13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,365,000 | $3,022,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 223,874 | $3,011,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 3,023,000 | $3,009,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,918,282 | $3,007,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 379,007 | $3,005,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 25,450 | $3,002,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 72,153 | $2,999,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 177,506 | $2,997,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 108,077 | $2,995,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 227,840 | $2,994,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 53,745 | $2,980,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 268,980 | $2,974,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,930,000 | $2,965,000 | thousands by filing date | principal |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 28,561 | $2,961,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 75,557 | $2,957,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 185,129 | $2,955,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 186,000 | $2,950,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M959 | SPONSORED ADR | 490,000 | $2,945,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,023,000 | $2,940,000 | thousands by filing date | principal |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 139,334 | $2,938,000 | thousands by filing date | |
| DU PONT (E.I.) DE NEMOURS | 263534959 | COM | 46,400 | $2,938,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T904 | Cmn | 120,500 | $2,928,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 223,357 | $2,919,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 289,587 | $2,904,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 2,509,000 | $2,898,000 | thousands by filing date | principal |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 44,930 | $2,896,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 55,771 | $2,895,000 | thousands by filing date | |
| VCA ANTECH INC | 918194951 | Cmn | 50,000 | $2,885,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194901 | Cmn | 50,000 | $2,885,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q951 | PUT | 100,000 | $2,884,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 91,564 | $2,878,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 188,190 | $2,870,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754901 | COM | 50,000 | $2,848,000 | thousands by filing date | call |
| NOKIA CORP | 654902904 | CALL | 479,500 | $2,834,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 164,411 | $2,826,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 93,007 | $2,824,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 90,823 | $2,824,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 38,900 | $2,811,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 150,000 | $2,804,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 71,193 | $2,793,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 151,835 | $2,781,000 | thousands by filing date | |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $2,779,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 52,284 | $2,762,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 68,331 | $2,759,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 84,204 | $2,758,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 266,760 | $2,758,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 329,234 | $2,756,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 253,241 | $2,755,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 452,194 | $2,754,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 199,824 | $2,747,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 180,680 | $2,723,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 126,402 | $2,710,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 148,522 | $2,695,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 119,781 | $2,689,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 174,205 | $2,683,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 190,935 | $2,669,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 202,405 | $2,666,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 2,250,000 | $2,661,000 | thousands by filing date | principal |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 224,000 | $2,659,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 257,631 | $2,659,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 160,000 | $2,659,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 100,000 | $2,658,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 131,182 | $2,655,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 44,294 | $2,651,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 191,260 | $2,651,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,712,000 | $2,647,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 188,902 | $2,646,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 444,896 | $2,634,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 33,100 | $2,634,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 201,225 | $2,630,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 61,121 | $2,627,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 504,971 | $2,621,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 50,000 | $2,616,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 391,285 | $2,614,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 244,037 | $2,613,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 10,000 | $2,608,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 690,128 | $2,608,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742954 | CL B | 342,000 | $2,603,000 | thousands by filing date | put |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 2,874,000 | $2,603,000 | thousands by filing date | principal |
| HIBBETT INC | 428567101 | COM | 72,300 | $2,596,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 95,900 | $2,593,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 492,050 | $2,593,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 20,433 | $2,574,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,372,000 | $2,565,000 | thousands by filing date | principal |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 23,240 | $2,549,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 53,795 | $2,548,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 261,724 | $2,546,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 59,623 | $2,535,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 470,025 | $2,529,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 62,153 | $2,526,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 33,000 | $2,526,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 283,800 | $2,523,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 67,605 | $2,523,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 70,301 | $2,516,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 144,055 | $2,507,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 72,500 | $2,504,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 768,028 | $2,504,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 107,588 | $2,503,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 280,206 | $2,500,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,563,000 | $2,497,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 139,265 | $2,490,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,229 | $2,489,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 151,968 | $2,489,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 220,573 | $2,486,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 45,334 | $2,478,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 207,852 | $2,457,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 154,053 | $2,448,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 66,260 | $2,443,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 25,746 | $2,441,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 82,252 | $2,427,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 157,452 | $2,425,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 21,236 | $2,423,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 98,952 | $2,415,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V905 | CALL | 87,000 | $2,411,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 30,359 | $2,411,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 95,871 | $2,410,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 105,000 | $2,407,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 342,018 | $2,395,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 38,162 | $2,395,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 318,824 | $2,394,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 38,976 | $2,393,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 90,700 | $2,385,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 171,854 | $2,378,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 162,979 | $2,376,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 90,818 | $2,368,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 600,000 | $2,364,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 20,644 | $2,363,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,180 | $2,359,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 190,913 | $2,356,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,067,075 | $2,356,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 63,699 | $2,352,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 133,129 | $2,334,000 | thousands by filing date | |
| SPIRIT AIRLINES INC | 848577902 | Cmn | 48,600 | $2,332,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 79,815 | $2,330,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 274,200 | $2,317,000 | thousands by filing date | put |
| VALE S A | 91912E905 | SPONSORED ADS | 550,000 | $2,316,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 610,960 | $2,315,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,737,000 | $2,314,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 72,197 | $2,311,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 390,280 | $2,303,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 254,420 | $2,298,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 167,735 | $2,296,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833900 | CALL | 294,477 | $2,291,000 | thousands by filing date | call |
| LINKEDIN CORP - A | 53578A908 | COM | 20,000 | $2,287,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 163,589 | $2,287,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 49,925 | $2,286,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 697,561 | $2,281,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 45,613 | $2,279,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 63,678 | $2,273,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 228,579 | $2,263,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 35,940 | $2,260,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 387,458 | $2,259,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 139,976 | $2,258,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 78,096 | $2,243,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 250,000 | $2,238,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 19,754 | $2,228,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 33,929 | $2,216,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 127,130 | $2,206,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 168,487 | $2,202,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 125,541 | $2,198,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 437,153 | $2,194,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 266,950 | $2,192,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 125,829 | $2,187,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 35,158 | $2,183,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,011 | $2,181,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 82,205 | $2,179,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 64,487 | $2,168,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 171,775 | $2,162,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,079 | $2,160,000 | thousands by filing date | |
| EDISON INTL | 281020907 | COM | 30,000 | $2,157,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 37,201 | $2,156,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 61,994 | $2,154,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 155,110 | $2,154,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 165,801 | $2,152,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 41,000 | $2,145,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,858,000 | $2,141,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 385,466 | $2,139,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 100,826 | $2,138,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303902 | COM | 444,300 | $2,137,000 | thousands by filing date | call |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 2,070,000 | $2,137,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 1,682,000 | $2,131,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401956 | PUT | 75,600 | $2,128,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 82,390 | $2,120,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 40,000 | $2,118,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W906 | CALL | 38,400 | $2,114,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 22,439 | $2,106,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 67,887 | $2,098,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243V902 | CALL | 58,500 | $2,096,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC | 25278X959 | PUT | 27,000 | $2,084,000 | thousands by filing date | put |
| TWITTER INC | 90184L952 | COM | 125,294 | $2,074,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 146,006 | $2,073,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 70,132 | $2,073,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 7,930 | $2,064,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 40,218 | $2,062,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,097,000 | $2,060,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 23,650 | $2,056,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 75,725 | $2,056,000 | thousands by filing date | |
| UNILEVER N V -NY SHARES | 904784909 | COM | 46,000 | $2,055,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 50,000 | $2,051,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 113,970 | $2,046,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 5,536,325 | $2,045,000 | thousands by filing date | |
| TOTAL SA-SPON ADR | 89151E909 | COM | 45,000 | $2,044,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 185,318 | $2,040,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,263,000 | $2,039,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M959 | ADS | 26,900 | $2,032,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 102,422 | $2,024,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,353 | $2,022,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 74,637 | $2,019,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 112,217 | $2,018,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 15,000 | $2,018,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 202,343 | $2,009,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 50,000 | $2,006,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 47,753 | $2,003,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 61,068 | $2,003,000 | thousands by filing date | |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 75,000 | $1,996,000 | thousands by filing date | put |
| NEWFIELD EXPLORATION CO | 651290958 | COM | 60,000 | $1,995,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 112,446 | $1,992,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 148,474 | $1,992,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL | 712704905 | COM | 125,000 | $1,991,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 64,128 | $1,988,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 113,470 | $1,987,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 79,714 | $1,985,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 254,650 | $1,974,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 308,601 | $1,971,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 141,066 | $1,970,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 61,083 | $1,961,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 57,107 | $1,960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 43,917 | $1,959,000 | thousands by filing date | |
| IDEXX LABS INC | 45168D954 | PUT | 25,000 | $1,958,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 2,040,000 | $1,953,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 1,355,100 | $1,951,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 65,070 | $1,950,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 29,527 | $1,949,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 283,250 | $1,938,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 857,085 | $1,937,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 169,900 | $1,929,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 117,858 | $1,928,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,089 | $1,925,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57,816 | $1,925,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 69,519 | $1,925,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 36,837 | $1,919,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 145,360 | $1,915,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 105,278 | $1,912,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 169,711 | $1,910,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 50,100 | $1,907,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 94,306 | $1,904,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,234,000 | $1,893,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 119,443 | $1,892,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,139,004 | $1,891,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 56,617 | $1,886,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 247,522 | $1,885,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 139,900 | $1,877,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 239,000 | $1,871,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 35,619 | $1,863,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 153,656 | $1,862,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 102,600 | $1,861,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 142,925 | $1,858,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 45,653 | $1,853,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 184,436 | $1,853,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 66,554 | $1,849,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 43,148 | $1,839,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 5,400 | $1,839,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 99,188 | $1,835,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 18,203 | $1,834,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 48,856 | $1,820,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 128,930 | $1,811,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,965,000 | $1,808,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,952,000 | $1,806,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T953 | PUT | 25,000 | $1,804,000 | thousands by filing date | put |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 1,918,000 | $1,804,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 787,200 | $1,803,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 55,810 | $1,796,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 268,519 | $1,796,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 29,007 | $1,787,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 30,857 | $1,787,000 | thousands by filing date | |
| RANGE RES CORP | 75281A909 | COM | 55,000 | $1,781,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 79,090 | $1,778,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 101,700 | $1,773,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308909 | COM | 17,300 | $1,772,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 216,010 | $1,767,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 61,179 | $1,765,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 111,500 | $1,765,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 71,117 | $1,764,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 53,300 | $1,758,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 186,512 | $1,754,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 425,500 | $1,753,000 | thousands by filing date | call |
| ROBERT HALF INC. | 770323953 | COM | 37,500 | $1,747,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 71,777 | $1,744,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 31,405 | $1,744,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 97,807 | $1,741,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 704,512 | $1,740,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J902 | CALL | 36,700 | $1,738,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 109,956 | $1,735,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 315,391 | $1,734,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 76,669 | $1,733,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 139,158 | $1,711,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 25,000 | $1,711,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 14,429 | $1,710,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 27,821 | $1,708,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 134,131 | $1,705,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 132,233 | $1,701,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 159,470 | $1,698,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 21,420 | $1,692,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 60,600 | $1,690,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 99,800 | $1,687,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 29,184 | $1,687,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 187,275 | $1,687,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 13,626 | $1,686,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 47,000 | $1,675,000 | thousands by filing date | put |
| VIACOM INC-CLASS B | 92553P951 | COM | 40,405 | $1,668,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 38,817 | $1,667,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 89,451 | $1,657,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 12,600 | $1,655,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 174,900 | $1,653,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 84,100 | $1,652,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 77,160 | $1,651,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 114,106 | $1,650,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 45,034 | $1,639,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 37,273 | $1,636,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 115,879 | $1,636,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 490,750 | $1,634,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 73,500 | $1,625,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,964 | $1,623,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 1,590,000 | $1,618,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 76,796 | $1,617,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 91,729 | $1,608,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $1,607,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 40,646 | $1,603,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 48,596 | $1,602,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 38,570 | $1,598,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 19,272 | $1,596,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,600 | $1,589,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 82,645 | $1,584,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 37,338 | $1,578,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 55,000 | $1,575,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,420 | $1,572,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 137,763 | $1,572,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 110,000 | $1,571,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 48,481 | $1,568,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 130,993 | $1,565,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 134,402 | $1,563,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 52,540 | $1,561,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,500,000 | $1,560,000 | thousands by filing date | principal |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 92,617 | $1,557,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 52,893 | $1,554,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,554,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,750 | $1,548,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 25,819 | $1,547,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 117,777 | $1,546,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 40,852 | $1,546,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 21,000 | $1,543,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 60,000 | $1,543,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 67,125 | $1,542,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 31,480 | $1,537,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 55,894 | $1,533,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 357,335 | $1,533,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 25,819 | $1,531,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 43,358 | $1,530,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 59,096 | $1,527,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543953 | COM | 30,000 | $1,526,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 267,554 | $1,520,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 1,990 | $1,519,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 41,186 | $1,513,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 42,888 | $1,510,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 55,617 | $1,508,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC | 110448907 | SPONSORED ADR | 12,900 | $1,508,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 14,721 | $1,507,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 37,449 | $1,497,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 73,593 | $1,497,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,292 | $1,497,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 129,896 | $1,494,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 38,733 | $1,492,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,900,000 | $1,489,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 53,922 | $1,487,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 10,580 | $1,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 57,142 | $1,485,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 62,655 | $1,477,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,134 | $1,473,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 39,678 | $1,470,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 319,435 | $1,469,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 372,850 | $1,469,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 34,000 | $1,466,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 150,987 | $1,465,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 66,472 | $1,462,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 353,550 | $1,460,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 30,535 | $1,459,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 327,700 | $1,458,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 33,900 | $1,452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 39,360 | $1,449,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 80,175 | $1,447,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 253,328 | $1,447,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 63,451 | $1,445,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 39,673 | $1,445,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431951 | PUT | 139,500 | $1,444,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 142,906 | $1,437,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 346,463 | $1,427,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 237,789 | $1,424,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,480,000 | $1,423,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,422,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 26,990 | $1,421,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 11,165 | $1,417,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 115,900 | $1,413,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 27,435 | $1,413,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 13,700 | $1,412,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 36,693 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,652 | $1,407,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 59,598 | $1,404,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 27,789 | $1,403,000 | thousands by filing date | |
| ALERE INC | 01449J955 | Cmn | 27,600 | $1,397,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 146,179 | $1,395,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 162,884 | $1,395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,909 | $1,394,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 95,100 | $1,384,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W905 | Cmn | 25,000 | $1,380,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 94,572 | $1,379,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L909 | COM | 30,000 | $1,377,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L959 | COM | 30,000 | $1,377,000 | thousands by filing date | put |
| MATADOR RES CO | 576485955 | COM | 72,533 | $1,375,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 135,106 | $1,375,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 24,000 | $1,371,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 71,065 | $1,370,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 43,764 | $1,362,000 | thousands by filing date | |
| SEADRILL LTD | G7945E905 | COM | 411,000 | $1,356,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,312 | $1,355,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,949,000 | $1,355,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,354,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 87,150 | $1,348,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 133,392 | $1,346,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 87,849 | $1,343,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 471,977 | $1,340,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 21,176 | $1,335,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 35,889 | $1,332,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 98,600 | $1,331,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 29,383 | $1,331,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 674,800 | $1,329,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 117,000 | $1,329,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 486,179 | $1,328,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 794,000 | $1,322,000 | thousands by filing date | principal |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 186,430 | $1,316,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,177,000 | $1,315,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 98,100 | $1,313,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 47,225 | $1,313,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 11,500 | $1,312,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 34,100 | $1,310,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 58,600 | $1,309,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 19,397 | $1,306,000 | thousands by filing date | |
| NUCOR CORP | 670346905 | COM | 27,600 | $1,305,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,177 | $1,304,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 12,900 | $1,303,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 20,115 | $1,301,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 128,962 | $1,301,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 199,081 | $1,298,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 44,110 | $1,298,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 72,340 | $1,294,000 | thousands by filing date | |
| QIMONDA AG | 74732WAA7 | NOTE 6.750% 3/2 | 7,500,000 | $1,294,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 55,988 | $1,293,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 29,793 | $1,290,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 23,287 | $1,287,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 57,805 | $1,286,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 428 | $1,285,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 450,567 | $1,283,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 15,600 | $1,282,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 51,115 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,215 | $1,276,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 62,549 | $1,274,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 94,724 | $1,273,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,364 | $1,272,000 | thousands by filing date | |
| SLM CORP | 78442P906 | COM | 200,000 | $1,272,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 53,813 | $1,261,000 | thousands by filing date | |
| INNOVIVA INC | 45781M901 | CALL | 100,000 | $1,259,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 30,919 | $1,257,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,125,000 | $1,256,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 51,956 | $1,255,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 29,500 | $1,251,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 152,196 | $1,251,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 188,800 | $1,251,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 132,608 | $1,248,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 193,539 | $1,247,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,350 | $1,244,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,941 | $1,243,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 560,427 | $1,239,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 129,059 | $1,239,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 73,246 | $1,235,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 188,925 | $1,232,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 58,151 | $1,231,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 36,785 | $1,228,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 242,750 | $1,226,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,370,000 | $1,223,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 28,319 | $1,222,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 48,050 | $1,221,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 54,003 | $1,214,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,076 | $1,211,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,210,000 | $1,210,000 | thousands by filing date | principal |
| MANNKIND CORP COMMON STOCK | 56400P951 | Cmn | 750,000 | $1,208,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 30,817 | $1,207,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 131,825 | $1,207,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 289,394 | $1,207,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 76,289 | $1,206,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 64,281 | $1,205,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 34,418 | $1,204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |