13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMC CORP COM NEW | 302491303 | Stock | 70,740 | $3,421,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 97,200 | $3,397,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 218,557 | $3,388,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 90,820 | $3,384,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 104,938 | $3,381,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 167,423 | $3,380,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,938 | $3,377,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 595,714 | $3,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 45,435 | $3,367,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 245,000 | $3,366,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 127,806 | $3,362,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 188,623 | $3,359,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 453,851 | $3,358,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,598,958 | $3,358,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 150,000 | $3,336,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 262,811 | $3,335,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 154,946 | $3,326,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 195,389 | $3,320,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 69,916 | $3,318,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 135,000 | $3,314,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 39,251 | $3,311,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 900,000 | $3,303,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 86,658 | $3,299,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 101,496 | $3,291,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 29,289 | $3,284,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 63,564 | $3,281,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 875,179 | $3,273,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 146,392 | $3,270,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 180,431 | $3,250,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 210,473 | $3,248,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,686,000 | $3,246,000 | thousands by filing date | principal |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 85,272 | $3,244,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $3,222,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 49,193 | $3,216,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 47,800 | $3,201,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 189,739 | $3,194,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,000,000 | $3,190,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 162,667 | $3,188,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 78,457 | $3,187,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C907 | COM | 126,900 | $3,184,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 503,655 | $3,183,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 105,000 | $3,179,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100,928 | $3,154,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 93,141 | $3,154,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 217,860 | $3,152,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 105,227 | $3,147,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 215,500 | $3,144,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 78,253 | $3,143,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 58,988 | $3,142,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 78,250 | $3,134,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 102,990 | $3,131,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 198,704 | $3,120,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 104,275 | $3,114,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 3,358,000 | $3,091,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 757,248 | $3,090,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 369,900 | $3,089,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 27,482 | $3,086,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 46,000 | $3,081,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 72,531 | $3,076,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $3,073,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 131,736 | $3,066,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 187,703 | $3,063,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,785,000 | $3,060,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 62,262 | $3,032,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 32,628 | $3,030,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 60,524 | $3,029,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 37,036 | $3,024,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 545,574 | $3,022,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 45,000 | $3,014,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 46,308 | $3,002,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 91,295 | $2,998,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 161,016 | $2,996,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 1,989,000 | $2,996,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 176,175 | $2,988,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,832,000 | $2,988,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 222,661 | $2,984,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,000,000 | $2,984,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 44,000 | $2,963,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 27,599 | $2,947,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 140,859 | $2,944,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 58,597 | $2,940,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 50,251 | $2,938,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 190,959 | $2,933,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 405,756 | $2,930,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 80,281 | $2,926,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 30,000 | $2,926,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q951 | PUT | 100,000 | $2,926,000 | thousands by filing date | put |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 100,000 | $2,912,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 39,691 | $2,910,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 600,000 | $2,910,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 53,367 | $2,907,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 50,000 | $2,907,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 99,596 | $2,900,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 150,000 | $2,895,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 516,144 | $2,890,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,646,000 | $2,880,000 | thousands by filing date | principal |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 110,203 | $2,875,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 456,336 | $2,874,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50,784 | $2,870,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 71,189 | $2,863,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 32,400 | $2,858,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V957 | PUT | 42,500 | $2,850,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 57,474 | $2,846,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 346,730 | $2,840,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 192,119 | $2,837,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 49,888 | $2,835,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 124,500 | $2,828,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,758,000 | $2,823,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914903 | COM | 64,300 | $2,816,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y900 | CALL | 53,100 | $2,814,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 141,837 | $2,814,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 172,250 | $2,814,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 89,669 | $2,810,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 21,206 | $2,804,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 240,356 | $2,798,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,651 | $2,782,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28,400 | $2,779,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 155,850 | $2,775,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 100,000 | $2,775,000 | thousands by filing date | call |
| CABELA'S INC | 126804901 | COM | 50,400 | $2,768,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 127,582 | $2,766,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 221,240 | $2,761,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 24,927 | $2,758,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 129,862 | $2,758,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 32,656 | $2,750,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 45,691 | $2,747,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 102,005 | $2,744,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 71,325 | $2,742,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 182,650 | $2,740,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 250,000 | $2,733,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 145,600 | $2,732,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 146,400 | $2,727,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244955 | Cmn | 50,000 | $2,722,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 28,788 | $2,719,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 164,900 | $2,713,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 96,855 | $2,709,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 179,047 | $2,706,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 100,088 | $2,702,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,836,000 | $2,700,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 374,560 | $2,697,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 172,650 | $2,692,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 218,589 | $2,687,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 23,000 | $2,685,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 163,450 | $2,683,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 102,500 | $2,682,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 68,902 | $2,681,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 72,674 | $2,678,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 90,000 | $2,671,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 110,736 | $2,669,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 207,643 | $2,665,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 180,882 | $2,664,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 237,464 | $2,662,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 160,000 | $2,659,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 675,476 | $2,655,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076955 | CL A | 30,188 | $2,654,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 247,700 | $2,648,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 29,292 | $2,647,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 67,000 | $2,637,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29,407 | $2,634,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 47,300 | $2,633,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 350,804 | $2,625,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 196,425 | $2,624,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 23,208 | $2,608,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 171,702 | $2,605,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 69,069 | $2,601,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 63,937 | $2,601,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 62,533 | $2,589,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 18,905 | $2,580,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 137,284 | $2,576,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 140,094 | $2,576,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 154,313 | $2,568,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 60,088 | $2,547,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 66,956 | $2,545,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 80,286 | $2,544,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 228,571 | $2,539,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 211,200 | $2,537,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 86,700 | $2,536,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 39,221 | $2,536,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 85,313 | $2,533,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 69,602 | $2,528,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 95,525 | $2,527,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 98,982 | $2,518,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 181,400 | $2,512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 30,769 | $2,510,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 76,260 | $2,507,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 74,911 | $2,503,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,175 | $2,502,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 132,771 | $2,490,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 169,500 | $2,487,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 78,700 | $2,482,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 141,202 | $2,481,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 167,087 | $2,475,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 69,845 | $2,474,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $2,470,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 37,141 | $2,463,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 173,526 | $2,453,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 74,819 | $2,452,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 20,000 | $2,451,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 235,111 | $2,450,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,179 | $2,449,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 217,114 | $2,448,000 | thousands by filing date | |
| WESTROCK CO | 96145D955 | PUT | 50,500 | $2,448,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 56,355 | $2,438,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 603,700 | $2,438,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R953 | COM | 185,000 | $2,436,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,123,000 | $2,426,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 83,920 | $2,422,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 102,700 | $2,413,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 255,000 | $2,395,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 6,190,000 | $2,391,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317953 | COM | 30,000 | $2,388,000 | thousands by filing date | put |
| MEDNAX INC | 58502B956 | COM | 36,000 | $2,385,000 | thousands by filing date | put |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 3,000,000 | $2,366,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 79,330 | $2,364,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 290,000 | $2,358,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $2,351,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 129,517 | $2,346,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 306,687 | $2,337,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 130,951 | $2,337,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 30,538 | $2,326,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 119,050 | $2,326,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 130,566 | $2,325,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713956 | COM | 49,300 | $2,324,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 80,381 | $2,317,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 110,209 | $2,314,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 60,399 | $2,314,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 156,450 | $2,312,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 115,066 | $2,306,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 116,300 | $2,303,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 77,528 | $2,297,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 48,824 | $2,296,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 2,000,000 | $2,295,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,422,000 | $2,295,000 | thousands by filing date | principal |
| CABELAS INC | 126804301 | COM | 41,765 | $2,294,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 82,600 | $2,293,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,235,000 | $2,281,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 213,771 | $2,279,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 141,355 | $2,277,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 144,014 | $2,277,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 132,481 | $2,270,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 128,454 | $2,268,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 118,476 | $2,265,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 282,600 | $2,255,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 28,840 | $2,249,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 392,534 | $2,237,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 161,575 | $2,236,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 384,068 | $2,235,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 28,300 | $2,234,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 61,622 | $2,233,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 721,675 | $2,230,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F903 | COM | 183,170 | $2,227,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 279,814 | $2,225,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 25,334 | $2,221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 48,653 | $2,216,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 224,600 | $2,210,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 604,948 | $2,208,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 130,936 | $2,202,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 170,100 | $2,201,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 96,025 | $2,191,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 441,588 | $2,190,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 30,280 | $2,184,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 87,148 | $2,183,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 25,000 | $2,180,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498901 | COM | 24,000 | $2,179,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 91,875 | $2,177,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 20,527 | $2,176,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 22,500 | $2,176,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 74,985 | $2,173,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 7,500 | $2,171,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 74,814 | $2,171,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 115,370 | $2,169,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 124,209 | $2,167,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 132,500 | $2,165,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 109,000 | $2,162,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 32,240 | $2,158,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 270,949 | $2,155,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 153,644 | $2,154,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 138,874 | $2,153,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 57,028 | $2,149,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 85,758 | $2,147,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 190,950 | $2,146,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 105,057 | $2,145,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 24,788 | $2,144,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 16,242 | $2,140,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,894,000 | $2,139,000 | thousands by filing date | principal |
| RANGE RES CORP | 75281A909 | COM | 55,000 | $2,131,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 64,076 | $2,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 32,004 | $2,128,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 37,911 | $2,126,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 265,058 | $2,125,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 209,672 | $2,122,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 44,609 | $2,116,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 247,010 | $2,114,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 168,285 | $2,112,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 69,600 | $2,112,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 33,324 | $2,105,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 500,000 | $2,105,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 62,070 | $2,095,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 246,297 | $2,088,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 21,058 | $2,086,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 53,142 | $2,084,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 145,296 | $2,068,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 72,706 | $2,066,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 75,715 | $2,064,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 509,307 | $2,063,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 271,802 | $2,060,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,760,000 | $2,053,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 49,685 | $2,045,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 118,351 | $2,042,000 | thousands by filing date | |
| MERITOR INC | 59001K950 | COM | 182,814 | $2,034,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 31,208 | $2,024,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 63,734 | $2,022,000 | thousands by filing date | call |
| InterContinental Hotels | 45857p608 | CS | 48,555 | $2,021,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 290,693 | $2,020,000 | thousands by filing date | |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 30,000 | $2,020,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746901 | CALL | 45,571 | $2,018,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 76,867 | $2,012,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 211,976 | $2,001,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 27,884 | $1,994,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 142,700 | $1,991,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 70,954 | $1,990,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 22,861 | $1,989,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 40,240 | $1,989,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,126,000 | $1,989,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 76,534 | $1,986,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 125,950 | $1,978,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 22,112 | $1,976,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 72,800 | $1,961,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 69,218 | $1,961,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 35,011 | $1,960,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 22,242 | $1,960,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 123,748 | $1,960,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,346 | $1,956,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 197,532 | $1,934,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 174,486 | $1,926,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 1,600,000 | $1,925,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 32,455 | $1,923,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 115,000 | $1,914,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 156,887 | $1,911,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 175,746 | $1,894,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 136,407 | $1,892,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M957 | COM | 49,000 | $1,889,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 35,736 | $1,888,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 40,279 | $1,882,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 137,500 | $1,882,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 83,578 | $1,881,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 101,423 | $1,881,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 49,382 | $1,881,000 | thousands by filing date | call |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 1,928,000 | $1,881,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 133,250 | $1,879,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 144,281 | $1,874,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 66,267 | $1,871,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 222,000 | $1,867,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 200,000 | $1,866,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 2,255,000 | $1,865,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 160,130 | $1,861,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 1,805,000 | $1,859,000 | thousands by filing date | principal |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 179,170 | $1,858,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 134,200 | $1,857,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 30,458 | $1,850,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,147,000 | $1,849,000 | thousands by filing date | principal |
| WHOLE FOODS MKT INC | 966837106 | COM | 64,946 | $1,841,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 50,000 | $1,831,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 94,810 | $1,826,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 16,600 | $1,815,000 | thousands by filing date | call |
| KB HOME | 48666K959 | COM | 112,300 | $1,810,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 36,041 | $1,807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 51,245 | $1,806,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 76,867 | $1,806,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 27,993 | $1,805,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 26,596 | $1,803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 42,026 | $1,803,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 59,677 | $1,789,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 29,263 | $1,787,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 97,387 | $1,782,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 193,045 | $1,780,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15,519 | $1,777,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 100,000 | $1,772,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 21,430 | $1,771,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 38,112 | $1,770,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 213,137 | $1,767,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 46,800 | $1,766,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 92,210 | $1,761,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 55,070 | $1,761,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,364,000 | $1,761,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 97,895 | $1,758,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 68,002 | $1,758,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,320 | $1,755,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 40,336 | $1,752,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 91,553 | $1,752,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 451,766 | $1,744,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 50,481 | $1,743,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 16,876 | $1,743,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,457,000 | $1,731,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 292,678 | $1,730,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 78,692 | $1,729,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 212,739 | $1,727,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 37,221 | $1,726,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 275,000 | $1,724,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 46,810 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 11,690 | $1,720,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 217,700 | $1,718,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 17,652 | $1,717,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 55,196 | $1,715,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 28,638 | $1,712,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 291,953 | $1,709,000 | thousands by filing date | |
| H & E EQUIPMENT SERVICES INC | 404030958 | COM | 101,936 | $1,708,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 354,239 | $1,707,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,411 | $1,706,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 60,747 | $1,704,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 132,308 | $1,698,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 52,830 | $1,692,000 | thousands by filing date | |
| PATTERSON COS INC | 703395953 | COM | 36,800 | $1,691,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 214,017 | $1,686,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,626,000 | $1,685,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 55,228 | $1,684,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C957 | COM | 67,100 | $1,684,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V950 | PUT | 100,000 | $1,679,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 86,924 | $1,677,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 79,837 | $1,671,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,712 | $1,668,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 89,011 | $1,668,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 10,000 | $1,668,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 104,979 | $1,660,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 193,750 | $1,656,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 38,095 | $1,651,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 300,000 | $1,650,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 24,354 | $1,648,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 42,414 | $1,641,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 20,144 | $1,634,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 438,200 | $1,626,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 203,500 | $1,622,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 243,805 | $1,617,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 40,806 | $1,615,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 138,000 | $1,609,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 326,419 | $1,606,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 91,909 | $1,603,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 148,165 | $1,601,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 376,316 | $1,599,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 70,730 | $1,592,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,526,000 | $1,581,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,670,000 | $1,578,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 43,500 | $1,577,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 40,000 | $1,574,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 261,053 | $1,572,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,563,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 86,857 | $1,556,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 211,124 | $1,554,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 267,933 | $1,551,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,517,000 | $1,547,000 | thousands by filing date | principal |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 94,775 | $1,537,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 28,850 | $1,533,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 37,150 | $1,531,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 97,836 | $1,530,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 24,057 | $1,529,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 36,836 | $1,528,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 468,275 | $1,527,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 560,767 | $1,525,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 77,261 | $1,522,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 25,041 | $1,517,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 37,917 | $1,512,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 23,600 | $1,511,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,985,000 | $1,506,000 | thousands by filing date | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 46,810 | $1,492,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 84,671 | $1,488,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 9,734 | $1,487,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,500,000 | $1,486,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 186,738 | $1,483,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 233,464 | $1,482,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 60,880 | $1,481,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 62,620 | $1,478,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 64,688 | $1,478,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 24,200 | $1,476,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 230,056 | $1,472,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,055 | $1,470,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 60,600 | $1,468,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 217,183 | $1,466,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9,754 | $1,465,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 91,804 | $1,456,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,730 | $1,455,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 73,962 | $1,455,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 66,362 | $1,452,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 129,534 | $1,450,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 100,000 | $1,450,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 16,068 | $1,446,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 80,617 | $1,440,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 75,586 | $1,437,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 28,053 | $1,432,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 236,228 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 92,816 | $1,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 55,077 | $1,428,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 70,262 | $1,425,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,524,000 | $1,422,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 135,400 | $1,420,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 23,061 | $1,419,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 114,156 | $1,418,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 35,599 | $1,406,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,663,951 | $1,406,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 30,481 | $1,402,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 77,810 | $1,387,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |