13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,588 holding rows worth $406,327,136,000.
- Accession
- 0000019617-16-001154
- Filer
- CIK 19617
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,428 entries on the cover page, a total value of $406,327,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,327,136,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 822,725 | $35,303,000 | thousands by filing date | |
| STRATEGY INC | 594972958 | COM NEW | 210,147 | $35,187,000 | thousands by filing date | put |
| STRATEGY INC | 594972908 | CALL | 210,147 | $35,187,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,051,654 | $35,105,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U903 | CALL | 1,250,000 | $35,063,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,957,534 | $35,040,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 1,183,000 | $35,040,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 324,462 | $35,022,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 708,557 | $34,904,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 824,378 | $34,903,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,227,747 | $34,856,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 27,122,000 | $34,782,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,594,803 | $34,693,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 511,450 | $34,670,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,322,524 | $34,652,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 511,354 | $34,629,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 550,600 | $34,554,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 578,096 | $34,546,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 722,441 | $34,531,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 443,162 | $34,475,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 708,596 | $34,438,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 34,640,000 | $34,344,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 665,711 | $34,289,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 265,670 | $34,186,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,132,779 | $34,060,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 902,224 | $34,059,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 280,809 | $34,038,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 578,972 | $34,032,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,980,933 | $33,993,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 31,003,000 | $33,956,000 | thousands by filing date | principal |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,607,239 | $33,868,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 883,305 | $33,822,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 584,098 | $33,790,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,361,411 | $33,782,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,427,170 | $33,766,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,701,695 | $33,660,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 728,695 | $33,592,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 972,760 | $33,579,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,353,831 | $33,575,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 269,187 | $33,537,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 824,260 | $33,473,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 447,016 | $33,460,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,036,425 | $33,458,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 478,923 | $33,457,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 769,360 | $33,268,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363909 | CALL | 423,574 | $33,246,000 | thousands by filing date | call |
| PFIZER INC | 717081953 | PUT | 981,320 | $33,237,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 272,758 | $33,184,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 392,001 | $33,174,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,276,799 | $33,036,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,329,836 | $32,993,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 544,341 | $32,938,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,164,529 | $32,922,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 472,243 | $32,750,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,361,200 | $32,738,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 995,999 | $32,728,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,513,787 | $32,728,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,059,047 | $32,718,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,128,891 | $32,648,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,588,379 | $32,637,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,730,042 | $32,594,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 653,250 | $32,486,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,751,066 | $32,407,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,197,886 | $32,210,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 450,795 | $32,170,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 12,453,000 | $32,157,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 29,370,000 | $32,014,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 31,206,000 | $32,006,000 | thousands by filing date | principal |
| SLB LIMITED | 806857958 | PUT | 406,818 | $31,992,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 945,808 | $31,902,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,454,874 | $31,887,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 694,144 | $31,875,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,573,140 | $31,752,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 711,651 | $31,711,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,183,596 | $31,598,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 960,624 | $31,518,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,122,658 | $31,507,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,910,024 | $31,486,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,230,762 | $31,432,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,016,944 | $31,323,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,242,539 | $31,299,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,181,750 | $31,210,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 675,761 | $31,207,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 639,898 | $31,201,000 | thousands by filing date | |
| DISNEY WALT CO | 254687956 | PUT | 335,777 | $31,180,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 583,637 | $31,160,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 811,985 | $31,156,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 441,160 | $31,124,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 25,426,000 | $31,032,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 931,418 | $31,016,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 286,461 | $30,923,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,017,119 | $30,799,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,618,334 | $30,780,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,047,934 | $30,663,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,147,304 | $30,633,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 288,892 | $30,603,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 263,848 | $30,593,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,050,116 | $30,579,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 12,896,600 | $30,564,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 2,300,200 | $30,524,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 2,300,000 | $30,521,000 | thousands by filing date | call |
| COCA COLA CO | 191216900 | CALL | 720,790 | $30,504,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 24,979 | $30,496,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 941,242 | $30,496,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 998,202 | $30,446,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,394,109 | $30,280,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 458,014 | $30,266,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 29,047,000 | $30,224,000 | thousands by filing date | principal |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 268,014 | $30,219,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,107,299 | $30,203,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 388,152 | $30,161,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 579,589 | $30,133,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 810,202 | $29,979,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 494,353 | $29,903,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 8,743,000 | $29,885,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 518,452 | $29,874,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 773,274 | $29,817,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 511,829 | $29,798,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,674,467 | $29,734,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 251,532 | $29,713,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,173,645 | $29,540,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,425,523 | $29,495,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 571,117 | $29,348,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 194,900 | $29,301,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 184,214 | $29,262,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 764,844 | $29,155,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,980,550 | $29,134,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,086,911 | $29,097,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 5,595,165 | $29,095,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 926,587 | $29,021,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 801,745 | $29,015,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,035,413 | $28,984,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 285,652 | $28,892,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,092,640 | $28,889,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 831,283 | $28,870,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 1,052,400 | $28,867,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 1,983,163 | $28,796,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 860,461 | $28,740,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,264,155 | $28,709,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 541,050 | $28,692,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 718,643 | $28,688,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 449,630 | $28,660,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 539,832 | $28,624,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 413,407 | $28,607,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 26,551,000 | $28,568,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 1,291,629 | $28,519,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 451,451 | $28,446,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 457,550 | $28,446,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 886,700 | $28,428,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 527,892 | $28,369,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 220,117 | $28,353,000 | thousands by filing date | |
| INTEL CORP | 458140950 | PUT | 750,872 | $28,345,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 610,784 | $28,329,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 169,779 | $28,321,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,723,687 | $28,251,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 425,712 | $28,242,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,311,242 | $28,079,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 388,311 | $28,060,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 212,910 | $28,049,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 1,467,930 | $27,949,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 516,946 | $27,946,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 756,200 | $27,927,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 383,106 | $27,829,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 646,474 | $27,767,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 653,714 | $27,730,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 350,055 | $27,724,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 517,223 | $27,671,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 280,905 | $27,666,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 166,260 | $27,531,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 276,703 | $27,522,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 30,443,000 | $27,517,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 500,916 | $27,511,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 363,547 | $27,419,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 557,355 | $27,411,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 456,532 | $27,383,000 | thousands by filing date | |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 2,083,693 | $27,276,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,829,155 | $27,255,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,690,723 | $27,221,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 705,764 | $27,207,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 566,927 | $27,202,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 464,800 | $27,200,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 345,737 | $27,139,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 694,147 | $27,092,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 505,547 | $27,082,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 471,391 | $27,039,000 | thousands by filing date | |
| CUBESMART | 229663909 | COM | 991,766 | $27,036,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 26,447,000 | $27,009,000 | thousands by filing date | principal |
| F5 INC COM | 315616102 | Stock | 215,968 | $26,919,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 765,225 | $26,905,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,184,421 | $26,899,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 4,796,655 | $26,670,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,542,001 | $26,662,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 425,575 | $26,586,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 443,200 | $26,548,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,833,510 | $26,530,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 356,832 | $26,502,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 316,746 | $26,477,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 725,075 | $26,429,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 84,372 | $26,411,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 913,747 | $26,399,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 492,378 | $26,391,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 601,740 | $26,344,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,141,913 | $26,298,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 515,612 | $26,244,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 446,828 | $26,238,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 26,500,000 | $26,235,000 | thousands by filing date | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 667,499 | $26,220,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 265,349 | $26,214,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,989,575 | $26,203,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 944,852 | $26,040,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 1,125,326 | $25,938,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 401,594 | $25,916,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 646,852 | $25,906,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 535,379 | $25,805,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 346,560 | $25,787,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 913,161 | $25,770,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 670,000 | $25,768,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 226,770 | $25,754,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,939,224 | $25,717,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 5,307,865 | $25,637,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 675,549 | $25,570,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 276,845 | $25,538,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226959 | Cmn | 883,666 | $25,520,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,141,516 | $25,514,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 338,649 | $25,399,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 231,659 | $25,385,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,477,491 | $25,369,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A904 | COM | 213,500 | $25,347,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 962,106 | $25,342,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 853,918 | $25,293,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,778,418 | $25,284,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 534,545 | $25,247,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 391,526 | $25,187,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 684,100 | $25,045,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 403,933 | $25,035,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 342,159 | $25,013,000 | thousands by filing date | |
| UBS GROUP AG | H42097907 | SHS | 1,834,017 | $24,980,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,444,554 | $24,904,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 418,782 | $24,896,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 1,050,600 | $24,847,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 652,256 | $24,616,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 338,717 | $24,597,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 962,442 | $24,572,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 665,326 | $24,557,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,123,788 | $24,521,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,216,800 | $24,517,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 407,829 | $24,515,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 537,781 | $24,513,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 411,146 | $24,480,000 | thousands by filing date | |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 1,950,000 | $24,453,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,929,963 | $24,394,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 4,139,354 | $24,380,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 308,531 | $24,378,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 970,588 | $24,378,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 962,547 | $24,314,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 22,750,000 | $24,268,000 | thousands by filing date | principal |
| VIACOM INC | 92553P201 | CL B | 635,915 | $24,228,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 605,481 | $24,147,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 208,954 | $24,105,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 417,871 | $24,045,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,036,328 | $24,043,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV | N53745900 | SHS - A - | 297,700 | $24,012,000 | thousands by filing date | call |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 961,000 | $23,996,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 618,383 | $23,982,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,241,115 | $23,953,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,054,535 | $23,854,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 475,227 | $23,823,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 355,150 | $23,731,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 1,467,194 | $23,681,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 662,099 | $23,643,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 398,317 | $23,592,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 527,573 | $23,530,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 896,863 | $23,507,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,069,456 | $23,485,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 355,561 | $23,418,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,121,247 | $23,345,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,038,230 | $23,338,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 477,018 | $23,296,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 445,817 | $23,232,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,598,635 | $23,213,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,522,028 | $23,211,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 980,772 | $23,116,000 | thousands by filing date | |
| MONSANTO CO | 61166W901 | COM | 226,164 | $23,114,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 2,966,163 | $23,106,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,307,986 | $23,047,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 873,847 | $23,044,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,691,572 | $23,039,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 23,791,000 | $22,865,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 439,965 | $22,860,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 148,292 | $22,826,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 620,233 | $22,743,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 272,154 | $22,681,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 422,714 | $22,668,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 269,216 | $22,653,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 391,956 | $22,577,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 1,032,162 | $22,500,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 311,605 | $22,446,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 2,065,000 | $22,426,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 278,539 | $22,425,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 536,548 | $22,422,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,559,482 | $22,422,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 811,900 | $22,376,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,780,131 | $22,341,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 655,004 | $22,309,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 609,322 | $22,308,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,077,009 | $22,294,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,357,913 | $22,270,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 925,513 | $22,267,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 863,053 | $22,265,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 949,827 | $22,198,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 702,518 | $22,179,000 | thousands by filing date | |
| MICROSOFT CORP | 594918954 | PUT | 384,830 | $22,166,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 307,010 | $22,142,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,105,171 | $22,103,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,021,714 | $22,100,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,783,225 | $22,094,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 801,824 | $22,002,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 210,034 | $21,955,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,529,958 | $21,817,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 537,480 | $21,714,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 129,192 | $21,711,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 494,100 | $21,691,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 544,940 | $21,635,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 965,225 | $21,620,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,058,091 | $21,606,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 778,136 | $21,593,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,185,590 | $21,529,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 241,893 | $21,422,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 442,651 | $21,327,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 20,112,000 | $21,287,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 176,405 | $21,250,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 236,296 | $21,208,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 440,939 | $21,205,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 305,406 | $21,131,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 249,168 | $21,104,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q952 | PUT | 619,200 | $21,096,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 608,265 | $21,082,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 655,240 | $21,040,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 707,345 | $21,016,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 489,870 | $20,976,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 632,822 | $20,908,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 644,441 | $20,899,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 281,468 | $20,828,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 22,507,000 | $20,819,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 659,583 | $20,784,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,334,403 | $20,777,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 18,978,000 | $20,731,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 4,772,358 | $20,712,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,573,514 | $20,707,000 | thousands by filing date | |
| ISHARES TR | 464288957 | MSCI ACWI ETF | 350,000 | $20,685,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 527,203 | $20,576,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 505,666 | $20,535,000 | thousands by filing date | put |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 500,000 | $20,485,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 2,760,768 | $20,485,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 460,546 | $20,472,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 18,569,000 | $20,417,000 | thousands by filing date | principal |
| INTELIQUENT INC | 45825N107 | COM | 1,264,913 | $20,416,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 257,197 | $20,404,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 534,252 | $20,403,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 696,197 | $20,336,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 341,639 | $20,325,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 266,699 | $20,266,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 16,850,000 | $20,243,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 159,823 | $20,216,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 316,198 | $20,201,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287958 | PUT | 260,000 | $20,132,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 14,772,000 | $20,097,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 486,790 | $20,085,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 69,464 | $20,082,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 980,495 | $20,062,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 13,224,000 | $20,059,000 | thousands by filing date | principal |
| TOTAL SYS SVCS INC | 891906109 | COM | 424,329 | $20,006,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 823,802 | $19,985,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 281,549 | $19,974,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,335,145 | $19,966,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 325,410 | $19,954,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 13,104,000 | $19,954,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,231,650 | $19,941,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 429,676 | $19,876,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,063,886 | $19,842,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,278,369 | $19,799,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 641,494 | $19,745,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 293,124 | $19,727,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 933,344 | $19,619,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 20,434,000 | $19,591,000 | thousands by filing date | principal |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,101,032 | $19,576,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 450,000 | $19,562,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 1,241,980 | $19,500,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 269,816 | $19,464,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 500,299 | $19,456,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 15,800,000 | $19,394,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 199,019 | $19,388,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 698,638 | $19,387,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 708,375 | $19,332,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 33,059 | $19,307,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 549,072 | $19,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 197,942 | $19,273,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 175,500 | $19,270,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 163,587 | $19,257,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,236,775 | $19,257,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 192,316 | $19,245,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 18,801,000 | $19,215,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 157,032 | $19,186,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,244,717 | $19,147,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,363,131 | $19,146,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558953 | PUT | 241,750 | $19,127,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 483,250 | $19,083,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 10,067,000 | $19,009,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 1,453,011 | $19,005,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 675,571 | $19,004,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,099,659 | $18,958,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 538,119 | $18,933,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 147,244 | $18,887,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 382,155 | $18,848,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 742,800 | $18,614,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 596,571 | $18,566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 700,000 | $18,564,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,304,886 | $18,530,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 545,055 | $18,494,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 307,273 | $18,480,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 354,985 | $18,463,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,826,045 | $18,461,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 360,345 | $18,406,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 1,089,037 | $18,383,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 3,019,114 | $18,296,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 233,623 | $18,288,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 731,193 | $18,287,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 214,485 | $18,239,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 817,253 | $18,208,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 1,000,000 | $18,200,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,039,994 | $18,158,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,372,090 | $18,085,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,621,450 | $18,047,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 822,635 | $18,040,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 640,129 | $17,999,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,927,518 | $17,985,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 376,623 | $17,965,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 2,030,072 | $17,925,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 255,687 | $17,894,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 13,804,000 | $17,891,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505904 | CALL | 1,142,728 | $17,884,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 374,744 | $17,826,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 91,800 | $17,796,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 188,817 | $17,789,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 1,000,000 | $17,720,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 241,496 | $17,715,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 914,609 | $17,706,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 537,597 | $17,681,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 407,189 | $17,664,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 545,240 | $17,611,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 644,634 | $17,572,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,695,035 | $17,572,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 353,268 | $17,558,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 5,888,000 | $17,554,000 | thousands by filing date | principal |
| INNOSPEC INC | 45768S105 | COM | 288,423 | $17,539,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,490,877 | $17,533,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 395,423 | $17,518,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,060,738 | $17,516,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 270,309 | $17,514,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 551,200 | $17,512,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 392,806 | $17,496,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 243,352 | $17,438,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 241,022 | $17,434,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 944,425 | $17,377,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 344,135 | $17,306,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,704,873 | $17,254,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 655,914 | $17,172,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 231,100 | $17,134,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 230,062 | $17,133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 434,500 | $17,117,000 | thousands by filing date | call |
| TYSON FOODS | 902494301 | COM | 208,594 | $17,076,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 873,116 | $17,051,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 464,477 | $17,024,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,313,663 | $16,986,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 215,004 | $16,971,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,406,188 | $16,945,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 389,210 | $16,917,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,176,075 | $16,877,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 412,101 | $16,871,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 791,942 | $16,828,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 840,931 | $16,827,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15,500,000 | $16,786,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 562,587 | $16,731,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 679,803 | $16,642,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 210,975 | $16,612,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 439,956 | $16,591,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 249,961 | $16,583,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 343,101 | $16,552,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 92,276 | $16,542,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 193,115 | $16,510,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 521,399 | $16,487,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 715,257 | $16,486,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 1,545,000 | $16,470,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 34,189 | $16,458,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 265,751 | $16,456,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 302,756 | $16,449,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 741,405 | $16,444,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 396,702 | $16,395,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 174,074 | $16,320,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 224,900 | $16,267,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-001154 | this filing | 2016-11-04 | acceptance time not in the bulk data set |