13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,928 holding rows worth $374,111,800,000.
- Accession
- 0000019617-15-000513
- Filer
- CIK 19617
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,405 entries on the cover page, a total value of $374,111,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,111,800,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerIsolieren Holding Corp
- included managerJ.P. Morgan (Suisse) SA
- included managerJ.P. Morgan GT Corp
- included managerJF Asset Management Ltd
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd
- included managerJPMorgan Asset Management (Taiwan) Ltd
- included managerJPMorgan Funds (Asia) Ltd
- included managerMLP Investment Holdings, Inc.
- included managerJ.P. Morgan International Bank Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 17,421 | $432,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 469,070 | $431,000 | thousands by filing date | principal |
| SHIRE PLC-ADR | 82481R906 | COM | 2,100 | $431,000 | thousands by filing date | call |
| STRATASYS LTD | M85548901 | SHS | 16,250 | $430,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 60,200 | $430,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 42,442 | $429,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,204 | $427,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 24,110 | $427,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347955 | COM | 30,000 | $427,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 58,700 | $427,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 43,652 | $426,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 3,000 | $425,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 11,340 | $424,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,297 | $423,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M909 | ADS | 8,819 | $422,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 9,087 | $421,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 36,623 | $421,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,767 | $420,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 32,300 | $420,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 13,763 | $419,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 25,668 | $413,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 73,822 | $412,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,620 | $412,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 18,175 | $412,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,266 | $411,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 47,316 | $410,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 27,397 | $409,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 399,000 | $409,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 23,599 | $408,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 62,200 | $406,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 42,621 | $406,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,096 | $405,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,499,077 | $405,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 386,000 | $404,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 4,070 | $404,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,154 | $402,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 31,103 | $401,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,047 | $401,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 144,900 | $401,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,557 | $394,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 18,000 | $393,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,432 | $392,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 84,228 | $391,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,441 | $390,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,405 | $388,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 7,612 | $385,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 22,800 | $385,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,978 | $384,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11,422 | $384,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 8,700 | $384,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 748,000 | $383,000 | thousands by filing date | principal |
| BP PLC | 055622954 | PUT | 12,400 | $379,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 11,177 | $375,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,814 | $374,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 9,038 | $374,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 63,605 | $371,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 20,735 | $370,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 8,264 | $370,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,553 | $369,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 7,196 | $367,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,963 | $366,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,555 | $365,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 13,255 | $364,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $364,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 77,959 | $364,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $363,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 7,238 | $363,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,205 | $362,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12,451 | $361,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 27,790 | $359,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,615 | $357,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 909,258 | $355,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 14,104 | $355,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,409 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 13,831 | $353,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 45,712 | $353,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,098 | $351,000 | thousands by filing date | |
| ACUITY INC | 00508Y902 | COM | 2,000 | $351,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 21,798 | $350,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,669 | $350,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,561 | $349,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 17,132 | $345,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 14,495 | $345,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 77,799 | $342,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,394 | $337,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,321 | $336,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 150,577 | $336,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,621 | $333,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 50,000 | $331,000 | thousands by filing date | put |
| EV Energy Partners LP Com Stock | 26926V907 | CALL | 55,000 | $330,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 10,045 | $330,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,475 | $328,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 5,536 | $327,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,303 | $326,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 12,650 | $323,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 11,700 | $323,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $321,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914909 | COM | 50,000 | $320,000 | thousands by filing date | call |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 14,601 | $320,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,337 | $313,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 24,385 | $313,000 | thousands by filing date | |
| DOMINOS PIZZA INC | 25754A951 | COM | 2,900 | $313,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,434 | $312,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,439 | $308,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 30,930 | $307,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G901 | COM | 22,000 | $306,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,748 | $305,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 140,000 | $305,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A908 | COM | 1,600 | $304,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 17,899 | $303,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 15,727 | $302,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,798 | $302,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3,800 | $301,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,646 | $300,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 32,200 | $299,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 11,147 | $298,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 22,900 | $295,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 6,927 | $295,000 | thousands by filing date | |
| ALCOA INC | 013817901 | COM | 30,400 | $294,000 | thousands by filing date | call |
| CNOVA ORD | N20947102 | COM | 97,246 | $294,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 19,130 | $293,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 16,680 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 15,944 | $289,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,658 | $287,000 | thousands by filing date | |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 8,000 | $285,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 12,187 | $284,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,064 | $283,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,950 | $282,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,500 | $282,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 15,185 | $280,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 113,928 | $280,000 | thousands by filing date | |
| MEDIA GEN INC NEW | 58441K900 | COM | 20,000 | $280,000 | thousands by filing date | call |
| BIO-TECHNE CORP | 09073M104 | COM | 2,998 | $277,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 4,393 | $277,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 25,383 | $276,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914953 | COM | 7,200 | $275,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 7,496 | $274,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,075 | $273,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 14,209 | $273,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,482 | $272,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 291,000 | $268,000 | thousands by filing date | principal |
| VGT | 92204A702 | SHS | 2,674 | $267,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 276,000 | $267,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 9,248 | $266,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,654 | $263,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,343 | $262,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 166,059 | $261,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 369,004 | $260,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,375 | $258,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 9,975 | $258,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,365 | $257,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 21,597 | $256,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 21,860 | $256,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,469 | $253,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,950 | $253,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 195,807 | $253,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 240,236 | $252,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 4,400 | $250,000 | thousands by filing date | call |
| BLOUNT INTL INC NEW | 095180105 | COM | 44,776 | $250,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 109,033 | $249,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 39,029 | $248,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,397 | $245,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 5,430 | $244,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 50,866 | $244,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 27,527 | $242,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,452 | $241,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 94,887 | $241,000 | thousands by filing date | |
| POLARIS INC | 731068952 | PUT | 2,000 | $240,000 | thousands by filing date | put |
| INPHI CORP | 45772F907 | CALL | 10,000 | $240,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC | 379378102 | COM | 26,000 | $239,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,816 | $238,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,726 | $236,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 43,006 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,616 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,211 | $232,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 19,465 | $232,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,177 | $229,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 110,020 | $229,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,998 | $229,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 7,143 | $229,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 71,151 | $228,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 3,083 | $228,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,717 | $227,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,329 | $227,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 217,000 | $225,000 | thousands by filing date | principal |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,420 | $224,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 77,445 | $224,000 | thousands by filing date | |
| CHEMOURS CO | 163851958 | COM | 34,500 | $223,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 14,588 | $221,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 8,770 | $221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 7,910 | $220,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 26,345 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,987 | $216,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 14,700 | $216,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,214 | $215,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 15,726 | $215,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,160 | $214,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K907 | OPTION | 1,483 | $214,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311957 | PUT | 2,200 | $213,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 13,000 | $213,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164904 | Cmn | 100,000 | $211,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 23,967 | $210,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 36,090 | $209,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 20,000 | $209,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,000 | $208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,000 | $206,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 1,900 | $206,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 18,017 | $205,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,092 | $205,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 12,037 | $204,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 14,182 | $199,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 103,861 | $197,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,177 | $196,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 11,118 | $196,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,652 | $196,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 37,933 | $194,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 18,748 | $192,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 18,200 | $190,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 305,353 | $189,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $189,000 | thousands by filing date | principal |
| WALMART INC | 931142903 | CALL | 2,900 | $188,000 | thousands by filing date | call |
| HERTZ GLOBAL HOLDINGS INC | 42805T907 | OPTION | 11,213 | $187,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 189,937 | $184,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 14,560 | $182,000 | thousands by filing date | |
| CONSTELLIUM NV | N22035904 | CALL | 30,000 | $182,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 57,609 | $181,000 | thousands by filing date | |
| MEDIA GEN INC NEW | 58441K950 | Cmn | 12,800 | $179,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,050 | $175,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 29,365 | $175,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 32,364 | $174,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 1,200 | $173,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 11,244 | $171,000 | thousands by filing date | |
| TRONOX LTD-CL A | Q9235V951 | COM | 39,000 | $170,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 19,148 | $166,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 14,737 | $165,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 41,946 | $163,000 | thousands by filing date | |
| CENTURYLINK INC | 156700956 | COM | 6,500 | $163,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 220,000 | $161,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,313 | $159,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 58,306 | $157,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 139,000 | $156,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 3,500 | $155,000 | thousands by filing date | call |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 167,000 | $155,000 | thousands by filing date | principal |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 23,281 | $154,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,865 | $154,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 14,182 | $151,000 | thousands by filing date | |
| ALCOA INC | 013817951 | COM | 15,300 | $148,000 | thousands by filing date | put |
| APPLIED MATLS INC | 038222905 | CALL | 10,000 | $147,000 | thousands by filing date | call |
| JD.COM INC | 47215P956 | PUT | 5,660 | $147,000 | thousands by filing date | put |
| VITAMIN SHOPPE INC | 92849E901 | COM | 4,500 | $147,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 25,500 | $143,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U901 | Cmn | 9,500 | $143,000 | thousands by filing date | call |
| HONEYWELL INTL INC | 438516906 | CALL | 1,500 | $142,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 40,377 | $142,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,162 | $139,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,046 | $135,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 18,557 | $135,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,262 | $134,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,720 | $134,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 12,410 | $132,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,803 | $129,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M959 | ADS | 2,675 | $128,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 125,000 | $127,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 125,000 | $127,000 | thousands by filing date | principal |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 27,176 | $126,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 17,634 | $125,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 173,000 | $124,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 11,245 | $123,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,130 | $121,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 132,000 | $121,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 21,029 | $120,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 18,100 | $119,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 18,100 | $119,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 117,000 | $117,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 64,875 | $116,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,740 | $115,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499951 | COM | 25,000 | $113,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 39,961 | $110,000 | thousands by filing date | |
| D R HORTON INC | 23331A909 | COM | 3,700 | $109,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 2,100 | $109,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 13,541 | $107,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q909 | CALL | 7,700 | $107,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 31,536 | $107,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 203,475 | $104,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y9K8 | OPTION | 1,700 | $104,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L907 | COM | 5,000 | $103,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 3,794 | $101,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,458 | $101,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 17,354 | $99,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,669 | $96,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 22,000 | $96,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,300 | $96,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,838 | $90,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,341 | $88,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,348 | $86,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 1,500 | $82,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 15,786 | $81,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 2,600 | $77,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,450 | $77,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,064 | $75,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,763 | $75,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,128 | $74,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 21,745 | $74,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y985 | OPTION | 1,000 | $74,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,784 | $70,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 1,800 | $69,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 19,257 | $68,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,021 | $67,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 13,505 | $67,000 | thousands by filing date | |
| CHEMOURS CO | 163851908 | CALL | 10,000 | $65,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642AN6 | NOTE | 77,000 | $65,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 91,000 | $65,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 1,700 | $63,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,300 | $61,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 22,047 | $61,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,775 | $61,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 81,000 | $60,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,846 | $59,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,408 | $59,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 28,360 | $58,000 | thousands by filing date | |
| TESORO CORP | 881609901 | COM | 600 | $58,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,391 | $57,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 29,600 | $57,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 59,858 | $56,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,000 | $55,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,602 | $55,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 150,015 | $54,000 | thousands by filing date | |
| ISHARES | 464286939 | OPTION | 1,100 | $54,000 | thousands by filing date | call |
| CHICAGO BRIDGE IRON CO NV | 167250959 | COM | 1,300 | $52,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 29,502 | $51,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 16,643 | $50,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 47,000 | $47,000 | thousands by filing date | principal |
| LEXMARK INTERNATIONAL INC-A | 529771957 | COM | 1,500 | $43,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP | 369550908 | COM | 300 | $41,000 | thousands by filing date | call |
| INTEVAC INC | 461148958 | COM | 8,900 | $41,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 700 | $40,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,787 | $39,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,603 | $39,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,662 | $39,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 10,200 | $39,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932907 | COM | 1,200 | $38,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865908 | COM | 60,000 | $37,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,058 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 540 | $36,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C902 | Cmn | 2,000 | $35,000 | thousands by filing date | call |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 10,998 | $35,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 34,000 | $34,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,551 | $34,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 500 | $32,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 19,238 | $32,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 30,000 | $31,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 600 | $30,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,747 | $28,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TER | 136385901 | CALL | 1,400 | $27,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 27,000 | $26,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 33,262 | $24,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,000 | $24,000 | thousands by filing date | principal |
| STARBUCKS CORP | 855244959 | PUT | 400 | $23,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,944 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F953 | COM | 2,400 | $23,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,318 | $22,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 300 | $22,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 58,055 | $22,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 600 | $22,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 9,200 | $22,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 47,036 | $21,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R959 | COM | 500 | $21,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD | 008474958 | COM | 800 | $20,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 2,275 | $19,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 200 | $19,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 23,047 | $19,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 23,574 | $19,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F903 | CALL | 2,900 | $18,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 96,551 | $18,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,870 | $17,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 200 | $17,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 99,495 | $17,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L904 | COM | 3,300 | $17,000 | thousands by filing date | call |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 100,000 | $17,000 | thousands by filing date | put |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 56,184 | $16,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 23,000 | $16,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U909 | COM | 1,000 | $15,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,261 | $15,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 14,000 | $15,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664950 | COM | 200 | $14,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 50,000 | $14,000 | thousands by filing date | put |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 19,000 | $14,000 | thousands by filing date | principal |
| MASCO CORP | 574599956 | PUT | 500 | $13,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932957 | COM | 400 | $13,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 102,822 | $13,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L954 | COM | 2,500 | $13,000 | thousands by filing date | put |
| NIKE INC | 654106903 | CALL | 100 | $12,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467959 | COM | 900 | $11,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 28,500 | $10,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L957 | COM | 500 | $10,000 | thousands by filing date | put |
| HONEYWELL INTL INC | 438516956 | PUT | 100 | $9,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 27,000 | $9,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 19,800 | $9,000 | thousands by filing date | put |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 10,000 | $9,000 | thousands by filing date | principal |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 27,281 | $8,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 100 | $8,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 65,000 | $7,000 | thousands by filing date | principal |
| COACH INC | 189754954 | COM | 200 | $6,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 600 | $6,000 | thousands by filing date | put |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 22,000 | $6,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 465 | $5,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $5,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 100 | $4,000 | thousands by filing date | call |
| BLACKBERRY LTD | 09228F953 | PUT | 700 | $4,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,088 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y953 | COM | 300 | $4,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 100 | $4,000 | thousands by filing date | put |
| ENCANA CORP | 292505954 | COM | 600 | $4,000 | thousands by filing date | put |
| ISHARES TR | 46434V908 | ULTRA SHORT DUR | 200 | $3,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 18,738 | $3,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $3,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 361,556 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 700 | $3,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 77 | $1,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128956 | COM | 100 | $1,000 | thousands by filing date | put |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 2,200 | $1,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F903 | COM | 100 | $1,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GILDAN ACTIVEWEAR INC | 375916903 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B909 | CL A | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DENBURY RESOURCES INC | 247916908 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 15,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-15-000513 | this filing | 2015-11-13 | acceptance time not in the bulk data set |