13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENPACT LIMITED SHS | G3922B107 | Stock | 259,377 | $7,053,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 173,077 | $7,049,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 475,518 | $7,042,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 202,821 | $7,013,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,308,811 | $7,002,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 264,637 | $7,002,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 404,499 | $6,989,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,391,894 | $6,959,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 329,000 | $6,948,000 | thousands by filing date | call |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 4,355,000 | $6,939,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 954,375 | $6,938,000 | thousands by filing date | |
| EMC CORP/MA | 268648952 | COM | 259,900 | $6,926,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 700,550 | $6,921,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 155,000 | $6,916,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 294,235 | $6,885,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R956 | COM | 40,000 | $6,876,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 5,506,000 | $6,869,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 144,372 | $6,858,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 35,919 | $6,856,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914903 | COM | 190,000 | $6,855,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,345,149 | $6,848,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 137,803 | $6,847,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 94,177 | $6,846,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 187,682 | $6,842,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 128,852 | $6,824,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 251,012 | $6,823,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 59,023 | $6,817,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 137,460 | $6,802,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,316,238 | $6,792,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,782,029 | $6,789,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 138,321 | $6,786,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 612,993 | $6,780,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 6,660,000 | $6,777,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 204,646 | $6,751,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 225,738 | $6,732,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 595,487 | $6,723,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 261,000 | $6,721,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,323,098 | $6,669,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 5,390,000 | $6,664,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 408,657 | $6,662,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172905 | CALL | 100,000 | $6,660,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172955 | PUT | 100,000 | $6,660,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 143,065 | $6,657,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 471,590 | $6,655,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 87,329 | $6,641,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 110,036 | $6,635,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,349,700 | $6,632,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 348,685 | $6,622,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 125,902 | $6,615,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 7,460,000 | $6,595,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 147,419 | $6,537,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 495,078 | $6,535,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 213,833 | $6,515,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 361,216 | $6,510,000 | thousands by filing date | |
| CELGENE CORP | 151020954 | COM | 65,000 | $6,506,000 | thousands by filing date | put |
| AMAZON COM INC | 023135956 | PUT | 10,943 | $6,496,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 221,496 | $6,476,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,043,000 | $6,446,000 | thousands by filing date | |
| ONEOK PARTNERS LP | 68268N903 | COM | 205,000 | $6,437,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 616,946 | $6,435,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 50,000 | $6,424,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 887,912 | $6,419,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 99,172 | $6,408,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 946,572 | $6,408,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102955 | COM | 135,500 | $6,401,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 310,725 | $6,398,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 109,832 | $6,397,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 243,900 | $6,390,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,867,000 | $6,387,000 | thousands by filing date | principal |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60,465 | $6,374,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 228,055 | $6,370,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 541,900 | $6,351,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 217,535 | $6,323,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 462,600 | $6,319,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 254,727 | $6,318,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 135,000 | $6,310,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 203,625 | $6,296,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 135,399 | $6,294,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 102,336 | $6,291,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 664,303 | $6,271,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 471,305 | $6,263,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,517,677 | $6,261,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 6,835,000 | $6,260,000 | thousands by filing date | principal |
| RPX CORP | 74972G103 | COM | 555,341 | $6,254,000 | thousands by filing date | |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 6,400,000 | $6,254,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 23,783 | $6,249,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,181,242 | $6,249,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 136,600 | $6,229,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 162,242 | $6,216,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 209,814 | $6,204,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 54,964 | $6,187,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 70,000 | $6,175,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 77,230 | $6,173,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 75,000 | $6,173,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 94,976 | $6,153,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 10,336,000 | $6,150,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 1,539,591 | $6,143,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 77,435 | $6,140,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 126,747 | $6,109,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 124,954 | $6,109,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,245,258 | $6,101,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 304,809 | $6,094,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 104,726 | $6,093,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 850,000 | $6,061,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 64,989 | $6,058,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 80,089 | $6,051,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225958 | COM | 215,700 | $6,031,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82481R906 | COM | 35,000 | $6,017,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 324,203 | $6,011,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 536,150 | $5,989,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,911,102 | $5,982,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35,836 | $5,962,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 272,349 | $5,954,000 | thousands by filing date | |
| VOYA FINANCIAL INC | 929089950 | COM | 200,000 | $5,954,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 4,020,000 | $5,951,000 | thousands by filing date | principal |
| WHOLE FOODS MKT INC | 966837106 | COM | 190,924 | $5,939,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 134,551 | $5,930,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166954 | PUT | 191,300 | $5,926,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 60,400 | $5,926,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 90,695 | $5,926,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 63,375 | $5,925,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,687,265 | $5,912,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 401,578 | $5,899,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 70,000 | $5,897,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 757,189 | $5,893,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 327,111 | $5,884,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 145,000 | $5,880,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 388,209 | $5,877,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 151,583 | $5,874,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 108,324 | $5,847,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 189,301 | $5,830,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 692,851 | $5,799,000 | thousands by filing date | |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,789,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 340,418 | $5,777,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 291,223 | $5,775,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 1,031,500 | $5,766,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 652,822 | $5,751,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 425,867 | $5,749,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 168,756 | $5,733,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,000,000 | $5,733,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 115,470 | $5,702,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 129,857 | $5,690,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 433,177 | $5,683,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 396,942 | $5,676,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 389,350 | $5,673,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 226,002 | $5,668,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,160 | $5,659,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 158,890 | $5,656,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,014,000 | $5,646,000 | thousands by filing date | principal |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 119,064 | $5,642,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 700,000 | $5,642,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,443,000 | $5,616,000 | thousands by filing date | principal |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 270,492 | $5,606,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 365,063 | $5,564,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 96,396 | $5,561,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 40,000 | $5,560,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 159,664 | $5,558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 100,000 | $5,547,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 64,295 | $5,536,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 35,934 | $5,532,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 387,308 | $5,531,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 813,200 | $5,530,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,149,577 | $5,529,000 | thousands by filing date | |
| FRANCO NEV CORP | 351858955 | PUT | 90,000 | $5,524,000 | thousands by filing date | put |
| STAPLES INC | 855030952 | COM | 500,000 | $5,515,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 305,316 | $5,505,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 582,900 | $5,503,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 56,408 | $5,492,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 80,000 | $5,479,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 293,714 | $5,472,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,257,991 | $5,472,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 126,094 | $5,468,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 280,619 | $5,462,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 133,574 | $5,448,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 135,000 | $5,436,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 84,883 | $5,433,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 204,363 | $5,427,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 359,531 | $5,400,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 379,604 | $5,398,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,512,000 | $5,392,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 202,850 | $5,388,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 9,074 | $5,387,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 90,502 | $5,381,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 106,183 | $5,374,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC | 229899959 | PUT | 97,500 | $5,373,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 98,780 | $5,367,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 954,981 | $5,348,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 170,165 | $5,343,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 282,380 | $5,332,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 334,124 | $5,322,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 455,855 | $5,311,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 46,821 | $5,306,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6,134,000 | $5,306,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 344,670 | $5,305,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 124,512 | $5,290,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 333,115 | $5,289,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 205,266 | $5,282,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,073,505 | $5,282,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 100,000 | $5,277,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 223,008 | $5,254,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 35,000 | $5,248,000 | thousands by filing date | put |
| EQT CORP | 26884L909 | CALL | 78,000 | $5,246,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 493,657 | $5,237,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 125,139 | $5,235,000 | thousands by filing date | |
| VISTEON CORP | 92839U906 | COM NEW | 65,600 | $5,221,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 517,600 | $5,212,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 133,063 | $5,201,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128906 | COM | 379,900 | $5,201,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 176,530 | $5,185,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 178,745 | $5,170,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 454,104 | $5,141,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 95,000 | $5,135,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 520,062 | $5,128,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 378,047 | $5,123,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 282,742 | $5,115,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,400,048 | $5,096,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 4,431,000 | $5,096,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 396,512 | $5,091,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 431,094 | $5,082,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 192,015 | $5,079,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 223,423 | $5,076,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 150,000 | $5,076,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 340,826 | $5,061,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 630,963 | $5,061,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 333,508 | $5,060,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,251,655 | $5,057,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 864,104 | $5,054,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,597,939 | $5,049,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 310,000 | $5,031,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 322,300 | $5,025,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,151,966 | $5,023,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 386,249 | $5,022,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 149,880 | $5,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 185,925 | $5,003,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 370,683 | $4,992,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,869 | $4,989,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 397,878 | $4,985,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 166,129 | $4,971,000 | thousands by filing date | |
| IHS INC | 451734907 | Cmn | 40,000 | $4,966,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 511,380 | $4,960,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 41,613 | $4,956,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 275,840 | $4,950,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,800,000 | $4,942,000 | thousands by filing date | principal |
| HP INC | 40434L955 | COM | 400,000 | $4,928,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 98,856 | $4,922,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 132,328 | $4,913,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 237,075 | $4,887,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 321,815 | $4,866,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 761,082 | $4,863,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,627,000 | $4,849,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 5,077,000 | $4,844,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 40,374 | $4,837,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 101,185 | $4,834,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 889,803 | $4,832,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 417,921 | $4,831,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 235,038 | $4,814,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 815,717 | $4,813,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 56,708 | $4,794,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 273,321 | $4,789,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 147,091 | $4,783,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 397,953 | $4,776,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 61,228 | $4,767,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 83,240 | $4,762,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 61,700 | $4,750,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,161,000 | $4,749,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 59,346 | $4,748,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 543,251 | $4,726,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 170,628 | $4,716,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,040,875 | $4,705,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 346,368 | $4,704,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 61,810 | $4,687,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 272,795 | $4,678,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 50,580 | $4,665,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 5,980,000 | $4,637,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 346,612 | $4,635,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 38,139 | $4,630,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 147,112 | $4,626,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 123,194 | $4,603,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 174,361 | $4,596,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 613,515 | $4,589,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 79,120 | $4,586,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 94,807 | $4,585,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 265,132 | $4,584,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 220,307 | $4,580,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 33,379 | $4,563,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 144,405 | $4,551,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,146,662 | $4,551,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 41,534 | $4,547,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 497,309 | $4,536,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 38,209 | $4,516,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 84,581 | $4,484,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 178,805 | $4,481,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 287,890 | $4,479,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 185,334 | $4,471,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 70,000 | $4,465,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 240,145 | $4,455,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 47,494 | $4,432,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 273,483 | $4,431,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 85,415 | $4,424,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 313,047 | $4,420,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 375,800 | $4,419,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 305,913 | $4,417,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 136,826 | $4,385,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 750,000 | $4,380,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 237,475 | $4,372,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 158,664 | $4,362,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 161,738 | $4,359,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626956 | COM | 300,000 | $4,359,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 68,836 | $4,356,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 41,013 | $4,351,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 134,665 | $4,339,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C901 | COM NEW | 150,000 | $4,337,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 70,800 | $4,322,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 232,814 | $4,321,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 206,768 | $4,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 62,652 | $4,279,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 227,689 | $4,271,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 171,637 | $4,269,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 95,732 | $4,253,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 62,777 | $4,238,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 198,262 | $4,231,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 52,808 | $4,226,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 548,620 | $4,208,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 76,127 | $4,198,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 64,276 | $4,174,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 150,000 | $4,160,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 216,585 | $4,157,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 130,797 | $4,150,000 | thousands by filing date | |
| WHITEWAVE FOODS CO - CL A | 966244905 | COM | 102,000 | $4,145,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 4,200,000 | $4,143,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 208,590 | $4,139,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 397,850 | $4,126,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 30,900 | $4,123,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 56,100 | $4,119,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 299,600 | $4,099,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 159,034 | $4,089,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 273,804 | $4,085,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 148,761 | $4,060,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 150,300 | $4,059,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 150,064 | $4,047,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,029 | $4,036,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 134,193 | $4,032,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 97,628 | $4,029,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 557,224 | $4,028,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 187,637 | $4,024,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,451,103 | $4,016,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 135,753 | $4,015,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 94,795 | $4,007,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 40,806 | $3,990,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 80,582 | $3,985,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 182,609 | $3,968,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 350,100 | $3,953,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 97,830 | $3,950,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 156,519 | $3,950,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 338,447 | $3,950,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 35,076 | $3,943,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 22,300 | $3,939,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 573,512 | $3,934,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,244,788 | $3,923,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 87,019 | $3,922,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 159,489 | $3,905,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 900,788 | $3,901,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 154,259 | $3,886,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 216,900 | $3,874,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 268,205 | $3,873,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 114,400 | $3,871,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 68,072 | $3,870,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 132,916 | $3,867,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 21,480 | $3,860,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 50,000 | $3,857,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 102,763 | $3,853,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 83,432 | $3,848,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 3,502,000 | $3,844,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 267,119 | $3,833,000 | thousands by filing date | |
| CST BRANDS INC | 12646R905 | COM | 100,000 | $3,829,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R955 | COM | 100,000 | $3,829,000 | thousands by filing date | put |
| CATERPILLAR INC | 149123901 | CALL | 50,000 | $3,827,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 209,781 | $3,825,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 310,000 | $3,819,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 211,932 | $3,801,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 200,404 | $3,792,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 129,402 | $3,781,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 41,644 | $3,777,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 42,700 | $3,767,000 | thousands by filing date | call |
| XACTLY CORP | 98386L101 | COM | 546,334 | $3,742,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 188,094 | $3,730,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 90,556 | $3,727,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X178 | MSCI INTL REAL | 91,600 | $3,718,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 96,350 | $3,703,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,553,500 | $3,697,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 139,892 | $3,681,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 135,639 | $3,673,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 345,028 | $3,672,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 89,645 | $3,655,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 52,907 | $3,655,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 233,592 | $3,642,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 114,247 | $3,635,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 239,690 | $3,635,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,211,325 | $3,634,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 66,120 | $3,619,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 153,010 | $3,606,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,304,086 | $3,600,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 118,133 | $3,590,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 331,340 | $3,579,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 116,178 | $3,578,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 109,754 | $3,570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 62,576 | $3,569,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 68,278 | $3,567,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 125,000 | $3,559,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 289,025 | $3,552,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 135,000 | $3,551,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 126,693 | $3,548,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 296,552 | $3,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100,707 | $3,543,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 223,269 | $3,539,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 227,564 | $3,537,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 105,000 | $3,530,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 381,875 | $3,528,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 68,329 | $3,519,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 139,564 | $3,511,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 316,992 | $3,499,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 35,600 | $3,493,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 104,009 | $3,474,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,896,000 | $3,471,000 | thousands by filing date | principal |
| CST BRANDS INC | 12646R105 | COM | 90,479 | $3,463,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 257,840 | $3,460,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 54,837 | $3,454,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 84,426 | $3,449,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 146,257 | $3,446,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 478,475 | $3,440,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 246,801 | $3,438,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 61,936 | $3,424,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 205,403 | $3,416,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 114,982 | $3,403,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 248,714 | $3,403,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,807,000 | $3,388,000 | thousands by filing date | principal |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 139,009 | $3,385,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 100,000 | $3,383,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 71,402 | $3,379,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 146,407 | $3,367,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 159,298 | $3,360,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 50,640 | $3,358,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 697,882 | $3,336,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 362,439 | $3,335,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 230,924 | $3,314,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $3,302,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152307 | CL B | 193,600 | $3,291,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 187,800 | $3,290,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 216,902 | $3,290,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 113,728 | $3,289,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 260,600 | $3,284,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 79,545 | $3,278,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 152,393 | $3,277,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 800,138 | $3,273,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,205,000 | $3,266,000 | thousands by filing date | principal |
| CIT GROUP INC | 125581901 | COM | 105,000 | $3,258,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 36,651 | $3,249,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 341,789 | $3,243,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 58,281 | $3,235,000 | thousands by filing date | |
| ROYAL BK CDA | 780087952 | COM | 56,200 | $3,235,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 66,624 | $3,232,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 1,955,000 | $3,232,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 154,016 | $3,226,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 99,702 | $3,199,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 513,382 | $3,194,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 129,571 | $3,187,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 37,633 | $3,184,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 3,100,000 | $3,184,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 148,070 | $3,173,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 100,000 | $3,173,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 200,216 | $3,163,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 59,464 | $3,157,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 140,000 | $3,151,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 116,735 | $3,149,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,044,000 | $3,148,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 20,000 | $3,140,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 126,537 | $3,138,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 96,714 | $3,138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 80,800 | $3,137,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 94,750 | $3,134,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,483,000 | $3,125,000 | thousands by filing date | principal |
| FLEX PHARMA INC | 33938A105 | COM | 283,682 | $3,112,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 175,770 | $3,108,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 95,600 | $3,093,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 24,600 | $3,092,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,774,000 | $3,089,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 75,655 | $3,085,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 193,193 | $3,082,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 100,206 | $3,079,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 161,784 | $3,074,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 163,866 | $3,073,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S | 344419906 | CALL | 31,900 | $3,072,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 5,571,547 | $3,064,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 446,138 | $3,056,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 3,863,391 | $3,053,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 224,575 | $3,052,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 116,964 | $3,050,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 122,667 | $3,049,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66,337 | $3,048,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 558,212 | $3,042,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |