13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 6,926,000 | $14,843,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 793,133 | $14,815,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 312,225 | $14,771,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 458,088 | $14,710,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 180,660 | $14,664,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 480,299 | $14,658,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 3,151,577 | $14,655,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 369,961 | $14,654,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 379,057 | $14,646,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,425,455 | $14,626,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 621,913 | $14,608,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 350,276 | $14,595,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 624,425 | $14,592,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 237,439 | $14,570,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 513,384 | $14,569,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 516,779 | $14,563,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 506,663 | $14,546,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 566,410 | $14,540,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 365,540 | $14,511,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 14,212,000 | $14,461,000 | thousands by filing date | principal |
| BP | 055622955 | OPTION | 343,700 | $14,446,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 117,330 | $14,436,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 499,025 | $14,302,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 697,683 | $14,274,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 296,795 | $14,269,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 315,152 | $14,240,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 598,532 | $14,234,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 7,966,000 | $14,234,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 497,357 | $14,214,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 714,106 | $14,210,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 275,845 | $14,201,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 857,954 | $14,154,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,194,252 | $14,151,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 180,484 | $14,135,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 6,198,464 | $14,076,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 235,695 | $14,071,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,109,486 | $14,046,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 408,727 | $14,016,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 623,553 | $14,005,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 322,414 | $13,998,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 253,441 | $13,947,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 18,512,000 | $13,885,000 | thousands by filing date | principal |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 878,765 | $13,883,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 435,717 | $13,861,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 584,735 | $13,859,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 453,628 | $13,858,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 553,112 | $13,851,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 343,078 | $13,836,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 184,950 | $13,821,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,858,364 | $13,809,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 293,843 | $13,761,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,376,850 | $13,713,000 | thousands by filing date | |
| STARBUCKS CORP | 855244950 | OPTION | 177,700 | $13,677,000 | thousands by filing date | put |
| ANADARKO PETE CORP | 032511958 | OPTION | 147,000 | $13,670,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 453,351 | $13,654,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 824,072 | $13,628,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 274,223 | $13,588,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 253,820 | $13,553,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 293,873 | $13,533,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 390,613 | $13,496,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 254,687 | $13,496,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 629,606 | $13,472,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,656,148 | $13,465,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 7,400,000 | $13,463,000 | thousands by filing date | principal |
| YAHOO INC | 984332957 | OPTION | 404,940 | $13,432,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 342,340 | $13,426,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 707,165 | $13,386,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 343,506 | $13,346,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 222,248 | $13,345,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 224,333 | $13,326,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 228,309 | $13,309,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 220,165 | $13,294,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S954 | OPTION | 386,400 | $13,273,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 25,627 | $13,268,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 903,553 | $13,265,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 777,268 | $13,252,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 234,411 | $13,229,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 313,740 | $13,215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 124,811 | $13,214,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 165,400 | $13,213,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 10,210,000 | $13,196,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 217,242 | $13,149,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 123,523 | $13,143,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 325,211 | $13,119,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 261,297 | $13,116,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 443,608 | $13,107,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 883,441 | $13,084,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 545,719 | $13,065,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 421,508 | $13,029,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 233,879 | $13,020,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 981,286 | $12,973,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 436,762 | $12,890,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 875,503 | $12,879,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 11,681,000 | $12,878,000 | thousands by filing date | principal |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 614,516 | $12,868,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 6,724,000 | $12,859,000 | thousands by filing date | principal |
| GLOBAL PMTS INC | 37940X102 | COM | 251,413 | $12,843,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 285,639 | $12,809,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 197,012 | $12,798,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 351,949 | $12,772,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 295,079 | $12,734,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 289,005 | $12,730,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 526,632 | $12,719,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 767,276 | $12,705,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 91,276 | $12,697,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 687,762 | $12,695,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 194,542 | $12,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 280,600 | $12,683,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 211,593 | $12,681,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 335,335 | $12,665,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 495,971 | $12,662,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 123,790 | $12,654,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 805,118 | $12,648,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 927,860 | $12,638,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,279,177 | $12,623,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 7,560,000 | $12,620,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 343,463 | $12,611,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V906 | OPTION | 270,114 | $12,607,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123903 | OPTION | 151,048 | $12,598,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 214,859 | $12,539,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,137,000 | $12,538,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 279,737 | $12,537,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 172,202 | $12,529,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,115,023 | $12,522,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 676,447 | $12,447,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,113,168 | $12,434,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 255,305 | $12,385,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 12,129,000 | $12,349,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 596,125 | $12,328,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 911,778 | $12,326,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 293,587 | $12,324,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 179,883 | $12,320,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 205,057 | $12,295,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 534,378 | $12,290,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 756,128 | $12,286,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 854,204 | $12,284,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 12,081,000 | $12,270,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 648,684 | $12,268,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 654,006 | $12,263,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 187,596 | $12,231,000 | thousands by filing date | |
| ISHARES SILVER TRUST | 46428Q901 | OPTION | 583,600 | $12,197,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 657,082 | $12,188,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 112,793 | $12,183,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 60,317 | $12,171,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 352,636 | $12,159,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 388,403 | $12,154,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 942,473 | $12,130,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 2,165,304 | $12,104,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,511,482 | $12,075,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 11,122,000 | $12,047,000 | thousands by filing date | principal |
| STANCORP FINL GROUP INC | 852891100 | COM | 218,645 | $12,028,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 676,654 | $12,024,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 528,534 | $11,977,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,499,114 | $11,947,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,225,925 | $11,941,000 | thousands by filing date | |
| METLIFE INC | 59156R959 | OPTION | 253,800 | $11,916,000 | thousands by filing date | put |
| APACHE CORP | 037411956 | OPTION | 139,400 | $11,868,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 91,748 | $11,852,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 886,793 | $11,839,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 924,523 | $11,834,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 178,478 | $11,821,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 457,893 | $11,813,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 659,029 | $11,803,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 428,835 | $11,799,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 9,200,000 | $11,799,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CO | 369604905 | OPTION | 493,900 | $11,799,000 | thousands by filing date | call |
| STERIS CORP | 859152100 | COMMON STOCK | 273,283 | $11,741,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 852,224 | $11,718,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 324,596 | $11,715,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 1,378,833 | $11,706,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,997,000 | $11,684,000 | thousands by filing date | principal |
| RPM INTL INC COM | 749685103 | Stock | 320,238 | $11,593,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 401,316 | $11,569,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,092,000 | $11,552,000 | thousands by filing date | principal |
| U HAUL HOLDING COMPANY | 023586100 | COM | 62,641 | $11,533,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 305,295 | $11,525,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 455,412 | $11,507,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 647,772 | $11,498,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 235,825 | $11,475,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 608,783 | $11,415,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 556,823 | $11,397,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 521,490 | $11,380,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,039,391 | $11,350,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 738,783 | $11,324,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 676,895 | $11,318,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 149,676 | $11,289,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,000,284 | $11,284,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,787,582 | $11,279,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,511,803 | $11,278,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 438,922 | $11,236,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 133,577 | $11,224,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 595,753 | $11,224,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 209,570 | $11,201,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 255,452 | $11,194,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901959 | OPTION | 600,500 | $11,182,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 224,456 | $11,164,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 481,161 | $11,091,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 14,836,000 | $11,090,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 442,705 | $11,071,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 465,397 | $11,066,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 202,539 | $11,056,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 10,538,000 | $11,048,000 | thousands by filing date | principal |
| WGL HLDGS INC | 92924F106 | COM | 258,527 | $11,041,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 244,207 | $11,036,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V955 | OPTION | 236,300 | $11,029,000 | thousands by filing date | put |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 284,695 | $11,018,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 10,000,000 | $11,006,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 321,961 | $10,986,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 385,314 | $10,966,000 | thousands by filing date | |
| BRISTOL-MYRS SQUIB | 110122959 | OPTION | 236,500 | $10,945,000 | thousands by filing date | put |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 7,510,000 | $10,941,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 197,810 | $10,935,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 419,054 | $10,895,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 171,713 | $10,892,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 240,372 | $10,864,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R904 | OPTION | 463,233 | $10,854,000 | thousands by filing date | call |
| Vanguard Small-Cap ETF | 922908751 | SHS | 105,761 | $10,839,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 103,040 | $10,809,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 723,759 | $10,799,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 455,314 | $10,787,000 | thousands by filing date | |
| GOOGLE INC | 38259P904 | OPTION | 12,286 | $10,762,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 735,473 | $10,731,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 338,355 | $10,725,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 222,581 | $10,705,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 201,734 | $10,656,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 132,241 | $10,628,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 9,843,000 | $10,588,000 | thousands by filing date | principal |
| ISHARES TR | 464287101 | S&P 100 ETF | 141,083 | $10,560,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 466,461 | $10,555,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 9,312,000 | $10,540,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 4,566,263 | $10,502,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 9,732,000 | $10,479,000 | thousands by filing date | principal |
| DU PONT E I DE NEMOURS & CO | 263534950 | OPTION | 178,900 | $10,476,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290905 | OPTION | 936,000 | $10,464,000 | thousands by filing date | call |
| QUALCOMM INC | 747525905 | OPTION | 155,100 | $10,441,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 493,039 | $10,434,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 294,134 | $10,422,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 937,327 | $10,396,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 586,991 | $10,391,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 290,783 | $10,285,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,247,505 | $10,267,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 507,455 | $10,246,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 602,430 | $10,242,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 349,815 | $10,218,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 171,712 | $10,215,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 129,983 | $10,168,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 78,371 | $10,163,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 296,337 | $10,161,000 | thousands by filing date | |
| ORACLE CORP | 68389X907 | OPTION | 306,000 | $10,150,000 | thousands by filing date | call |
| DDR CORP | 251591AX1 | NOTE | 8,915,000 | $10,107,000 | thousands by filing date | principal |
| IMRIS INC | 45322N105 | COM | 6,255,102 | $10,069,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857959 | OPTION | 113,800 | $10,055,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 223,522 | $10,032,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 140,913 | $10,019,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,449,613 | $10,017,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 248,632 | $10,010,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 716,342 | $9,972,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 826,403 | $9,950,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100,000 | $9,947,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 401,957 | $9,921,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 443,323 | $9,904,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 183,014 | $9,896,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874909 | OPTION | 203,500 | $9,896,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,066,297 | $9,895,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 545,420 | $9,894,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,798,182 | $9,884,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 145,838 | $9,882,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 228,817 | $9,860,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 323,138 | $9,856,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 762,685 | $9,831,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 126,942 | $9,791,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 98,495 | $9,780,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 90,042 | $9,778,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 226,626 | $9,776,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 195,899 | $9,767,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,340,815 | $9,762,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 310,148 | $9,737,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 305,457 | $9,714,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 145,804 | $9,713,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 455,579 | $9,713,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 290,886 | $9,701,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 238,664 | $9,687,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 325,272 | $9,669,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 8,573,000 | $9,645,000 | thousands by filing date | principal |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 292,530 | $9,619,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 398,290 | $9,540,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,018,900 | $9,527,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 127,313 | $9,500,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 175,190 | $9,483,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,055,294 | $9,434,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 377,819 | $9,427,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 342,880 | $9,396,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 851,680 | $9,360,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 232,725 | $9,353,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 415,781 | $9,351,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 123,442 | $9,337,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 311,040 | $9,290,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 651,206 | $9,287,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 5,782,000 | $9,240,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 290,282 | $9,216,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 282,098 | $9,160,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 473,268 | $9,144,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 309,797 | $9,127,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 612,705 | $9,116,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,465,010 | $9,110,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 123,716 | $9,109,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816950 | OPTION | 120,600 | $9,108,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680905 | OPTION | 170,600 | $9,096,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 538,015 | $9,092,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 156,708 | $9,090,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 155,841 | $9,057,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 83,376 | $9,034,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 323,299 | $9,033,000 | thousands by filing date | |
| COCA-COLA CO | 191216902 | OPTION | 238,400 | $9,030,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 367,148 | $9,028,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,226,618 | $9,028,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 657,709 | $9,024,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 523,898 | $9,016,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 538,994 | $9,001,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 195,428 | $8,969,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 239,878 | $8,958,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,017,271 | $8,957,000 | thousands by filing date | |
| AT&T INC | 00206R953 | OPTION | 264,700 | $8,953,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 52,892 | $8,949,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 4,476,217 | $8,908,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 77,695 | $8,872,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 13,377,943 | $8,870,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 179,218 | $8,867,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 125,296 | $8,863,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 565,850 | $8,845,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 703,519 | $8,843,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 3,045,000 | $8,824,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 482,513 | $8,820,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,030,990 | $8,814,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 200,410 | $8,809,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 504,392 | $8,797,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 9,629,000 | $8,786,000 | thousands by filing date | principal |
| ROUNDY'S INC | 779268101 | COM | 1,019,201 | $8,766,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 318,906 | $8,728,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 933,620 | $8,724,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,093,437 | $8,714,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 159,871 | $8,708,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 8,867,000 | $8,645,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 261,300 | $8,644,000 | thousands by filing date | call |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 306,257 | $8,640,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,327,746 | $8,630,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 388,745 | $8,629,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874958 | OPTION | 177,200 | $8,617,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 315,199 | $8,584,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,439,314 | $8,579,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 285,856 | $8,578,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 229,604 | $8,567,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 198,478 | $8,526,000 | thousands by filing date | |
| DISNEY WALT CO | 254687957 | OPTION | 132,100 | $8,519,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 150,000 | $8,514,000 | thousands by filing date | |
| CHEVRON CORP NEW | 166764951 | OPTION | 70,000 | $8,505,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 759,567 | $8,500,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 6,821,000 | $8,500,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 61,774 | $8,464,000 | thousands by filing date | |
| AMGEN INC | 031162902 | OPTION | 75,600 | $8,461,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 82,674 | $8,442,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 284,216 | $8,435,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 125,567 | $8,435,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 291,888 | $8,431,000 | thousands by filing date | |
| MERCK & CO INC NEW | 58933Y907 | OPTION | 175,942 | $8,377,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 231,341 | $8,370,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 158,409 | $8,362,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 124,494 | $8,325,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 132,695 | $8,311,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 759,322 | $8,307,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,179,940 | $8,304,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 293,075 | $8,294,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 154,981 | $8,273,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 282,090 | $8,273,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 748,405 | $8,225,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 138,100 | $8,221,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 559,359 | $8,221,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 237,282 | $8,206,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 136,404 | $8,176,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 108,832 | $8,159,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 112,305 | $8,148,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 312,959 | $8,128,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 467,915 | $8,122,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 466,127 | $8,115,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 125,251 | $8,104,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,182,215 | $8,098,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 460,336 | $8,097,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 320,850 | $8,063,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 105,489 | $8,059,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 529,292 | $8,041,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903909 | OPTION | 2,107,300 | $8,028,000 | thousands by filing date | call |
| AT&T INC | 00206R904 | OPTION | 237,379 | $8,028,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 268,787 | $8,023,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158957 | OPTION | 75,000 | $7,993,000 | thousands by filing date | put |
| BOEING CO | 097023956 | OPTION | 68,000 | $7,990,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 77,578 | $7,987,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 312,396 | $7,985,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 604,670 | $7,982,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 344,808 | $7,955,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 7,856,000 | $7,940,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 1,011,458 | $7,929,000 | thousands by filing date | |
| SCHLUMBERGER LTD | 806857900 | OPTION | 89,700 | $7,926,000 | thousands by filing date | call |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 63,366 | $7,914,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 478,022 | $7,902,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142954 | OPTION | 106,600 | $7,884,000 | thousands by filing date | put |
| D.R. HORTON INC | 23331ABB4 | NOTE | 7,497,000 | $7,882,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,305,884 | $7,834,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 205,583 | $7,825,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 154,216 | $7,816,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 291,123 | $7,799,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 204,062 | $7,787,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 215,432 | $7,762,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 5,601,152 | $7,729,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 193,472 | $7,716,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 250,884 | $7,713,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 522,464 | $7,711,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 243,315 | $7,708,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 197,896 | $7,683,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 68,273 | $7,673,000 | thousands by filing date | |
| MONSANTO | 61166W952 | OPTION | 73,500 | $7,671,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 412,121 | $7,629,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 519,181 | $7,621,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 323,706 | $7,619,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 162,197 | $7,615,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 166,307 | $7,613,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 365,759 | $7,612,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 5,933,000 | $7,595,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 202,676 | $7,562,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H902 | OPTION | 169,800 | $7,556,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 855,611 | $7,529,000 | thousands by filing date | |
| FACEBOOK INC | 30303M904 | OPTION | 149,700 | $7,519,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 54,122 | $7,518,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 5,004,000 | $7,509,000 | thousands by filing date | principal |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 206,840 | $7,499,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 109,758 | $7,478,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 497,351 | $7,466,000 | thousands by filing date | |
| INTL PAPER CO | 460146954 | OPTION | 166,600 | $7,464,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 137,063 | $7,457,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,559,395 | $7,454,000 | thousands by filing date | |
| PFIZER INC | 717081954 | OPTION | 259,400 | $7,452,000 | thousands by filing date | put |
| CAPLEASE INC | 140288101 | COM | 876,932 | $7,445,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 299,141 | $7,437,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 452,693 | $7,397,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,110,113 | $7,382,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 129,846 | $7,375,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 160,695 | $7,351,000 | thousands by filing date | |
| MONSANTO | 61166W903 | OPTION | 70,400 | $7,348,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 360,685 | $7,336,000 | thousands by filing date | |
| SPDR S&P MIDCAP 400 ETF TR | 78467Y958 | OPTION | 32,400 | $7,333,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 233,588 | $7,329,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 84,224 | $7,310,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 82,610 | $7,283,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 251,227 | $7,278,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 466,606 | $7,266,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J959 | OPTION | 65,000 | $7,254,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 203,730 | $7,234,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 265,880 | $7,221,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 144,743 | $7,211,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 313,409 | $7,203,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 200,638 | $7,196,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 156,215 | $7,195,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604954 | OPTION | 300,500 | $7,179,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 557,115 | $7,170,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 355,676 | $7,153,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 99,200 | $7,148,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 365,000 | $7,135,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 171,811 | $7,134,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 772,132 | $7,127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 167,953 | $7,104,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639957 | OPTION | 252,500 | $7,095,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,254,376 | $7,079,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 288,438 | $7,068,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 96,063 | $7,051,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718950 | OPTION | 93,200 | $7,045,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 267,268 | $7,029,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167909 | OPTION | 271,400 | $7,024,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 200,857 | $7,016,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U902 | OPTION | 279,932 | $7,004,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 248,939 | $6,973,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V951 | OPTION | 193,700 | $6,967,000 | thousands by filing date | put |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 1,181,961 | $6,961,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 433,505 | $6,958,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 409,700 | $6,944,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 336,066 | $6,927,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 145,142 | $6,912,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 420,467 | $6,908,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 383,226 | $6,898,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 580,366 | $6,894,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 6,443,000 | $6,862,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 118,153 | $6,860,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 102,988 | $6,842,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 272,351 | $6,835,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 6,832,000 | $6,828,000 | thousands by filing date | principal |
| GARTNERINC | 366651107 | STOK | 113,663 | $6,820,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,196,176 | $6,818,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC-CL B | 084670959 | OPTION | 60,000 | $6,811,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 180,869 | $6,799,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,587,086 | $6,795,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 199,397 | $6,772,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599956 | OPTION | 72,300 | $6,763,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |