13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,928 holding rows worth $374,111,800,000.
- Accession
- 0000019617-15-000513
- Filer
- CIK 19617
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,405 entries on the cover page, a total value of $374,111,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,111,800,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp
- included managerJ.P. Morgan (Suisse) SA
- included managerJ.P. Morgan GT Corp
- included managerJF Asset Management Ltd
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd
- included managerJPMorgan Asset Management (Taiwan) Ltd
- included managerJPMorgan Funds (Asia) Ltd
- included managerMLP Investment Holdings, Inc.
- included managerJ.P. Morgan International Bank Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVER WHEATON CORP | 828336907 | COM | 283,900 | $3,410,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 280,890 | $3,401,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 174,700 | $3,398,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 53,426 | $3,393,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 33,881 | $3,381,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914903 | COM | 88,200 | $3,373,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 62,384 | $3,358,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 247,898 | $3,354,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 74,913 | $3,350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 123,748 | $3,333,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 108,160 | $3,331,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 45,000 | $3,330,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 900,835 | $3,324,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 38,876 | $3,321,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 315,099 | $3,321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 81,428 | $3,314,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 149,561 | $3,313,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 403,005 | $3,313,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 192,444 | $3,311,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 126,219 | $3,304,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 113,966 | $3,299,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 227,740 | $3,297,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 176,647 | $3,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 127,514 | $3,293,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,263,000 | $3,283,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 103,791 | $3,280,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 361,665 | $3,266,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC D | 16117M905 | CL A NEW | 18,500 | $3,253,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 112,803 | $3,248,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U936 | OPTION | 65,000 | $3,242,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,281,190 | $3,240,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 269,625 | $3,230,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G907 | COM | 50,000 | $3,197,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 99,968 | $3,193,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 176,498 | $3,186,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 163,382 | $3,177,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 131,023 | $3,172,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 28,922 | $3,170,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 107,097 | $3,163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 96,971 | $3,149,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 268,031 | $3,149,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 45,600 | $3,143,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,207,558 | $3,141,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 31,109 | $3,134,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 47,730 | $3,134,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376900 | COM | 45,200 | $3,131,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC NEW | 45824V959 | PUT | 110,000 | $3,131,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,560,000 | $3,124,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N901 | Cmn | 73,400 | $3,120,000 | thousands by filing date | call |
| CA INC | 12673P905 | COM | 114,200 | $3,118,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 555,600 | $3,117,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 188,872 | $3,113,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 950,204 | $3,097,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 80,477 | $3,078,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 246,684 | $3,078,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 70,950 | $3,077,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 74,596 | $3,072,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675950 | SPON ADR | 140,000 | $3,062,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 211,021 | $3,057,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 82,550 | $3,054,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 103,925 | $3,054,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 358,098 | $3,047,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66,021 | $3,043,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 51,300 | $3,037,000 | thousands by filing date | put |
| KRAFT HEINZ CO | 500754906 | COM | 42,900 | $3,028,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 152,300 | $3,027,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 32,622 | $3,026,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,939,000 | $3,017,000 | thousands by filing date | principal |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 583,833 | $3,007,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS LP COMMON STOCK | 570759900 | Cmn | 70,000 | $3,004,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 308,397 | $3,001,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 230,540 | $2,999,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 309,279 | $2,997,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 2,272,000 | $2,997,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 1,225,051 | $2,989,000 | thousands by filing date | |
| XPO INC | 983793900 | CALL | 125,000 | $2,979,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 202,900 | $2,979,000 | thousands by filing date | put |
| NIKE INC | 654106953 | PUT | 24,200 | $2,976,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 89,604 | $2,972,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 204,570 | $2,972,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 66,252 | $2,966,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 169,125 | $2,966,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,041,000 | $2,953,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 492,059 | $2,947,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 156,632 | $2,935,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 52,461 | $2,931,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 397,675 | $2,927,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 262,729 | $2,925,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 405,668 | $2,913,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,365,000 | $2,911,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R906 | COM | 79,832 | $2,910,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 1,081,194 | $2,908,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 350,956 | $2,903,000 | thousands by filing date | |
| MARKIT LTD | G58249906 | Cmn | 100,000 | $2,900,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 160,242 | $2,894,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 41,477 | $2,891,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 2,550,000 | $2,883,000 | thousands by filing date | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 65,602 | $2,874,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,946 | $2,867,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,890,000 | $2,862,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 165,774 | $2,855,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,866,000 | $2,834,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 867,391 | $2,819,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 29,862 | $2,816,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 102,590 | $2,808,000 | thousands by filing date | |
| TREEHOUSE FOODS INC | 89469A904 | COM | 36,100 | $2,808,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 81,525 | $2,806,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 124,859 | $2,802,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $2,799,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 182,000 | $2,790,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 39,382 | $2,780,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 180,802 | $2,780,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,424,000 | $2,762,000 | thousands by filing date | principal |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 200,000 | $2,752,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,735,000 | $2,752,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 30,452 | $2,750,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 442,575 | $2,748,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,843,000 | $2,740,000 | thousands by filing date | principal |
| RANGE RES CORP | 75281A959 | COM | 85,000 | $2,730,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 320,029 | $2,717,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 112,836 | $2,709,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 415,376 | $2,708,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 60,054 | $2,707,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 90,039 | $2,681,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 98,620 | $2,668,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 798,020 | $2,665,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 23,000 | $2,656,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 643,320 | $2,647,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 21,360 | $2,646,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 85,391 | $2,645,000 | thousands by filing date | |
| TECK RESOURCES LTD | 878742904 | CALL | 550,000 | $2,640,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 38,734 | $2,640,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 154,000 | $2,632,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 79,789 | $2,631,000 | thousands by filing date | |
| CATERPILLAR INC | 149123951 | PUT | 40,100 | $2,621,000 | thousands by filing date | put |
| VISA INC | 92826C959 | PUT | 37,600 | $2,619,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 111,300 | $2,618,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 199,200 | $2,617,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 151,463 | $2,614,000 | thousands by filing date | |
| PACCAR INC | 693718958 | COM | 50,000 | $2,609,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224907 | COM | 50,100 | $2,607,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 188,402 | $2,600,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 45,049 | $2,590,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 67,280 | $2,587,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 94,800 | $2,586,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 159,716 | $2,576,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 347,178 | $2,576,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 300,128 | $2,563,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 97,904 | $2,558,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 80,000 | $2,546,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 56,311 | $2,543,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 100,900 | $2,540,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 5,392,775 | $2,535,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 76,793 | $2,527,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 226,352 | $2,523,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 32,600 | $2,522,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 415,554 | $2,518,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 23,054 | $2,514,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 226,428 | $2,509,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 67,601 | $2,476,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,250,000 | $2,475,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 83,823 | $2,468,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 532,586 | $2,460,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 25,000 | $2,458,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,525,000 | $2,457,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 150,000 | $2,456,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 60,539 | $2,453,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 355,155 | $2,451,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 317,068 | $2,444,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 35,000 | $2,430,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 81,715 | $2,416,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 151,072 | $2,411,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 53,296 | $2,406,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 370,125 | $2,380,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 32,881 | $2,379,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 49,081 | $2,375,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 494,050 | $2,367,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481901 | COM | 180,000 | $2,365,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,320,213 | $2,349,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 35,000 | $2,343,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 60,400 | $2,342,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,838,000 | $2,334,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 224,364 | $2,329,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 157,778 | $2,324,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 33,500 | $2,321,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 82,450 | $2,320,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 402,483 | $2,314,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 27,450 | $2,313,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 858,429 | $2,310,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 264,153 | $2,306,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 316,743 | $2,296,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 100,000 | $2,285,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 54,500 | $2,277,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 79,847 | $2,271,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 82,365 | $2,269,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 91,888 | $2,268,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 60,870 | $2,266,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 23,831 | $2,262,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 2,540,000 | $2,254,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 46,962 | $2,242,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 83,846 | $2,241,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 28,957 | $2,241,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 102,260 | $2,237,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 30,000 | $2,231,000 | thousands by filing date | put |
| VULCAN MATLS CO | 929160909 | OPTION | 25,000 | $2,230,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 169,643 | $2,229,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 170,625 | $2,227,000 | thousands by filing date | |
| SWIFT TRANSN CO | 87074U951 | Option | 148,000 | $2,223,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 100,718 | $2,219,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678956 | COM | 55,000 | $2,219,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,615,138 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 20,380 | $2,213,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 75,632 | $2,211,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 93,611 | $2,210,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 554,760 | $2,208,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 159,905 | $2,207,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 109,934 | $2,200,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 32,000 | $2,200,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 232,000 | $2,194,000 | thousands by filing date | |
| GOLDCORP INC | 380956909 | COM | 175,000 | $2,191,000 | thousands by filing date | call |
| CSX CORP | 126408953 | PUT | 81,400 | $2,189,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 5,717,276 | $2,185,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 321,530 | $2,177,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 146,234 | $2,170,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 246,794 | $2,165,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 269,744 | $2,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 98,803 | $2,159,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 81,481 | $2,157,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 331,466 | $2,146,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 125,148 | $2,137,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 118,030 | $2,133,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 25,050 | $2,130,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 113,759 | $2,127,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 51,888 | $2,125,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 132,974 | $2,124,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 363,630 | $2,124,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,716 | $2,117,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 250,480 | $2,114,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 216,309 | $2,111,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 151,750 | $2,111,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 613,449 | $2,110,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 102,058 | $2,110,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 19,800 | $2,105,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 149,148 | $2,104,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 92,251 | $2,102,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 699,500 | $2,098,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 350,800 | $2,097,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 193,875 | $2,092,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 149,110 | $2,085,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 563,234 | $2,084,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 201,982 | $2,082,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 146,396 | $2,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 49,766 | $2,081,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 100,000 | $2,081,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 61,064 | $2,070,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,894,149 | $2,063,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 105,722 | $2,062,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 83,332 | $2,057,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 274,127 | $2,056,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 56,794 | $2,051,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 97,420 | $2,047,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 17,369 | $2,046,000 | thousands by filing date | |
| GOOGLE INC | 38259P906 | CALL | 3,345 | $2,045,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 507,187 | $2,044,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 31,974 | $2,038,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 68,500 | $2,030,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 70,717 | $2,029,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 109,300 | $2,022,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,262 | $2,020,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 285,000 | $2,018,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 50,149 | $2,015,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 53,951 | $2,007,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 43,035 | $2,001,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 57,472 | $2,000,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 30,000 | $1,997,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 118,600 | $1,992,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,713 | $1,990,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 66,139 | $1,989,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 69,790 | $1,986,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 155,800 | $1,980,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,000,000 | $1,972,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 59,786 | $1,970,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 73,916 | $1,967,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL | 712704905 | COM | 125,000 | $1,966,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 24,465 | $1,963,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 189,525 | $1,961,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 142,533 | $1,960,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 79,700 | $1,956,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 18,000 | $1,954,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 91,523 | $1,953,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,052,000 | $1,946,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 158,997 | $1,945,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 61,443 | $1,937,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 676,587 | $1,935,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 180,375 | $1,932,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 77,800 | $1,909,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 17,690 | $1,908,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 37,000 | $1,898,000 | thousands by filing date | call |
| KB HOME | 48666K909 | COM | 140,000 | $1,897,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 262,447 | $1,892,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 229,622 | $1,892,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,900,000 | $1,886,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 85,455 | $1,882,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 32,875 | $1,874,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 65,103 | $1,872,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,745 | $1,870,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 41,800 | $1,869,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 140,271 | $1,867,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 16,900 | $1,864,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 66,473 | $1,861,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 152,425 | $1,860,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 84,600 | $1,858,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 19,623 | $1,857,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 45,000 | $1,853,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 61,561 | $1,847,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 251,085 | $1,843,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,900 | $1,839,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 28,778 | $1,836,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 40,266 | $1,835,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 81,505 | $1,830,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H956 | ORD CL A | 106,500 | $1,829,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 27,236 | $1,825,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 448,044 | $1,824,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 61,925 | $1,820,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 56,623 | $1,818,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 49,318 | $1,808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 34,688 | $1,807,000 | thousands by filing date | |
| ENCANA CORP | 292505904 | COM | 280,300 | $1,805,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q907 | COM | 21,500 | $1,804,000 | thousands by filing date | call |
| QORVO INC | 74736K901 | COM | 40,000 | $1,802,000 | thousands by filing date | call |
| APIGEE CORP COM | 03765N108 | Stock | 169,700 | $1,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 36,940 | $1,786,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 182,532 | $1,783,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 71,633 | $1,783,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,150,000 | $1,777,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 40,636 | $1,775,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 318,294 | $1,770,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 90,447 | $1,770,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 354,267 | $1,769,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 68,970 | $1,762,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 294,100 | $1,750,000 | thousands by filing date | |
| AVAGO TECHNOLOGIES LTD | Y0486S954 | COM | 14,000 | $1,750,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,340 | $1,748,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,881,000 | $1,745,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 228,758 | $1,739,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 55,900 | $1,739,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 1,984,577 | $1,735,000 | thousands by filing date | |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 644,800 | $1,735,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 132,215 | $1,732,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100,339 | $1,728,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 99,875 | $1,725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 49,635 | $1,720,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 2,322,000 | $1,713,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 54,312 | $1,712,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 127,533 | $1,709,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 16,233 | $1,705,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,981 | $1,702,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 102,610 | $1,698,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 43,661 | $1,683,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,227,550 | $1,674,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,671,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 112,783 | $1,670,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 28,033 | $1,669,000 | thousands by filing date | |
| ACUITY INC | 00508Y952 | PUT | 9,500 | $1,668,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 680,800 | $1,661,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 33,542 | $1,660,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,875,000 | $1,659,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y959 | COM | 230,900 | $1,658,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 57,114 | $1,652,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 36,239 | $1,652,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,733,000 | $1,652,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,415,000 | $1,651,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 62,600 | $1,649,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 26,974 | $1,646,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200,000 | $1,642,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 136,675 | $1,641,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 54,842 | $1,625,000 | thousands by filing date | |
| CABLEVISION SYSTEMS-NY GRP-A | 12686C959 | COM | 50,000 | $1,624,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 83,000 | $1,620,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,114,000 | $1,619,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 83,375 | $1,615,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 110,999 | $1,614,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 71,420 | $1,614,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 27,297 | $1,614,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 21,367 | $1,610,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,949,000 | $1,603,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 85,100 | $1,601,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 791,000 | $1,600,000 | thousands by filing date | principal |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 34,530 | $1,594,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 45,600 | $1,593,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 84,344 | $1,592,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 96,979 | $1,592,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 66,185 | $1,592,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 50,000 | $1,591,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 54,200 | $1,590,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 33,819 | $1,579,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 53,109 | $1,571,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 71,286 | $1,567,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 95,891 | $1,557,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 194,474 | $1,556,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 99,700 | $1,556,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 18,916 | $1,552,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 45,303 | $1,551,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 565,228 | $1,549,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,211,000 | $1,549,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 257,841 | $1,547,000 | thousands by filing date | |
| ASML HLDG NV | N07059950 | PUT | 17,500 | $1,540,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 76,370 | $1,537,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 91,492 | $1,536,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 75,777 | $1,535,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 13,765 | $1,530,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 159,113 | $1,530,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,074 | $1,529,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,525,000 | thousands by filing date | principal |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 195,514 | $1,523,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 7,840 | $1,515,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 55,638 | $1,512,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 286,116 | $1,511,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 26,394 | $1,510,000 | thousands by filing date | |
| ASHLAND INC | 044209904 | COM | 15,000 | $1,509,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 90,237 | $1,508,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 31,308 | $1,505,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 298,744 | $1,502,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 48,100 | $1,497,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 65,708 | $1,495,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 552,285 | $1,491,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 35,015 | $1,490,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 82,758 | $1,490,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 60,496 | $1,485,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 129,272 | $1,485,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 100,500 | $1,483,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 34,182 | $1,480,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 137,693 | $1,479,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,101 | $1,474,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339955 | PUT | 45,000 | $1,474,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 3,937 | $1,472,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 108,656 | $1,472,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 39,083 | $1,467,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 148,899 | $1,466,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 488,533 | $1,465,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 30,355 | $1,461,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 43,178 | $1,461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 38,650 | $1,460,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 196,550 | $1,452,000 | thousands by filing date | |
| HANESBRANDS INC. | 410345902 | COM | 50,000 | $1,447,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 94,242 | $1,445,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 28,172 | $1,441,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R909 | COM | 35,000 | $1,437,000 | thousands by filing date | call |
| STARWOOD HOTELS RESORTS | 85590A901 | COM | 21,600 | $1,436,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 146,128 | $1,435,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 196,665 | $1,434,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 55,000 | $1,432,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 64,000 | $1,430,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 33,492 | $1,428,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 8,300 | $1,428,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 26,132 | $1,427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 56,543 | $1,425,000 | thousands by filing date | |
| CHINA PETROLEUM CHEM-ADR | 16941R908 | COM | 23,100 | $1,422,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 29,766 | $1,420,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 25,127 | $1,410,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 260,682 | $1,410,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 82,490 | $1,409,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 35,042 | $1,408,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 14,024 | $1,407,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,000 | $1,403,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 108,400 | $1,401,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,050 | $1,401,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 10,000 | $1,400,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 118,024 | $1,391,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 126,074 | $1,388,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 27,689 | $1,387,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 184,842 | $1,387,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 120,981 | $1,382,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,731 | $1,374,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 135,451 | $1,374,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 90,000 | $1,374,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 57,290 | $1,372,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C908 | COM | 12,500 | $1,370,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 14,350 | $1,369,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 85,112 | $1,369,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 60,000 | $1,368,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452901 | COM | 28,700 | $1,356,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452951 | COM | 28,700 | $1,356,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 88,124 | $1,356,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 82,175 | $1,354,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 96,956 | $1,351,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 115,312 | $1,349,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 68,994 | $1,348,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 58,437 | $1,345,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 193,300 | $1,343,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 63,754 | $1,341,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 30,916 | $1,334,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 36,216 | $1,324,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 1,086,000 | $1,322,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 356,200 | $1,321,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 44,394 | $1,321,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 136,910 | $1,317,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,415,000 | $1,314,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 65,736 | $1,310,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 51,274 | $1,307,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000513 | this filing | 2015-11-13 | acceptance time not in the bulk data set |