13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,928 holding rows worth $374,111,800,000.
- Accession
- 0000019617-15-000513
- Filer
- CIK 19617
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,405 entries on the cover page, a total value of $374,111,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,111,800,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp
- included managerJ.P. Morgan (Suisse) SA
- included managerJ.P. Morgan GT Corp
- included managerJF Asset Management Ltd
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd
- included managerJPMorgan Asset Management (Taiwan) Ltd
- included managerJPMorgan Funds (Asia) Ltd
- included managerMLP Investment Holdings, Inc.
- included managerJ.P. Morgan International Bank Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 33,082 | $1,306,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,288,000 | $1,306,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 8,785 | $1,300,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 49,573 | $1,299,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U955 | COM | 200,000 | $1,298,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 29,640 | $1,296,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,840 | $1,293,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 40,767 | $1,290,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21,005 | $1,288,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 84,529 | $1,285,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 48,000 | $1,277,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,234,000 | $1,277,000 | thousands by filing date | principal |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 11,000 | $1,276,000 | thousands by filing date | put |
| MAJESCO | 56068V102 | COM | 267,974 | $1,273,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 77,081 | $1,268,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 38,759 | $1,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,334 | $1,264,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 58,800 | $1,263,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 911,000 | $1,260,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 19,000 | $1,257,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 123,601 | $1,257,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 53,100 | $1,253,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 20,098 | $1,252,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 99,146 | $1,250,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 37,099 | $1,249,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 73,475 | $1,249,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 80,109 | $1,247,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 112,668 | $1,246,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,732,000 | $1,245,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 45,732 | $1,245,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 225,971 | $1,238,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 101,392 | $1,230,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 15,965 | $1,229,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 69,077 | $1,227,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 56,142 | $1,224,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 48,365 | $1,224,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 16,002 | $1,224,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 55,397 | $1,218,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 90,000 | $1,217,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 32,244 | $1,209,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 108,796 | $1,209,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 79,905 | $1,208,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 23,500 | $1,206,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 392,900 | $1,202,000 | thousands by filing date | |
| SUPERIOR ENERGY SERVICES INC | 868157908 | COM | 95,000 | $1,200,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 72,038 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 8,691 | $1,196,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 76,950 | $1,196,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 63,793 | $1,195,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 88,113 | $1,194,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,549,450 | $1,193,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 338,600 | $1,192,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 20,818 | $1,188,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 93,423 | $1,180,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,691,361 | $1,176,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 261,200 | $1,175,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 34,522 | $1,173,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 229,171 | $1,173,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,834 | $1,167,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352952 | SPONS ADR SHS | 27,000 | $1,167,000 | thousands by filing date | put |
| ENSCO PLC-CL A | G3157S956 | COM | 82,800 | $1,166,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 552,000 | $1,166,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 55,259 | $1,164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 19,689 | $1,155,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 94,696 | $1,153,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 22,324 | $1,151,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12,658 | $1,148,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 43,222 | $1,148,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 62,000 | $1,144,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 60,500 | $1,142,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,001 | $1,139,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 138,475 | $1,137,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 25,388 | $1,134,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 104,300 | $1,132,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 60,020 | $1,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 23,095 | $1,124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 73,057 | $1,124,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,405,000 | $1,117,000 | thousands by filing date | principal |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 76,032 | $1,116,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 157,621 | $1,115,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 22,652 | $1,114,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 133,355 | $1,114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 20,058 | $1,113,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 20,557 | $1,111,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 224,867 | $1,108,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 130,000 | $1,108,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 823,000 | $1,100,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 17,100 | $1,091,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 23,776 | $1,089,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 11,000 | $1,086,000 | thousands by filing date | put |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 41,491 | $1,085,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 39,924 | $1,084,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 44,588 | $1,083,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 46,638 | $1,082,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,076,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 48,300 | $1,074,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 23,952 | $1,070,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 25,165 | $1,069,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 25,158 | $1,067,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 41,800 | $1,065,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 35,600 | $1,063,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 87,051 | $1,057,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 14,800 | $1,057,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 26,673 | $1,052,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 36,357 | $1,050,000 | thousands by filing date | |
| MONSANTO CO | 61166W951 | COM | 12,300 | $1,050,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 28,824 | $1,049,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,400 | $1,041,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,652 | $1,040,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 61,728 | $1,033,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 25,151 | $1,032,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 30,718 | $1,028,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 97,576 | $1,028,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 80,600 | $1,026,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 7,435 | $1,022,000 | thousands by filing date | put |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 8,000 | $1,021,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 400,000 | $1,020,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 31,860 | $1,019,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 92,134 | $1,018,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 26,365 | $1,017,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 75,000 | $1,016,000 | thousands by filing date | put |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 41,487 | $1,011,000 | thousands by filing date | |
| ASHLAND INC | 044209954 | COM | 10,000 | $1,006,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 129,139 | $1,005,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 34,849 | $1,004,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 90,116 | $1,003,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 24,400 | $1,001,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 392,578 | $1,001,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 35,952 | $1,000,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E956 | COM NEW | 277,000 | $1,000,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 979,000 | $998,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 29,072 | $997,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,464 | $996,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 40,470 | $996,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H958 | PUT | 40,000 | $996,000 | thousands by filing date | put |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 25,100 | $995,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 49,900 | $994,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 34,268 | $993,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,483 | $992,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 32,490 | $991,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 117,399 | $990,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,062 | $988,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,849 | $988,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 857,825 | $986,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 79,310 | $986,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 26,762 | $985,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 30,000 | $985,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 526,231 | $984,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,235 | $983,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 10,000 | $983,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 61,644 | $981,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 96,610 | $981,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 14,052 | $980,000 | thousands by filing date | |
| COMMVAULT SYS INC | 204166952 | PUT | 28,800 | $978,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 63,560 | $967,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 13,134 | $966,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387952 | COM | 63,000 | $962,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 96,816 | $960,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 16,043 | $956,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 18,914 | $956,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 35,146 | $955,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20,316 | $954,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 17,254 | $952,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,793,367 | $950,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 100,983 | $950,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244955 | Cmn | 23,600 | $948,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 39,804 | $946,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 52,127 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 19,530 | $945,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 441,225 | $944,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 51,100 | $943,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 8,600 | $942,000 | thousands by filing date | put |
| TEXTRON INC | 883203901 | COM | 25,000 | $941,000 | thousands by filing date | call |
| TEXTRON INC | 883203951 | COM | 25,000 | $941,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 43,030 | $941,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 25,000 | $941,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 25,000 | $941,000 | thousands by filing date | put |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 38,969 | $940,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 31,508 | $936,000 | thousands by filing date | |
| MATADOR RES CO | 576485957 | OPTION | 45,170 | $936,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 42,033 | $932,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 33,221 | $931,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 88,382 | $930,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 50,301 | $928,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,515 | $927,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 8,791 | $925,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 47,545 | $918,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 47,500 | $916,000 | thousands by filing date | |
| CONSTELLIUM NV | N22035954 | PUT | 150,700 | $913,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 59,091 | $911,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 69,525 | $909,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 41,722 | $909,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,148 | $908,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 26,720 | $906,000 | thousands by filing date | |
| ICICI BANK LIMITED | 45104G904 | ADR | 107,879 | $904,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 81,298 | $904,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 37,568 | $903,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 213,622 | $900,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,528 | $899,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 15,420 | $899,000 | thousands by filing date | |
| STAPLES INC | 855030952 | COM | 76,500 | $897,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 19,492 | $892,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 232,259 | $892,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27,767 | $886,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 278,000 | $886,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 27,070 | $883,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 16,579 | $882,000 | thousands by filing date | |
| INPHI CORP | 45772F957 | COM | 36,700 | $882,000 | thousands by filing date | put |
| NEVRO CORP | 64157F903 | CALL | 19,000 | $881,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 27,965 | $878,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,839 | $877,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 8,490 | $876,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 10,314 | $874,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 34,365 | $871,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $869,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 53,954 | $867,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 16,050 | $864,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 76,548 | $863,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 22,705 | $862,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,325 | $860,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 102,526 | $858,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,333 | $858,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 14,262 | $857,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 50,000 | $856,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 43,983 | $855,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 74,500 | $854,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 63,264 | $853,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 59,330 | $850,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,462 | $848,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 150,150 | $848,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 80,438 | $846,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 870,000 | $844,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 13,860 | $843,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 811,000 | $842,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N903 | COM | 100,000 | $841,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 68,730 | $841,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,555,236 | $841,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 661,000 | $840,000 | thousands by filing date | principal |
| FOX CHASE BANCORP INC | 35137T108 | COM | 48,417 | $840,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 60,325 | $829,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 119,769 | $826,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 20,000 | $824,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 36,526 | $823,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 33,600 | $821,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81396Y9L6 | OPTION | 36,200 | $820,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 147,622 | $819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 36,925 | $818,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 48,400 | $817,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 49,638 | $814,000 | thousands by filing date | |
| GOLDCORP INC | 380956959 | COM | 65,000 | $814,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 18,405 | $812,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $812,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 89,226 | $809,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,775 | $808,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,834 | $807,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 34,369 | $805,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 19,975 | $801,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 6,562 | $798,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,606 | $795,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 29,131 | $794,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 63,220 | $789,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 32,222 | $789,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20,016 | $787,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,805 | $785,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 186,684 | $784,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 29,927 | $783,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 29,955 | $780,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 140,710 | $780,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,020 | $777,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 34,134 | $775,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC | 011659959 | PUT | 9,700 | $771,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849956 | COM | 50,000 | $770,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 38,521 | $768,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 15,840 | $766,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,598 | $765,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 17,362 | $762,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 35,126 | $760,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,186 | $760,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 82,651 | $759,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,700 | $755,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 679,000 | $754,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 27,909 | $753,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 163,150 | $751,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,989 | $750,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 19,370 | $750,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 42,618 | $750,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 19,516 | $747,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 25,136 | $746,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 76,189 | $745,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 7,900 | $745,000 | thousands by filing date | call |
| VANGUARD NATURAL RESOURCES | 92205F906 | Cmn | 97,800 | $743,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 26,901 | $741,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 32,889 | $741,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 99,494 | $738,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 98,828 | $738,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 7,560 | $737,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,162 | $736,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 23,798 | $736,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 62,719 | $728,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,572 | $727,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 42,852 | $727,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354955 | SHS | 340,000 | $724,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 15,000 | $720,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 35,180 | $719,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 45,768 | $718,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,231 | $717,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 86,700 | $714,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 216,547 | $714,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 33,666 | $712,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 6,600 | $712,000 | thousands by filing date | put |
| AVALANCHE BIOT | 05337G107 | Common Stock | 86,244 | $711,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 230 | $708,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 45,425 | $708,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 91,547 | $708,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 40,205 | $708,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,637 | $706,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 24,753 | $705,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 12,400 | $705,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100,000 | $695,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 119,264 | $694,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 12,928 | $694,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 59,624 | $692,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,572 | $687,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 34,569 | $686,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 30,360 | $685,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 51,700 | $685,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,144 | $684,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 23,861 | $683,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 35,900 | $678,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 31,000 | $678,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 55,725 | $676,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 76,722 | $676,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 34,754 | $671,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 26,798 | $670,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 28,310 | $667,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 23,959 | $667,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 804,000 | $666,000 | thousands by filing date | principal |
| INTEVAC INC | 461148908 | COM | 144,600 | $665,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 24,676 | $663,000 | thousands by filing date | |
| SEARS HOLDINGS CORP | 812350956 | COM | 29,300 | $662,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 137,299 | $659,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 16,500 | $658,000 | thousands by filing date | put |
| ZS PHARMA INC | 98979G905 | CALL | 10,000 | $657,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 44,661 | $653,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,419 | $653,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 54,283 | $652,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,301 | $651,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 29,420 | $651,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 14,340 | $650,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 51,789 | $649,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 31,738 | $647,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 22,197 | $647,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 22,087 | $647,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 36,973 | $644,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 120,000 | $643,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377908 | CALL | 43,200 | $642,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 89,099 | $642,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,485 | $637,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 36,184 | $637,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 29,800 | $636,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,341 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,067 | $632,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,386 | $631,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 55,335 | $631,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 41,573 | $630,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,256 | $629,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 30,243 | $627,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 16,784 | $625,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,135 | $624,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R908 | COM | 30,100 | $622,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 35,542 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,492 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,440 | $616,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 23,150 | $615,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 53,901 | $614,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 23,607 | $612,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 286,899 | $611,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 33,099 | $604,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 90,000 | $604,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 164,931 | $603,000 | thousands by filing date | |
| HEALTH NET INC. | 42222G908 | COM | 10,000 | $602,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 13,049 | $601,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 147,162 | $599,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,661 | $597,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B903 | Cmn | 90,000 | $596,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,893 | $591,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 47,785 | $590,000 | thousands by filing date | |
| SEADRILL LTD | G7945E905 | COM | 100,000 | $590,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 16,363 | $585,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 23,830 | $584,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 91,800 | $584,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,844 | $579,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $578,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 29,975 | $578,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 11,112 | $573,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 39,582 | $572,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 44,870 | $571,000 | thousands by filing date | |
| SPRINT CORPORATION | 85207U905 | COM | 148,700 | $571,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 30,035 | $564,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $556,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,018 | $555,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 91,672 | $554,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 13,886 | $552,000 | thousands by filing date | |
| CELGENE CORP | 151020954 | COM | 5,100 | $552,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 22,212 | $551,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 20,716 | $549,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 58,953 | $548,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 33,327 | $548,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 19,233 | $548,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 80,274 | $546,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 52,269 | $546,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T955 | COM | 32,480 | $543,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 92,857 | $542,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,682 | $540,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 65,843 | $534,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 40,000 | $533,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,663 | $532,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,850 | $532,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 19,426 | $529,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 30,736 | $528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,120 | $526,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 19,307 | $526,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 548,400 | $525,000 | thousands by filing date | |
| FIVE BELOW INC | 33829M901 | COM | 15,600 | $524,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 25,111 | $524,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21,283 | $523,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 31,126 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,177 | $516,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,297,045 | $514,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 11,690 | $511,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $510,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 19,307 | $510,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 19,729 | $510,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,855 | $509,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 20,266 | $509,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 23,129 | $508,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 17,933 | $508,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 1,700 | $506,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 434,000 | $506,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 15,712 | $505,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 28,232 | $505,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 24,036 | $505,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 10,695 | $502,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODUCTS | 57772K901 | COM | 15,000 | $501,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32,282 | $499,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12,431 | $496,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25,854 | $495,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 27,950 | $495,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 30,161 | $495,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 12,969 | $495,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,858 | $494,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $490,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 35,290 | $490,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,171 | $488,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15,886 | $487,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 31,032 | $487,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 31,456 | $487,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,603 | $486,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 479,000 | $485,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 229,560 | $484,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 374,000 | $484,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 34,647 | $480,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 33,417 | $479,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 11,822 | $478,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 18,620 | $477,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $477,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 500,000 | $476,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 13,753 | $473,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 17,783 | $472,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,520 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 39,616 | $472,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 404,000 | $467,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 93,200 | $466,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 20,364 | $463,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 10,000 | $463,000 | thousands by filing date | put |
| SANDISK CORP | 80004C951 | COM | 8,500 | $462,000 | thousands by filing date | put |
| CERNER CORP | 156782954 | COM | 7,700 | $462,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 359,935 | $461,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 5,000 | $460,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,874 | $458,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,874 | $457,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 27,146 | $456,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 30,339 | $455,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 76,140 | $452,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 22,747 | $450,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 10,342 | $447,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 395,155 | $447,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 409,000 | $444,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,905 | $443,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,470 | $443,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 11,000 | $442,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 9,385 | $442,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,669 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,952 | $437,000 | thousands by filing date | |
| NOKIA OYJ | 654902907 | OPTION | 64,468 | $437,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,875 | $436,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 90,000 | $436,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,978 | $433,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,671 | $433,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 63,501 | $432,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000513 | this filing | 2015-11-13 | acceptance time not in the bulk data set |