13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURYLINK INC | 156700906 | COM | 10,000 | $320,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,114 | $319,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,362 | $319,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 319,000 | $319,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,505 | $318,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,275 | $318,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $318,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 9,184 | $318,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 16,427 | $318,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 17,138 | $317,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,591 | $314,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 26,202 | $314,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 281,450 | $313,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 38,553 | $312,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 552,725 | $311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,710 | $310,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 23,338 | $309,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,299 | $309,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,500 | $307,000 | thousands by filing date | put |
| KEMPHARM INC COM NEW | 488445107 | Stock | 21,163 | $307,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 13,399 | $304,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 30,609 | $304,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 11,109 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,342 | $303,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 4,900 | $301,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 3,164 | $300,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 6,880 | $300,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,174 | $298,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,762 | $295,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,000 | $292,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,400 | $290,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,796 | $289,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 5,356 | $288,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 11,679 | $288,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,537 | $286,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,572 | $286,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,525 | $284,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 23,969 | $283,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,600 | $283,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,443 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,844 | $278,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,015 | $277,000 | thousands by filing date | |
| MEDIVATION INC | 58501N901 | Cmn | 6,000 | $276,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 180,000 | $275,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 58,810 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,655 | $273,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 44,269 | $273,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139954 | COM NEW | 17,300 | $273,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,407 | $271,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 4,520 | $270,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,702 | $269,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 6,550,000 | $267,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $266,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 29,000 | $265,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,729 | $262,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 40,370 | $262,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 14,040 | $261,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,972 | $259,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,544 | $255,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 5,258 | $254,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,338 | $253,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,887 | $252,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,866 | $252,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,591 | $252,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 29,564 | $251,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,989 | $251,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 71,824 | $249,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 78,891 | $249,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,756 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,080 | $248,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 13,374 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,571 | $245,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 62,626 | $245,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12,415 | $244,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,263 | $244,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $243,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 27,056 | $239,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,877 | $239,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $239,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 29,514 | $238,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 9,222 | $237,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,416 | $235,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 45,498 | $233,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 3,232 | $232,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,063 | $232,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 17,297 | $232,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 197,000 | $232,000 | thousands by filing date | principal |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 6,256 | $230,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,787 | $227,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 9,536 | $227,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 87,905 | $227,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,960 | $226,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 23,605 | $226,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 22,240 | $226,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,937 | $225,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,721 | $225,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 34,003 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,012 | $223,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,500 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,220 | $222,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 31,380 | $221,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,046 | $221,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 217,000 | $221,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 8,500 | $221,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 20,842 | $221,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,642 | $220,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,432 | $220,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,469 | $219,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,960 | $219,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,002 | $217,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 1,706 | $217,000 | thousands by filing date | call |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q908 | Cmn | 12,300 | $217,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,703 | $216,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 86,218 | $215,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 14,042 | $215,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 39,006 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,390 | $214,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 43,800 | $212,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 24,968 | $212,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 7,765 | $211,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 8,189 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,311 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,048 | $210,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,765 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,314 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,896 | $209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $209,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,444 | $207,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 45,167 | $206,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 50,000 | $206,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,403 | $204,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 9,397 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,500 | $203,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,148 | $203,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 24,272 | $203,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 75,405 | $202,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 46,410 | $201,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,188 | $198,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $198,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,287 | $198,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 182,000 | $198,000 | thousands by filing date | principal |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 23,209 | $197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,391 | $197,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 7,615 | $196,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,888 | $195,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 18,496 | $194,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,745 | $194,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,629 | $190,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 65,150 | $189,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,151 | $186,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,482 | $185,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 2,250 | $184,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,399 | $183,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,119 | $182,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 21,068 | $181,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171V950 | COM | 3,300 | $180,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 20,228 | $180,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 26,238 | $180,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 8,159 | $178,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,600 | $177,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,843 | $177,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,084 | $177,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 13,984 | $176,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 83,293 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,188 | $174,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,838 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,390 | $170,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,107 | $170,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 8,292 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 7,240 | $168,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,580 | $167,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,447 | $167,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 10,074 | $167,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,014 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,037 | $161,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,411 | $161,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,848 | $160,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,724 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 7,067 | $159,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,101 | $158,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,449 | $156,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 161,000 | $156,000 | thousands by filing date | principal |
| CIT GROUP INC | 125581951 | COM | 5,000 | $155,000 | thousands by filing date | put |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,500 | $153,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 6,420 | $153,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,977 | $153,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,000 | $153,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 14,700 | $152,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,637 | $149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 9,758 | $149,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 17,455 | $149,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,483 | $148,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,953 | $147,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,673 | $146,000 | thousands by filing date | |
| KEYCORP | 493267958 | PUT | 13,180 | $146,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,595 | $145,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,338 | $145,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 7,800 | $144,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 9,638 | $144,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 5,000 | $143,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 10,171 | $142,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,996 | $141,000 | thousands by filing date | |
| ENDO INTL PLC | G30401906 | CALL | 5,000 | $141,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,179 | $140,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,728 | $140,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,050 | $140,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,977 | $139,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,879 | $138,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 9,778 | $137,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 141,000 | $137,000 | thousands by filing date | principal |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 3,754 | $136,000 | thousands by filing date | |
| VERACYTE INC | 92337F957 | COM | 25,000 | $135,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 7,752 | $131,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 8,900 | $131,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,306 | $130,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 22,206 | $130,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,682 | $130,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 6,230 | $130,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,961 | $128,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,166 | $128,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,235 | $128,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 15,000 | $128,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,042 | $127,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,940 | $126,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 4,163 | $126,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 15,653 | $126,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 7,900 | $124,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,500 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,844 | $123,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 15,202 | $123,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 3,931 | $123,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 7,162 | $122,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 3,744 | $122,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 34,469 | $122,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 65,000 | $122,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 26,659 | $121,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 23,490 | $121,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 3,800 | $121,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 4,744 | $120,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 18,381 | $120,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 8,529 | $119,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 38,026 | $118,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,492 | $118,000 | thousands by filing date | |
| AKORN INC | 009728906 | Cmn | 5,000 | $118,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,187 | $117,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,913 | $117,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,918 | $117,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,695 | $117,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,295 | $117,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,740 | $116,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,171 | $116,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 7,800 | $115,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 32,900 | $114,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 7,030 | $114,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 38,325 | $112,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,347 | $112,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 16,889 | $112,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 8,063 | $111,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 7,700 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 69,188 | $110,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,430 | $108,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,538 | $107,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,618 | $106,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,359 | $105,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 64,975 | $103,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 13,050 | $103,000 | thousands by filing date | |
| VIACOM INC-CLASS B | 92553P901 | COM | 2,500 | $103,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,632 | $102,000 | thousands by filing date | |
| INTEGRATED DEVICE TECH INC | 458118906 | COM | 5,000 | $102,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 19,500 | $102,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 9,200 | $102,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 180,000 | $101,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 8,414 | $100,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,437 | $99,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 6,540 | $99,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,176 | $98,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,077 | $97,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,698 | $97,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,254 | $97,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,934 | $96,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,829 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 5,422 | $96,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,186 | $95,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 7,456 | $95,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,100 | $95,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,650 | $95,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,858 | $94,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,614 | $92,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,853 | $92,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,528 | $90,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,954 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,204 | $89,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,626 | $89,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,718 | $88,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 6,605 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287957 | PUT | 700 | $87,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,525 | $87,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,836 | $85,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 12,565 | $84,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,602 | $83,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 6,929 | $83,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 21,297 | $83,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,068 | $82,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 5,885 | $82,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,622 | $82,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,428 | $81,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,336 | $81,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,102 | $81,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,935 | $81,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,297 | $81,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,540 | $80,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,940 | $80,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,524 | $80,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,038 | $79,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8,924 | $79,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,201 | $79,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,840 | $79,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,106 | $78,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,765 | $77,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 4,000 | $77,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,200 | $76,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 709 | $76,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 8,688 | $76,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,439 | $75,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,342 | $75,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,010 | $75,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 5,754 | $75,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 24,620 | $75,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 8,594 | $74,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 5,186 | $74,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 70,017 | $74,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 3,305 | $74,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 2,032,000 | $74,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,350 | $73,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,281 | $73,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,563 | $73,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,175 | $72,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,653 | $72,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 42,063 | $72,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,947 | $71,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 1,300 | $71,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,581 | $71,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,460 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,200 | $70,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,185 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,123 | $69,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 124,000 | $69,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 764 | $68,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,021 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 887 | $68,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 9,681 | $68,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M909 | ADS | 900 | $68,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,907 | $67,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,799 | $67,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,555 | $66,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,625 | $66,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,679 | $65,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 17,706 | $65,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 5,200 | $65,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 52,800 | $65,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,300 | $64,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,778 | $64,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 86,100 | $64,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,057 | $63,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,383 | $63,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 7,500 | $63,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,604 | $63,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 1,100 | $63,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,817 | $63,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,115 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 3,000 | $63,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,424 | $62,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 8,120 | $62,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,770 | $62,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,512 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 1,318 | $61,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,763 | $60,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 30,500 | $60,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 6,000 | $60,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,278 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 689 | $59,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,405 | $58,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,400 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,269 | $58,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,074 | $58,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,500 | $58,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 1,754 | $58,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,294 | $57,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,692 | $57,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,539 | $56,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 29,902 | $56,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,233 | $55,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 73 | $55,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 8,830 | $55,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,358 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,700 | $54,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,810 | $54,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,000 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 5,519 | $54,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 4,952 | $54,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 9,132 | $54,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 5,276 | $54,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,117 | $53,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,290 | $52,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 622 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 547 | $52,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,989 | $52,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 781 | $52,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,654 | $52,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,926 | $52,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,345 | $52,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,759 | $52,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 3,888 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 4,397 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,999 | $51,000 | thousands by filing date | |
| GNC HOLDINGS INC-CL A | 36191G957 | Cmn | 1,600 | $51,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 9,499 | $51,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,884 | $51,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 5,752 | $51,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,324 | $50,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,426 | $50,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,302 | $50,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,258 | $50,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,793 | $50,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 7,385 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 3,275 | $50,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,000 | $49,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,955 | $49,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,155 | $49,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 1,900 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 425 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,335 | $48,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 952 | $48,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,174 | $47,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,716 | $47,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,544 | $46,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 4,915 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 550 | $45,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,567 | $45,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,635 | $45,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,450 | $45,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 32,036 | $45,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,242 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,200 | $44,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,267 | $44,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,261 | $44,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 6,000 | $44,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,108 | $44,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,053 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 642 | $43,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,582 | $43,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,437 | $43,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 7,557 | $43,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,730 | $42,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,487 | $42,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,051 | $42,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 5,407 | $42,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 5,500 | $42,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 318 | $41,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,655 | $41,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 382 | $41,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 965 | $41,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,920 | $41,000 | thousands by filing date | |
| TIME WARNER CABLE | 88732J907 | COM | 200 | $41,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 800 | $40,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,475 | $40,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,000 | $40,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,240 | $40,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 870 | $40,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,671 | $40,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,823 | $40,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,216 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 9,841 | $40,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,501 | $39,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 6,124 | $39,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 34,000 | $39,000 | thousands by filing date | principal |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 5,476 | $39,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 404 | $38,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,800 | $38,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 2,314 | $38,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55,000 | $38,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 382 | $37,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,549 | $37,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,554 | $37,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,240 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 345 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 540 | $37,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,375 | $37,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 9,267 | $37,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2,803 | $37,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,008 | $36,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,200 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 627 | $36,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,653 | $36,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 3,474 | $36,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,553 | $36,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,574 | $36,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 11,000 | $36,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 62,621 | $36,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,035 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |