13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 140,000 | $1,203,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 62,400 | $1,201,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 403,547 | $1,199,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 22,733 | $1,197,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 470,862 | $1,192,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 62,600 | $1,191,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 266,174 | $1,190,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 46,165 | $1,189,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 22,260 | $1,188,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 15,000 | $1,186,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 59,475 | $1,183,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 83,057 | $1,183,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 90,000 | $1,175,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 64,268 | $1,175,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 48,466 | $1,165,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 791,000 | $1,159,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 90,450 | $1,158,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 84,475 | $1,156,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 100,837 | $1,155,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 7,618 | $1,154,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 86,888 | $1,151,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 65,028 | $1,151,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 38,553 | $1,150,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 21,424 | $1,150,000 | thousands by filing date | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 10,393 | $1,147,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 40,000 | $1,146,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 25,265 | $1,145,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,727 | $1,144,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 111,349 | $1,130,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 176,350 | $1,128,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 174,814 | $1,119,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,110 | $1,111,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 29,663 | $1,110,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 110,628 | $1,109,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 121,150 | $1,109,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 21,198 | $1,108,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 151,501 | $1,103,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 26,421 | $1,102,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,101,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 36,390 | $1,100,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS I | 55405Y900 | COM | 25,100 | $1,099,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 27,450 | $1,097,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,983,000 | $1,097,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 32,444 | $1,096,000 | thousands by filing date | |
| ISHARES INC | 464286905 | MSCI TURKEY ETF | 25,000 | $1,096,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 21,240 | $1,093,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,661 | $1,089,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 30,943 | $1,087,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 32,358 | $1,087,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 118,000 | $1,086,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 41,387 | $1,086,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 156,355 | $1,082,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 56,025 | $1,080,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 121,157 | $1,078,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 51,938 | $1,076,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 19,288 | $1,075,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,389 | $1,071,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 5,600 | $1,069,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 239,813 | $1,062,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 56,200 | $1,061,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,400 | $1,060,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 16,571 | $1,052,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 180,000 | $1,051,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 94,381 | $1,050,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 85,389 | $1,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 21,934 | $1,045,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851952 | PUT | 11,000 | $1,043,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 17,130 | $1,042,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 55,754 | $1,042,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 113,167 | $1,041,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 524,000 | $1,041,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 59,805 | $1,039,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 28,242 | $1,036,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 58,212 | $1,035,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 100,000 | $1,034,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,500,000 | $1,031,000 | thousands by filing date | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,937 | $1,028,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,515,000 | $1,025,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 16,785 | $1,022,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 25,000 | $1,015,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 53,775 | $1,014,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 12,300 | $1,014,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,121 | $1,008,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 86,145 | $1,006,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,095 | $1,005,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 162,510 | $1,004,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 18,046 | $1,003,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 127,594 | $1,002,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,709 | $1,001,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 28,582 | $999,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 20,665 | $993,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 12,900 | $993,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,790 | $985,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 127,100 | $983,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 15,820 | $981,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 932,000 | $977,000 | thousands by filing date | principal |
| AVEXIS INC | 05366U100 | COM | 35,825 | $976,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20,608 | $972,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688955 | COM | 30,600 | $972,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 21,052 | $968,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 19,340 | $968,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454908 | CALL | 28,600 | $965,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 81,485 | $963,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 154,761 | $963,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,462 | $961,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 297,533 | $961,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 18,597 | $957,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 57,758 | $955,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 925,000 | $954,000 | thousands by filing date | principal |
| WD 40 CO COM | 929236107 | Stock | 8,819 | $952,000 | thousands by filing date | |
| CENCORA INC | 03073E955 | PUT | 11,000 | $952,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 50,954 | $951,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 47,675 | $951,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F953 | COM | 50,000 | $950,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F903 | CALL | 50,000 | $950,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,384 | $949,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 16,726 | $947,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 24,439 | $947,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 48,943 | $946,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 35,301 | $944,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 16,036 | $941,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 97,603 | $939,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20,866 | $938,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 372,525 | $938,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 81,150 | $934,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 73,960 | $931,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 106,300 | $928,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 116,250 | $922,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 18,922 | $921,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 18,423 | $920,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 141,461 | $919,000 | thousands by filing date | |
| EPR PPTYS | 26884U909 | COM SH BEN INT | 13,800 | $919,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 32,844 | $919,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 21,559 | $915,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 26,982 | $914,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 70,468 | $912,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 96,450 | $909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,617 | $905,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,798 | $904,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,177 | $902,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 33,235 | $901,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 303,570 | $896,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 13,599 | $891,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,462 | $890,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 20,000 | $887,000 | thousands by filing date | put |
| WASTE MGMT INC DEL | 94106L909 | COM | 15,000 | $885,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 83,323 | $882,000 | thousands by filing date | |
| ROWAN COMPANIES PLC-A | G7665A951 | COM | 54,700 | $881,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 18,820 | $876,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 63,650 | $871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 26,372 | $867,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 60,614 | $867,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U955 | COM | 185,000 | $866,000 | thousands by filing date | put |
| NORDSTROM INC | 655664950 | COM | 15,000 | $858,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 21,584 | $853,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 23,800 | $848,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 161,400 | $836,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 18,774 | $831,000 | thousands by filing date | |
| UDR INC | 902653904 | CALL | 21,500 | $828,000 | thousands by filing date | call |
| FIVE BELOW INC | 33829M951 | PUT | 20,000 | $827,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,568 | $825,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 84,438 | $823,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 17,791 | $822,000 | thousands by filing date | |
| CYRUSONE INC | 23283R900 | COM | 18,000 | $822,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,579 | $821,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 509,043 | $820,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,430 | $816,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 46,154 | $812,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 85,864 | $811,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 12,736 | $811,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 45,047 | $807,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 11,264 | $806,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688905 | COM | 25,300 | $804,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 42,354 | $803,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 32,108 | $801,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 23,476 | $798,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,152 | $796,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 12,480 | $791,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 26,265 | $790,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 61,635 | $786,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 34,171 | $786,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,074 | $783,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 35,710 | $782,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 41,554 | $781,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 628,000 | $777,000 | thousands by filing date | principal |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 90,290 | $777,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 36,592 | $772,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 22,127 | $770,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 230,254 | $767,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 11,623 | $765,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 98,242 | $763,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 43,328 | $761,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,996 | $760,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 18,148 | $759,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 34,693 | $758,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 13,255 | $757,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 26,705 | $753,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 295,333 | $753,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 20,085 | $752,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12,716 | $748,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 13,012 | $747,000 | thousands by filing date | call |
| RELX NV | 75955B102 | SPONSORED ADR | 42,542 | $746,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 8,014 | $745,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 52,711 | $744,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 50,602 | $743,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 63,166 | $742,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,601 | $739,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 10,000 | $738,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 33,936 | $737,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 24,414 | $737,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 28,593 | $736,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 126,330 | $736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,192 | $735,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 15,000 | $730,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 132,406 | $728,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 661,625 | $728,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,170,000 | $728,000 | thousands by filing date | principal |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 757,108 | $728,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50,000 | $727,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 865,000 | $727,000 | thousands by filing date | principal |
| CABLEVISION SYSTEMS-NY GRP-A | 12686C959 | COM | 22,000 | $726,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,062 | $725,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,107 | $723,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 59,412 | $723,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 44,047 | $722,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 133,762 | $719,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 208,149 | $718,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 81,348 | $717,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,327,917 | $717,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G954 | ADR | 100,000 | $716,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 24,620 | $713,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 42,939 | $712,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 28,629 | $709,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 44,916 | $707,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 16,006 | $707,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 18,751 | $704,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 38,825 | $700,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 32,714 | $700,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 563,390 | $699,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 60,966 | $697,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 35,770 | $694,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 31,900 | $689,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 976,000 | $689,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 66,538 | $687,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 740,000 | $684,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 23,426 | $683,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 161,622 | $681,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 84,800 | $676,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 43,987 | $674,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 24,910 | $670,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 124,700 | $669,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 11,200 | $669,000 | thousands by filing date | put |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,232 | $667,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 35,380 | $665,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 30,237 | $665,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 36,200 | $665,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 32,788 | $664,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 57,465 | $664,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 21,762 | $664,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 45,285 | $662,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 15,000 | $659,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 25,492 | $658,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 562,600 | $658,000 | thousands by filing date | |
| CONTINENTAL RESOURCES INC/OK | 212015951 | COM | 21,600 | $656,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 91,658 | $655,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 35,234 | $655,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 62,900 | $654,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18,723 | $652,000 | thousands by filing date | |
| AETNA INC | 00817Y958 | COM | 5,800 | $652,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,967 | $651,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,384 | $650,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,987 | $650,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 58,305 | $647,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 20,498 | $646,000 | thousands by filing date | |
| BEST BUY INC | 086516901 | CALL | 19,900 | $646,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 25,434 | $643,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,950 | $639,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 20,523 | $635,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,305 | $633,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 65,575 | $632,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,293 | $631,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 22,557 | $629,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 15,865 | $626,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 19,529 | $626,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 9,280 | $624,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,754 | $623,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 81,800 | $622,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 55,983 | $622,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 29,760 | $621,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,199 | $620,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,593 | $619,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 56,692 | $616,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 48,914 | $614,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 529,286 | $614,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,436 | $613,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 27,968 | $611,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 38,043 | $611,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 39,467 | $611,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 5,272 | $609,000 | thousands by filing date | call |
| PRICELINE.COM INC | 741503953 | COM | 472 | $608,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 679,000 | $608,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 17,688 | $606,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 126,200 | $604,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 108,032 | $602,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,291 | $600,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,293,100 | $595,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 15,000 | $593,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,172 | $591,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 24,250 | $591,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 50,700 | $588,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 117,751 | $587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,655 | $583,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 10,000 | $583,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 22,595 | $580,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,917 | $580,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,284 | $579,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106958 | COM | 16,393 | $579,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,228 | $578,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 49,917 | $578,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 455,000 | $577,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 291,700 | $575,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 42,300 | $574,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 36,402 | $571,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 8,209 | $569,000 | thousands by filing date | put |
| XILINX INC | 983919951 | COM | 12,000 | $569,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 127,812 | $568,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,395 | $565,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 28,366 | $563,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 99,231 | $557,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,795 | $550,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 55,080 | $550,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,910 | $545,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q908 | COM | 20,000 | $543,000 | thousands by filing date | call |
| GREEN BANCORP INC | 39260X100 | COM | 71,700 | $542,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625X902 | CALL | 21,800 | $540,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 52,677 | $533,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 727,174 | $532,000 | thousands by filing date | principal |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,262 | $529,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 6,739 | $529,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 13,115 | $528,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 3,365 | $528,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 26,789 | $526,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 140,680 | $520,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16,502 | $518,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 88,000 | $517,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,443 | $516,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 14,700 | $516,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,103 | $514,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,980 | $513,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,181 | $513,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 10,000 | $511,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 3,600 | $511,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 551,000 | $511,000 | thousands by filing date | principal |
| ARTESIAN RES CORP | 043113208 | CL A | 18,214 | $509,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,504 | $508,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $508,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 15,000 | $508,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 172,144 | $506,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 76,078 | $506,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 13,825 | $503,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 978,000 | $502,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 9,175 | $498,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 24,546 | $493,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 17,500 | $490,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 16,223 | $490,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 31,255 | $489,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 18,858 | $489,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,696 | $488,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 11,691 | $486,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,368 | $484,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 3,600 | $480,000 | thousands by filing date | put |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $480,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,415 | $479,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 45,394 | $477,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 980,000 | $477,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,219 | $477,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 18,376 | $476,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 37,383 | $472,000 | thousands by filing date | |
| AMERIPRISE FINL INC | 03076C906 | COM | 5,000 | $470,000 | thousands by filing date | call |
| BP PLC | 055622954 | PUT | 15,500 | $468,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460953 | SP ADR PFD NEW | 62,875 | $468,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 4,746 | $466,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 99,468 | $466,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,823 | $462,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,756 | $460,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 30,805 | $460,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U958 | ADR REPSTG CL A | 100,000 | $458,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,800 | $457,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 36,974 | $457,000 | thousands by filing date | |
| US NATURAL GAS FUND LP | 912318901 | COM | 68,693 | $457,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 29,976 | $456,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,143 | $455,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 13,968 | $454,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 8,250 | $454,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 36,623 | $452,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 23,469 | $451,000 | thousands by filing date | |
| SWIFT TRANSN CO | 87074U951 | Option | 24,100 | $449,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U901 | Cmn | 24,100 | $449,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 90,364 | $449,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 24,121 | $448,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 27,950 | $447,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 44,242 | $447,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 96,169 | $439,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-SPON ADR | 225401908 | COM | 31,000 | $438,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 50,330 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,737 | $433,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,830 | $432,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,093 | $432,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,370 | $432,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 156,444 | $432,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 343,000 | $432,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 5,207 | $429,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 18,911 | $428,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,527 | $422,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 73,730 | $422,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,994 | $422,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 81,467 | $421,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16,959 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,067 | $417,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 65,200 | $417,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095958 | COM | 45,000 | $413,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,131 | $412,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 29,100 | $412,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 37,948 | $411,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 149,762 | $410,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 24,654 | $408,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,615 | $407,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 32,725 | $407,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 386,000 | $406,000 | thousands by filing date | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 28,914 | $405,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 24,517 | $404,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,801 | $400,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,055 | $397,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 8,273 | $397,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 6,200 | $396,000 | thousands by filing date | put |
| ISHARES TR | 46429B408 | CMN | 10,784 | $395,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 33,000 | $395,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 18,098 | $395,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,838 | $394,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 24,649 | $392,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 9,237 | $392,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,289 | $392,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 425,000 | $388,000 | thousands by filing date | principal |
| PRIMO WTR CORP | 74165N105 | COM | 38,336 | $387,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 15,780 | $387,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,967 | $386,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,850 | $383,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,583 | $383,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 268,917 | $382,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 58,300 | $382,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,536,434 | $382,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 12,006 | $379,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 16,437 | $378,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 69,924 | $378,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 62,234 | $377,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 31,557 | $376,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 15,444 | $372,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 21,383 | $371,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 26,491 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,924 | $370,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 30,389 | $370,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 409,000 | $368,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 159,825 | $366,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T954 | Cmn | 15,000 | $365,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,057 | $364,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,923 | $363,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 12,500 | $362,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 20,893 | $362,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 15,375 | $361,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 34,767 | $361,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,582 | $361,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,197 | $357,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,743 | $356,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 26,037 | $355,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 33,780 | $355,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 6,700 | $355,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 17,158 | $353,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,750 | $349,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 100,000 | $348,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,539 | $346,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,080 | $346,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 48,520 | $345,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 59,838 | $345,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 35,004 | $338,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 41,916 | $337,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 7,277 | $336,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 28,532 | $334,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC-A | 529771907 | COM | 10,000 | $334,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 51,990 | $332,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 2,100 | $331,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 11,341 | $330,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 18,300 | $329,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 64,394 | $329,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,957 | $327,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 18,313 | $325,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 43,947 | $325,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 13,139 | $325,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 320,900 | $324,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 39,953 | $322,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,275 | $320,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |