13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,928 holding rows worth $374,111,800,000.
- Accession
- 0000019617-15-000513
- Filer
- CIK 19617
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,405 entries on the cover page, a total value of $374,111,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,111,800,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp
- included managerJ.P. Morgan (Suisse) SA
- included managerJ.P. Morgan GT Corp
- included managerJF Asset Management Ltd
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd
- included managerJPMorgan Asset Management (Taiwan) Ltd
- included managerJPMorgan Funds (Asia) Ltd
- included managerMLP Investment Holdings, Inc.
- included managerJ.P. Morgan International Bank Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMEREN CORP COM | 023608102 | Stock | 174,459 | $7,375,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 223,918 | $7,335,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 352,400 | $7,262,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 232,521 | $7,259,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,461,001 | $7,247,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 7,112,000 | $7,228,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 201,019 | $7,228,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 182,829 | $7,223,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 850,000 | $7,208,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 1,300,478 | $7,206,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 54,900 | $7,189,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 71,656 | $7,186,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 437,293 | $7,185,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 521,389 | $7,164,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 565,797 | $7,163,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 144,096 | $7,149,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 161,790 | $7,143,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 126,129 | $7,136,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,618,000 | $7,113,000 | thousands by filing date | principal |
| ALLEGION PLC | G0176J109 | ORD SHS | 123,162 | $7,102,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 102,852 | $7,102,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 854,691 | $7,077,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 24,247 | $7,076,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 449,875 | $7,067,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 386,566 | $7,066,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 546,436 | $7,059,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 414,448 | $7,058,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 98,180 | $7,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 121,130 | $7,050,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 265,618 | $7,042,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 624,918 | $7,037,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 507,044 | $7,033,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,672,081 | $7,027,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 63,846 | $7,023,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 236,559 | $7,022,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 259,165 | $7,018,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,867,000 | $7,006,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 140,621 | $6,993,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 255,652 | $6,979,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 202,410 | $6,975,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 7,575,000 | $6,975,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A900 | SHS | 250,000 | $6,970,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 348,942 | $6,951,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 196,419 | $6,947,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 343,458 | $6,941,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 161,510 | $6,929,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 112,272 | $6,923,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 79,669 | $6,918,000 | thousands by filing date | |
| HERSHEY CO | 427866958 | PUT | 75,000 | $6,891,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 372,411 | $6,869,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 8,975,000 | $6,850,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 118,390 | $6,845,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 201,940 | $6,844,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 195,275 | $6,843,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76,961 | $6,839,000 | thousands by filing date | |
| GOOGLE INC | 38259P956 | PUT | 10,700 | $6,830,000 | thousands by filing date | put |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 58,700 | $6,810,000 | thousands by filing date | call |
| WHOLE FOODS MARKET INC | 966837906 | COM | 214,200 | $6,779,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 98,773 | $6,766,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 5,150,000 | $6,765,000 | thousands by filing date | principal |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 94,962 | $6,739,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 86,679 | $6,724,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 58,788 | $6,708,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,998,050 | $6,693,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 302,539 | $6,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 158,957 | $6,661,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 138,958 | $6,637,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A958 | COM | 34,900 | $6,636,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 63,091 | $6,632,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 285,515 | $6,618,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 83,900 | $6,610,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 181,917 | $6,602,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 475,500 | $6,595,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 392,912 | $6,593,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 967,218 | $6,586,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 379,250 | $6,584,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 250,000 | $6,563,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498901 | COM | 82,000 | $6,556,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 55,421 | $6,552,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041955 | Cmn | 47,500 | $6,537,000 | thousands by filing date | put |
| ISHARES TR | 464288952 | PUT | 250,000 | $6,525,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 8,804,000 | $6,515,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 278,087 | $6,507,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 43,469 | $6,470,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 157,397 | $6,469,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 5,272,000 | $6,464,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 539,950 | $6,441,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 211,435 | $6,436,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 187,385 | $6,434,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K952 | COM | 36,000 | $6,422,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 109,028 | $6,386,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 191,024 | $6,386,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,443,000 | $6,380,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 185,801 | $6,367,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 168,594 | $6,360,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 69,587 | $6,358,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 464,236 | $6,345,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 212,544 | $6,336,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 395,641 | $6,330,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 352,020 | $6,308,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 239,247 | $6,302,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,029,341 | $6,290,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 149,157 | $6,275,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 110,485 | $6,272,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 257,946 | $6,271,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 250,448 | $6,266,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 84,547 | $6,254,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 153,395 | $6,242,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 239,381 | $6,238,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 3,869,000 | $6,222,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 61,343 | $6,214,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 203,258 | $6,208,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 398,848 | $6,182,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 85,602 | $6,177,000 | thousands by filing date | |
| CA INC | 12673P955 | COM | 225,800 | $6,164,000 | thousands by filing date | put |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 6,611,000 | $6,128,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 389,279 | $6,125,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,155,320 | $6,124,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 178,528 | $6,110,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 190,735 | $6,094,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 185,494 | $6,093,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 294,212 | $6,085,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 94,000 | $6,084,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 187,756 | $6,075,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 7,784,000 | $6,071,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 127,475 | $6,062,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 433,039 | $6,058,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 3,923,000 | $6,029,000 | thousands by filing date | principal |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 247,678 | $6,028,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,204,000 | $6,011,000 | thousands by filing date | principal |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 415,419 | $6,011,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 151,578 | $6,009,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,633,114 | $6,002,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 217,990 | $5,993,000 | thousands by filing date | |
| T-MOBILE US INC | 872590904 | COM | 150,000 | $5,972,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 171,734 | $5,971,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 98,070 | $5,961,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 40,437 | $5,955,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,014,307 | $5,954,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 280,458 | $5,923,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 225,000 | $5,906,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 297,733 | $5,898,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 233,179 | $5,881,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 139,514 | $5,864,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 70,000 | $5,858,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 72,200 | $5,845,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 259,708 | $5,836,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 228,037 | $5,833,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 65,500 | $5,829,000 | thousands by filing date | put |
| ILLUMINA INC | 452327909 | CALL | 33,000 | $5,802,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 96,371 | $5,799,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 224,545 | $5,789,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 6,092,000 | $5,779,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 277,300 | $5,754,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 358,709 | $5,743,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 924,447 | $5,740,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 26,540 | $5,739,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,383,000 | $5,734,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 987,142 | $5,726,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 35,200 | $5,724,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,765,000 | $5,721,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 213,833 | $5,711,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 235,029 | $5,709,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,014,000 | $5,708,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 218,912 | $5,699,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 104,600 | $5,691,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 141,914 | $5,686,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 157,106 | $5,683,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,031,695 | $5,664,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 108,216 | $5,661,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 502,815 | $5,653,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 652,719 | $5,647,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 105,000 | $5,642,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 144,715 | $5,638,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 229,927 | $5,633,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 340,614 | $5,627,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,472,000 | $5,625,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 5,639,000 | $5,607,000 | thousands by filing date | principal |
| ISHARES INC | 464286956 | PUT | 225,000 | $5,567,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,649,790 | $5,564,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 64,999 | $5,559,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,809,000 | $5,547,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,651,000 | $5,543,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 387,522 | $5,538,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,094,320 | $5,537,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 176,046 | $5,534,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 69,974 | $5,529,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 176,811 | $5,519,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 222,610 | $5,517,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 142,793 | $5,507,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 204,900 | $5,470,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 113,967 | $5,463,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 90,900 | $5,463,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 66,679 | $5,458,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 296,400 | $5,457,000 | thousands by filing date | |
| ATMEL CORP | 049513904 | COM | 675,000 | $5,447,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 368,469 | $5,431,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 342,828 | $5,422,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 78,221 | $5,421,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 266,952 | $5,406,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 5,515,000 | $5,405,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 571,496 | $5,401,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 1,437,700 | $5,377,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 207,687 | $5,364,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 170,986 | $5,351,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 352,997 | $5,351,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 135,680 | $5,351,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 504,000 | $5,338,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 692,508 | $5,305,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 493,074 | $5,301,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y969 | OPTION | 80,000 | $5,298,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 136,200 | $5,289,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 60,229 | $5,277,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 170,000 | $5,277,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 320,998 | $5,271,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 810,176 | $5,258,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 204,000 | $5,257,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 457,459 | $5,241,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 134,258 | $5,238,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 199,207 | $5,227,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M900 | Cmn | 100,100 | $5,219,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 389,350 | $5,217,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 5,200,000 | $5,200,000 | thousands by filing date | principal |
| TESLA INC | 88160R951 | PUT | 20,900 | $5,192,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,611,697 | $5,189,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 26,374 | $5,181,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 557,408 | $5,178,000 | thousands by filing date | |
| ACE LTD | H0023R955 | COM | 50,000 | $5,170,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 71,460 | $5,156,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 242,997 | $5,149,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 286,434 | $5,139,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 127,356 | $5,139,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 258,563 | $5,138,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 47,067 | $5,132,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 101,200 | $5,126,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 115,189 | $5,117,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 409,200 | $5,107,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 141,886 | $5,090,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 375,000 | $5,089,000 | thousands by filing date | call |
| XILINX INC | 983919951 | COM | 120,000 | $5,088,000 | thousands by filing date | put |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 120,400 | $5,086,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 57,100 | $5,081,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 403,492 | $5,076,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 115,000 | $5,076,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 73,500 | $5,069,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 94,801 | $5,058,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 94,912 | $5,032,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 161,794 | $5,011,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 104,400 | $5,007,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 427,900 | $5,002,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 47,168 | $4,996,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC | 913903950 | PUT | 40,000 | $4,992,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 119,612 | $4,976,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 298,241 | $4,969,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 85,955 | $4,958,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 221,565 | $4,938,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 315,907 | $4,935,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 311,982 | $4,930,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 94,975 | $4,929,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 295,458 | $4,928,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 150,000 | $4,928,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 330,793 | $4,919,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 44,831 | $4,911,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 704,625 | $4,897,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 138,812 | $4,865,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 103,200 | $4,861,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 36,136 | $4,854,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 70,400 | $4,852,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 258,581 | $4,848,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 572,175 | $4,835,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 53,886 | $4,824,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 204,331 | $4,821,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 260,599 | $4,821,000 | thousands by filing date | |
| SIGNATURE BK NEW YORK N Y | 926919952 | OPTION | 116,000 | $4,819,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 520,159 | $4,817,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 487,519 | $4,816,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 218,474 | $4,813,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 86,842 | $4,795,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 67,025 | $4,787,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 144,952 | $4,758,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 57,300 | $4,757,000 | thousands by filing date | call |
| ILLUMINA INC | 452327959 | PUT | 27,000 | $4,747,000 | thousands by filing date | put |
| MATTEL INC | 577081902 | CALL | 225,000 | $4,739,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 656,115 | $4,738,000 | thousands by filing date | |
| SERVICENOW INC | 81762P952 | PUT | 68,200 | $4,736,000 | thousands by filing date | put |
| UNITED RENTALS INC | 911363959 | COM | 78,800 | $4,732,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 732,553 | $4,703,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 93,733 | $4,700,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 173,726 | $4,680,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 5,000,000 | $4,678,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 126,091 | $4,651,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 254,869 | $4,633,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 350,000 | $4,620,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 158,970 | $4,608,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 112,690 | $4,604,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 126,603 | $4,599,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 846,491 | $4,596,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 68,270 | $4,579,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 254,500 | $4,559,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 63,022 | $4,557,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 153,469 | $4,549,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 61,491 | $4,536,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,853,728 | $4,523,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 146,237 | $4,522,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 273,027 | $4,519,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 225,082 | $4,511,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 52,900 | $4,508,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 425,795 | $4,501,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 463,811 | $4,494,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 259,272 | $4,494,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,869 | $4,491,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 275,240 | $4,489,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 326,947 | $4,486,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W900 | CALL | 225,000 | $4,482,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 246,586 | $4,455,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 161,615 | $4,433,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 205,570 | $4,428,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 51,754 | $4,417,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 183,518 | $4,412,000 | thousands by filing date | |
| AERCAP HOLDINGS NV | N00985906 | SHS | 115,300 | $4,409,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 52,385 | $4,406,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 57,716 | $4,398,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 59060U969 | OPTION | 160,000 | $4,397,000 | thousands by filing date | put |
| MONSANTO CO | 61166W901 | COM | 51,500 | $4,395,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 152,519 | $4,394,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 374,349 | $4,391,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 398,793 | $4,390,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 133,224 | $4,388,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 377,905 | $4,387,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,243,199 | $4,377,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y909 | COM | 609,200 | $4,374,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 152,167 | $4,372,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 96,198 | $4,362,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 163,360 | $4,362,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 286,765 | $4,362,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 40,000 | $4,362,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 40,000 | $4,362,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 91,089 | $4,357,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 201,850 | $4,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 179,348 | $4,344,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 100,276 | $4,342,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 332,971 | $4,319,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 5,240,000 | $4,318,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 149,763 | $4,302,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,000 | $4,291,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 285,869 | $4,291,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 723,322 | $4,275,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 432,600 | $4,270,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 134,329 | $4,269,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 131,003 | $4,264,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,000,000 | $4,260,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 136,405 | $4,249,000 | thousands by filing date | |
| PULTE GROUP INC | 745867951 | COM | 225,000 | $4,246,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212951 | CL A | 35,900 | $4,242,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 206,388 | $4,239,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 3,559,000 | $4,235,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 161,010 | $4,221,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP | 744573906 | COM | 100,000 | $4,216,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 172,689 | $4,213,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 423,000 | $4,209,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 132,500 | $4,196,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 131,378 | $4,191,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 112,639 | $4,167,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 411,311 | $4,163,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 104,849 | $4,150,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 165,202 | $4,147,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220956 | COM | 644,000 | $4,134,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 195,000 | $4,132,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 79,674 | $4,123,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 217,017 | $4,123,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 272,534 | $4,108,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 164,226 | $4,106,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 77,723 | $4,105,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 249,750 | $4,098,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 65,358 | $4,087,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 75,000 | $4,081,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 174,400 | $4,077,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 247,365 | $4,072,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 56,400 | $4,057,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 110,945 | $4,044,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X178 | MSCI INTL REAL | 99,300 | $4,039,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 517,275 | $4,035,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 235,825 | $4,033,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 438,524 | $4,026,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 72,500 | $4,013,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 52,083 | $4,000,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 80,900 | $3,996,000 | thousands by filing date | put |
| STAPLES INC | 855030902 | COM | 340,200 | $3,991,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 101,323 | $3,987,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 356,559 | $3,979,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 306,575 | $3,973,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 300,000 | $3,963,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 85,044 | $3,952,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 118,374 | $3,947,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 184,225 | $3,946,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,148,000 | $3,938,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 940,070 | $3,929,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 79,261 | $3,922,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 400,100 | $3,921,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 66,616 | $3,916,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 241,473 | $3,900,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 54,032 | $3,897,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 142,019 | $3,880,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 92,844 | $3,864,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 215,665 | $3,861,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 141,432 | $3,852,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 364,664 | $3,845,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 119,638 | $3,843,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,143,266 | $3,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 170,585 | $3,829,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833900 | CALL | 451,500 | $3,829,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP | 655844958 | COM | 50,000 | $3,820,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,843,000 | $3,810,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 100,000 | $3,804,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,555,000 | $3,797,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 817,705 | $3,793,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 134,932 | $3,779,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 540,576 | $3,779,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 167,706 | $3,775,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 317,082 | $3,773,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 181,975 | $3,770,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 111,368 | $3,763,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 70,762 | $3,756,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 119,680 | $3,755,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 48,858 | $3,750,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 49,200 | $3,745,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 588,272 | $3,741,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M959 | SPONSORED ADR | 490,000 | $3,739,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120103 | COM | 364,173 | $3,736,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 126,821 | $3,720,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 201,810 | $3,719,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 112,258 | $3,711,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,632,000 | $3,708,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 63,798 | $3,704,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 669,877 | $3,704,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 574,378 | $3,699,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 499,846 | $3,698,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 77,101 | $3,681,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 81,961 | $3,681,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,135,000 | $3,676,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 19,002 | $3,675,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 136,600 | $3,674,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 77,056 | $3,653,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,013,623 | $3,653,000 | thousands by filing date | principal |
| EOG RES INC | 26875P951 | PUT | 50,100 | $3,647,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 115,129 | $3,643,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 41,800 | $3,640,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 191,600 | $3,638,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 65,755 | $3,637,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678906 | COM | 90,000 | $3,632,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 35,775 | $3,621,000 | thousands by filing date | |
| ECOLAB INC | 278865900 | COM | 33,000 | $3,621,000 | thousands by filing date | call |
| FEDEX CORP | 31428X956 | COM | 25,100 | $3,614,000 | thousands by filing date | put |
| CHEVRON CORPORATION | 166764950 | CALL | 45,800 | $3,613,000 | thousands by filing date | put |
| ORACLE CORP | 68389X955 | PUT | 100,000 | $3,612,000 | thousands by filing date | put |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 516,384 | $3,610,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 307,730 | $3,603,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 239,578 | $3,599,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 45,349 | $3,598,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 166,570 | $3,577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 75,608 | $3,567,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 20,506 | $3,562,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 217,769 | $3,561,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 378,862 | $3,561,000 | thousands by filing date | |
| CALPINE CORP | 131347904 | COM | 242,500 | $3,541,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578901 | CALL | 87,600 | $3,540,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 15,373,135 | $3,537,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578951 | CL B | 87,500 | $3,536,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 95,419 | $3,524,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 90,000 | $3,524,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 246,187 | $3,521,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 20,000 | $3,517,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 327,287 | $3,511,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 135,025 | $3,507,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 216,941 | $3,506,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 154,025 | $3,504,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 79,986 | $3,502,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 94,836 | $3,501,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 99,435 | $3,501,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 4,148,000 | $3,497,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,807,000 | $3,495,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 110,559 | $3,490,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 100,807 | $3,490,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 65,933 | $3,488,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 70,427 | $3,487,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 88,494 | $3,473,000 | thousands by filing date | |
| CF INDUSTRIES HOLD | 125269900 | CALL | 77,000 | $3,457,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 130,840 | $3,449,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 95,173 | $3,446,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 57,892 | $3,445,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 116,574 | $3,444,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,442,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | M2682V958 | SHS | 68,500 | $3,435,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 74,675 | $3,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 89,643 | $3,431,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 293,159 | $3,430,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 424,759 | $3,428,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 88,500 | $3,418,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 101,000 | $3,416,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 273,500 | $3,410,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000513 | this filing | 2015-11-13 | acceptance time not in the bulk data set |