13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,846 | $1,488,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 175,891 | $1,486,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 391,356 | $1,484,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 48,941 | $1,483,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,745 | $1,482,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 155,378 | $1,482,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 208,041 | $1,481,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 86,204 | $1,481,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 25,971 | $1,481,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 63,231 | $1,479,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 202,844 | $1,479,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 54,342 | $1,477,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 100,253 | $1,467,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 54,605 | $1,465,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 92,889 | $1,458,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 45,196 | $1,458,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 74,817 | $1,456,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 180,424 | $1,456,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 31,030 | $1,448,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 25,428 | $1,446,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 100,028 | $1,446,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 90,182 | $1,442,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 73,004 | $1,442,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 203,982 | $1,442,000 | thousands by filing date | |
| MICRON TECHNOLOGY | 595112954 | OPTION | 82,300 | $1,438,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 173,841 | $1,434,000 | thousands by filing date | |
| BP | 055622906 | OPTION | 34,100 | $1,433,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 102,209 | $1,432,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 99,585 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 87,782 | $1,431,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 20,823 | $1,430,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 1,100,000 | $1,430,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 27,098 | $1,425,000 | thousands by filing date | |
| BRISTOL-MYRS SQUIB | 110122900 | OPTION | 30,800 | $1,425,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,985 | $1,424,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 71,617 | $1,423,000 | thousands by filing date | |
| PENNEY(JC)CO INC | 708160908 | OPTION | 161,600 | $1,423,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 31,231 | $1,422,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 88,370 | $1,422,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 100,657 | $1,421,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 38,781 | $1,419,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 150,605 | $1,417,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 150,392 | $1,415,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 59,974 | $1,410,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 60,236 | $1,407,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 57,260 | $1,405,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938L955 | OPTION | 102,800 | $1,405,000 | thousands by filing date | put |
| IGATE CORP | 45169U105 | COM | 50,421 | $1,400,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 117,055 | $1,395,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 103,841 | $1,395,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 67,321 | $1,393,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 58,795 | $1,387,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 70,534 | $1,384,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 51,303 | $1,382,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 34,086 | $1,374,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 122,066 | $1,374,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 46,870 | $1,372,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 866,000 | $1,371,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 51,413 | $1,370,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 245,526 | $1,370,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 45,210 | $1,369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 42,216 | $1,368,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 25,287 | $1,366,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 78,099 | $1,364,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 65,278 | $1,362,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,338,000 | $1,362,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 57,490 | $1,359,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 39,083 | $1,358,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,173,000 | $1,347,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 73,306 | $1,346,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 170,276 | $1,343,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $1,342,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 103,315 | $1,341,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534901 | OPTION | 22,900 | $1,341,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 484,000 | $1,340,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 253,207 | $1,339,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 245,536 | $1,339,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 53,384 | $1,336,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 22,581 | $1,333,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 65,697 | $1,332,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 89,513 | $1,332,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 268,455 | $1,329,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 87,955 | $1,329,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 494,273 | $1,329,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,358,000 | $1,327,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 290,115 | $1,326,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 138,777 | $1,326,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 66,756 | $1,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 45,578 | $1,323,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 69,949 | $1,323,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 54,400 | $1,321,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 117,539 | $1,315,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 40,767 | $1,314,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 24,680 | $1,313,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 56,262 | $1,313,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 1,185,000 | $1,311,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,185,000 | $1,309,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 161,152 | $1,307,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 149,445 | $1,305,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 64,885 | $1,305,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508955 | OPTION | 32,400 | $1,305,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 66,013 | $1,304,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 76,467 | $1,302,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 210,155 | $1,301,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 43,036 | $1,299,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 48,360 | $1,296,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 89,912 | $1,294,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 15,083 | $1,292,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599907 | OPTION | 13,800 | $1,291,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 59,224 | $1,288,000 | thousands by filing date | |
| LILLY(ELI)& CO | 532457959 | OPTION | 25,600 | $1,288,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 231,106 | $1,285,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 42,429 | $1,284,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 27,825 | $1,279,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 170,504 | $1,279,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 47,938 | $1,277,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 85,084 | $1,276,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508906 | OPTION | 31,600 | $1,273,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 93,771 | $1,270,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 160,777 | $1,264,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 80,753 | $1,264,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 25,825 | $1,263,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 33,273 | $1,260,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 54,820 | $1,260,000 | thousands by filing date | |
| WEATHERFORD INTERNATIONAL LTD | H27013954 | OPTION | 82,200 | $1,260,000 | thousands by filing date | put |
| ACCURAY INC | 004397AB1 | CNV | 1,200,000 | $1,257,000 | thousands by filing date | principal |
| LINDE PLC F | 532771102 | COM | 61,676 | $1,251,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 95,736 | $1,250,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 19,163 | $1,248,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 45,835 | $1,245,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 60,392 | $1,245,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 154,712 | $1,242,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 19,814 | $1,240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 68,336 | $1,235,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 15,743 | $1,232,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 38,993 | $1,231,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 1,000,000 | $1,226,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 48,197 | $1,225,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 28,678 | $1,223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 116,891 | $1,222,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 111,499 | $1,221,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 22,046 | $1,220,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 39,404 | $1,218,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 118,487 | $1,218,000 | thousands by filing date | |
| CORNING INC | 219350907 | OPTION | 83,400 | $1,217,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 47,519 | $1,213,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 72,644 | $1,206,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 3,000,000 | $1,206,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 23,109 | $1,201,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 608,000 | $1,201,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 37,658 | $1,200,000 | thousands by filing date | |
| SUNTRUST BANKS | 867914905 | OPTION | 37,000 | $1,200,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 122,038 | $1,198,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 66,308 | $1,197,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 62,740 | $1,197,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 793,000 | $1,196,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 42,698 | $1,190,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 169,460 | $1,186,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 68,699 | $1,186,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 39,508 | $1,184,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 38,866 | $1,184,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 31,119 | $1,182,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 28,923 | $1,180,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 72,508 | $1,176,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 63,529 | $1,175,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 88,620 | $1,175,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 33,069 | $1,172,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 992,000 | $1,172,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,197 | $1,170,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 193,136 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 18,676 | $1,169,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 18,663 | $1,166,000 | thousands by filing date | |
| INTL PAPER CO | 460146905 | OPTION | 26,000 | $1,165,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 43,843 | $1,163,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 102,659 | $1,163,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 32,456 | $1,158,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 26,334 | $1,157,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 20,626 | $1,153,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 748,000 | $1,143,000 | thousands by filing date | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,166 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 52,819 | $1,142,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 19,930 | $1,142,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466L906 | OPTION | 22,000 | $1,142,000 | thousands by filing date | call |
| FEDEX CORP | 31428X908 | OPTION | 10,000 | $1,141,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 19,990 | $1,138,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 431,183 | $1,138,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 252,889 | $1,138,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 73,513 | $1,137,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 87,548 | $1,137,000 | thousands by filing date | |
| SANDISK CORP | 80004C952 | OPTION | 19,100 | $1,137,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 42,593 | $1,132,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 93,739 | $1,132,000 | thousands by filing date | |
| KIMBERLY CLARK CORP | 494368954 | OPTION | 12,000 | $1,131,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236905 | OPTION | 53,700 | $1,127,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 71,693 | $1,122,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 48,370 | $1,121,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 109,756 | $1,120,000 | thousands by filing date | |
| ABBVIE INC | 00287Y950 | OPTION | 25,000 | $1,118,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 63,147 | $1,117,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 26,958 | $1,116,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 36,539 | $1,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 37,023 | $1,113,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 48,500 | $1,112,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 35,965 | $1,108,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 46,598 | $1,108,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 82,505 | $1,107,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 48,717 | $1,103,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 101,919 | $1,100,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 179,396 | $1,093,000 | thousands by filing date | |
| GOLDMAN SACHS GP | 38141G955 | OPTION | 6,900 | $1,092,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 43,120 | $1,091,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 69,858 | $1,090,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,628 | $1,090,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 29,659 | $1,089,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 60,240 | $1,089,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 34,227 | $1,088,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 87,372 | $1,087,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 71,974 | $1,082,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,558 | $1,081,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 58,026 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 34,847 | $1,075,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754952 | OPTION | 14,400 | $1,073,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 30,961 | $1,068,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 475,000 | $1,068,000 | thousands by filing date | principal |
| FEDERAL MOGUL CORP | 313549404 | COM | 63,606 | $1,067,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 17,536 | $1,066,000 | thousands by filing date | |
| NVIDIA CORP | 67066G906 | OPTION | 68,500 | $1,066,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 72,035 | $1,063,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 120,191 | $1,063,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 21,558 | $1,055,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 17,721 | $1,054,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 39,523 | $1,053,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 72,316 | $1,050,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,956 | $1,049,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 169,453 | $1,049,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 888,000 | $1,042,000 | thousands by filing date | principal |
| BAIDU INC | 056752900 | OPTION | 6,700 | $1,040,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 13,081 | $1,039,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 53,164 | $1,038,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 78,562 | $1,037,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 133,674 | $1,037,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142905 | OPTION | 14,000 | $1,035,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 51,251 | $1,034,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 4,050,000 | $1,033,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 231,358 | $1,032,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 90,337 | $1,032,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 24,442 | $1,029,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 72,149 | $1,028,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 90,327 | $1,027,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 58,287 | $1,026,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 112,557 | $1,025,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 20,070 | $1,024,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 137,644 | $1,023,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 53,620 | $1,021,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 65,338 | $1,020,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F954 | EQUITY | 128,300 | $1,019,000 | thousands by filing date | put |
| ARDEN GROUP INC-A | 039762109 | CL A | 7,823 | $1,017,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N900 | OPTION | 27,600 | $1,017,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J957 | OPTION | 25,000 | $1,017,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 20,553 | $1,015,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 62,972 | $1,015,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 12,000 | $1,014,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 31,537 | $1,012,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 39,998 | $1,011,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 195,342 | $1,010,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 52,566 | $1,008,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 14,265 | $1,004,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 102,879 | $1,004,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 43,881 | $1,003,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,834 | $1,000,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 53,057 | $998,000 | thousands by filing date | |
| CAMECO CORP | 13321L959 | EQUITY | 55,000 | $994,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 24,383 | $993,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 43,891 | $991,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 965,000 | $990,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 40,500 | $990,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 15,630 | $988,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 33,643 | $988,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 24,620 | $987,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C905 | OPTION | 22,900 | $985,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,377 | $984,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 73,727 | $984,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 61,134 | $984,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 51,843 | $982,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 32,743 | $980,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,175 | $980,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 45,139 | $971,000 | thousands by filing date | |
| VALE S A | 91912E956 | OPTION | 62,100 | $969,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 23,758 | $967,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 18,397 | $966,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 150,423 | $964,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 21,406 | $961,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 20,631 | $959,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 44,906 | $959,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 76,950 | $959,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 33,873 | $956,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 24,321 | $953,000 | thousands by filing date | |
| DEERE & CO | 244199956 | OPTION | 11,700 | $952,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 13,993 | $948,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 31,724 | $948,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 135,312 | $947,000 | thousands by filing date | |
| SANDISK CORP | 80004C903 | OPTION | 15,900 | $946,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 123,741 | $943,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 24,666 | $941,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 68,659 | $941,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 48,355 | $940,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 70,422 | $940,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 21,954 | $937,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,068 | $937,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 149,625 | $937,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 111,453 | $934,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 15,487 | $934,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 508,000 | $933,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 9,168 | $928,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 37,808 | $925,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 274,431 | $925,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 14,593 | $924,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 105,474 | $924,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 75,877 | $921,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 103,608 | $920,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 175,935 | $919,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 63,654 | $918,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 47,299 | $918,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,704 | $917,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 100,968 | $916,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 33,199 | $914,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,760 | $912,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 45,612 | $911,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 35,743 | $910,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S905 | OPTION | 26,500 | $910,000 | thousands by filing date | call |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 904,000 | $909,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 88,697 | $906,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,282 | $902,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 14,440 | $902,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 5,111,081 | $899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 27,462 | $898,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 35,587 | $898,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,981 | $897,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6,090 | $897,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,727 | $895,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 40,716 | $895,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 124,420 | $888,000 | thousands by filing date | |
| NIKE INC | 654106954 | OPTION | 12,200 | $886,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 23,839 | $880,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 35,827 | $879,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 60,313 | $874,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 49,353 | $873,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 39,257 | $873,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 62,991 | $868,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 22,755 | $864,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 261,693 | $863,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 25,801 | $862,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 32,051 | $861,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 34,100 | $861,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710953 | OPTION | 74,300 | $860,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 87,601 | $859,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 41,748 | $859,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q907 | OPTION | 61,200 | $859,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,675 | $858,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 777,000 | $856,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 173,107 | $854,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 309,858 | $852,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P904 | OPTION | 11,900 | $852,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 41,368 | $851,000 | thousands by filing date | |
| DELL INC | 24702R952 | OPTION | 61,600 | $847,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 21,429 | $845,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,943 | $842,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 800,000 | $841,000 | thousands by filing date | principal |
| BAIDU INC | 056752959 | OPTION | 5,400 | $838,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 44,304 | $835,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H761 | ETN 130/30 23 | 27,900 | $835,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 800,000 | $834,000 | thousands by filing date | principal |
| VALE S A | 91912E907 | OPTION | 53,300 | $832,000 | thousands by filing date | call |
| TEVA PHARMA IND | 881624951 | OPTION | 22,000 | $831,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 28,361 | $825,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 53,154 | $822,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 35,585 | $821,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 47,560 | $821,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 625,000 | $820,000 | thousands by filing date | principal |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $818,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 92,162 | $816,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 49,109 | $815,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 149,993 | $814,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 115,381 | $814,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 153,994 | $812,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 306,202 | $812,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18,751 | $811,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 61,500 | $811,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 64,408 | $811,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,015 | $810,000 | thousands by filing date | |
| VALERO ENERGY(NEW) | 91913Y902 | OPTION | 23,700 | $809,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 66,109 | $806,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,522 | $804,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 848,000 | $802,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,973 | $801,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 30,474 | $798,000 | thousands by filing date | |
| BROADCOM CORP | 111320958 | OPTION | 30,600 | $796,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 57,912 | $793,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 57,223 | $791,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 20,698 | $789,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 665,000 | $789,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 38,369 | $788,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 167,404 | $788,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 19,896 | $787,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 104,967 | $786,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 32,960 | $786,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 137,502 | $783,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 64,442 | $782,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,518,000 | $782,000 | thousands by filing date | principal |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 12,879 | $780,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 332,880 | $776,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,210 | $771,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 754,000 | $771,000 | thousands by filing date | principal |
| Cynosure, Inc. | 232577205 | COM | 33,747 | $771,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 33,108 | $770,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $768,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 157,000 | $768,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 39,741 | $768,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 64,157 | $767,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 25,464 | $764,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318904 | OPTION | 41,800 | $764,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 23,688 | $761,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 124,613 | $761,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433909 | OPTION | 18,900 | $760,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 20,078 | $757,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 48,924 | $752,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 22,913 | $750,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,251 | $746,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 28,665 | $745,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 21,543 | $744,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 48,318 | $744,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 56,602 | $744,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037950 | OPTION | 100,000 | $743,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 56,285 | $742,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200903 | OPTION | 4,000 | $741,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL I | 91911K953 | OPTION | 7,100 | $740,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 14,125 | $737,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 14,828 | $737,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,625 | $736,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 40,423 | $736,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 30,631 | $735,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 11,500 | $735,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 51,320 | $732,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 31,600 | $730,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 41,252 | $730,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 48,783 | $729,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 77,351 | $727,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,935 | $726,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,269 | $725,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 137,840 | $724,000 | thousands by filing date | |
| SOUTHERN CO. | 842587958 | OPTION | 17,500 | $721,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,513 | $718,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 60,078 | $717,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 503,000 | $717,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,200,000 | $716,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 13,997 | $715,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 41,944 | $714,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 123,551 | $713,000 | thousands by filing date | |
| US BANCORP DEL | 902973957 | OPTION | 19,500 | $713,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 110,097 | $712,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 90,668 | $712,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 44,774 | $710,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 46,085 | $710,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 23,456 | $709,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 35,302 | $708,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 8,449 | $708,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 358,359 | $707,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 114,522 | $706,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 115,767 | $705,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 45,692 | $702,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 15,629 | $702,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 91,944 | $699,000 | thousands by filing date | |
| SINA CORP | G81477906 | OPTION | 8,600 | $698,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,562 | $697,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 254 | $697,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,874 | $697,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 99,233 | $697,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236903 | OPTION | 50,000 | $697,000 | thousands by filing date | call |
| ANNALY CAP MGMT INC | 035710904 | OPTION | 60,200 | $697,000 | thousands by filing date | call |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 61,800 | $696,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 29,737 | $693,000 | thousands by filing date | |
| DANAHER CORP | 235851953 | OPTION | 10,000 | $693,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 25,734 | $692,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 21,355 | $691,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 28,112 | $689,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 47,207 | $687,000 | thousands by filing date | |
| AFLAC INC | 001055953 | OPTION | 11,000 | $682,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 68,078 | $680,000 | thousands by filing date | |
| SPDR DOW JONES INDL AVRG ETF | 78467X901 | OPTION | 4,500 | $680,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 66,725 | $678,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 55,824 | $677,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 12,074 | $677,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,250 | $677,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 18,270 | $674,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 56,271 | $673,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 73,146 | $671,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,733 | $670,000 | thousands by filing date | |
| 3M COMPANY | 88579Y903 | OPTION | 5,600 | $669,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 168,450 | $666,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 36,715 | $659,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |