13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALATLANTIC GROUP INC | 128195104 | COM | 216,914 | $7,254,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,141,999 | $7,240,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 939,579 | $7,226,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 198,852 | $7,219,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 520,750 | $7,218,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 114,489 | $7,216,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 204,172 | $7,201,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 80,300 | $7,188,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 242,760 | $7,183,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 46,212 | $7,176,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,300,944 | $7,168,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,178,382 | $7,166,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 340,447 | $7,165,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 132,451 | $7,163,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,230,205 | $7,149,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044955 | COM | 200,000 | $7,148,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 215,171 | $7,145,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 249,661 | $7,137,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 249,769 | $7,118,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 163,008 | $7,106,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,250,000 | $7,065,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 551,219 | $7,049,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 257,162 | $7,025,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 137,375 | $7,017,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 167,900 | $7,015,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 182,103 | $7,009,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 750,000 | $6,998,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,437,117 | $6,995,000 | thousands by filing date | |
| HP INC | 40434L955 | COM | 450,000 | $6,989,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 249,327 | $6,988,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,323,098 | $6,986,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 344,519 | $6,983,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 608,635 | $6,963,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 120,290 | $6,962,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,440 | $6,962,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 161,210 | $6,955,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,962,000 | $6,946,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 103,935 | $6,922,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 37,944 | $6,909,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047952 | COM | 200,000 | $6,904,000 | thousands by filing date | put |
| JD.COM INC | 47215P906 | SPON ADS CL A | 264,260 | $6,895,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 761,842 | $6,879,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 280,123 | $6,878,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,096,765 | $6,876,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 670,966 | $6,857,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 6,677,000 | $6,857,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 141,446 | $6,832,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 129,775 | $6,812,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 120,008 | $6,807,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 201,228 | $6,803,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 480,722 | $6,730,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 350,100 | $6,722,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 262,082 | $6,677,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 180,000 | $6,669,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 237,395 | $6,663,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 301,350 | $6,660,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 181,710 | $6,643,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 241,362 | $6,633,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 224,600 | $6,624,000 | thousands by filing date | |
| COGNEX CORP | 192422953 | COM | 125,300 | $6,623,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 97,589 | $6,614,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 333,563 | $6,558,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 258,744 | $6,551,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 5,483,000 | $6,550,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 391,892 | $6,540,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 98,619 | $6,534,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 6,700,000 | $6,529,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 82,257 | $6,520,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 397,526 | $6,508,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 2,880,000 | $6,506,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 6,601,000 | $6,505,000 | thousands by filing date | principal |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 752,450 | $6,501,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 8,644,000 | $6,496,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 87,978 | $6,493,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 297,682 | $6,487,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 221,182 | $6,483,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 35,600 | $6,482,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 106,287 | $6,467,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 22,896 | $6,463,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 6,880,900 | $6,450,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 165,056 | $6,434,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 154,588 | $6,425,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 178,137 | $6,421,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 10,824,000 | $6,419,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 83,700 | $6,416,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 121,899 | $6,410,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 267,515 | $6,402,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 175,672 | $6,401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 70,417 | $6,399,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 95,359 | $6,394,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 100,000 | $6,388,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 32,731 | $6,373,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 60,716 | $6,360,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 240,600 | $6,359,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 7,637 | $6,339,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AW2 | BOND | 6,460,000 | $6,339,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 402,928 | $6,330,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 50,749 | $6,300,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,532,095 | $6,296,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 94,543 | $6,293,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 418,343 | $6,279,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 252,915 | $6,272,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 44,432 | $6,268,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 145,000 | $6,254,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 321,426 | $6,228,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 298,075 | $6,224,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 50,894 | $6,206,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 234,558 | $6,202,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 533,891 | $6,199,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 49,538 | $6,183,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 288,342 | $6,179,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742954 | CL B | 342,000 | $6,166,000 | thousands by filing date | put |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $6,159,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,518,000 | $6,157,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 125,173 | $6,156,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 299,552 | $6,146,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 427,702 | $6,146,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 360,125 | $6,125,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 137,027 | $6,117,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 484,846 | $6,109,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 9,850,000 | $6,107,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 117,380 | $6,102,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 347,953 | $6,099,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 367,827 | $6,073,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 117,866 | $6,072,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 94,948 | $6,065,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,305 | $6,064,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 38,168 | $6,063,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 323,325 | $6,059,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 176,725 | $6,048,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,767,086 | $6,043,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 226,617 | $6,028,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 50,000 | $6,028,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 197,000 | $6,026,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A959 | PUT | 975,100 | $6,026,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 399,835 | $6,025,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 184,711 | $5,943,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 140,000 | $5,921,000 | thousands by filing date | put |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,911,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 216,793 | $5,877,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 729,068 | $5,876,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 154,949 | $5,867,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 113,079 | $5,865,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100,629 | $5,863,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 449,069 | $5,856,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 211,057 | $5,852,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,040,595 | $5,848,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 789,780 | $5,837,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 395,572 | $5,823,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 20,100 | $5,818,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 727,166 | $5,817,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 4,450,000 | $5,809,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 166,844 | $5,801,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 75,901 | $5,786,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 97,987 | $5,786,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 153,750 | $5,785,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 115,087 | $5,776,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 141,648 | $5,774,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 412,251 | $5,763,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 86,844 | $5,761,000 | thousands by filing date | put |
| DOW CHEMICAL CO/THE | 260543903 | COM | 111,057 | $5,756,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 5,315,000 | $5,740,000 | thousands by filing date | principal |
| IGNYTA INC | 451731103 | COM | 910,604 | $5,727,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 207,216 | $5,701,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 117,775 | $5,701,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 73,313 | $5,689,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 116,947 | $5,688,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 236,149 | $5,679,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 223,123 | $5,672,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $5,672,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S903 | CALL | 89,570 | $5,664,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 50,706 | $5,653,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 35,644 | $5,649,000 | thousands by filing date | |
| SYMANTEC CORP | 871503958 | COM | 225,000 | $5,648,000 | thousands by filing date | put |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 127,888 | $5,644,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,513,000 | $5,642,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 4,764,000 | $5,628,000 | thousands by filing date | principal |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 71,885 | $5,626,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 93,780 | $5,624,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 333,925 | $5,623,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,297,156 | $5,617,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 335,170 | $5,617,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 88,768 | $5,613,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 515,000 | $5,593,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 72,172 | $5,584,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 250,000 | $5,568,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 4,396,000 | $5,565,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 89,883 | $5,559,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 169,740 | $5,554,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 60,000 | $5,551,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 18,865 | $5,544,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 329,692 | $5,538,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 135,971 | $5,535,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,327,315 | $5,521,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 651,716 | $5,520,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 302,150 | $5,517,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,356,000 | $5,506,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 391,582 | $5,482,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 225,100 | $5,481,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 146,400 | $5,475,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 42,626 | $5,466,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 142,404 | $5,454,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 4,830,000 | $5,451,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 259,600 | $5,449,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 118,488 | $5,443,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 215,079 | $5,419,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 314,097 | $5,415,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 135,193 | $5,395,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 354,700 | $5,377,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 935,007 | $5,376,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 233,978 | $5,359,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 257,320 | $5,355,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 166,410 | $5,354,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 304,029 | $5,354,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 48,616 | $5,352,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 503,048 | $5,352,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 713,926 | $5,347,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 548,514 | $5,326,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 112,253 | $5,320,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 53,555 | $5,318,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 344,633 | $5,301,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 194,891 | $5,297,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 101,596 | $5,279,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 47,384 | $5,276,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12,540 | $5,266,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 134,684 | $5,261,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 290,850 | $5,256,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 276,493 | $5,251,000 | thousands by filing date | |
| HOLOGIC INC | 436440951 | PUT | 135,000 | $5,242,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,012,000 | $5,241,000 | thousands by filing date | principal |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 220,518 | $5,231,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 66,637 | $5,230,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 123,035 | $5,228,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 306,106 | $5,221,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 342,802 | $5,221,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39,242 | $5,215,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 130,728 | $5,211,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 51,591 | $5,206,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,272,000 | $5,203,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 180,918 | $5,184,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 247,830 | $5,184,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 116,079 | $5,176,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 346,295 | $5,173,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,379,683 | $5,164,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 307,737 | $5,163,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,061,000 | $5,161,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 184,544 | $5,149,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO C | 33616C900 | CALL | 66,666 | $5,141,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 196,531 | $5,131,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 155,927 | $5,126,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 130,442 | $5,126,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 182,182 | $5,114,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 200,000 | $5,106,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 102,922 | $5,105,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 200,818 | $5,100,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 178,495 | $5,098,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 8,788,000 | $5,096,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 88,875 | $5,091,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 485,004 | $5,079,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 384,463 | $5,075,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 704,961 | $5,075,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 288,725 | $5,065,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 312,388 | $5,063,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 210,899 | $5,051,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 137,989 | $5,035,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 152,392 | $5,028,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 130,907 | $5,026,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 197,517 | $5,019,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 71,229 | $5,018,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 387,475 | $5,014,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 100,000 | $5,007,000 | thousands by filing date | put |
| WHITING PETROLEUM CORP | 966387AX0 | DEBT | 5,000,000 | $5,006,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 5,040,000 | $4,995,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 94,099 | $4,986,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 74,302 | $4,983,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 388,774 | $4,981,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,610,000 | $4,981,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 183,232 | $4,980,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 103,127 | $4,978,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 760,717 | $4,975,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 236,472 | $4,954,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 21,487 | $4,949,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 64,700 | $4,926,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 277,101 | $4,916,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 178,332 | $4,913,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387AY8 | DEBT | 5,000,000 | $4,913,000 | thousands by filing date | principal |
| HILL-ROM HLDGS INC | 431475952 | PUT | 79,100 | $4,903,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 164,725 | $4,892,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 87,519 | $4,881,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 131,500 | $4,872,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,606,000 | $4,861,000 | thousands by filing date | principal |
| ALCOA INC | 013817101 | COM | 475,972 | $4,827,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 338,877 | $4,826,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 310,000 | $4,814,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 356,700 | $4,801,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 64,222 | $4,788,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 76,954 | $4,782,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 100,000 | $4,778,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 4,975,000 | $4,776,000 | thousands by filing date | principal |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,315,200 | $4,774,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 158,461 | $4,774,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 3,047,000 | $4,754,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 297,308 | $4,751,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 221,085 | $4,746,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 99,560 | $4,745,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 320,010 | $4,736,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 62,871 | $4,717,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 404,911 | $4,713,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 267,069 | $4,704,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 861,617 | $4,696,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 38,477 | $4,692,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 310,200 | $4,691,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 158,302 | $4,688,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 87,120 | $4,666,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 175,500 | $4,666,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 145,062 | $4,664,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 519,632 | $4,661,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,940,000 | $4,648,000 | thousands by filing date | principal |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 37,208 | $4,632,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 92,673 | $4,624,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 4,497,000 | $4,616,000 | thousands by filing date | principal |
| APIGEE CORP COM | 03765N108 | Stock | 264,701 | $4,606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 156,749 | $4,596,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 69,004 | $4,596,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 267,348 | $4,596,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 61,230 | $4,593,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 65,000 | $4,584,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 291,200 | $4,566,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 390,625 | $4,566,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 128,232 | $4,562,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 359,401 | $4,562,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 221,724 | $4,541,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 235,575 | $4,541,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 114,475 | $4,526,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 118,502 | $4,525,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 101,711 | $4,525,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 268,739 | $4,515,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 165,162 | $4,502,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 84,282 | $4,496,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 422,625 | $4,485,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 97,239 | $4,483,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 82,018 | $4,467,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 124,242 | $4,464,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 146,136 | $4,452,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 87,600 | $4,438,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 246,036 | $4,434,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 67,687 | $4,425,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 54,399 | $4,421,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 191,358 | $4,413,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 84,731 | $4,412,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 100,400 | $4,408,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 309,217 | $4,406,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 164,654 | $4,404,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 92,471 | $4,404,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 531,725 | $4,403,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 54,633 | $4,402,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 62,300 | $4,394,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 398,000 | $4,390,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 307,893 | $4,387,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,224,000 | $4,382,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,250,000 | $4,377,000 | thousands by filing date | principal |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 133,692 | $4,370,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 170,855 | $4,370,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 281,645 | $4,365,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 94,567 | $4,363,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 122,483 | $4,358,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 138,405 | $4,348,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 110,360 | $4,339,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 79,028 | $4,338,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 122,570 | $4,335,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 99,019 | $4,334,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 98,366 | $4,326,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 71,773 | $4,299,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 131,067 | $4,287,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A909 | CALL | 693,000 | $4,283,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 185,305 | $4,272,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,787,000 | $4,267,000 | thousands by filing date | principal |
| SPX CORP | 784635104 | COMMON STOCK | 211,654 | $4,262,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 162,217 | $4,261,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 42,704 | $4,254,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 84,710 | $4,250,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 676,369 | $4,240,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 315,225 | $4,227,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 186,592 | $4,217,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 152,792 | $4,216,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 68,500 | $4,207,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 115,803 | $4,203,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 88,972 | $4,202,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 265,725 | $4,185,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 32,503 | $4,179,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 142,442 | $4,178,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 226,507 | $4,165,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 147,423 | $4,165,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 1,000,000 | $4,160,000 | thousands by filing date | put |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 3,412,000 | $4,155,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 115,978 | $4,153,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 71,508 | $4,150,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 255,100 | $4,120,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 311,700 | $4,117,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 286,150 | $4,115,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 258,011 | $4,108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F958 | PUT | 140,000 | $4,099,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 113,189 | $4,096,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 28,171 | $4,092,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 484,678 | $4,091,000 | thousands by filing date | |
| CELGENE CORP | 151020954 | COM | 39,098 | $4,087,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 166,168 | $4,081,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 77,095 | $4,071,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 74,962 | $4,054,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 43,735 | $4,051,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 61,178 | $4,034,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 430,511 | $4,034,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 50,000 | $4,032,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U905 | Cmn | 72,900 | $4,029,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 516,900 | $4,026,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $4,015,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 600,000 | $3,978,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 85,269 | $3,970,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 94,578 | $3,970,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 167,392 | $3,929,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 100,000 | $3,929,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $3,926,000 | thousands by filing date | call |
| FORD MTR CO | 345370900 | CALL | 323,600 | $3,906,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 129,402 | $3,904,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 71,682 | $3,893,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 86,342 | $3,892,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 144,894 | $3,888,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 79,788 | $3,862,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 293,390 | $3,855,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 57,961 | $3,829,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 129,813 | $3,823,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 113,661 | $3,809,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 260,431 | $3,805,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 190,860 | $3,803,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 170,797 | $3,796,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 534,993 | $3,793,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 791,081 | $3,790,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 384,200 | $3,788,000 | thousands by filing date | put |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 285,553 | $3,761,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 84,575 | $3,760,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 108,272 | $3,757,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,605,000 | $3,749,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 49,036 | $3,747,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 75,000 | $3,743,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 72,371 | $3,739,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 85,338 | $3,732,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 196,193 | $3,726,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 208,234 | $3,719,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 193,067 | $3,717,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 741,300 | $3,714,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 26,355 | $3,710,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,195,000 | $3,709,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 140,678 | $3,708,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 138,975 | $3,698,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,804,000 | $3,698,000 | thousands by filing date | principal |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 37,824 | $3,677,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 36,607 | $3,670,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,807,000 | $3,666,000 | thousands by filing date | principal |
| META PLATFORMS INC | 30303M952 | PUT | 28,496 | $3,655,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 73,976 | $3,642,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 67,937 | $3,642,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 374,000 | $3,639,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 157,288 | $3,639,000 | thousands by filing date | |
| PRAXAIR INC | 74005P904 | COM | 30,000 | $3,625,000 | thousands by filing date | call |
| NIKE INC | 654106953 | PUT | 68,778 | $3,621,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 63,928 | $3,612,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 45,000 | $3,612,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 103,179 | $3,602,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 168,667 | $3,597,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 92,215 | $3,593,000 | thousands by filing date | |
| HIBBETT SPORTS INC CMN STOCK | 428567951 | Cmn | 90,000 | $3,591,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 142,279 | $3,582,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 36,786 | $3,576,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 615,642 | $3,576,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 186,724 | $3,561,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 94,273 | $3,554,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 84,811 | $3,542,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 59,785 | $3,539,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 190,154 | $3,538,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 69,252 | $3,537,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 121,865 | $3,535,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 118,791 | $3,529,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 471,946 | $3,526,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 82,996 | $3,512,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,555,012 | $3,509,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 218,511 | $3,509,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 255,000 | $3,504,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 173,823 | $3,499,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 3,500,000 | $3,491,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431951 | PUT | 549,500 | $3,484,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 300,669 | $3,470,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 95,812 | $3,456,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 654,682 | $3,450,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 282,922 | $3,449,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 74,106 | $3,443,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 109,723 | $3,436,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 264,115 | $3,434,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 134,842 | $3,430,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 88,563 | $3,426,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 50,000 | $3,426,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |