13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERRARI N V | N3167Y103 | COM | 312,737 | $16,222,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 415,502 | $16,222,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 419,018 | $16,166,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 440,972 | $16,152,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,106,093 | $16,149,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,089,694 | $16,111,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 414,343 | $16,067,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 205,703 | $16,060,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 207,250 | $16,046,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 236,767 | $16,015,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 464,035 | $16,009,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,489,555 | $15,924,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 2,689,100 | $15,892,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,189,453 | $15,891,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 364,654 | $15,851,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 571,523 | $15,842,000 | thousands by filing date | |
| TESORO CORP | 881609901 | COM | 198,900 | $15,824,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 5,218,430 | $15,811,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 134,022 | $15,805,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 248,439 | $15,773,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 270,000 | $15,763,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 198,803 | $15,743,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,045,356 | $15,712,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 353,841 | $15,680,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 191,556 | $15,675,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 436,645 | $15,640,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 15,528,000 | $15,626,000 | thousands by filing date | principal |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 137,298 | $15,625,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 12,652,000 | $15,622,000 | thousands by filing date | principal |
| PEPSICO INC | 713448958 | PUT | 143,192 | $15,575,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 254,413 | $15,562,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,610,150 | $15,522,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,151,181 | $15,510,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 260,536 | $15,499,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,320,171 | $15,460,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 670,700 | $15,460,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,626,050 | $15,374,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 15,580,000 | $15,307,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 211,094 | $15,306,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 447,415 | $15,208,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,372,900 | $15,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 352,158 | $15,111,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 690,148 | $15,079,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U607 | USA MNGED ETF | 600,000 | $15,066,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 923,587 | $14,962,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 729,121 | $14,961,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 393,993 | $14,945,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 915,343 | $14,939,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 512,104 | $14,917,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 548,023 | $14,917,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 382,220 | $14,907,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 296,465 | $14,884,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 837,382 | $14,847,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 270,899 | $14,816,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 550,964 | $14,794,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 638,507 | $14,793,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 333,704 | $14,776,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 101,944 | $14,728,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 276,570 | $14,610,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 259,078 | $14,537,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 113,618 | $14,503,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNE | G25839904 | CALL | 363,400 | $14,500,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 208,975 | $14,495,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 204,402 | $14,480,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,955,054 | $14,436,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A908 | COM | 75,200 | $14,372,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,907,704 | $14,347,000 | thousands by filing date | |
| PATTERSON COS INC | 703395903 | COM | 311,400 | $14,306,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 1,008,967 | $14,287,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 580,000 | $14,239,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 621,448 | $14,231,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 263,040 | $14,228,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 169,414 | $14,215,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 321,300 | $14,210,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,012,666 | $14,188,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,282,208 | $14,147,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 93,127 | $14,141,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,737,450 | $14,108,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 14,235,000 | $14,106,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 127,600 | $14,010,000 | thousands by filing date | call |
| FORD MTR CO | 345370950 | PUT | 1,160,600 | $14,009,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 381,250 | $14,007,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 489,773 | $13,875,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 778,200 | $13,836,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 423,960 | $13,792,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W952 | PUT | 637,755 | $13,788,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 314,906 | $13,759,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 487,856 | $13,753,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 640,271 | $13,752,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 301,266 | $13,741,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 331,073 | $13,699,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 12,202,000 | $13,698,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 273,521 | $13,696,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 591,400 | $13,679,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 118,313 | $13,649,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 117,586 | $13,647,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 398,895 | $13,618,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 163,203 | $13,590,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,689,136 | $13,580,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 377,151 | $13,574,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 599,122 | $13,570,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 836,152 | $13,479,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,021,596 | $13,475,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 533,988 | $13,435,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 155,835 | $13,428,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 729,483 | $13,408,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 220,120 | $13,408,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 885,218 | $13,393,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 605,999 | $13,387,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 528,094 | $13,356,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 717,768 | $13,350,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 430,128 | $13,334,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,209,000 | $13,276,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 874,584 | $13,258,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,019,910 | $13,198,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 281,721 | $13,179,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 5,007,000 | $13,167,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 144,918 | $13,142,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 78,676 | $13,124,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 112,817 | $13,091,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 135,576 | $13,059,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 418,444 | $13,051,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 63,776 | $13,035,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 598,429 | $13,028,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 702,033 | $13,022,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 164,400 | $13,007,000 | thousands by filing date | call |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 12,606,000 | $12,970,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 159,506 | $12,961,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,596,993 | $12,958,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 133,634 | $12,952,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 229,493 | $12,948,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 582,975 | $12,925,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 337,209 | $12,918,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 769,000 | $12,912,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 13,035,000 | $12,911,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 534,013 | $12,890,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 140,759 | $12,867,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 494,261 | $12,866,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 637,970 | $12,856,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 643,047 | $12,855,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 391,131 | $12,853,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 11,993,000 | $12,840,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 18,487,000 | $12,802,000 | thousands by filing date | principal |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 246,050 | $12,790,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 557,140 | $12,781,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 298,400 | $12,763,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 274,172 | $12,727,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,145,854 | $12,711,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 11,232,000 | $12,694,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 341,321 | $12,673,000 | thousands by filing date | |
| APOLLO GLOBAL MANAGEMENT LLC | 037612906 | Cmn | 705,400 | $12,669,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 3,801,417 | $12,660,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 644,355 | $12,649,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 219,444 | $12,644,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 686,902 | $12,632,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 401,206 | $12,606,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 129,200 | $12,601,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 263,397 | $12,577,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,592,856 | $12,552,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 256,449 | $12,338,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 993,891 | $12,303,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 326,704 | $12,288,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 169,000 | $12,274,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 386,486 | $12,256,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 886,282 | $12,205,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 151,200 | $12,135,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,791,000 | $12,125,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 398,494 | $12,123,000 | thousands by filing date | |
| BROADCOM LTD PUT | Y09827959 | COM | 70,000 | $12,076,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 121,295 | $12,073,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 400,974 | $12,065,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 404,117 | $12,064,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 7,719,000 | $12,059,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 700,979 | $12,043,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,385,631 | $12,041,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 168,983 | $12,016,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 660,851 | $11,988,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 116,276 | $11,967,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 682,479 | $11,944,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 259,347 | $11,937,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,563,343 | $11,928,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 525,913 | $11,918,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 13,085,000 | $11,915,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 424,832 | $11,892,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 191,059 | $11,872,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,372,328 | $11,871,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 219,138 | $11,864,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 11,911,000 | $11,852,000 | thousands by filing date | principal |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 84,646 | $11,850,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,070,329 | $11,838,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 805,600 | $11,818,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311957 | PUT | 304,300 | $11,770,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 305,259 | $11,728,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 250,832 | $11,724,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 768,998 | $11,712,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,139,764 | $11,705,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 11,671,000 | $11,703,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 221,340 | $11,693,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,340,000 | $11,692,000 | thousands by filing date | principal |
| BIOGEN INC | 09062X953 | COM | 37,300 | $11,676,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 217,466 | $11,635,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287908 | COM | 150,000 | $11,615,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,002,793 | $11,573,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 722,213 | $11,556,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 600,703 | $11,546,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 109,049 | $11,533,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,787,804 | $11,513,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 499,104 | $11,509,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 827,097 | $11,497,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 226,554 | $11,482,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 361,151 | $11,474,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A954 | COM | 500,000 | $11,465,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 195,114 | $11,429,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A958 | COM | 59,800 | $11,429,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 182,726 | $11,404,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 7,105,000 | $11,404,000 | thousands by filing date | principal |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,091,170 | $11,391,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 147,031 | $11,386,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 167,333 | $11,372,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 111,977 | $11,356,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 302,187 | $11,343,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 918,420 | $11,315,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 235,000 | $11,221,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 235,000 | $11,221,000 | thousands by filing date | put |
| METLIFE INC | 59156R908 | CALL | 252,333 | $11,211,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 11,965,000 | $11,206,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 319,143 | $11,205,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 87,183 | $11,176,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 11,163,000 | $11,169,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 480,347 | $11,163,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 8,442,000 | $11,157,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 229,506 | $11,154,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,477,000 | $11,144,000 | thousands by filing date | principal |
| INC RESH HLDGS INC | 45329R109 | CL A | 249,762 | $11,135,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 839,625 | $11,134,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 793,452 | $11,092,000 | thousands by filing date | |
| UBS GROUP AG | H42097957 | PUT | 813,216 | $11,076,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,075,000 | $11,075,000 | thousands by filing date | principal |
| CERNER CORP | 156782104 | COM | 179,194 | $11,067,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 356,326 | $11,018,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,137,673 | $11,009,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 779,835 | $11,002,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 866,404 | $10,995,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 419,139 | $10,981,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,492,159 | $10,967,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 305,795 | $10,960,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 315,213 | $10,921,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 262,388 | $10,886,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 86,917 | $10,880,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,056,715 | $10,874,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 204,437 | $10,866,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 166,363 | $10,865,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 342,796 | $10,836,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 217,659 | $10,830,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 223,133 | $10,817,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 10,850,000 | $10,795,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 830,157 | $10,733,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 710,168 | $10,731,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,652,244 | $10,715,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,552,000 | $10,702,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 221,831 | $10,673,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 448,063 | $10,578,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 423,710 | $10,572,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 898,783 | $10,551,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 300,000 | $10,548,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 277,244 | $10,538,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 614,871 | $10,532,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 386,868 | $10,522,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 95,949 | $10,516,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 105,213 | $10,513,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,130,531 | $10,468,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 313,519 | $10,430,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 204,227 | $10,417,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 130,000 | $10,405,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 130,000 | $10,405,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 134,289 | $10,390,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 270,000 | $10,384,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 441,110 | $10,383,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 8,645,765 | $10,375,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 357,083 | $10,363,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 626,092 | $10,362,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 355,134 | $10,352,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 163,544 | $10,305,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 434,310 | $10,303,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 674,799 | $10,243,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 655,376 | $10,204,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 831,929 | $10,192,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 169,446 | $10,189,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,367,500 | $10,133,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 588,178 | $10,128,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 203,359 | $10,127,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 283,628 | $10,124,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 668,252 | $10,111,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 124,571 | $10,099,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 138,163 | $10,039,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 311,791 | $10,034,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 9,029,000 | $10,021,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 260,349 | $10,010,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 408,247 | $10,006,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 104,127 | $9,989,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 372,255 | $9,965,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 6,591,000 | $9,952,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 292,954 | $9,943,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 714,949 | $9,930,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 267,495 | $9,927,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 252,374 | $9,913,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 177,448 | $9,891,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,698,000 | $9,889,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 3,397,032 | $9,885,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 197,384 | $9,883,000 | thousands by filing date | call |
| NETFLIX INC. | 64110L906 | CALL | 100,200 | $9,875,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 236,787 | $9,873,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 874,192 | $9,870,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 436,884 | $9,848,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 7,990,000 | $9,847,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 147,686 | $9,829,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 258,512 | $9,756,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 241,275 | $9,740,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 175,053 | $9,727,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 9,720,000 | $9,726,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 77,000 | $9,713,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 275,074 | $9,710,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 86,783 | $9,709,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 400,693 | $9,685,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 145,245 | $9,682,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 297,480 | $9,680,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,635,744 | $9,673,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,351,042 | $9,660,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 683,909 | $9,657,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 425,975 | $9,652,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 180,000 | $9,652,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 398,622 | $9,647,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55,145 | $9,635,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 70,448 | $9,625,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 180,000 | $9,578,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 180,000 | $9,578,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 78,088 | $9,554,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 8,876,000 | $9,548,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 8,173,000 | $9,542,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 852,693 | $9,525,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 365,368 | $9,525,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,536,317 | $9,525,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 298,900 | $9,481,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 327,396 | $9,468,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 352,579 | $9,457,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 287,300 | $9,452,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 315,780 | $9,445,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 68,674 | $9,417,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 222,184 | $9,408,000 | thousands by filing date | |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 750,000 | $9,405,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 9,591,000 | $9,405,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,060,800 | $9,378,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 273,876 | $9,369,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 389,069 | $9,362,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 629,672 | $9,344,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 147,814 | $9,323,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 289,858 | $9,302,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 8,945,000 | $9,247,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 258,036 | $9,225,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 201,072 | $9,211,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 926,654 | $9,202,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 458,050 | $9,179,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 273,650 | $9,171,000 | thousands by filing date | |
| BARCLAYS BK PLC CALL | 06740Q902 | IPATH S&P500 VIX | 268,750 | $9,156,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,812,000 | $9,154,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 246,622 | $9,094,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 638,934 | $9,073,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 871,875 | $9,067,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 149,558 | $9,065,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 241,255 | $9,060,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 884,391 | $9,056,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 98,034 | $9,051,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 76,184 | $8,996,000 | thousands by filing date | |
| CR BARD INC | 067383959 | COM | 40,000 | $8,971,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 465,725 | $8,942,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 281,970 | $8,919,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 6,620,000 | $8,897,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 106,868 | $8,896,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 387,922 | $8,883,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 344,000 | $8,875,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 184,910 | $8,872,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 631,962 | $8,854,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 76,500 | $8,832,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 268,937 | $8,815,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 401,925 | $8,815,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 143,283 | $8,810,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AV4 | NOTE 5.750% 3/1 | 10,000,000 | $8,800,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 521,369 | $8,786,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 254,685 | $8,784,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 427,093 | $8,765,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 742,283 | $8,751,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 478,893 | $8,716,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 342,739 | $8,716,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 370,084 | $8,693,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 667,691 | $8,679,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 7,011,000 | $8,679,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 358,517 | $8,669,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 488,834 | $8,667,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 326,203 | $8,584,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 569,238 | $8,584,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,955,649 | $8,566,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 254,315 | $8,540,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 261,206 | $8,539,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,603,998 | $8,518,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 199,252 | $8,476,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 76,594 | $8,466,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC | 98956P952 | COM | 65,000 | $8,451,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 501,098 | $8,393,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 164,650 | $8,387,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,030,977 | $8,381,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 179,250 | $8,367,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 7,500,000 | $8,361,000 | thousands by filing date | principal |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 74,426 | $8,360,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 272,077 | $8,334,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 87,747 | $8,333,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,315,233 | $8,312,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 98,367 | $8,298,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 75,411 | $8,248,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,842 | $8,213,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 61,850 | $8,212,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 189,599 | $8,200,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 68,851 | $8,193,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 220,480 | $8,191,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,182,618 | $8,171,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,115,000 | $8,171,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 219,804 | $8,150,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 428,190 | $8,123,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 8,132,000 | $8,092,000 | thousands by filing date | principal |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 162,259 | $8,087,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,256,951 | $8,083,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 153,450 | $8,080,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 246,872 | $8,077,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 626,875 | $8,074,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 6,688,000 | $8,074,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 99,319 | $8,073,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 266,835 | $8,031,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 500,581 | $7,984,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,162,247 | $7,936,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 121,131 | $7,929,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 6,524,000 | $7,928,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,907,000 | $7,925,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 345,433 | $7,907,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 238,511 | $7,907,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 107,700 | $7,900,000 | thousands by filing date | put |
| SEADRILL LTD | G7945E955 | COM | 3,331,000 | $7,894,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 117,547 | $7,882,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 200,000 | $7,858,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 223,861 | $7,829,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 403,730 | $7,816,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 112,497 | $7,813,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,813,000 | $7,803,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 442,875 | $7,799,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 495,097 | $7,783,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 195,116 | $7,777,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543953 | COM | 150,000 | $7,775,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 161,818 | $7,755,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 199,248 | $7,740,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 245,670 | $7,739,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 454,494 | $7,730,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 51,828 | $7,729,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 842,779 | $7,712,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 212,584 | $7,700,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,400,000 | $7,700,000 | thousands by filing date | put |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 321,939 | $7,698,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,006,375 | $7,696,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 118,573 | $7,691,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 95,388 | $7,684,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 216,640 | $7,684,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 367,550 | $7,681,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 288,125 | $7,647,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 160,000 | $7,645,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 339,100 | $7,616,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 129,533 | $7,615,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 389,334 | $7,615,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 57,090 | $7,593,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 212,078 | $7,567,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 7,608,000 | $7,534,000 | thousands by filing date | principal |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 316,885 | $7,530,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 17,518 | $7,522,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 147,087 | $7,465,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 7,174,000 | $7,455,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 422,907 | $7,452,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 117,381 | $7,438,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 183,350 | $7,435,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,243,000 | $7,433,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,570,243 | $7,427,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 408,907 | $7,426,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 302,600 | $7,410,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 156,697 | $7,409,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 65,337 | $7,384,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 22,737 | $7,371,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 142,640 | $7,362,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 123,277 | $7,349,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 100,000 | $7,335,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,160,790 | $7,304,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 475,818 | $7,299,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 910,851 | $7,287,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 138,724 | $7,276,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 421,225 | $7,274,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R908 | CALL | 166,700 | $7,268,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |