13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 25,798 | $658,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 33,293 | $657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 15,090 | $656,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 150,037 | $654,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 240,751 | $653,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 224,177 | $652,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,040 | $649,000 | thousands by filing date | |
| NETFLIX INC | 64110L957 | OPTION | 2,100 | $649,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 68,189 | $647,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 15,678 | $646,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 67,848 | $646,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 69,435 | $639,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $639,000 | thousands by filing date | |
| NOKIA OYJ | 654902907 | OPTION | 97,900 | $637,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 49,224 | $635,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 96,760 | $635,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 76,710 | $633,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 29,159 | $633,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 22,389 | $633,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,966 | $632,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 1,000,000 | $630,000 | thousands by filing date | principal |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 17,543 | $629,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 62,805 | $628,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160957 | OPTION | 71,300 | $627,000 | thousands by filing date | put |
| BEST BUY CO INC | 086516952 | OPTION | 16,700 | $626,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 10,669 | $624,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 64,133 | $622,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,026 | $617,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,493 | $617,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 28,399 | $615,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 414,000 | $615,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 18,126 | $611,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 9,638 | $611,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,487 | $609,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 24,284 | $606,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G959 | OPTION | 9,800 | $606,000 | thousands by filing date | put |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 153,639 | $604,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 83,299 | $601,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 145,000 | $601,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 34,139 | $597,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 54,775 | $597,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 621,884 | $597,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 36,489 | $596,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 185,569 | $595,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,507 | $594,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224958 | OPTION | 12,100 | $594,000 | thousands by filing date | put |
| PHI INC-NON VOTING | 69336T205 | COM | 15,700 | $592,000 | thousands by filing date | |
| WABASH NATIONAL CP | 929566909 | OPTION | 50,700 | $591,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,946 | $590,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 300,000 | $590,000 | thousands by filing date | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 146,341 | $588,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 25,660 | $585,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318953 | OPTION | 32,000 | $585,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,780 | $584,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 45,713 | $583,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,288 | $582,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 21,547 | $582,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 22,246 | $581,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,532 | $580,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 95,325 | $580,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 16,801 | $579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 27,741 | $578,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,456 | $578,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 38,465 | $576,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,375 | $576,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,505 | $575,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 36,000 | $575,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 50,157 | $574,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 50,408 | $574,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 31,825 | $574,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,765 | $573,000 | thousands by filing date | |
| HOSPIRA INC | 441060951 | OPTION | 14,600 | $573,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 63,147 | $572,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 33,565 | $570,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 57,429 | $567,000 | thousands by filing date | |
| NIKE INC | 654106905 | OPTION | 7,800 | $567,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 31,374 | $566,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 23,267 | $566,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,657 | $564,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,630 | $563,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 37,382 | $563,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 38,592 | $556,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 19,203 | $556,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 32,025 | $555,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 15,572 | $555,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 26,540 | $555,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,174 | $554,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 109,849 | $551,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 22,712 | $550,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 52,257 | $550,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 54,787 | $548,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 36,186 | $547,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,134 | $547,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 10,640 | $546,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $543,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,900 | $541,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 116,384 | $539,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 9,297 | $539,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,791 | $537,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 20,849 | $536,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 19,634 | $536,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 500,000 | $536,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,757 | $535,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 68,002 | $535,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 27,381 | $534,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 102,819 | $533,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,951 | $532,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 24,000 | $532,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 18,560 | $531,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 12,088 | $527,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 19,138 | $527,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 33,989 | $526,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 17,091 | $525,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D957 | OPTION | 41,000 | $525,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 302,144 | $523,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP | 611740952 | OPTION | 10,000 | $523,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 24,863 | $520,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,548 | $519,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 21,650 | $518,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 6,467 | $518,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 19,520 | $518,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 15,351 | $517,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M909 | OPTION | 11,800 | $516,000 | thousands by filing date | call |
| TESORO CORP | 881609903 | OPTION | 11,700 | $515,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 54,485 | $513,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 32,753 | $513,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 21,425 | $510,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,314 | $510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,301 | $508,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 29,938 | $508,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 29,148 | $508,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 173,428 | $507,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 59,036 | $505,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,196 | $501,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 89,587 | $500,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 500,000 | $498,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 70,173 | $495,000 | thousands by filing date | |
| LOWE'S COS INC | 548661958 | OPTION | 10,400 | $495,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 22,968 | $494,000 | thousands by filing date | |
| BAXTER INTL INC | 071813901 | OPTION | 7,500 | $493,000 | thousands by filing date | call |
| LILLY(ELI)& CO | 532457900 | OPTION | 9,800 | $493,000 | thousands by filing date | call |
| JOHNSON CONTROLS, INC. | 478366909 | OPTION | 11,800 | $490,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 55,731 | $489,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 35,402 | $488,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 37,892 | $488,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 481,000 | $488,000 | thousands by filing date | principal |
| BURGER KING WORLDWIDE INC | 121220958 | OPTION | 25,000 | $488,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,132 | $487,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 17,133 | $484,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 24,491 | $482,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R904 | OPTION | 15,800 | $482,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 8,068 | $480,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 54,602 | $480,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 220,864 | $479,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,552 | $479,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,010 | $478,000 | thousands by filing date | |
| HOME DEPOT INC | 437076904 | OPTION | 6,300 | $478,000 | thousands by filing date | call |
| VOCUS INC | 92858J108 | COM | 51,238 | $477,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,981 | $476,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,773 | $475,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 32,814 | $475,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 81,228 | $472,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 68,407 | $471,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 13,615 | $471,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 48,378 | $471,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 30,497 | $471,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 15,808 | $470,000 | thousands by filing date | |
| PULTE GROUP INC | 745867903 | OPTION | 28,500 | $470,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 35,550 | $469,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 16,357 | $467,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,430 | $466,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,932 | $463,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,398 | $462,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 31,191 | $462,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,103 | $459,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 21,785 | $458,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 111,515 | $457,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 22,725 | $457,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,205 | $453,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 61,002 | $453,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,613 | $452,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,203 | $451,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 15,450 | $449,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 36,968 | $448,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,115 | $448,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5,110 | $446,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 45,332 | $446,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,825 | $445,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 60,471 | $445,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 73,578 | $444,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,272 | $442,000 | thousands by filing date | |
| ALCOA INC | 013817952 | OPTION | 54,400 | $442,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 8,531 | $441,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 70,773 | $440,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 12,500 | $440,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 40,122 | $438,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 44,010 | $438,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X950 | OPTION | 2,900 | $438,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,771 | $437,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 41,514 | $435,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 73,768 | $435,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 170,820 | $434,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 30,436 | $432,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 14,283 | $430,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 8,007 | $429,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 25,241 | $429,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,504 | $429,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 70,580 | $429,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 8,681 | $426,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 38,736 | $425,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 27,506 | $425,000 | thousands by filing date | |
| KB HOME | 48666K950 | OPTION | 23,600 | $425,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 23,054 | $424,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,658 | $423,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 2,207,000 | $422,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 3,121 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,181 | $421,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203R955 | OPTION | 21,200 | $421,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 25,054 | $420,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 13,565 | $419,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 26,847 | $419,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 46,270 | $418,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $416,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F905 | OPTION | 52,400 | $416,000 | thousands by filing date | call |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 51,401 | $413,000 | thousands by filing date | |
| NOKIA OYJ | 654902956 | OPTION | 63,400 | $413,000 | thousands by filing date | put |
| WIX COM LTD | N07045953 | OPTION | 11,900 | $413,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,618 | $411,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 19,964 | $408,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 22,336 | $407,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L958 | OPTION | 13,000 | $407,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 12,753 | $406,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 17,149 | $405,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 21,745 | $405,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 97,476 | $405,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,805 | $404,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 89,751 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 19,484 | $403,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 44,057 | $401,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 57,351 | $399,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 40,940 | $396,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,008 | $395,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 22,237 | $394,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047950 | OPTION | 12,800 | $393,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909900 | OPTION | 19,100 | $393,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 6,000 | $393,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 12,000 | $392,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 12,945 | $391,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,151 | $390,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,088 | $387,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,682 | $387,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $387,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 7,464 | $385,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 24,027 | $385,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 39,159 | $385,000 | thousands by filing date | |
| MCDONALD'S CORP | 580135952 | OPTION | 4,000 | $385,000 | thousands by filing date | put |
| PETROL BRASILEIROS | 71654V903 | OPTION | 23,000 | $385,000 | thousands by filing date | call |
| CSX CORP | 126408954 | OPTION | 14,900 | $384,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,672 | $383,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 46,357 | $382,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 25,309 | $382,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 23,630 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 10,275 | $380,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 12,975 | $379,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,074 | $378,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 29,998 | $378,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 21,995 | $377,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,728 | $377,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 370,000 | $376,000 | thousands by filing date | principal |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 17,900 | $375,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 14,335 | $375,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P953 | OPTION | 5,200 | $372,000 | thousands by filing date | put |
| AVATAR HOLDINGS INC | 053494AF7 | CONVERTIBLE BONDS | 375,000 | $371,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 9,743 | $370,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 17,504 | $370,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 59,045 | $369,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 24,090 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 16,288 | $367,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 86,905 | $367,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $366,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 14,802 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,617 | $364,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,444 | $363,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 18,157 | $363,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,232 | $360,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 21,360 | $359,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 14,021 | $357,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 15,962 | $356,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,000 | $355,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,453 | $353,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 23,563 | $353,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,334 | $353,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 12,515 | $353,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 25,143 | $352,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,007 | $351,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 70,656 | $351,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 12,161 | $350,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 104,221 | $349,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 15,039 | $349,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 21,464 | $348,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 47,058 | $347,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,917 | $347,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,058 | $346,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 4,900 | $346,000 | thousands by filing date | call |
| BHP BILLITON LTD | 088606959 | OPTION | 5,200 | $346,000 | thousands by filing date | put |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 13,830 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,559 | $344,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 8,911 | $344,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 15,532 | $343,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,963 | $343,000 | thousands by filing date | |
| YUM BRANDS INC | 988498903 | OPTION | 4,800 | $343,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 9,239 | $342,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,630 | $341,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,226 | $341,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,232 | $341,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 10,012 | $339,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350957 | OPTION | 5,700 | $339,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,564 | $338,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 8,869 | $338,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 9,374 | $338,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 26,905 | $337,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,609 | $336,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 77,000 | $336,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 20,343 | $335,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22,946 | $334,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,591 | $333,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,528 | $333,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 14,089 | $332,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 145,049 | $332,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 5,900 | $332,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,968 | $331,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,702 | $328,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,166 | $328,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 33,177 | $328,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 91,252 | $327,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 87,229 | $327,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 18,653 | $326,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 14,166 | $325,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 13,307 | $325,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 16,968 | $322,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 84,226 | $322,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 23,591 | $321,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 44,087 | $320,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,474 | $319,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 7,400 | $318,000 | thousands by filing date | put |
| WALTER ENERGY INC | 93317Q956 | OPTION | 22,600 | $317,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 36,578 | $316,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,365 | $315,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 13,627 | $315,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 8,683 | $315,000 | thousands by filing date | |
| HARTFORD FINL SERV | 416515906 | OPTION | 10,100 | $314,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 19,394 | $313,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 35,027 | $313,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 24,975 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,210 | $311,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 51,692 | $311,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,089 | $311,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 8,966 | $311,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 30,021 | $311,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,292 | $310,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 23,245 | $310,000 | thousands by filing date | |
| BROADCOM CORP | 111320909 | OPTION | 11,900 | $310,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,116 | $309,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 73,924 | $309,000 | thousands by filing date | |
| SINA CORP | G81477955 | OPTION | 3,800 | $308,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 297,000 | $307,000 | thousands by filing date | principal |
| FLOW INTL CORP | 343468104 | COM | 76,898 | $306,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,044 | $305,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 52,767 | $304,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 74,832 | $304,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 18,715 | $302,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $300,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 200,061 | $300,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 36,587 | $299,000 | thousands by filing date | |
| VMWARE INC | 928563907 | OPTION | 3,700 | $299,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,113 | $298,000 | thousands by filing date | |
| ENCANA CORP | 292505906 | OPTION | 17,200 | $298,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $297,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 24,476 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 16,444 | $296,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 15,513 | $295,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,334 | $293,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,901 | $292,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,971 | $289,000 | thousands by filing date | |
| XEROX CORP | 984121954 | OPTION | 27,900 | $287,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P950 | OPTION | 8,500 | $286,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,818 | $285,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 68,370 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 11,547 | $285,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176957 | OPTION | 17,100 | $285,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,797 | $283,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 23,344 | $283,000 | thousands by filing date | |
| HARTFORD FINL SERV | 416515955 | OPTION | 9,100 | $283,000 | thousands by filing date | put |
| CREE INC | 225447903 | OPTION | 4,716 | $283,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,100 | $282,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 12,429 | $282,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 8,466 | $281,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,541 | $280,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,753 | $279,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,678 | $279,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255906 | OPTION | 5,400 | $279,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 28,063 | $278,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 27,228 | $278,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 75,633 | $278,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 12,979 | $276,000 | thousands by filing date | |
| MGM MIRAGE INC | 552953903 | OPTION | 13,500 | $276,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 9,697 | $275,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 19,050 | $275,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 16,289 | $275,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 7,776 | $275,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $272,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 10,105 | $272,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 9,438 | $271,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,982 | $270,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,533 | $270,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 97,465 | $270,000 | thousands by filing date | |
| ALCOA INC | 013817903 | OPTION | 33,300 | $270,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 4,022 | $269,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,083 | $269,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 34,956 | $269,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 61,644 | $269,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255955 | OPTION | 5,200 | $269,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,757 | $267,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 13,200 | $267,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,367 | $266,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 17,967 | $266,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 339,000 | $266,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 5,792 | $265,000 | thousands by filing date | |
| MARVELL TECH GROUP | G5876H956 | OPTION | 23,000 | $265,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,367 | $264,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,634 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 7,453 | $264,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 15,617 | $263,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 12,642 | $263,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 31,705 | $262,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R953 | OPTION | 8,600 | $262,000 | thousands by filing date | put |
| EBAY INC | 278642954 | OPTION | 4,700 | $262,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 16,816 | $261,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 11,326 | $261,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 89,429 | $261,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 14,578 | $261,000 | thousands by filing date | |
| CARNIVAL CORP | 143658953 | OPTION | 8,000 | $261,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,203 | $260,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 35,927 | $260,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,764 | $259,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 16,177 | $258,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 7,370 | $258,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,941 | $257,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,822 | $256,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 22,032 | $255,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,467 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,126 | $253,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 94,147 | $252,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 32,687 | $251,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 5,946 | $250,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 48,458 | $250,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 73,706 | $249,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,045 | $248,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549906 | OPTION | 14,400 | $248,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 13,851 | $247,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,497 | $247,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 17,591 | $247,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X953 | OPTION | 41,400 | $247,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 12,698 | $246,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 19,665 | $246,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,100 | $246,000 | thousands by filing date | |
| BHP BILLITON LTD | 088606900 | OPTION | 3,700 | $246,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 10,314 | $244,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,729 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,428 | $242,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 13,579 | $241,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,756 | $241,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 7,602 | $241,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 16,369 | $240,000 | thousands by filing date | |
| SYMANTEC CORP | 871503959 | OPTION | 9,700 | $240,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 4,817 | $239,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,714 | $238,000 | thousands by filing date | |
| EXPEDIA INC DEL | 30212P956 | OPTION | 4,600 | $238,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 101,638 | $237,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 31,654 | $236,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 26,298 | $236,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 121,496 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 5,200 | $235,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 15,343 | $235,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,418 | $234,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,000 | $233,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 7,296 | $233,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,013 | $232,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 17,636 | $232,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 23,825 | $232,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F907 | OPTION | 3,800 | $232,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 24,912 | $230,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 51,405 | $230,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,800 | $230,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 12,936 | $229,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 3,700 | $229,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457902 | OPTION | 6,300 | $229,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 7,537 | $228,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,278 | $227,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021950 | OPTION | 3,100 | $227,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |