 8,051,000 | $9,262,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 282,277 | $9,248,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 91,400 | $9,241,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 450,800 | $9,232,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 168,693 | $9,220,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 9,102,000 | $9,211,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 209,489 | $9,176,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 75,820 | $9,176,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 488,439 | $9,163,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 187,500 | $9,161,000 | thousands by filing date | call |
| ISHARES INC | 46434G952 | MSCI TAIWAN ETF | 187,500 | $9,161,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,624,120 | $9,160,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 551,454 | $9,143,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 226,713 | $9,136,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 3,247,000 | $9,129,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 430,884 | $9,114,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 257,700 | $9,083,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-17-000305 | this filing | 2017-02-06 | acceptance time not in the bulk data set |