13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,928 holding rows worth $374,111,800,000.
- Accession
- 0000019617-15-000513
- Filer
- CIK 19617
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,405 entries on the cover page, a total value of $374,111,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,111,800,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp
- included managerJ.P. Morgan (Suisse) SA
- included managerJ.P. Morgan GT Corp
- included managerJF Asset Management Ltd
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd
- included managerJPMorgan Asset Management (Taiwan) Ltd
- included managerJPMorgan Funds (Asia) Ltd
- included managerMLP Investment Holdings, Inc.
- included managerJ.P. Morgan International Bank Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOVIS ONCOLOGY INC | 189464100 | COM | 158,264 | $14,553,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150,247 | $14,539,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 89,379 | $14,534,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,545,444 | $14,527,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 100,000 | $14,497,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411R958 | PUT | 300,000 | $14,490,000 | thousands by filing date | put |
| BAXALTA INC | 07177M103 | COM | 459,755 | $14,488,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 744,300 | $14,484,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 124,609 | $14,397,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 578,366 | $14,390,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 957,001 | $14,374,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 283,036 | $14,313,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 652,555 | $14,251,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 526,945 | $14,196,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y977 | OPTION | 300,000 | $14,157,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 443,270 | $14,104,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 243,055 | $14,044,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 168,500 | $14,002,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 210,307 | $13,994,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 636,214 | $13,964,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 30,000 | $13,954,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 120,891 | $13,945,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,049,000 | $13,927,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,026,927 | $13,905,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 300,000 | $13,899,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 12,476,000 | $13,899,000 | thousands by filing date | principal |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 477,122 | $13,884,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 654,583 | $13,850,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 185,300 | $13,834,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 255,834 | $13,832,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 486,792 | $13,806,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 312,600 | $13,804,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U910 | OPTION | 500,000 | $13,740,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 2,186,964 | $13,734,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 899,221 | $13,731,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 852,600 | $13,701,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 275,798 | $13,689,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 688,678 | $13,657,000 | thousands by filing date | |
| ISHARES TR | 4642879P8 | OPTION | 45,000 | $13,650,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 498,670 | $13,644,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 333,709 | $13,625,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6,957,000 | $13,609,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 421,050 | $13,559,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 6,503,000 | $13,547,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 10,814,000 | $13,521,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 436,402 | $13,510,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 344,752 | $13,499,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X959 | PUT | 177,500 | $13,485,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 344,734 | $13,469,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 8,830 | $13,468,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 13,513,000 | $13,463,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 14,720,000 | $13,459,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 978,607 | $13,456,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 515,176 | $13,446,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 209,419 | $13,433,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,682,900 | $13,430,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,027,943 | $13,425,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 337,667 | $13,409,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 390,453 | $13,403,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 168,900 | $13,399,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 394,344 | $13,309,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 353,000 | $13,305,000 | thousands by filing date | call |
| AMSURG CORP | 03232P405 | COM | 170,645 | $13,257,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 355,578 | $13,250,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 179,258 | $13,248,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 549,938 | $13,215,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 974,664 | $13,208,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,019,454 | $13,203,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 265,706 | $13,181,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 321,410 | $13,132,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 200,547 | $13,125,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 474,000 | $13,121,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 1,325,475 | $13,069,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 223,381 | $13,021,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 554,821 | $13,016,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 347,155 | $12,995,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 224,427 | $12,978,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 139,657 | $12,972,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 725,134 | $12,958,000 | thousands by filing date | |
| FITBIT INC | 33812L952 | PUT | 343,500 | $12,947,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 676,564 | $12,943,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,997,802 | $12,925,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 117,712 | $12,889,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 882,543 | $12,885,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 126,394 | $12,874,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 166,548 | $12,802,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 238,698 | $12,789,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 207,861 | $12,775,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,351,569 | $12,772,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 209,892 | $12,765,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 918,750 | $12,752,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 286,075 | $12,748,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 316,433 | $12,739,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 560,738 | $12,712,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 282,042 | $12,712,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 261,450 | $12,694,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 288,875 | $12,690,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 14,916,000 | $12,686,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,813,400 | $12,673,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 313,931 | $12,667,000 | thousands by filing date | |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226909 | Cmn | 500,000 | $12,660,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 320,303 | $12,649,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 498,026 | $12,630,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 567,311 | $12,628,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822953 | SHS | 80,000 | $12,582,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 479,117 | $12,582,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 280,000 | $12,564,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 7,170,000 | $12,545,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 558,850 | $12,518,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,808,077 | $12,492,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 410,012 | $12,465,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 483,282 | $12,454,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 14,000,000 | $12,446,000 | thousands by filing date | principal |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 622,077 | $12,429,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 93,171 | $12,424,000 | thousands by filing date | |
| ISHARES TR | 464288902 | US HOME CONS ETF | 475,000 | $12,398,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,004,225 | $12,392,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 153,913 | $12,368,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 325,300 | $12,352,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 239,252 | $12,346,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 414,424 | $12,337,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 284,296 | $12,325,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 217,749 | $12,322,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 194,365 | $12,265,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 344,131 | $12,261,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 34,337 | $12,258,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,016,697 | $12,241,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 359,509 | $12,235,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 569,025 | $12,229,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 500,000 | $12,220,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 700,351 | $12,187,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 407,500 | $12,185,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,534,987 | $12,142,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,870,551 | $12,140,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 245,100 | $12,135,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 90,513 | $12,112,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 216,731 | $12,082,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 92,500 | $12,062,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503955 | UNIT LTD PARTN | 396,900 | $12,058,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 2,668,307 | $12,034,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 428,580 | $12,022,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 302,088 | $12,003,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 504,833 | $11,995,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 313,858 | $11,992,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 111,093 | $11,991,000 | thousands by filing date | |
| JPMORGAN ALERIAN MLP INDEX | 46625H955 | Cmn | 394,200 | $11,980,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 10,784,000 | $11,979,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 838,241 | $11,911,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 11,811,000 | $11,903,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,842,000 | $11,872,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 497,814 | $11,863,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 415,976 | $11,858,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 5,567,000 | $11,857,000 | thousands by filing date | principal |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 98,662 | $11,852,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 474,850 | $11,852,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 450,065 | $11,851,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 315,562 | $11,783,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,635,791 | $11,746,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 217,111 | $11,726,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 195,336 | $11,713,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 358,035 | $11,707,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 1,594,300 | $11,686,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,561,004 | $11,678,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 651,952 | $11,663,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,374,042 | $11,651,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 3,164,400 | $11,645,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 312,865 | $11,616,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 512,300 | $11,609,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,633,630 | $11,599,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 788,923 | $11,582,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 272,129 | $11,565,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 649,008 | $11,546,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 369,906 | $11,489,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 304,406 | $11,488,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 716,287 | $11,461,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 158,100 | $11,453,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 10,582,000 | $11,446,000 | thousands by filing date | principal |
| IHS INC | 451734107 | CL A | 98,398 | $11,414,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,299,510 | $11,406,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,276,000 | $11,394,000 | thousands by filing date | principal |
| ISHARES TR | 464288953 | PUT | 136,500 | $11,369,000 | thousands by filing date | put |
| APACHE CORP | 037411905 | COM | 290,000 | $11,356,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 94,593 | $11,340,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 419,532 | $11,340,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 200,000 | $11,292,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 535,607 | $11,279,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 887,150 | $11,231,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 489,318 | $11,230,000 | thousands by filing date | |
| YAHOO! INC | 984332956 | COM | 388,000 | $11,217,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 635,528 | $11,205,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 12,262,000 | $11,184,000 | thousands by filing date | principal |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 62,471 | $11,182,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 169,000 | $11,180,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,210,692 | $11,162,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 371,476 | $11,160,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 94,733 | $11,120,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 373,657 | $11,113,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 161,811 | $11,095,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 335,000 | $11,085,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 1,412,308 | $11,072,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 453,676 | $11,070,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 11,090,000 | $11,062,000 | thousands by filing date | principal |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,399,850 | $11,059,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 275,770 | $11,051,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 318,962 | $11,039,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 489,947 | $11,008,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 565,352 | $10,968,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 513,123 | $10,961,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 199,405 | $10,961,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 100,000 | $10,941,000 | thousands by filing date | call |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 327,434 | $10,936,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 62,900 | $10,930,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 1,437,679 | $10,926,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 147,500 | $10,915,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 228,371 | $10,912,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 458,136 | $10,908,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 384,349 | $10,888,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 193,035 | $10,888,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 132,534 | $10,859,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 222,594 | $10,858,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 193,694 | $10,844,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 136,151 | $10,808,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 212,082 | $10,784,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 209,808 | $10,773,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,300,972 | $10,772,000 | thousands by filing date | |
| VISTEON CORP | 92839U906 | COM NEW | 106,200 | $10,752,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 431,198 | $10,750,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 346,364 | $10,744,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,229,945 | $10,737,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 203,924 | $10,737,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 761,793 | $10,703,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 268,898 | $10,700,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,795,188 | $10,699,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 340,300 | $10,689,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 56,714 | $10,566,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 320,624 | $10,565,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 688,529 | $10,555,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 654,800 | $10,523,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,085,663 | $10,520,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 180,674 | $10,511,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 855,300 | $10,494,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 354,364 | $10,488,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 6,601,000 | $10,484,000 | thousands by filing date | principal |
| YUM BRANDS INC | 988498951 | PUT | 131,100 | $10,481,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 245,667 | $10,472,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 955,206 | $10,470,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 307,385 | $10,460,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 161,300 | $10,459,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 404,071 | $10,458,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 854,099 | $10,428,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 290,962 | $10,417,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 252,319 | $10,416,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12,975 | $10,404,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 4,700,000 | $10,399,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558903 | COM | 105,900 | $10,398,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 511,517 | $10,389,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 278,238 | $10,342,000 | thousands by filing date | |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 175,000 | $10,341,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 354,013 | $10,327,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 202,303 | $10,326,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 5,088,000 | $10,314,000 | thousands by filing date | principal |
| XEROX CORP | 984121103 | COM | 1,059,796 | $10,313,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 91,938 | $10,288,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 73,528 | $10,287,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 347,675 | $10,273,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 700,039 | $10,270,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 450,000 | $10,269,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 200,000 | $10,264,000 | thousands by filing date | call |
| AVON PRODUCTS INC | 054303952 | COM | 3,155,900 | $10,257,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 11,329,000 | $10,253,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 8,818,000 | $10,247,000 | thousands by filing date | principal |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 75,019 | $10,237,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 766,320 | $10,222,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,502,031 | $10,214,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269950 | PUT | 227,000 | $10,192,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 312,009 | $10,183,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 100,000 | $10,175,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 105,001 | $10,174,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 278,269 | $10,144,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 12,224,000 | $10,131,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 783,352 | $10,121,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 200,015 | $10,090,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,365,000 | $10,081,000 | thousands by filing date | principal |
| AMAYA INC | 02314M108 | COM | 553,496 | $10,074,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 283,405 | $10,063,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 820,525 | $10,043,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 81,902 | $10,037,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 452,669 | $10,035,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 408,112 | $10,031,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 101,133 | $10,001,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 281,785 | $9,994,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 635,658 | $9,987,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 10,672,000 | $9,978,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787907 | COM | 82,000 | $9,974,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 224,022 | $9,962,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 94,931 | $9,948,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 207,554 | $9,915,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 198,155 | $9,915,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 75,100 | $9,834,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 127,319 | $9,814,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 206,719 | $9,769,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 594,130 | $9,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W919 | OPTION | 200,200 | $9,742,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 13,574,000 | $9,739,000 | thousands by filing date | principal |
| DISNEY WALT CO | 254687956 | PUT | 95,200 | $9,729,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 434,188 | $9,712,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 359,100 | $9,674,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 70,912 | $9,653,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 182,689 | $9,648,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 123,698 | $9,645,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 244,098 | $9,640,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 309,896 | $9,638,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 270,446 | $9,625,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 228,168 | $9,621,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 234,953 | $9,612,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 299,939 | $9,610,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 691,386 | $9,610,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 321,926 | $9,549,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 150,961 | $9,538,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 385,286 | $9,532,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 579,871 | $9,528,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 199,588 | $9,522,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 387,220 | $9,514,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 186,636 | $9,511,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 163,000 | $9,509,000 | thousands by filing date | put |
| DISH NETWORK CORP-A | 25470M909 | COM | 163,000 | $9,509,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 96,045 | $9,494,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 862,628 | $9,489,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,536,086 | $9,463,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 127,459 | $9,444,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 111,257 | $9,433,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 141,375 | $9,418,000 | thousands by filing date | |
| ISHARES TR | 464287994 | OPTION | 132,600 | $9,408,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,093,205 | $9,398,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 176,949 | $9,398,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 358,304 | $9,397,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 9,672,000 | $9,384,000 | thousands by filing date | principal |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 231,862 | $9,370,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,140,661 | $9,342,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 181,276 | $9,340,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,280,772 | $9,337,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 285,797 | $9,334,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 272,554 | $9,329,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 83,234 | $9,321,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,614,276 | $9,299,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 246,890 | $9,293,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 85,540 | $9,278,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 566,370 | $9,271,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 168,824 | $9,269,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 176,764 | $9,269,000 | thousands by filing date | |
| AUTODESK INC | 052769956 | COM | 210,000 | $9,269,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 158,469 | $9,268,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 185,985 | $9,265,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848903 | COM | 1,000,000 | $9,260,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 214,815 | $9,255,000 | thousands by filing date | |
| SANDISK CORP | 80004C901 | COM | 170,100 | $9,242,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224957 | COM | 176,500 | $9,185,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 353,856 | $9,158,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 131,370 | $9,147,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 144,651 | $9,104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,547,703 | $9,101,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 206,019 | $9,091,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 135,700 | $9,084,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 684,714 | $9,079,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,253,223 | $9,059,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 443,473 | $9,029,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 98,940 | $9,010,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 213,575 | $9,005,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 314,773 | $8,961,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 152,645 | $8,954,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 802,949 | $8,954,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 124,550 | $8,953,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 242,400 | $8,932,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 288,048 | $8,928,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 634,393 | $8,900,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 330,707 | $8,879,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,009,218 | $8,861,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 436,079 | $8,852,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 115,700 | $8,840,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 358,800 | $8,830,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,203,067 | $8,826,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 382,867 | $8,821,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,531,775 | $8,793,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,006,697 | $8,788,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 65,574 | $8,768,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 632,669 | $8,756,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 275,264 | $8,752,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 457,961 | $8,741,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,399,881 | $8,721,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,416,000 | $8,718,000 | thousands by filing date | principal |
| ISHARES TR | 46432F952 | CORE MSCI EAFE | 136,500 | $8,710,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 649,808 | $8,687,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 192,319 | $8,685,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 303,917 | $8,650,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 290,806 | $8,637,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 239,082 | $8,619,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 574,325 | $8,615,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A904 | CALL | 375,000 | $8,603,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A954 | COM | 375,000 | $8,603,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 439,171 | $8,591,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,171,517 | $8,588,000 | thousands by filing date | |
| ISHARES INC | 464286958 | MSCI EURZONE ETF | 751,000 | $8,584,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 160,422 | $8,572,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 486,366 | $8,565,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X908 | Cmn | 250,000 | $8,558,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 313,645 | $8,556,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 9,821,000 | $8,548,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 495,450 | $8,537,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 143,872 | $8,536,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 835,298 | $8,529,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC | 65336K953 | PUT | 180,000 | $8,523,000 | thousands by filing date | put |
| NOVARTIS AG | 66987V909 | SPONSORED ADR | 92,700 | $8,521,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 10,300,000 | $8,504,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,878,000 | $8,488,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,750,000 | $8,475,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 267,975 | $8,468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 128,080 | $8,462,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 130,940 | $8,459,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 288,633 | $8,443,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 200,763 | $8,434,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 11,990,000 | $8,431,000 | thousands by filing date | principal |
| TRUSTMARK CORP | 898402102 | COM | 363,318 | $8,419,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 101,604 | $8,377,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 632,694 | $8,377,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 120,328 | $8,372,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 257,009 | $8,345,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 199,200 | $8,341,000 | thousands by filing date | put |
| PEPSICO INC | 713448958 | PUT | 88,100 | $8,308,000 | thousands by filing date | put |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 474,434 | $8,303,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,221,000 | $8,287,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 158,687 | $8,280,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 327,200 | $8,261,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 651,250 | $8,258,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 174,100 | $8,251,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 1,602,136 | $8,219,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 487,337 | $8,177,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 233,996 | $8,162,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 111,269 | $8,140,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 214,050 | $8,097,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,372,178 | $8,095,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 658,296 | $8,089,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 133,200 | $8,089,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 595,772 | $8,073,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 149,602 | $8,072,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 261,380 | $8,051,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 94,632 | $8,042,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 168,036 | $8,037,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,255,544 | $8,030,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 252,100 | $8,022,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 105,000 | $8,002,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,827,000 | $8,001,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 3,858,725 | $7,988,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 5,382,000 | $7,982,000 | thousands by filing date | principal |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 198,224 | $7,959,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 137,744 | $7,943,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 300,000 | $7,908,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 469,155 | $7,886,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 499,987 | $7,875,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 1,071,700 | $7,856,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 427,505 | $7,837,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 7,365,000 | $7,837,000 | thousands by filing date | principal |
| RPX CORP | 74972G103 | COM | 565,763 | $7,762,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 342,337 | $7,757,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 163,782 | $7,755,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 672,124 | $7,750,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,121,293 | $7,747,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 240,271 | $7,737,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 135,900 | $7,722,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 285,644 | $7,718,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 7,893,000 | $7,714,000 | thousands by filing date | principal |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 5,504,000 | $7,712,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 55,000 | $7,700,000 | thousands by filing date | put |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 153,138 | $7,699,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 195,787 | $7,691,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 72,120 | $7,685,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 207,820 | $7,670,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 8,000,000 | $7,667,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 362,599 | $7,666,000 | thousands by filing date | |
| SALESFORCE INC | 79466L952 | PUT | 110,000 | $7,637,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 273,587 | $7,617,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 554,815 | $7,606,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 729,407 | $7,601,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 122,613 | $7,591,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 781,274 | $7,571,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 277,431 | $7,563,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 193,547 | $7,558,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 512,311 | $7,552,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 452,179 | $7,551,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 304,364 | $7,529,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 159,600 | $7,525,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 4,422,201 | $7,517,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 404,164 | $7,481,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 7,117,407 | $7,474,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 218,913 | $7,457,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 1,829,500 | $7,456,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 307,770 | $7,449,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 329,149 | $7,442,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 134,156 | $7,420,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 578,500 | $7,382,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 234,613 | $7,378,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000513 | this filing | 2015-11-13 | acceptance time not in the bulk data set |