13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,744 holding rows worth $390,667,256,000.
- Accession
- 0000019617-16-000968
- Filer
- CIK 19617
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,696 entries on the cover page, a total value of $390,667,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,667,256,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp028-17024
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,000,294 | $15,564,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 376,864 | $15,541,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 676,569 | $15,534,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 155,865 | $15,506,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 684,404 | $15,494,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 157,183 | $15,479,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,432,119 | $15,395,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 17,792,000 | $15,390,000 | thousands by filing date | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 796,728 | $15,384,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 1,137,001 | $15,372,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 254,111 | $15,349,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 15,632,000 | $15,242,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 180,834 | $15,233,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 15,347,000 | $15,232,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15,500,000 | $15,227,000 | thousands by filing date | principal |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 868,863 | $15,205,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 687,395 | $15,198,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 17,002,000 | $15,160,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 488,666 | $15,105,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,870,140 | $15,073,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 560,715 | $15,039,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,391,710 | $15,016,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 336,324 | $14,989,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 484,054 | $14,985,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 873,209 | $14,975,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 14,690,000 | $14,972,000 | thousands by filing date | principal |
| AMEREN CORP COM | 023608102 | Stock | 298,612 | $14,960,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 224,168 | $14,929,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 306,877 | $14,904,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,516,992 | $14,882,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 73,500 | $14,879,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,325,925 | $14,877,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 386,327 | $14,828,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,637,570 | $14,771,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 879,174 | $14,770,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 362,796 | $14,769,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 316,003 | $14,755,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 103,967 | $14,751,000 | thousands by filing date | put |
| SouthState Corp | 840441109 | Common Stock | 228,869 | $14,700,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 33,621 | $14,697,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 435,267 | $14,678,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 93,903 | $14,653,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 704,820 | $14,625,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 253,472 | $14,623,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 286,424 | $14,610,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 300,635 | $14,604,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,649,026 | $14,595,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 15,168,000 | $14,543,000 | thousands by filing date | principal |
| OGE ENERGY CORP | 670837103 | COM | 505,384 | $14,469,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 480,698 | $14,464,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 166,265 | $14,455,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150,000 | $14,450,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 401,498 | $14,450,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 14,645,000 | $14,436,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 169,880 | $14,424,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 948,999 | $14,416,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 115,954 | $14,397,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 367,326 | $14,337,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 308,920 | $14,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 662,436 | $14,315,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 100,499 | $14,312,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 455,246 | $14,305,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 36,096 | $14,304,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 316,217 | $14,280,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 126,436 | $14,259,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 394,297 | $14,254,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 832,300 | $14,191,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 242,156 | $14,185,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 422,992 | $14,167,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 520,345 | $14,153,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 73,005 | $14,127,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420901 | COM | 264,300 | $14,127,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420951 | COM | 264,300 | $14,127,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 15,076,000 | $14,094,000 | thousands by filing date | principal |
| INTEL CORP | 458140950 | PUT | 435,000 | $14,072,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 947,757 | $14,056,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 628,182 | $14,034,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 442,539 | $14,024,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 336,767 | $14,017,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 154,269 | $13,912,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 125,000 | $13,898,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 200,799 | $13,894,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 347,129 | $13,857,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 167,303 | $13,795,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 77,722 | $13,729,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,230,205 | $13,728,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 618,748 | $13,711,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 170,910 | $13,689,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 669,443 | $13,663,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,586,656 | $13,645,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,313,773 | $13,636,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 205,946 | $13,634,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,290,465 | $13,628,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,249,184 | $13,616,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 876,590 | $13,614,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 851,869 | $13,597,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 1,000,000 | $13,580,000 | thousands by filing date | put |
| AUTODESK INC | 052769956 | COM | 232,500 | $13,557,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 931,022 | $13,556,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,563,870 | $13,542,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 437,188 | $13,519,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 378,888 | $13,504,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,564,394 | $13,485,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 189,667 | $13,485,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,435,925 | $13,485,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 404,893 | $13,463,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 657,839 | $13,413,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 296,132 | $13,412,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,650,723 | $13,404,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 253,036 | $13,388,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 124,764 | $13,374,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 14,425,000 | $13,335,000 | thousands by filing date | principal |
| PEPSICO INC | 713448958 | PUT | 130,113 | $13,334,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 106,000 | $13,322,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 383,559 | $13,298,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 500,000 | $13,290,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,825,403 | $13,274,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 505,004 | $13,251,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 10,556,000 | $13,215,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 336,812 | $13,200,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,791,961 | $13,189,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 625,910 | $13,175,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,433,874 | $13,149,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,011,311 | $13,087,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 424,875 | $13,043,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 63,670 | $13,043,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 498,769 | $13,043,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,696,771 | $13,031,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,100,863 | $12,969,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 121,515 | $12,965,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 706,082 | $12,879,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 12,176,000 | $12,856,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 271,773 | $12,855,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,116,857 | $12,829,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 207,800 | $12,759,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 376,863 | $12,749,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 437,495 | $12,705,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 904,462 | $12,691,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 763,802 | $12,680,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 433,962 | $12,676,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 881,829 | $12,671,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 350,114 | $12,569,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 381,060 | $12,568,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,085,646 | $12,534,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 664,542 | $12,473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W952 | PUT | 637,755 | $12,443,000 | thousands by filing date | put |
| TEREX CORP NEW | 880779903 | COM | 500,000 | $12,440,000 | thousands by filing date | call |
| TIFFANY CO | 886547908 | COM | 169,000 | $12,401,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 255,892 | $12,376,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 382,387 | $12,355,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 536,977 | $12,308,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 322,860 | $12,304,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 239,298 | $12,292,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 315,788 | $12,287,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 270,658 | $12,285,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 454,466 | $12,272,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 892,142 | $12,266,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,459,975 | $12,264,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 10,842,000 | $12,251,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 211,743 | $12,244,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 239,550 | $12,241,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 280,240 | $12,212,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 200,234 | $12,194,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 279,708 | $12,181,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 121,153 | $12,136,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,276,752 | $12,117,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 490,214 | $12,094,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 190,000 | $12,037,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 421,439 | $12,032,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,215,222 | $12,018,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 12,000,000 | $11,999,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 7,599,000 | $11,988,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 3,805,881 | $11,988,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,794,291 | $11,932,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 156,443 | $11,880,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 219,500 | $11,871,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 1,866,071 | $11,868,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 647,828 | $11,823,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 162,349 | $11,813,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,194,429 | $11,813,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 256,429 | $11,791,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 84,834 | $11,773,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,340,000 | $11,770,000 | thousands by filing date | principal |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,445,765 | $11,740,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 13,098 | $11,678,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 204,588 | $11,667,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 221,186 | $11,648,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 170,976 | $11,530,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 312,241 | $11,432,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 233,471 | $11,382,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 587,200 | $11,345,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 612,384 | $11,280,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,272,170 | $11,258,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 348,777 | $11,254,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 132,264 | $11,246,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 163,700 | $11,245,000 | thousands by filing date | call |
| AETNA INC | 00817Y908 | COM | 100,000 | $11,235,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 216,946 | $11,222,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,409,474 | $11,191,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 178,200 | $11,179,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 355,000 | $11,158,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 75,000 | $11,156,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 16,402,381 | $11,155,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 224,537 | $11,151,000 | thousands by filing date | |
| STAPLES INC | 855030902 | COM | 1,009,500 | $11,135,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 238,826 | $11,126,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 439,435 | $11,117,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 264,646 | $11,089,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 243,957 | $11,073,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 248,800 | $11,037,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 1,426,785 | $11,015,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,463,275 | $11,004,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 317,716 | $10,991,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,933,968 | $10,966,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 47,500 | $10,914,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 246,544 | $10,911,000 | thousands by filing date | |
| BAXALTA INC | 07177M903 | Cmn | 270,000 | $10,908,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 145,083 | $10,895,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 346,085 | $10,895,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464900 | CALL | 566,400 | $10,875,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 219,897 | $10,850,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,710,000 | $10,817,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 11,904,000 | $10,779,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 549,029 | $10,766,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 128,065 | $10,740,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 527,142 | $10,717,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9,004,000 | $10,715,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 315,159 | $10,687,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 470,496 | $10,680,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 566,479 | $10,673,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 577,613 | $10,669,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 682,905 | $10,667,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 498,003 | $10,608,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 335,000 | $10,593,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 135,972 | $10,580,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 719,749 | $10,574,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 268,433 | $10,568,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 195,715 | $10,510,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,316,365 | $10,492,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 9,493,000 | $10,476,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,365,988 | $10,468,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 10,232,000 | $10,454,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 395,503 | $10,450,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,424,842 | $10,443,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 203,897 | $10,423,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 308,343 | $10,406,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 15,053,000 | $10,399,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 469,003 | $10,365,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 867,136 | $10,362,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 28,973 | $10,352,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 270,727 | $10,345,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,865,000 | $10,344,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 917,977 | $10,328,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 925,800 | $10,313,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 228,753 | $10,282,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 894,297 | $10,266,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 371,455 | $10,256,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 555,674 | $10,230,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 175,079 | $10,210,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 165,977 | $10,207,000 | thousands by filing date | |
| MATTRESS FIRM HOLDING CORP | 57722W906 | Cmn | 240,000 | $10,174,000 | thousands by filing date | call |
| MATTRESS FIRM HOLDING CORP | 57722W956 | Cmn | 240,000 | $10,174,000 | thousands by filing date | put |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 679,954 | $10,118,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 575,820 | $10,111,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 302,498 | $10,111,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 112,938 | $10,104,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 634,187 | $10,103,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 671,269 | $10,082,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044955 | COM | 320,000 | $10,051,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,729,937 | $10,016,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 195,034 | $10,011,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 75,000 | $10,007,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 520,800 | $9,999,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 398,312 | $9,998,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U950 | COM | 500,000 | $9,990,000 | thousands by filing date | put |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 500,000 | $9,990,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 128,015 | $9,986,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 117,523 | $9,969,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 852,650 | $9,951,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 281,290 | $9,935,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 204,077 | $9,929,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 542,157 | $9,927,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047952 | COM | 300,000 | $9,927,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813909 | COM | 241,500 | $9,921,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 308,463 | $9,908,000 | thousands by filing date | |
| STARWOOD HOTELS RESORTS | 85590A901 | COM | 118,700 | $9,903,000 | thousands by filing date | call |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 1,081,000 | $9,880,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 367,091 | $9,876,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 878,361 | $9,873,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 18,182,000 | $9,804,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 491,554 | $9,802,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 547,207 | $9,796,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 386,500 | $9,786,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 199,057 | $9,754,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 192,836 | $9,749,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 590,772 | $9,736,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 300,500 | $9,721,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 37,253 | $9,715,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 293,103 | $9,669,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,138,342 | $9,619,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 180,021 | $9,612,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 71,300 | $9,590,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 540,000 | $9,574,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 27,752 | $9,568,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 6,400,000 | $9,568,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 286,985 | $9,547,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 50,000 | $9,510,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 235,686 | $9,418,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 36,132 | $9,406,000 | thousands by filing date | call |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 282,518 | $9,396,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 346,198 | $9,375,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 398,684 | $9,370,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,839,325 | $9,370,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 9,878,000 | $9,335,000 | thousands by filing date | principal |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 101,087 | $9,318,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 441,773 | $9,317,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,163,724 | $9,310,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 227,432 | $9,305,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 367,791 | $9,287,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 161,700 | $9,283,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 240,300 | $9,276,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 267,649 | $9,275,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 9,708,000 | $9,273,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 105,853 | $9,259,000 | thousands by filing date | |
| ISHARES INC | 464286903 | MSCI AUST ETF | 478,554 | $9,246,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,317,942 | $9,239,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 457,303 | $9,182,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 341,510 | $9,165,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,125,631 | $9,158,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 538,866 | $9,150,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 406,282 | $9,101,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 321,327 | $9,093,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 218,986 | $9,088,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 163,133 | $9,077,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 9,466,000 | $9,064,000 | thousands by filing date | principal |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 113,383 | $9,061,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 205,473 | $9,040,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 111,400 | $9,031,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,468,000 | $9,022,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 489,592 | $9,013,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 178,700 | $8,989,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 123,523 | $8,984,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 243,461 | $8,962,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,279,465 | $8,943,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 85,140 | $8,936,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 259,216 | $8,883,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,219,425 | $8,878,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 213,041 | $8,863,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 950,920 | $8,862,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 210,737 | $8,860,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 2,100,000 | $8,841,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 211,379 | $8,777,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 265,187 | $8,764,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 32,500 | $8,711,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 704,631 | $8,702,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 273,835 | $8,700,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 319,869 | $8,698,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 253,838 | $8,689,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 224,954 | $8,674,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 255,720 | $8,666,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,742,343 | $8,665,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 640,500 | $8,647,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 489,279 | $8,622,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 464,502 | $8,598,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 269,421 | $8,578,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 123,715 | $8,567,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 9,230,000 | $8,561,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 349,482 | $8,559,000 | thousands by filing date | |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 750,000 | $8,558,000 | thousands by filing date | call |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 750,000 | $8,558,000 | thousands by filing date | put |
| DU PONT (E.I.) DE NEMOURS | 263534909 | COM | 135,000 | $8,548,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 336,500 | $8,540,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 249,649 | $8,536,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,857,288 | $8,524,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 637,431 | $8,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 194,218 | $8,489,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 95,524 | $8,474,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 7,494,000 | $8,458,000 | thousands by filing date | principal |
| Flushing Financial Corp | 343873105 | Common Stock | 390,284 | $8,438,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 621,527 | $8,435,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502951 | COM | 80,000 | $8,417,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 558,896 | $8,411,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 642,261 | $8,401,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 162,159 | $8,400,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 764,631 | $8,365,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 91,494 | $8,360,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 318,334 | $8,354,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 590,362 | $8,343,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 478,033 | $8,341,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 161,076 | $8,341,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 51,238 | $8,331,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 133,200 | $8,272,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 614,806 | $8,263,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,623,110 | $8,236,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 349,528 | $8,224,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,062,755 | $8,206,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 698,194 | $8,204,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 462,143 | $8,180,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,127,000 | $8,166,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,523,275 | $8,165,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 508,829 | $8,162,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS | 56418H950 | COM | 100,000 | $8,142,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 416,222 | $8,136,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,567,526 | $8,134,000 | thousands by filing date | |
| ISHARES TR | 464288907 | CALL | 145,000 | $8,129,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 352,743 | $8,124,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 363,325 | $8,106,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 94,405 | $8,102,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 53,045 | $8,098,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 239,273 | $8,097,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 103,968 | $8,095,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 621,375 | $8,041,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 673,660 | $7,983,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 295,275 | $7,964,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 263,400 | $7,963,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 44,711 | $7,962,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 100,000 | $7,955,000 | thousands by filing date | call |
| STRATEGY INC | 594972908 | CALL | 44,200 | $7,944,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746951 | CALL | 164,156 | $7,939,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 325,601 | $7,922,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 4,006,000 | $7,902,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A908 | CALL | 225,000 | $7,899,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 63,548 | $7,892,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 79,989 | $7,878,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 289,257 | $7,874,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 204,272 | $7,871,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 625,071 | $7,864,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 645,026 | $7,849,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 865,798 | $7,845,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 7,531,000 | $7,831,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 292,863 | $7,828,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 444,093 | $7,820,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 612,312 | $7,819,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558953 | PUT | 85,000 | $7,808,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 316,352 | $7,807,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 531,325 | $7,800,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 266,927 | $7,783,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 469,675 | $7,773,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,259,539 | $7,771,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 431,655 | $7,769,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 238,643 | $7,767,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 498,260 | $7,764,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 420,455 | $7,754,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 480,241 | $7,747,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 183,912 | $7,737,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 255,575 | $7,731,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 58,532 | $7,722,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 281,635 | $7,718,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 205,597 | $7,714,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287908 | COM | 150,000 | $7,694,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 62,262 | $7,677,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 287,200 | $7,675,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 381,252 | $7,659,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 5,905,000 | $7,647,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,633,000 | $7,625,000 | thousands by filing date | principal |
| SILVER WHEATON CORP | 828336907 | COM | 459,500 | $7,619,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 5,998,000 | $7,602,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 382,737 | $7,586,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887952 | PUT | 170,000 | $7,585,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,840,733 | $7,584,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 254,490 | $7,568,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 215,757 | $7,558,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,647,822 | $7,548,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,461,989 | $7,543,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 691,974 | $7,536,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 60,612 | $7,518,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 166,359 | $7,518,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 104,046 | $7,507,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 405,893 | $7,493,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J954 | PUT | 200,000 | $7,486,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 1,070,249 | $7,481,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 90,500 | $7,475,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 122,674 | $7,457,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 68,606 | $7,444,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,696,000 | $7,419,000 | thousands by filing date | principal |
| Liberty Media Corp | 531229300 | COMMON STOCK | 194,671 | $7,416,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 453,039 | $7,385,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 311,009 | $7,371,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 99,409 | $7,368,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 257,503 | $7,339,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 220,776 | $7,338,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,519,376 | $7,322,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 165,826 | $7,316,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 147,428 | $7,307,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 88,236 | $7,306,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 137,491 | $7,285,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 259,325 | $7,217,000 | thousands by filing date | |
| MYLAN N V | N59465909 | CALL | 155,000 | $7,184,000 | thousands by filing date | call |
| MYLAN N V | N59465959 | PUT | 155,000 | $7,184,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,956,000 | $7,170,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 431,060 | $7,164,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 626,640 | $7,162,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 151,200 | $7,143,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 537,980 | $7,133,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 261,252 | $7,112,000 | thousands by filing date | |
| HERSHEY CO | 427866958 | PUT | 77,100 | $7,100,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 478,222 | $7,098,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 140,748 | $7,097,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 327,638 | $7,074,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 138,900 | $7,073,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-16-000968 | this filing | 2016-05-10 | acceptance time not in the bulk data set |