13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 71,104 | $1,385,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 40,012 | $1,383,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 247,431 | $1,383,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433957 | PUT | 35,000 | $1,382,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 163,036 | $1,381,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 42,318 | $1,380,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 48,050 | $1,378,000 | thousands by filing date | |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 90,000 | $1,372,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 406,498 | $1,365,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 23,175 | $1,363,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 44,550 | $1,362,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 85,600 | $1,357,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 23,423 | $1,352,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 71,700 | $1,352,000 | thousands by filing date | call |
| YADKIN FINANCIAL CORP | 984305102 | COM | 51,027 | $1,341,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,353,000 | $1,336,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 11,967 | $1,335,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 440,525 | $1,335,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 116,620 | $1,329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 31,126 | $1,324,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 44,550 | $1,323,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,322,000 | thousands by filing date | call |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 55,777 | $1,321,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,220,000 | $1,321,000 | thousands by filing date | principal |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 72,197 | $1,319,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 125,375 | $1,305,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 30,000 | $1,304,000 | thousands by filing date | call |
| CU BANCORP | 126534106 | COM | 56,900 | $1,298,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 105,301 | $1,293,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 24,873 | $1,291,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 14,123 | $1,289,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 150,000 | $1,284,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569909 | COM | 94,600 | $1,284,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,359 | $1,282,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158951 | COM NEW | 121,800 | $1,278,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 71,105 | $1,277,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 68,453 | $1,271,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,328,000 | $1,268,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 37,599 | $1,267,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 43,876 | $1,263,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 1,624 | $1,263,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 34,825 | $1,261,000 | thousands by filing date | |
| SLM CORP | 78442P906 | COM | 168,600 | $1,259,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,738 | $1,257,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,196 | $1,257,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165908 | COM | 45,000 | $1,248,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 210,275 | $1,247,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 348,875 | $1,242,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 496,530 | $1,241,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 126,544 | $1,232,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 67,575 | $1,228,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 60,431 | $1,222,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 32,247 | $1,218,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 20,851 | $1,212,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,467 | $1,211,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F904 | COM | 45,000 | $1,211,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 88,030 | $1,210,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 103,674 | $1,210,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 40,524 | $1,209,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 266,590 | $1,207,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 41,191 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,289 | $1,200,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 36,285 | $1,196,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 132,768 | $1,195,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 28,869 | $1,193,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 820,000 | $1,191,000 | thousands by filing date | principal |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,692 | $1,181,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,876 | $1,178,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,115 | $1,176,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 51,488 | $1,174,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 29,421 | $1,171,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14,602 | $1,170,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 15,600 | $1,169,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 43,800 | $1,164,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 25,000 | $1,163,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19,475 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,350 | $1,160,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 17,959 | $1,156,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 126,282 | $1,155,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 85,063 | $1,153,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,292 | $1,152,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,700 | $1,152,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 256,456 | $1,151,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 32,841 | $1,150,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 15,900 | $1,150,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 49,695 | $1,149,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 21,835 | $1,146,000 | thousands by filing date | call |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 58,731 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 69,952 | $1,133,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 23,702 | $1,132,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 7,828 | $1,131,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 79,212 | $1,131,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 20,925 | $1,130,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 63,281 | $1,130,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 122,745 | $1,129,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 86,888 | $1,126,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 65,092 | $1,122,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015951 | COM | 21,600 | $1,122,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 28,125 | $1,119,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 26,559 | $1,117,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 17,100 | $1,116,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 31,860 | $1,116,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 15,144 | $1,112,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 17,602 | $1,112,000 | thousands by filing date | call |
| METLIFE INC | 59156R958 | PUT | 25,000 | $1,111,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 45,161 | $1,110,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 88,798 | $1,110,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 142,249 | $1,108,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000,000 | $1,102,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 40,392 | $1,101,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 76,534 | $1,094,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 25,800 | $1,091,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 68,951 | $1,086,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 83,045 | $1,084,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 53,571 | $1,080,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 72,836 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 54,662 | $1,069,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 73,376 | $1,069,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 12,160 | $1,066,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 91,843 | $1,066,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 67,913 | $1,066,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 160,804 | $1,063,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 70,123 | $1,063,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 75,485 | $1,062,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,053 | $1,062,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,123,000 | $1,059,000 | thousands by filing date | principal |
| MEDICINES COMPANY | 584688905 | COM | 28,000 | $1,057,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 148,619 | $1,056,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 61,746 | $1,050,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,038 | $1,048,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,575 | $1,048,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 129,379 | $1,048,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 40,098 | $1,045,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 52,793 | $1,045,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 14,109 | $1,042,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 20,000 | $1,040,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 21,784 | $1,034,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 32,714 | $1,033,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 13,072 | $1,033,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 942,000 | $1,029,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,733 | $1,027,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 8,907 | $1,026,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 57,334 | $1,023,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 90,056 | $1,022,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 14,933 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,788 | $1,014,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,725 | $1,014,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 24,811 | $1,010,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 20,276 | $1,010,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 51,364 | $1,008,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 1,297 | $1,008,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,952 | $1,005,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 32,730 | $1,004,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 13,420 | $999,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 24,834 | $999,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 27,355 | $998,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 23,022 | $996,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 38,312 | $996,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 26,907 | $993,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 783,000 | $992,000 | thousands by filing date | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,100 | $987,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 935,000 | $987,000 | thousands by filing date | principal |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 127,400 | $980,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 576,000 | $976,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 36,700 | $975,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 40,502 | $974,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 76,669 | $974,000 | thousands by filing date | |
| SEADRILL LTD | G7945E905 | COM | 411,000 | $974,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 55,626 | $970,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 80,000 | $965,000 | thousands by filing date | call |
| CONSOL ENERGY INC. | 20854P909 | COM | 50,000 | $960,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 36,723 | $957,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 277 | $953,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 168,667 | $951,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 350,325 | $949,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,189 | $946,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 162,694 | $944,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 16,810 | $942,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,374 | $942,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12,400 | $940,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,553 | $940,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 20,000 | $936,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 209,600 | $935,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 104,079 | $933,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 89,268 | $933,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 114,261 | $931,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 96,446 | $928,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 52,734 | $926,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 18,272 | $925,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 21,800 | $923,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 111,160 | $922,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 5,900 | $915,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 750,000 | $908,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 85,000 | $907,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 14,225 | $906,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 30,378 | $905,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 33,400 | $902,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 19,408 | $901,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,760 | $896,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,334 | $894,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,245 | $894,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 47,344 | $894,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 32,515 | $894,000 | thousands by filing date | |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 12,000 | $894,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,125 | $890,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 65,935 | $890,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 45,411 | $888,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 47,670 | $887,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 5,406 | $886,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 16,792 | $885,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 78,889 | $884,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 103,152 | $883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,835 | $881,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 74,164 | $877,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,812 | $877,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 20,649 | $873,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 77,330 | $872,000 | thousands by filing date | |
| BARCLAYS PLC | 06738E904 | CALL | 100,000 | $869,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 12,959 | $867,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 72,769 | $867,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,400 | $866,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 52,460 | $865,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 40,478 | $864,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 51,105 | $864,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 29,588 | $863,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 270,000 | $861,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,168 | $859,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 16,700 | $857,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,675,000 | $857,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,819 | $856,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 51,594 | $852,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,000 | $850,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 130,837 | $848,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 74,230 | $847,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 709,000 | $836,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 12,744 | $835,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 600,000 | $833,000 | thousands by filing date | principal |
| MONROE CAPITAL CORP | 610335101 | COM | 52,831 | $831,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 7,309 | $830,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 51,800 | $830,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 880,000 | $826,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 45,369 | $824,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 35,650 | $823,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 53,602 | $820,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 21,007 | $817,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 32,329 | $810,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 18,297 | $809,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 153,000 | $809,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 48,208 | $808,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 58,979 | $806,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 825,000 | $804,000 | thousands by filing date | principal |
| SKECHERS USA INC-CL A | 830566955 | COM | 35,000 | $802,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 17,445 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,632 | $800,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 55,916 | $798,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 32,749 | $795,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 27,524 | $794,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 872,331 | $788,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 6,080 | $782,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 56,293 | $781,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 113,073 | $779,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,246 | $779,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 559,225 | $777,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 30,500 | $773,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,922 | $772,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 35,750 | $772,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 24,500 | $770,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 52,794 | $768,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 139,126 | $767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 20,398 | $766,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 36,775 | $765,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P951 | COM | 20,000 | $762,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 10,175 | $753,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G954 | ADR | 100,000 | $747,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 732,000 | $741,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 31,400 | $740,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 43,643 | $738,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 31,589 | $736,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 32,443 | $731,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 217,966 | $730,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 107,550 | $730,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 769,000 | $730,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 500,000 | $729,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 11,246 | $728,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,311 | $727,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,952 | $727,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 81,152 | $722,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 31,048 | $722,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 105,912 | $722,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 11,427 | $720,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 86,273 | $720,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,982 | $720,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 26,950 | $719,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 64,631 | $719,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 36,215 | $718,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 19,635 | $717,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 31,585 | $717,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 69,000 | $715,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 58,428 | $715,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 37,121 | $710,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 31,800 | $707,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 88,225 | $705,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 43,400 | $701,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 10,533 | $699,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 50,906 | $695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,264 | $691,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 67,609 | $691,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 31,300 | $689,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,059 | $689,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,901 | $685,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 39,373 | $684,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 368,926 | $683,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 96,255 | $679,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 29,002 | $678,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,265 | $678,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 165,231 | $677,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 26,975 | $676,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 760,000 | $676,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 6,600 | $671,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 29,837 | $670,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,287 | $669,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,121 | $667,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,311 | $665,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 528,288 | $655,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 10,238 | $654,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 26,475 | $654,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 35,837 | $653,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,437 | $652,000 | thousands by filing date | |
| TERADYNE INC | 880770902 | CALL | 30,000 | $647,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 28,894 | $646,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,730 | $644,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 201,796 | $644,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 54,632 | $644,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 22,498 | $642,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 93,628 | $641,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 14,528 | $638,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,010 | $638,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 16,266 | $634,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 272,951 | $630,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 45,429 | $629,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 20,836 | $629,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,727 | $628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,351 | $628,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 37,012 | $627,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,393 | $627,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 69,162 | $627,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 15,985 | $626,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,743 | $623,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,720 | $622,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 32,129 | $612,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 68,200 | $610,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 25,249 | $607,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 74,138 | $601,000 | thousands by filing date | |
| VNET GROUP INC | 90138A953 | PUT | 75,000 | $596,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 119,263 | $596,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 16,884 | $595,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 23,900 | $595,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 14,500 | $594,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 39,140 | $592,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 40,086 | $592,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 103,034 | $592,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 13,696 | $590,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363959 | COM | 7,500 | $589,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 9,272 | $587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,767 | $585,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 22,929 | $585,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,728 | $584,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 76,057 | $584,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 4,156 | $582,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 35,275 | $579,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 52,728 | $573,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,029 | $571,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,309 | $571,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,058 | $570,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407902 | COM | 3,500 | $570,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 16,965 | $567,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 21,207 | $564,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 28,397 | $563,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 73,843 | $563,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 30,810 | $562,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,933 | $559,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,278 | $558,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,081,000 | $557,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 18,128 | $556,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 21,348 | $556,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 18,331 | $555,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 50,381 | $555,000 | thousands by filing date | |
| ALCOA INC | 013817901 | COM | 54,734 | $555,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 18,115 | $554,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,302 | $553,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,884 | $553,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 32,300 | $553,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,313 | $552,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 11,510 | $551,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 10,000 | $543,000 | thousands by filing date | put |
| MEDTRONIC PLC | G5960L903 | CALL | 6,262 | $541,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 333,358 | $540,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 65,380 | $539,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,040 | $533,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 35,235 | $532,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 30,976 | $529,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,414 | $527,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $527,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 19,185 | $522,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,527 | $520,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 55,862 | $520,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,433 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,668 | $517,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 87,081 | $514,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,705 | $510,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 2,892 | $510,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 93,676 | $510,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $509,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18,448 | $509,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 34,478 | $508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 8,212 | $506,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 22,560 | $505,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 12,090 | $504,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 21,847 | $502,000 | thousands by filing date | |
| GAMING & LEISURE P | 36467J958 | COM | 15,000 | $502,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 416,000 | $500,000 | thousands by filing date | principal |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,900 | $497,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 44,782 | $495,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 9,967 | $494,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 2,784 | $491,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 3,202 | $489,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 361,000 | $488,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 52,004 | $487,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 30,976 | $486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 18,926 | $483,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,217 | $482,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 7,339 | $477,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,250 | $476,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 5,354 | $476,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 16,398 | $476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,049 | $475,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,149 | $474,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,103 | $474,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 15,750 | $472,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,463 | $471,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,739 | $470,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 105,373 | $469,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 43,540 | $468,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 10,589 | $465,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,565 | $465,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 7,372 | $465,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,474 | $463,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 26,600 | $462,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,180 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,637 | $458,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,210 | $457,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 84,465 | $454,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55,208 | $453,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 26,945 | $453,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,155 | $452,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 15,673 | $451,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,087 | $449,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,589 | $448,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 75,900 | $448,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,853 | $448,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 32,780 | $446,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 30,733 | $443,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,000 | $442,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,048 | $439,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,500 | $437,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 13,923 | $437,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 40,087 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,328 | $433,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516956 | PUT | 3,706 | $432,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 9,817 | $430,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,039 | $428,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,110 | $428,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 18,423 | $426,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 57,458 | $425,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 30,919 | $425,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,461 | $424,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 31,129 | $423,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 32,972 | $422,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,695 | $420,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,075 | $418,000 | thousands by filing date | |
| YELP INC | 985817905 | CL A | 10,000 | $417,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 17,068 | $416,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,720 | $416,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 35,799 | $415,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 72,797 | $413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 17,105 | $413,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,752 | $412,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 31,935 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,473 | $407,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 10,000 | $406,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 18,799 | $404,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 3,468 | $404,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 14,827 | $403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 12,000 | $401,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 43,500 | $401,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,250 | $400,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,474 | $399,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 16,288 | $397,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 36,257 | $397,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 10,931 | $396,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |