13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100,935 | $6,760,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 158,448 | $6,756,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 114,781 | $6,755,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 715,568 | $6,755,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 699,204 | $6,733,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 540,299 | $6,726,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 474,842 | $6,723,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 156,147 | $6,716,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 147,121 | $6,707,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 218,793 | $6,704,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 193,874 | $6,697,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 204,967 | $6,691,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 324,013 | $6,691,000 | thousands by filing date | |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 4,773,000 | $6,602,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670900 | OPTION | 58,000 | $6,584,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 716,576 | $6,578,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 250,994 | $6,559,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 171,824 | $6,548,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 290,897 | $6,545,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,028,000 | $6,535,000 | thousands by filing date | principal |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 86,315 | $6,533,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 151,948 | $6,518,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 5,275,000 | $6,515,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547959 | OPTION | 85,000 | $6,513,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 399,809 | $6,509,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 5,308,000 | $6,502,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 139,634 | $6,493,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 138,247 | $6,492,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 465,727 | $6,487,000 | thousands by filing date | |
| CIENA CORP | 171779903 | OPTION | 259,100 | $6,480,000 | thousands by filing date | call |
| SAIC INC | 78390X903 | OPTION | 142,299 | $6,477,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 110,335 | $6,473,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 142,837 | $6,470,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 3,575,000 | $6,460,000 | thousands by filing date | principal |
| 3M COMPANY | 88579Y952 | OPTION | 54,100 | $6,460,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100,592 | $6,459,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 173,278 | $6,442,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 114,224 | $6,438,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,949,592 | $6,434,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 183,691 | $6,431,000 | thousands by filing date | |
| UTD PARCEL SERV | 911312957 | OPTION | 70,200 | $6,414,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 132,381 | $6,395,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 6,329,000 | $6,385,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 115,293 | $6,378,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 273,066 | $6,378,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 6,717,000 | $6,377,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 114,562 | $6,349,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 812,717 | $6,347,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 8,158,803 | $6,347,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 603,787 | $6,346,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 124,647 | $6,343,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 355,197 | $6,333,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 187,229 | $6,326,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 203,360 | $6,314,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 158,357 | $6,295,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 6,121,000 | $6,286,000 | thousands by filing date | principal |
| QUALCOMM INC | 747525954 | OPTION | 92,900 | $6,254,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 185,410 | $6,228,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 159,472 | $6,194,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 325,745 | $6,176,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 269,145 | $6,150,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 285,177 | $6,141,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 123,587 | $6,120,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 136,683 | $6,082,000 | thousands by filing date | |
| CADENCE DESIGN SYS | 127387959 | OPTION | 450,000 | $6,080,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 80,494 | $6,059,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,150,000 | $6,054,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 112,004 | $6,047,000 | thousands by filing date | |
| DANAHER CORP | 235851904 | OPTION | 86,900 | $6,024,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 809,568 | $6,023,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 45,984 | $6,011,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 326,488 | $6,004,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C906 | OPTION | 86,200 | $5,992,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 304,074 | $5,966,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 288,164 | $5,960,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 532,279 | $5,951,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 599,938 | $5,942,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 233,426 | $5,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 110,347 | $5,933,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 80,501 | $5,928,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,013,426 | $5,918,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 304,111 | $5,907,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 377,296 | $5,871,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 496,786 | $5,867,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,297,348 | $5,864,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 237,377 | $5,863,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,545,016 | $5,855,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 986,989 | $5,853,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 480,860 | $5,852,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 144,760 | $5,847,000 | thousands by filing date | |
| COMCAST CORPORATIO | 20030N903 | OPTION | 128,900 | $5,816,000 | thousands by filing date | call |
| COLEMAN CABLE INC | 193459302 | COM | 275,234 | $5,810,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 74,986 | $5,799,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 66,245 | $5,783,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 439,975 | $5,781,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 70,995 | $5,776,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 5,717,000 | $5,767,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 180,167 | $5,766,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 557,552 | $5,760,000 | thousands by filing date | |
| EBAY INC | 278642905 | OPTION | 103,200 | $5,758,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 121,592 | $5,727,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 229,481 | $5,727,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 179,796 | $5,709,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 329,139 | $5,705,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74,542 | $5,686,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 4,336,000 | $5,677,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 520,287 | $5,666,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 161,548 | $5,653,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 53,574 | $5,645,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 62,317 | $5,641,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 174,987 | $5,627,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 481,214 | $5,620,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 210,590 | $5,599,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 52,273 | $5,589,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 557,539 | $5,575,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 62,277 | $5,561,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 148,753 | $5,547,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 109,361 | $5,534,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172901 | OPTION | 63,592 | $5,506,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 142,618 | $5,503,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 311,560 | $5,480,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 357,478 | $5,462,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 195,981 | $5,461,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,347,000 | $5,459,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 120,378 | $5,451,000 | thousands by filing date | |
| FORD MOTOR CO | 345370951 | OPTION | 323,000 | $5,449,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 276,288 | $5,438,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 902,509 | $5,433,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 174,357 | $5,421,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 169,170 | $5,419,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 314,163 | $5,419,000 | thousands by filing date | |
| IRON MTN INC | 462846908 | OPTION | 200,000 | $5,404,000 | thousands by filing date | call |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 4,236,000 | $5,400,000 | thousands by filing date | principal |
| ANN INC | 035623107 | COM | 148,886 | $5,393,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 112,593 | $5,391,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 51,196 | $5,390,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 181,201 | $5,388,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 298,484 | $5,385,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 348,878 | $5,369,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 155,381 | $5,368,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 83,785 | $5,366,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 191,997 | $5,361,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 354,412 | $5,345,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 391,003 | $5,307,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 190,636 | $5,301,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 343,648 | $5,295,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 317,191 | $5,294,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 4,100,000 | $5,292,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 96,445 | $5,273,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 183,867 | $5,268,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 93,658 | $5,267,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 935,242 | $5,257,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 115,996 | $5,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 161,940 | $5,244,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 92,420 | $5,227,000 | thousands by filing date | |
| UNITED CONTL HLDGS INC | 910047901 | OPTION | 170,200 | $5,227,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 238,127 | $5,217,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 235,267 | $5,211,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 82,486 | $5,195,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 4,753,000 | $5,187,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 59,054 | $5,166,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 209,300 | $5,166,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 131,112 | $5,153,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 160,749 | $5,139,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50,489 | $5,119,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 176,501 | $5,115,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 77,125 | $5,112,000 | thousands by filing date | |
| PEPSICO INC | 713448900 | OPTION | 64,200 | $5,104,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 197,888 | $5,098,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,481,989 | $5,098,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 134,108 | $5,096,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 210,110 | $5,095,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 93,306 | $5,090,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 370,672 | $5,089,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 440,204 | $5,080,000 | thousands by filing date | |
| EOG RES INC | 26875P952 | OPTION | 30,000 | $5,078,000 | thousands by filing date | put |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 770,274 | $5,076,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 625,027 | $5,076,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 188,439 | $5,072,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 292,795 | $5,062,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 74,034 | $5,030,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 228,927 | $5,023,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 718,513 | $4,994,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768953 | OPTION | 1,390,000 | $4,991,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 431,755 | $4,986,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 95,476 | $4,977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 114,845 | $4,975,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 160,197 | $4,966,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 47,518 | $4,962,000 | thousands by filing date | |
| WALGREEN CO | 931422950 | OPTION | 92,200 | $4,960,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 31,194 | $4,945,000 | thousands by filing date | |
| NETAPP INC | 64110D955 | OPTION | 116,000 | $4,944,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 112,348 | $4,943,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 271,524 | $4,941,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 4,156,000 | $4,940,000 | thousands by filing date | principal |
| TW TELECOM INC | 87311L104 | COM | 164,504 | $4,913,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 90,834 | $4,909,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 276,557 | $4,908,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 440,211 | $4,878,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 105,237 | $4,868,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 122,153 | $4,852,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 255,603 | $4,841,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 207,733 | $4,837,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 8,151,704 | $4,820,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,429,000 | $4,820,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 99,003 | $4,811,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 691,682 | $4,807,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 137,131 | $4,806,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 184,600 | $4,802,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 78,934 | $4,799,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 62,163 | $4,793,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 338,573 | $4,790,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 186,163 | $4,765,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 3,204,000 | $4,760,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 422,220 | $4,735,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,179,034 | $4,727,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K956 | OPTION | 41,000 | $4,722,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 830,802 | $4,719,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 102,009 | $4,715,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 900,000 | $4,707,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 131,702 | $4,702,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,759,000 | $4,692,000 | thousands by filing date | principal |
| WSFS FINL CORP | 929328102 | COM | 77,859 | $4,691,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 367,995 | $4,689,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 465,648 | $4,680,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 822,734 | $4,673,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 53,998 | $4,667,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 294,510 | $4,658,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 73,276 | $4,655,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,306,000 | $4,655,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 156,629 | $4,644,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 177,537 | $4,643,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 184,876 | $4,639,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 515,705 | $4,637,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 383,812 | $4,637,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,745,871 | $4,627,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 178,652 | $4,625,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 210,094 | $4,624,000 | thousands by filing date | |
| UTD PARCEL SERV | 911312908 | OPTION | 50,600 | $4,623,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 52,749 | $4,610,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 184,751 | $4,601,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 112,032 | $4,596,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 756,800 | $4,586,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 52,433 | $4,583,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 142,068 | $4,561,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 149,617 | $4,559,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 236,053 | $4,556,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 569,336 | $4,549,000 | thousands by filing date | |
| EMC CORP(MASSACHUS | 268648904 | OPTION | 177,900 | $4,547,000 | thousands by filing date | call |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 103,185 | $4,539,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 51,598 | $4,510,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 42,831 | $4,483,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 152,573 | $4,480,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 49,919 | $4,477,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 332,935 | $4,471,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 208,426 | $4,469,000 | thousands by filing date | |
| GILEAD SCIENCES | 375558905 | OPTION | 71,000 | $4,464,000 | thousands by filing date | call |
| ARTHROCARE CORP | 043136100 | COM | 125,189 | $4,454,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 310,617 | $4,444,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 630,171 | $4,443,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 119,758 | $4,442,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 207,421 | $4,439,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 84,069 | $4,435,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,001,990 | $4,428,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 70,885 | $4,423,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 82,120 | $4,421,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 103,694 | $4,420,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 77,169 | $4,419,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 100,795 | $4,418,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 190,039 | $4,417,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 95,797 | $4,410,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 159,985 | $4,409,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 287,807 | $4,401,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 220,430 | $4,400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 67,811 | $4,394,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909959 | OPTION | 213,100 | $4,388,000 | thousands by filing date | put |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 91,653 | $4,385,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 558,277 | $4,361,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 108,603 | $4,357,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 71,028 | $4,353,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 36,409 | $4,349,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 43,893 | $4,343,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 423,830 | $4,336,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 180,844 | $4,327,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,268,807 | $4,326,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,325,000 | $4,323,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 131,195 | $4,315,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 71,815 | $4,306,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 58,040 | $4,294,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 76,448 | $4,290,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 42,616 | $4,278,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 95,097 | $4,265,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 134,212 | $4,261,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 109,754 | $4,261,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 133,116 | $4,259,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 3,459,000 | $4,256,000 | thousands by filing date | principal |
| REGAL ENTMT GROUP | 758766109 | CL A | 224,024 | $4,253,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 418,207 | $4,248,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 640,139 | $4,238,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 195,346 | $4,231,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 749,057 | $4,225,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 130,082 | $4,210,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 249,540 | $4,210,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 271,746 | $4,201,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 132,046 | $4,199,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 474,211 | $4,187,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 226,250 | $4,186,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,475,000 | $4,180,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158908 | OPTION | 38,900 | $4,146,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 255,267 | $4,139,000 | thousands by filing date | |
| US BANCORP DEL | 902973908 | OPTION | 113,100 | $4,137,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 48,699 | $4,136,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 73,627 | $4,121,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 132,097 | $4,121,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 237,153 | $4,110,000 | thousands by filing date | |
| WALGREEN CO | 931422901 | OPTION | 76,400 | $4,110,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 170,672 | $4,097,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 137,262 | $4,091,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 192,608 | $4,080,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 304,604 | $4,079,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $4,078,000 | thousands by filing date | |
| AMAZON COM INC | 023135908 | OPTION | 13,000 | $4,064,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 667,328 | $4,051,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 156,641 | $4,049,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 73,573 | $4,049,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 264,251 | $4,036,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 118,413 | $4,033,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 119,266 | $4,022,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 3,500,000 | $4,016,000 | thousands by filing date | principal |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 569,940 | $4,013,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 197,246 | $4,009,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 58,477 | $4,005,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 85,605 | $3,999,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 69,048 | $3,988,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 102,285 | $3,987,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 542,127 | $3,984,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,309 | $3,982,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 138,774 | $3,982,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 36,459 | $3,975,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 198,775 | $3,974,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 353,142 | $3,969,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 229,676 | $3,967,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 236,105 | $3,966,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 92,293 | $3,964,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 67,505 | $3,960,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 15,213 | $3,955,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 939,782 | $3,948,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 394,623 | $3,930,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 50,094 | $3,922,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 95,476 | $3,921,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 87,017 | $3,920,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 68,777 | $3,919,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 101,972 | $3,918,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 54,294 | $3,901,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 3,360,000 | $3,896,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 310,847 | $3,895,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 113,482 | $3,877,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 496,892 | $3,877,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 747,879 | $3,874,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 784,807 | $3,861,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 895,383 | $3,859,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 115,979 | $3,841,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 52,821 | $3,836,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 1,196,000 | $3,832,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 295,868 | $3,828,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 72,749 | $3,819,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 79,700 | $3,819,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 48,853 | $3,817,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 55,428 | $3,812,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,804,000 | thousands by filing date | |
| FORD MOTOR CO | 345370902 | OPTION | 225,300 | $3,801,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 116,162 | $3,794,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 64,732 | $3,791,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 123,249 | $3,786,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 115,100 | $3,786,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 967,349 | $3,783,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 51,572 | $3,779,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 39,486 | $3,761,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 164,642 | $3,760,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 32,798 | $3,754,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 170,637 | $3,748,000 | thousands by filing date | |
| TARGET CORP | 87612E908 | OPTION | 58,500 | $3,743,000 | thousands by filing date | call |
| TARGET CORP | 87612E957 | OPTION | 58,300 | $3,730,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 77,670 | $3,724,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 90,977 | $3,718,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 99,822 | $3,709,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 197,134 | $3,697,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 225,616 | $3,688,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 94,425 | $3,686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 52,822 | $3,672,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 125,318 | $3,668,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 69,010 | $3,668,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 107,678 | $3,668,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,666,910 | $3,667,000 | thousands by filing date | |
| RIO TINTO | 767204951 | OPTION | 75,000 | $3,657,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 69,707 | $3,650,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 144,718 | $3,645,000 | thousands by filing date | |
| COMCAST CORPORATIO | 20030N952 | OPTION | 80,800 | $3,645,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 85,271 | $3,641,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 172,147 | $3,640,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 988,100 | $3,626,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 202,389 | $3,614,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 109,103 | $3,613,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 47,557 | $3,611,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 334,212 | $3,610,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,983,000 | $3,605,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 361,817 | $3,600,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 204,845 | $3,592,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 285,604 | $3,590,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 711,479 | $3,586,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 2,200,000 | $3,585,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 135,898 | $3,582,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 807,124 | $3,575,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 81,575 | $3,573,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 2,534,142 | $3,573,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 76,485 | $3,567,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 404,754 | $3,553,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 192,375 | $3,548,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 141,054 | $3,544,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,300 | $3,542,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304952 | OPTION | 250,000 | $3,538,000 | thousands by filing date | put |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 76,925 | $3,527,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 334,123 | $3,526,000 | thousands by filing date | |
| PULTE GROUP INC | 745867952 | OPTION | 213,700 | $3,526,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 108,741 | $3,506,000 | thousands by filing date | |
| EOG RES INC | 26875P903 | OPTION | 20,700 | $3,504,000 | thousands by filing date | call |
| JOHNSON & JOHNSON | 478160906 | OPTION | 40,401 | $3,502,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 104,147 | $3,500,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 246,391 | $3,497,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 301,504 | $3,494,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 527,419 | $3,492,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 456,962 | $3,455,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 395,628 | $3,453,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 348,490 | $3,453,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 203,697 | $3,445,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 68,178 | $3,440,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 215,433 | $3,427,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 79,578 | $3,408,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 653,626 | $3,406,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 239,905 | $3,402,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 44,200 | $3,402,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 137,355 | $3,398,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 145,420 | $3,398,000 | thousands by filing date | |
| SMITHFIELD FOODS | 832248959 | OPTION | 100,000 | $3,397,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 200,399 | $3,395,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 261,240 | $3,391,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 70,256 | $3,390,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 42,464 | $3,388,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P959 | OPTION | 59,000 | $3,387,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 179,787 | $3,386,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 16,449 | $3,381,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 119,959 | $3,374,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 122,497 | $3,369,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 116,829 | $3,367,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 107,642 | $3,367,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 170,650 | $3,365,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 399,719 | $3,361,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 137,936 | $3,359,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 171,669 | $3,358,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 83,135 | $3,356,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 59,250 | $3,353,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 169,375 | $3,348,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 120,074 | $3,333,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 77,847 | $3,332,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 267,794 | $3,331,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,651,000 | $3,329,000 | thousands by filing date | principal |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 174,540 | $3,327,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 128,500 | $3,326,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 125,547 | $3,306,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 75,142 | $3,303,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 59,880 | $3,303,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 68,206 | $3,295,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 3,135,000 | $3,278,000 | thousands by filing date | principal |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 236,998 | $3,275,000 | thousands by filing date | |
| DOW CHEM CO | 260543954 | OPTION | 85,200 | $3,272,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 387,547 | $3,270,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 86,351 | $3,264,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 236,231 | $3,259,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 245,397 | $3,259,000 | thousands by filing date | |
| HESS CORP | 42809H909 | OPTION | 42,100 | $3,256,000 | thousands by filing date | call |
| Onconova Therapeutics | 68232V108 | Common | 122,775 | $3,250,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35,996 | $3,249,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,041,000 | $3,236,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 379,523 | $3,229,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 48,254 | $3,229,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 3,066,000 | $3,227,000 | thousands by filing date | principal |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 785,135 | $3,227,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 1,680,000 | $3,225,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 263,554 | $3,215,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165959 | OPTION | 63,000 | $3,215,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 169,931 | $3,190,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 43,717 | $3,189,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 59,335 | $3,177,000 | thousands by filing date | |
| SCHWAB(CHARLES)CP | 808513956 | OPTION | 150,000 | $3,171,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV ADR SE | 02364W956 | OPTION | 160,000 | $3,170,000 | thousands by filing date | put |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,125,000 | $3,166,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,525,000 | $3,159,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 122,019 | $3,154,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,775,000 | $3,151,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 81,771 | $3,141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |