13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLTOWER INC | 95040Q954 | COM | 500 | $35,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,334 | $35,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 31,355 | $35,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,100 | $35,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 9,345 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,684 | $34,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,900 | $34,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,204 | $34,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,597 | $34,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,510 | $34,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,200 | $33,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 961 | $33,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,784 | $33,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,000 | $33,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,246 | $32,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 6,500 | $32,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,675 | $32,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,505 | $32,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,598 | $32,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 4,403 | $32,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,067 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,597 | $31,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,718 | $31,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,668 | $31,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $30,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 884 | $30,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,491 | $30,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,256 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,074 | $30,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,417 | $30,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 7,600 | $30,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 2,038 | $30,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,590 | $30,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 57,107 | $30,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,500 | $29,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,000 | $29,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 5,100 | $29,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 5,200 | $29,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,117 | $28,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 1,860 | $28,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 6,273 | $28,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 750 | $28,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 4,100 | $28,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 685 | $27,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 339 | $27,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,465 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,055 | $27,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,715 | $27,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,269 | $27,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,000 | $27,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 6,434 | $27,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,876 | $26,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,886 | $26,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,108 | $26,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,899 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,000 | $26,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,056 | $26,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,470 | $26,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1,161 | $26,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,000 | $25,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,265 | $25,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,595 | $25,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,200 | $25,000 | thousands by filing date | |
| MASCO CORP | 574599956 | PUT | 800 | $25,000 | thousands by filing date | put |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,606 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,823 | $25,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 3,428 | $25,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,000 | $25,000 | thousands by filing date | principal |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 69,800 | $25,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 26,000 | $25,000 | thousands by filing date | principal |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 3,025 | $25,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $24,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 900 | $24,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 45,112 | $24,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 12,433 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,024 | $24,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 669 | $23,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,453 | $23,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,000 | $23,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| FBR & CO | 30247C400 | COM NEW | 1,250 | $23,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,847 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 2,300 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 196 | $22,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,564 | $22,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,756 | $22,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,600 | $22,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,009 | $22,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 200 | $22,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,130 | $22,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,724 | $22,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,523 | $22,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 394 | $21,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,143 | $21,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 58,092 | $21,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 571 | $21,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 946 | $21,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,767 | $21,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 520 | $20,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 528 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 300 | $20,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,037 | $20,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,390 | $20,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 900 | $20,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,260 | $20,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 844 | $20,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,030 | $20,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 715 | $20,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 3,783 | $20,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,058 | $20,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 996 | $20,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,037 | $20,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,096 | $19,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 975 | $19,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,500 | $19,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,807 | $19,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,059 | $19,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,512 | $19,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,090 | $19,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,299 | $19,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 954 | $19,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 947 | $19,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,872 | $19,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 10,100 | $19,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 898 | $19,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 6,358 | $18,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 634 | $18,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 710 | $18,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 933 | $18,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,400 | $18,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,729 | $18,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,134 | $18,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 700 | $18,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,781 | $18,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,600 | $18,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 9,027 | $18,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,600 | $18,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 126 | $17,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,000 | $17,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,982 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 480 | $17,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 880 | $17,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,916 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 614 | $17,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 353 | $17,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,600 | $17,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 9,004 | $17,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 744 | $17,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 9,511 | $17,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,564 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 17,877 | $17,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 663 | $17,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,161 | $16,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 408 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 140 | $16,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 300 | $16,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 881 | $16,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,339 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 896 | $16,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 27,330 | $16,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 533 | $16,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,758 | $16,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 949 | $16,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $16,000 | thousands by filing date | principal |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 5,000 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 4,000 | $16,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,030 | $16,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,330 | $15,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,482 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 336 | $15,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,952 | $15,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 204 | $15,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 576 | $15,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 653 | $15,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,616 | $15,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 600 | $15,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 422,202 | $15,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 320 | $15,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 616 | $15,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,500 | $15,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,200 | $15,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,695 | $15,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 100 | $15,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 31,536 | $15,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,152 | $14,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,583 | $14,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 325 | $14,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,235 | $14,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 489 | $14,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,000 | $14,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,100 | $14,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 5,106 | $14,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 22,950 | $14,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 836 | $14,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,824 | $14,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 33,965 | $14,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 593 | $14,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 443 | $14,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,539 | $14,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 614 | $14,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 195 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 438 | $13,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,239 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 340 | $13,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 119 | $13,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 247 | $13,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 230 | $13,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 601 | $13,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,044 | $13,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 866 | $13,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 665 | $13,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,629 | $13,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,345 | $13,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $13,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 900 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 700 | $13,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 1,000 | $13,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 1,265 | $13,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 137 | $12,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,700 | $12,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 545 | $12,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 690 | $12,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 414 | $12,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,687 | $12,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 317 | $12,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,693 | $12,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 374 | $12,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 779 | $12,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,600 | $12,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,774 | $12,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9,199 | $12,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 600 | $12,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 368 | $11,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 391 | $11,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 474 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 378 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 292 | $11,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 353 | $11,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 173 | $11,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 309 | $11,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,315 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,646 | $11,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 700 | $11,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 800 | $11,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 212 | $11,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,282 | $11,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 940 | $11,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,702 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 382 | $11,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 430 | $11,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,399 | $11,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,718 | $11,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 228 | $10,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 210 | $10,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 133 | $10,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 746 | $10,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 612 | $10,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 905 | $10,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 232 | $10,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 267 | $10,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 507 | $10,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 758 | $10,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 27,821 | $10,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,031 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 320 | $10,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 400 | $10,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 2,703 | $10,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 634 | $10,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 714 | $10,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 619 | $10,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,566 | $10,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,471 | $10,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 1,003 | $10,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 99 | $9,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 260 | $9,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 700 | $9,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,400 | $9,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 228 | $9,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,894 | $9,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 885 | $9,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 81 | $9,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 292 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 350 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 239 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 225 | $9,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO | 363576959 | COM | 200 | $9,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 441 | $9,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 6,202 | $9,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 101 | $9,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 598 | $9,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,300 | $9,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 389 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 551 | $9,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 10,000 | $9,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 70 | $8,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 141 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 215 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 256 | $8,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 484 | $8,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 500 | $8,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,121 | $8,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,100 | $8,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,042 | $8,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 631 | $8,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 256 | $8,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 294 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 93 | $8,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,585 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 600 | $8,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 180 | $8,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,243 | $8,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 549 | $8,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,000 | $8,000 | thousands by filing date | principal |
| PB BANCORP INC | 70454T100 | COM | 1,000 | $8,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,990 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 23,000 | $8,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 225 | $7,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 469 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 370 | $7,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,636 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,539 | $7,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 527 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 150 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 300 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U909 | COM | 500 | $7,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 62,381 | $7,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,417 | $7,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 85 | $7,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 630 | $7,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,761 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 596 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,594 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 252 | $7,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 735 | $7,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 399 | $7,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 995 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,088 | $7,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 897 | $7,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 24,000 | $7,000 | thousands by filing date | principal |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 4,200 | $7,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,172 | $7,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 223 | $7,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 200 | $7,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 809 | $6,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 619 | $6,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 127 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 222 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 302 | $6,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 216 | $6,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 854 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 600 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 184 | $6,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 400 | $6,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 634 | $6,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 465 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 705 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 387 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,986 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 235 | $6,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,549 | $6,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,868 | $6,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 2,200 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 154 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 911 | $6,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,149 | $6,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 4,539 | $6,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 1,100 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 57 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 206 | $5,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 572 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 469 | $5,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 73 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 139 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 349 | $5,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 187 | $5,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 162 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 504 | $5,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 541 | $5,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 891 | $5,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 263 | $5,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 781 | $5,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 446 | $5,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 698 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $5,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 242 | $5,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $5,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 60 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 130 | $5,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 900 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 187 | $5,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 919 | $5,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 18,738 | $5,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 571 | $5,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 3,494 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 103 | $5,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 4,323 | $5,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,896 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 98 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 293 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 800 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 725 | $5,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 1,300 | $5,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 1,300 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 944 | $4,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 270 | $4,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 319 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 412 | $4,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 385 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 101 | $4,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,209 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 934 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 400 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 885 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,000 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 89 | $4,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 133 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 1,385 | $4,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 252 | $4,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,950 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 644 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 862 | $4,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 163 | $4,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 355 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 120 | $4,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 950 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 330 | $4,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 142 | $4,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 497 | $4,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 800 | $4,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 113 | $4,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 347 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 486 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 105 | $4,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 794 | $4,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 717 | $4,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 364 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 747 | $4,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 329 | $4,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,156 | $4,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 219 | $4,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 783 | $4,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,000 | $4,000 | thousands by filing date | principal |
| NEFF CORP COM CL A | 640094207 | Stock | 582 | $4,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 6,048 | $4,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 1,940 | $4,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,606 | $4,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 36 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 83 | $3,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 52 | $3,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 201 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 110 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 368 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 461 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 133 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 291 | $3,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 432 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 109 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,034 | $3,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 288 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 302 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 89 | $3,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 42 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 171 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 414 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 317 | $3,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 100 | $3,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 300 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 170 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286909 | MSCI CDA ETF | 100 | $3,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 207 | $3,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 502 | $3,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 246 | $3,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 405 | $3,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,434 | $3,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 197 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 68 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 153 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 41 | $3,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,000 | $3,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 352 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |