13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,821 | $393,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 22,996 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,083 | $392,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,307 | $392,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,164 | $390,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 36,733 | $389,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $389,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 27,872 | $384,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 35,000 | $383,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 80,458 | $382,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,269 | $382,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 108,876 | $380,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 31,575 | $379,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,013 | $378,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 41,714 | $378,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 17,800 | $377,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 19,426 | $376,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,110 | $376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,646 | $374,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 61,332 | $374,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 6,251 | $372,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,000 | $371,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,021 | $370,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,290 | $370,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 20,752 | $369,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 7,278 | $367,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 16,648 | $365,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 233,900 | $365,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 11,294 | $364,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,583 | $363,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 26,792 | $357,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 18,869 | $355,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,401 | $354,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,437 | $354,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,832 | $354,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,975 | $351,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,300 | $351,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,016 | $351,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,654 | $350,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 58,583 | $350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,348 | $348,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 9,043 | $348,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,162 | $347,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 25,545 | $346,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U955 | COM | 50,000 | $346,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 10,955 | $345,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,150 | $343,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 48,364 | $343,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 7,081 | $342,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 55,300 | $342,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,079 | $341,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,000 | $341,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 16,000 | $341,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 45,894 | $341,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 86,455 | $337,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 9,691 | $335,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,114 | $333,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 14,860 | $333,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 12,443 | $328,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 23,785 | $327,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 31,687 | $327,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 37,151 | $327,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,942 | $326,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,234 | $326,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 59,048 | $325,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24,200 | $324,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 21,823 | $323,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 11,455 | $322,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 26,021 | $321,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,390 | $319,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 16,702 | $319,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139954 | COM NEW | 17,300 | $318,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 328,000 | $318,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 12,365 | $317,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,061 | $316,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 23,033 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 26,667 | $315,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 28,640 | $313,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,343 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,482 | $312,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 8,060 | $312,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 37,376 | $312,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,400 | $311,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 14,211 | $309,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,136 | $308,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 31,786 | $308,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,056 | $305,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 10,758 | $303,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 28,352 | $303,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 43,240 | $297,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 161,540 | $294,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 18,462 | $292,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 11,914 | $291,000 | thousands by filing date | call |
| LIBERTY TAX INC | 53128T102 | CL A | 22,806 | $291,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 50,172 | $290,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,594 | $290,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 10,016 | $288,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 18,655 | $283,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 53,263 | $283,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 100,040 | $282,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 106,919 | $281,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,694 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,049 | $277,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,177 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 6,971 | $276,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,000 | $276,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 18,954 | $276,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,500 | $276,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,137 | $274,000 | thousands by filing date | |
| CENTURYLINK INC | 156700906 | COM | 10,000 | $274,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,974 | $273,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $273,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,865 | $273,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,420 | $271,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 24,412 | $271,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,360 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,125 | $270,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,074 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 56,300 | $268,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 57,705 | $267,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES | N53745950 | NV PUT | 3,300 | $266,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,478 | $265,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,675 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 8,146 | $264,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,244 | $261,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,496 | $259,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 17,095 | $259,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,857 | $258,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 4,900 | $257,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,400 | $256,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,734 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,026 | $256,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,141 | $256,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 13,838 | $253,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 6,862 | $253,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 120,000 | $251,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 104,046 | $250,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,651 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,082 | $249,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 13,632 | $249,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,208 | $246,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,469 | $246,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,289 | $246,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 15,978 | $246,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 81,666 | $246,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,675 | $243,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 381,700 | $243,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 22,839 | $242,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,776 | $241,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 21,841 | $241,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 31,340 | $240,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 9,688 | $240,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,507 | $237,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 31,979 | $237,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890909 | COM | 6,200 | $236,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 53,316 | $235,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,698 | $235,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,371 | $234,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,166 | $232,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 3,365 | $231,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 13,735 | $231,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 7,300 | $230,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 10,644 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,773 | $229,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 11,500 | $227,000 | thousands by filing date | put |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 10,228 | $227,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,235 | $225,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,202 | $224,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,925 | $224,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 8,705 | $224,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,002 | $224,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 61,971 | $224,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 21,767 | $223,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,600 | $222,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 10,855 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,939 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,951 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,849 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,509 | $218,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,390 | $218,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 8,316 | $214,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,592 | $213,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,247 | $213,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $211,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,077 | $211,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 20,952 | $211,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,625 | $210,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 16,808 | $210,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 78,975 | $209,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,026 | $208,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 46,519 | $207,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,882 | $207,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,482 | $207,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,290 | $206,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,987 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 19,587 | $206,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,958 | $205,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 12,741 | $204,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,241 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,185 | $203,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,700 | $203,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,140 | $203,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 18,010 | $202,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,384 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,598 | $201,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 24,193 | $201,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 30,367 | $200,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 30,060 | $199,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,991 | $198,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,525 | $198,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 14,240 | $198,000 | thousands by filing date | |
| INFOSYS LTD | 456788908 | SPONSORED ADR | 12,453 | $197,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 47,709 | $196,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,449 | $195,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 23,588 | $195,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 38,222 | $195,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 29,089 | $195,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 55,069 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 11,093 | $194,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 8,355 | $194,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,281 | $193,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,398 | $193,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,900 | $193,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,004 | $192,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,500 | $192,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,910 | $192,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 14,392 | $192,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 5,445 | $191,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,399 | $191,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,775 | $189,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,490 | $189,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,257 | $188,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,663 | $188,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 44,411 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 7,189 | $186,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,973 | $185,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 14,273 | $185,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 9,294 | $184,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,258 | $183,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,400 | $183,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 31,466 | $183,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 7,816 | $181,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 3,571 | $180,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,000 | $179,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,818 | $177,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 1,400 | $177,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 27,467 | $175,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,522 | $175,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,562 | $175,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 37,122 | $174,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 9,622 | $174,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,796 | $173,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 2,800 | $173,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,333 | $172,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,187 | $172,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 6,665 | $171,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,077 | $170,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 20,800 | $170,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 15,556 | $169,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 8,532 | $169,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,338 | $166,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 10,164 | $166,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 121,186 | $166,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 8,577 | $165,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 34,808 | $164,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 15,720 | $164,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,118 | $164,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,880 | $163,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 9,560 | $162,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,178 | $162,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 6,330 | $162,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 2,000 | $161,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,310 | $160,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 20,812 | $160,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 76,769 | $158,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 52,590 | $157,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,779 | $157,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 102,450 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,382 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,656 | $156,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,192 | $156,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,636 | $154,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,786 | $153,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,330 | $152,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,500 | $152,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 45,690 | $151,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 19,504 | $150,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 21,087 | $149,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,694 | $149,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,504 | $148,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 12,200 | $148,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,230 | $147,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 18,164 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,024 | $146,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 65,000 | $146,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 9,000 | $145,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,245 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 5,939 | $144,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 5,000 | $144,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,061 | $143,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 12,352 | $143,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 130,000 | $143,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 5,852 | $142,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 2,100 | $140,000 | thousands by filing date | call |
| KRATON PERFORMANCE POLYMERS | 50077C906 | COM | 4,000 | $140,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 1,893 | $139,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,800 | $139,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 9,000 | $139,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,781 | $139,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,200 | $138,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 5,039 | $138,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,656 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,072 | $137,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,912 | $135,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,796 | $134,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 25,352 | $134,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 3,520 | $134,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,306 | $133,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 34,462 | $133,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,854 | $132,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 9,297 | $132,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 73,835 | $131,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,874 | $130,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,689 | $130,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,807 | $130,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 18,892 | $129,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,067 | $128,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,200 | $128,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 111,662 | $128,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,848 | $127,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,786 | $125,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $125,000 | thousands by filing date | put |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,800 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,415 | $124,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 123,000 | $124,000 | thousands by filing date | principal |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,566 | $123,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617908 | CALL | 5,000 | $123,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,168 | $122,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,569 | $122,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 8,529 | $122,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 49,056 | $121,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 52,862 | $121,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3,642 | $120,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,689 | $118,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 27,109 | $118,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 6,288 | $118,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,097 | $117,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 3,600 | $117,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 70,647 | $117,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,200 | $116,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,371 | $116,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,600 | $115,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,300 | $115,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,132 | $114,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,069 | $114,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,218 | $114,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,871 | $114,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,145 | $113,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 77,814 | $113,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,150 | $112,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,938 | $112,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,054 | $112,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,972 | $110,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,831 | $109,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 8,253 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,818 | $108,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 49,411 | $108,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 30,284 | $108,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 854 | $108,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 12,098 | $107,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 4,900 | $107,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,478 | $105,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 5,012 | $105,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,479 | $105,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,358 | $104,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 959 | $104,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 8,272 | $104,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 4,478 | $104,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,493 | $103,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,245 | $102,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 6,400 | $102,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,070 | $102,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,354 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,291 | $101,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,334 | $101,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,826 | $101,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,192 | $100,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 9,636 | $99,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,720 | $99,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 100,000 | $99,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,665 | $98,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 86,386 | $98,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 4,302 | $98,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,000 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 967 | $97,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,676 | $97,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,443 | $97,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,940 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,220 | $96,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 3,017 | $96,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 5,700 | $95,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 100,000 | $95,000 | thousands by filing date | principal |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 3,830 | $94,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 9,611 | $93,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,400 | $92,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,789 | $92,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,971 | $91,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,731 | $91,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 3,900 | $90,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,946 | $90,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,290 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,063 | $89,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $89,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,463 | $89,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,800 | $89,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,300 | $88,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,755 | $88,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,771 | $87,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,741 | $87,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 623 | $85,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,300 | $85,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,700 | $84,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 823 | $84,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,295 | $84,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,158 | $83,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,594 | $83,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 61,431 | $83,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,426 | $82,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,412 | $82,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 12,845 | $82,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 9,248 | $82,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,215 | $81,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,805 | $81,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,515 | $80,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,562 | $80,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,038 | $80,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 600 | $79,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,473 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,224 | $79,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 6,673 | $79,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 13,278 | $78,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,204 | $78,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,666 | $78,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 38,014 | $78,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823906 | COM | 1,100 | $78,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $78,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 1,306 | $77,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,440 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,509 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,995 | $77,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,520 | $76,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,800 | $76,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,448 | $76,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,604 | $76,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 230,822 | $76,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,347 | $75,000 | thousands by filing date | |
| ENDO INTL PLC | G30401956 | PUT | 3,700 | $75,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,703 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 887 | $73,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 9,918 | $73,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 77,000 | $73,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,689 | $72,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 6,838 | $72,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,500 | $71,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,225 | $71,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,616 | $71,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,250 | $71,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,511 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 909 | $70,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,761 | $70,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,000 | $69,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,200 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 968 | $69,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,127 | $69,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 12,414 | $69,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 8,197 | $69,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 23,484 | $69,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,007 | $69,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,053 | $68,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 882 | $68,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,105 | $68,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $68,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 46,128 | $68,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,770 | $68,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,300 | $67,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,287 | $67,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,375 | $67,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,825 | $66,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 400 | $66,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,344 | $66,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 63,747 | $65,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 33,802 | $65,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,983 | $65,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 9,687 | $65,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 5,681 | $65,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 60,000 | $65,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $65,000 | thousands by filing date | principal |
| TRAVELZOO | 89421Q205 | CMN | 5,003 | $64,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 60,000 | $64,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |