13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,307,000 | $3,123,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 131,842 | $3,115,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 47,437 | $3,111,000 | thousands by filing date | |
| UNION PACIFIC CORP | 907818959 | OPTION | 20,000 | $3,107,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 139,952 | $3,105,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 223,423 | $3,103,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 54,832 | $3,102,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,882,000 | $3,099,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 177,589 | $3,095,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 278,906 | $3,093,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 155,026 | $3,092,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 117,852 | $3,091,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 123,074 | $3,091,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 79,747 | $3,089,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 1,643,000 | $3,080,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017901 | OPTION | 28,500 | $3,073,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 97,532 | $3,066,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 774,926 | $3,062,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 582,000 | $3,056,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 77,380 | $3,049,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 107,672 | $3,040,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 52,714 | $3,033,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 99,637 | $3,027,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 106,611 | $3,026,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 262,877 | $3,025,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,775,000 | $3,021,000 | thousands by filing date | principal |
| HATTERAS FINL CORP | 41902R103 | COM | 160,709 | $3,006,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 339,502 | $3,004,000 | thousands by filing date | |
| CORNING INC | 219350956 | OPTION | 205,900 | $3,004,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 93,599 | $2,999,000 | thousands by filing date | |
| FUSION-IO INC | 36112J958 | OPTION | 224,000 | $2,999,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 59,583 | $2,989,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74,896 | $2,987,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 62,825 | $2,986,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 308,752 | $2,982,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 2,546,000 | $2,972,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 110,458 | $2,965,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 54,237 | $2,962,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 614,413 | $2,962,000 | thousands by filing date | |
| CLOROX CO DEL | 189054950 | OPTION | 36,200 | $2,958,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 106,649 | $2,955,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G906 | OPTION | 18,600 | $2,943,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 451,835 | $2,940,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 163,566 | $2,938,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 64,171 | $2,924,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 135,738 | $2,922,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 44,990 | $2,921,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H951 | OPTION | 65,600 | $2,919,000 | thousands by filing date | put |
| CONOCOPHILLIPS | 20825C955 | OPTION | 41,900 | $2,913,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 76,081 | $2,912,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 26,943 | $2,908,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 76,261 | $2,899,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 101,495 | $2,891,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 757,800 | $2,888,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 197,946 | $2,887,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 183,233 | $2,883,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 55,665 | $2,880,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 39,455 | $2,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 79,735 | $2,878,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 70,448 | $2,877,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W954 | OPTION | 51,900 | $2,877,000 | thousands by filing date | put |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 114,305 | $2,875,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 85,696 | $2,874,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 275,821 | $2,871,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 62,039 | $2,870,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 188,772 | $2,869,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 207,383 | $2,868,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,452 | $2,867,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 72,593 | $2,862,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 143,478 | $2,860,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 197,000 | $2,857,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 185,161 | $2,853,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 427,613 | $2,850,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 26,400 | $2,847,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 84,587 | $2,844,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 1,606,800 | $2,844,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 200,102 | $2,841,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 87,035 | $2,835,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 75,903 | $2,826,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 92,324 | $2,825,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 2,820,000 | $2,823,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 231,075 | $2,819,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 162,213 | $2,803,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 655,497 | $2,802,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 73,430 | $2,799,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 91,333 | $2,791,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 239,219 | $2,789,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 164,342 | $2,777,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 252,119 | $2,774,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 109,325 | $2,770,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 43,928 | $2,768,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 245,881 | $2,761,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 113,814 | $2,757,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 24,783 | $2,756,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 89,224 | $2,754,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 524,427 | $2,738,000 | thousands by filing date | |
| CELGENE CORP | 151020906 | OPTION | 17,760 | $2,737,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 32,065 | $2,736,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 178,401 | $2,736,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 575,696 | $2,734,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 145,340 | $2,734,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 198,809 | $2,732,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 46,303 | $2,720,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 185,626 | $2,717,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,056,088 | $2,713,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639908 | OPTION | 96,274 | $2,705,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,194 | $2,690,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 134,437 | $2,685,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 116,569 | $2,683,000 | thousands by filing date | |
| TWENTY-FIRST CENTURY FOX - B | 90130A952 | OPTION | 80,000 | $2,681,000 | thousands by filing date | put |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 108,150 | $2,678,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 68,137 | $2,674,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816901 | OPTION | 35,300 | $2,666,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 42,858 | $2,665,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,300,154 | $2,665,000 | thousands by filing date | |
| MERCK & CO INC NEW | 58933Y956 | OPTION | 55,900 | $2,661,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 41,756 | $2,658,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 106,098 | $2,658,000 | thousands by filing date | |
| MOODYS CORP | 615369907 | OPTION | 37,800 | $2,658,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 119,534 | $2,655,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 98,949 | $2,655,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 872,712 | $2,654,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 94,738 | $2,653,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 162,766 | $2,646,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 176,390 | $2,640,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,567,000 | $2,640,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 32,350 | $2,639,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 111,270 | $2,639,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,373,000 | $2,631,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 86,059 | $2,625,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 74,876 | $2,622,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 147,026 | $2,615,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 108,675 | $2,605,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 89,870 | $2,603,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 40,006 | $2,593,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 112,161 | $2,591,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 48,199 | $2,588,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 234,981 | $2,587,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,495,000 | $2,579,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,487,000 | $2,579,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 41,535 | $2,575,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 118,920 | $2,571,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,513 | $2,562,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 47,595 | $2,555,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 73,554 | $2,555,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 29,934 | $2,552,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 57,952 | $2,544,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 57,485 | $2,526,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 165,049 | $2,521,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 88,504 | $2,517,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 73,501 | $2,517,000 | thousands by filing date | |
| ORACLE CORP | 68389X956 | OPTION | 75,900 | $2,517,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 36,427 | $2,513,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 48,018 | $2,513,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 190,065 | $2,510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 40,083 | $2,510,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 103,444 | $2,507,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 31,453 | $2,504,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 43,358 | $2,504,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 26,787 | $2,491,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 94,135 | $2,486,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 387,008 | $2,480,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 66,085 | $2,479,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 65,402 | $2,476,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 851,009 | $2,476,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,785,000 | $2,475,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 31,743 | $2,472,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 65,486 | $2,465,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 65,664 | $2,448,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 273,033 | $2,444,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 412,760 | $2,444,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 35,800 | $2,444,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 47,334 | $2,443,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 123,477 | $2,441,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 93,316 | $2,431,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 101,848 | $2,424,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 187,214 | $2,419,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 475,806 | $2,413,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 37,457 | $2,412,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 139,263 | $2,411,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 65,134 | $2,407,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 153,245 | $2,403,000 | thousands by filing date | |
| SMUCKER J M CO | 832696900 | OPTION | 22,874 | $2,403,000 | thousands by filing date | call |
| SAIC INC | 78390X101 | COM | 52,741 | $2,401,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 21,824 | $2,400,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 204,764 | $2,397,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 36,312 | $2,393,000 | thousands by filing date | |
| YAHOO INC | 984332908 | OPTION | 72,100 | $2,392,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 258,800 | $2,391,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 292,798 | $2,389,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,244,000 | $2,385,000 | thousands by filing date | principal |
| HARDINGE INC | 412324303 | COM | 154,312 | $2,384,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 73,980 | $2,372,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 84,665 | $2,370,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 61,496 | $2,369,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 245,250 | $2,367,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 186,136 | $2,353,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 167,005 | $2,351,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 32,047 | $2,341,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 43,210 | $2,340,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 28,284 | $2,336,000 | thousands by filing date | |
| LINN ENERGY LLC | 536020951 | OPTION | 90,000 | $2,333,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 256,028 | $2,331,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 192,981 | $2,324,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,680,000 | $2,322,000 | thousands by filing date | principal |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 74,193 | $2,321,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 62,879 | $2,320,000 | thousands by filing date | |
| HESS CORP | 42809H958 | OPTION | 30,000 | $2,320,000 | thousands by filing date | put |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 70,879 | $2,316,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 86,394 | $2,315,000 | thousands by filing date | |
| PHILLIPS 66 | 718546906 | OPTION | 40,000 | $2,313,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 36,503 | $2,312,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 73,085 | $2,311,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 42,138 | $2,307,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 145,025 | $2,305,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 45,405 | $2,304,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,814,000 | $2,303,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 51,991 | $2,293,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R908 | OPTION | 122,300 | $2,293,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M958 | OPTION | 52,300 | $2,289,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 32,830 | $2,278,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 45,101 | $2,278,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 154,965 | $2,274,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 54,117 | $2,271,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 61,186 | $2,270,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 370,270 | $2,270,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K952 | OPTION | 110,600 | $2,267,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 240,584 | $2,266,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 16,203 | $2,260,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 89,905 | $2,252,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 339,148 | $2,252,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 125,848 | $2,252,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A953 | OPTION | 35,000 | $2,251,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 41,950 | $2,249,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 180,819 | $2,247,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 42,410 | $2,247,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457951 | OPTION | 61,800 | $2,247,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 66,449 | $2,243,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 146,331 | $2,240,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 111,404 | $2,235,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 84,047 | $2,229,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 2,105,000 | $2,221,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 59,113 | $2,220,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 587,988 | $2,205,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 36,918 | $2,196,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 363,751 | $2,196,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 19,810 | $2,195,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 115,561 | $2,195,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 70,340 | $2,193,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 93,386 | $2,191,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 81,269 | $2,190,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 232,342 | $2,189,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 50,011 | $2,188,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18,580 | $2,185,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 45,713 | $2,184,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 90,406 | $2,172,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 49,551 | $2,169,000 | thousands by filing date | |
| HOME DEPOT INC | 437076953 | OPTION | 28,600 | $2,169,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 20,463 | $2,168,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,525,000 | $2,160,000 | thousands by filing date | principal |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 1,987,000 | $2,160,000 | thousands by filing date | principal |
| FEDEX CORP | 31428X957 | OPTION | 18,900 | $2,157,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 37,702 | $2,150,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 172,392 | $2,150,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 402,554 | $2,148,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 78,187 | $2,146,000 | thousands by filing date | |
| VMWARE INC | 928563956 | OPTION | 26,500 | $2,144,000 | thousands by filing date | put |
| INVESTORS BANCORP INC | 46146P102 | COM | 97,700 | $2,140,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 46,595 | $2,137,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 110,574 | $2,135,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902958 | EQUITY | 422,200 | $2,132,000 | thousands by filing date | put |
| COCA-COLA CO | 191216951 | OPTION | 56,100 | $2,125,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 259,561 | $2,120,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 2,132,000 | $2,119,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 33,936 | $2,117,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 75,544 | $2,113,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 55,187 | $2,111,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 141,070 | $2,103,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 45,060 | $2,102,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 45,211 | $2,099,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 76,139 | $2,098,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 164,204 | $2,079,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 24,647 | $2,077,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 49,310 | $2,064,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,215,000 | $2,062,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 68,207 | $2,053,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 89,235 | $2,052,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 41,500 | $2,051,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 64,538 | $2,050,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 59,266 | $2,047,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 133,380 | $2,041,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 296,870 | $2,037,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 61,132 | $2,032,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269902 | OPTION | 9,638 | $2,032,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 300,191 | $2,024,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 77,717 | $2,017,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 85,693 | $2,017,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 52,938 | $2,016,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 84,689 | $2,016,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000,000 | $2,016,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 1,400,000 | $2,012,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 38,466 | $2,011,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 228,252 | $2,010,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 82,525 | $2,010,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 27,489 | $2,005,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 31,056 | $2,005,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 212,659 | $1,999,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 120,243 | $1,999,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 111,661 | $1,998,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 51,331 | $1,996,000 | thousands by filing date | |
| DOW CHEM CO | 260543905 | OPTION | 51,800 | $1,989,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 143,925 | $1,987,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,907 | $1,982,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 80,397 | $1,970,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 81,312 | $1,969,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 197,408 | $1,969,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 113,600 | $1,960,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 177,730 | $1,960,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 150,707 | $1,960,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 70,360 | $1,955,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 93,530 | $1,953,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 24,669 | $1,945,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,800,000 | $1,945,000 | thousands by filing date | principal |
| GENCORP INC | 368682100 | COM | 121,248 | $1,944,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 49,759 | $1,942,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 80,555 | $1,938,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 1,340,000 | $1,938,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 134,251 | $1,937,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 109,025 | $1,932,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 44,065 | $1,931,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 91,847 | $1,930,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 47,890 | $1,928,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 311,327 | $1,928,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 115,622 | $1,928,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 102,009 | $1,917,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 171,965 | $1,917,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 97,274 | $1,915,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 28,834 | $1,912,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 46,636 | $1,910,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 39,984 | $1,908,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 49,512 | $1,906,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 44,792 | $1,906,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 137,675 | $1,893,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 167,116 | $1,891,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 37,643 | $1,889,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 77,240 | $1,889,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 25,344 | $1,885,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 20,087 | $1,885,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 39,447 | $1,880,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 52,004 | $1,869,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 74,979 | $1,867,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 99,754 | $1,862,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 200,024 | $1,861,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 619,410 | $1,858,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 57,572 | $1,857,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,722 | $1,856,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 64,680 | $1,855,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,781,000 | $1,844,000 | thousands by filing date | principal |
| LinnCo, LLC | 535782106 | LTD | 62,994 | $1,838,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 329,012 | $1,837,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 17,625 | $1,829,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 63,674 | $1,829,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 156,088 | $1,825,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,839 | $1,823,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 89,730 | $1,823,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 1,800,000 | $1,821,000 | thousands by filing date | principal |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 28,626 | $1,817,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 145,933 | $1,814,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 162,793 | $1,813,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,407,000 | $1,813,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 91,237 | $1,811,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 157,210 | $1,811,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 46,367 | $1,811,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 103,720 | $1,809,000 | thousands by filing date | |
| LOWE'S COS INC | 548661909 | OPTION | 38,000 | $1,809,000 | thousands by filing date | call |
| WHOLE FOODS MARKET | 966837957 | OPTION | 30,900 | $1,808,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 569,560 | $1,806,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 115,255 | $1,804,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 229,338 | $1,800,000 | thousands by filing date | |
| ABBOTT LABS | 002824902 | OPTION | 54,226 | $1,800,000 | thousands by filing date | call |
| CLARCOR INC | 179895107 | COM | 32,358 | $1,797,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 54,447 | $1,797,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 71,460 | $1,795,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 92,605 | $1,791,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,201 | $1,789,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 108,130 | $1,781,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 286,676 | $1,776,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 23,923 | $1,773,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 71,239 | $1,772,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 64,071 | $1,768,000 | thousands by filing date | |
| LENNAR CORP | 526057955 | OPTION | 49,800 | $1,763,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 338,773 | $1,762,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 21,994 | $1,761,000 | thousands by filing date | |
| BAXTER INTL INC | 071813950 | OPTION | 26,800 | $1,760,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 59,049 | $1,751,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 28,810 | $1,750,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 294,553 | $1,750,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 62,452 | $1,745,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 66,989 | $1,744,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 134,400 | $1,742,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 280,487 | $1,738,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 25,808 | $1,736,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 146,474 | $1,734,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 88,448 | $1,732,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 136,040 | $1,732,000 | thousands by filing date | |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 84,500 | $1,732,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 43,361 | $1,731,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102956 | OPTION | 27,200 | $1,724,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 702,897 | $1,723,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 69,011 | $1,716,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 1,800,000 | $1,716,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 230,519 | $1,715,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 105,709 | $1,702,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 32,234 | $1,701,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 88,678 | $1,698,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 75,034 | $1,698,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 42,034 | $1,692,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 60,638 | $1,689,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 132,638 | $1,688,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,688,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 30,220 | $1,686,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 33,947 | $1,682,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 84,143 | $1,682,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 55,469 | $1,681,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 282,203 | $1,679,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 36,846 | $1,679,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 109,304 | $1,674,000 | thousands by filing date | |
| CVS CORP | 126650902 | OPTION | 29,400 | $1,668,000 | thousands by filing date | call |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 88,767 | $1,667,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 40,282 | $1,663,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 77,527 | $1,660,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 72,157 | $1,659,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 33,624 | $1,656,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 526,978 | $1,655,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 62,327 | $1,655,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 608,491 | $1,655,000 | thousands by filing date | |
| PEPSICO INC | 713448959 | OPTION | 20,800 | $1,654,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 78,598 | $1,646,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 37,300 | $1,640,000 | thousands by filing date | put |
| S.Y. BANCORP INC | 785060104 | COM | 57,621 | $1,632,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 60,548 | $1,631,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 28,769 | $1,626,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 277,542 | $1,626,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 216,374 | $1,625,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,338,000 | $1,623,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N959 | OPTION | 44,000 | $1,621,000 | thousands by filing date | put |
| SALESFORCE COM INC | 79466L955 | OPTION | 31,200 | $1,620,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 189,311 | $1,618,000 | thousands by filing date | |
| ABBVIE INC | 00287Y901 | OPTION | 36,128 | $1,616,000 | thousands by filing date | call |
| NETAPP INC | 64110D906 | OPTION | 37,900 | $1,615,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 172,799 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 36,406 | $1,606,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 1,166,000 | $1,606,000 | thousands by filing date | principal |
| REMY INTL INC | 759663107 | COM | 79,271 | $1,604,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 43,594 | $1,602,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 59,757 | $1,602,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,570,000 | $1,597,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 55,480 | $1,595,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 126,984 | $1,592,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 38,673 | $1,590,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 115,271 | $1,586,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,584,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 109,015 | $1,583,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 343,186 | $1,582,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 55,200 | $1,582,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 118,214 | $1,579,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 120,202 | $1,576,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 58,913 | $1,571,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,567,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 34,576 | $1,565,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 97,022 | $1,564,000 | thousands by filing date | |
| CVS CORP | 126650951 | OPTION | 27,500 | $1,561,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 58,719 | $1,554,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 17,703 | $1,554,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 98,423 | $1,552,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 41,786 | $1,549,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 92,935 | $1,547,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,483 | $1,541,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 40,192 | $1,539,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 25,531 | $1,538,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 79,754 | $1,532,000 | thousands by filing date | |
| CREE INC | 225447952 | OPTION | 25,400 | $1,529,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 99,775 | $1,528,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 48,500 | $1,526,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 36,162 | $1,526,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 349,097 | $1,522,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 34,649 | $1,517,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 53,226 | $1,515,000 | thousands by filing date | |
| AK STEEL HOLDING C | 001547959 | OPTION | 401,100 | $1,504,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 259,711 | $1,501,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 90,539 | $1,499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 36,519 | $1,496,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 19,874 | $1,496,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 44,200 | $1,496,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 84,093 | $1,495,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 27,571 | $1,495,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 99,691 | $1,493,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 57,005 | $1,493,000 | thousands by filing date | |
| WESTN DIGITAL CORP | 958102907 | OPTION | 23,548 | $1,493,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 21,952 | $1,492,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |