13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 4,367 holding rows worth $337,448,794,000 by the sum of the rows.
- Accession
- 0000019617-13-000398
- Filer
- CIK 19617
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 26,127 entries on the cover page, a total value of $337,448,845,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,448,794,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $337,448,845,555,000, about 1,000 times the sum of the rows, $337,448,794,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Partners, LLC028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Chase Funding Inc.028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,810,057 | $34,481,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,043,608 | $34,440,000 | thousands by filing date | |
| CATERPILLAR INC | 149123952 | OPTION | 412,900 | $34,435,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,906,976 | $34,156,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,251,826 | $34,085,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 336,982 | $34,050,000 | thousands by filing date | |
| BOEING CO | 097023907 | OPTION | 289,718 | $34,042,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,239,943 | $33,886,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 414,568 | $33,879,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 639,500 | $33,810,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 546,494 | $33,703,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,294,600 | $33,699,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 25,465,000 | $33,646,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 5,625,912 | $33,642,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 21,439,000 | $33,592,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 709,697 | $33,435,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,022,577 | $33,377,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,108,134 | $33,268,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 719,729 | $33,129,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 903,312 | $33,107,000 | thousands by filing date | |
| BK OF AMERICA CPN | 060505906 | OPTION | 2,396,510 | $33,071,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS LTD | 795435908 | OPTION | 493,750 | $33,022,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 983,335 | $32,961,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,193,803 | $32,959,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,455,491 | $32,864,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,218,324 | $32,785,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 424,431 | $32,763,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,858,280 | $32,724,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 642,446 | $32,720,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 304,974 | $32,619,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 418,540 | $32,604,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 959,041 | $32,549,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 658,702 | $32,428,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 864,552 | $32,334,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 424,943 | $32,261,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 707,777 | $32,233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 671,972 | $32,208,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 317,170 | $32,177,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,238,204 | $32,157,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,218,882 | $32,032,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 614,046 | $31,887,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,062,287 | $31,827,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 747,170 | $31,821,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 421,583 | $31,800,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 770,501 | $31,722,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 1,861,187 | $31,714,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,846,908 | $31,703,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 724,441 | $31,674,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 888,813 | $31,642,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,170,985 | $31,640,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 2,652,186 | $31,588,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 670,016 | $31,511,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,023,612 | $31,322,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 608,176 | $31,321,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516957 | OPTION | 377,100 | $31,314,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,145,229 | $31,300,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 771,894 | $31,292,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 490,500 | $31,235,000 | thousands by filing date | |
| INTEL CORP | 458140951 | OPTION | 1,356,100 | $31,083,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 747,731 | $31,031,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,104,277 | $30,887,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,833,665 | $30,769,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,351,377 | $30,690,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 2,396,190 | $30,647,000 | thousands by filing date | |
| AMAZON COM INC | 023135957 | OPTION | 98,000 | $30,639,000 | thousands by filing date | put |
| Alamos Gold, Inc. | 011527108 | COM | 1,964,281 | $30,506,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 362,014 | $30,504,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,152,180 | $30,441,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 405,713 | $30,423,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 710,085 | $30,405,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 653,562 | $30,280,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 640,539 | $30,278,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,060,085 | $30,265,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 2,206,307 | $30,226,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 448,589 | $30,195,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,940,097 | $30,188,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,753,455 | $30,123,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 820,892 | $30,078,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,103,510 | $30,058,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,974,901 | $30,018,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 24,870,000 | $29,984,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645902 | OPTION | 1,250,000 | $29,938,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,338,716 | $29,935,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G904 | OPTION | 346,960 | $29,852,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 548,774 | $29,820,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 660,286 | $29,766,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 25,082,000 | $29,697,000 | thousands by filing date | principal |
| MEADWESTVACO CORP | 583334107 | COM | 773,332 | $29,682,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,596,933 | $29,603,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 222,737 | $29,597,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 13,075,000 | $29,386,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 370,793 | $29,237,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,736,925 | $29,197,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 862,999 | $29,161,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 27,366,000 | $29,129,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 642,968 | $29,101,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,097,966 | $29,063,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,570,819 | $29,000,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,501,417 | $28,917,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,312,000 | $28,860,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,068,473 | $28,859,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 285,312 | $28,856,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,796,149 | $28,844,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,966,354 | $28,818,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 871,267 | $28,812,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 398,822 | $28,783,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,542,479 | $28,721,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 368,592 | $28,633,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F905 | OPTION | 170,000 | $28,562,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 850,747 | $28,415,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 308,545 | $28,377,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,080,405 | $28,361,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 725,954 | $28,319,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 168,578 | $28,306,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 191,479 | $28,282,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 551,589 | $28,153,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 1,518,371 | $28,134,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 402,095 | $28,107,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 272,897 | $27,966,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,725,905 | $27,908,000 | thousands by filing date | |
| MORGAN STANLEY | 617446950 | OPTION | 1,035,180 | $27,898,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 505,798 | $27,798,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 3,050,948 | $27,764,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 723,150 | $27,465,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 962,748 | $27,458,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,706,000 | $27,372,000 | thousands by filing date | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,631,214 | $27,285,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,057,108 | $27,224,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 403,450 | $27,192,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 543,608 | $27,180,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 278,021 | $27,123,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,357,171 | $27,025,000 | thousands by filing date | |
| TYSON FOODS INC | 902494954 | OPTION | 953,800 | $26,973,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 376,542 | $26,829,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 242,177 | $26,761,000 | thousands by filing date | |
| ISHARES SILVER TRUST | 46428Q950 | OPTION | 1,279,400 | $26,739,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 332,198 | $26,728,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 434,464 | $26,697,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 8,037,407 | $26,685,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 441,309 | $26,656,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,755,159 | $26,615,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 386,001 | $26,611,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,123,707 | $26,510,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 286,524 | $26,498,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 391,784 | $26,371,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 659,649 | $26,160,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 816,039 | $26,146,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 239,367 | $26,115,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 17,962,000 | $26,101,000 | thousands by filing date | principal |
| MOLEX INC | 608554200 | COMMON STOCK | 681,278 | $26,079,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 612,909 | $26,078,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 579,238 | $26,066,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 363,480 | $25,988,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 850,397 | $25,971,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,058,282 | $25,960,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 633,593 | $25,932,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 426,678 | $25,869,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 827,959 | $25,758,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 580,673 | $25,694,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,815,000 | $25,588,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,090,117 | $25,373,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,202,438 | $25,358,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 87,961 | $25,325,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 58,884 | $25,249,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,092,306 | $25,232,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,293,936 | $25,192,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,224,653 | $25,155,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 721,563 | $25,137,000 | thousands by filing date | |
| MICROSOFT CORP | 594918906 | OPTION | 753,053 | $25,061,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 250,751 | $25,024,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 542,486 | $24,977,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 329,001 | $24,976,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,358,094 | $24,921,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 705,411 | $24,909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,624,656 | $24,889,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 2,863,461 | $24,855,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 509,742 | $24,845,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 318,015 | $24,840,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 680,544 | $24,806,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 998,370 | $24,798,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 461,354 | $24,756,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 311,690 | $24,754,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 803,657 | $24,752,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 559,200 | $24,745,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 577,487 | $24,688,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 761,196 | $24,686,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,430,116 | $24,670,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 357,730 | $24,665,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 741,058 | $24,640,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 22,665,000 | $24,607,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 24,348,000 | $24,576,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 428,782 | $24,573,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,046,765 | $24,566,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,102,901 | $24,543,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 892,197 | $24,509,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,091,082 | $24,496,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 22,888,050 | $24,490,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 1,043,304 | $24,485,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,568,318 | $24,482,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 831,633 | $24,467,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834909 | OPTION | 368,200 | $24,456,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 671,926 | $24,397,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,992,136 | $24,353,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,493,712 | $24,302,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 346,048 | $24,299,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 546,028 | $24,298,000 | thousands by filing date | |
| MICROSOFT CORP | 594918955 | OPTION | 729,900 | $24,291,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 517,450 | $24,289,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,070,938 | $24,289,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,336,226 | $24,280,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 20,575,000 | $24,252,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 648,799 | $24,219,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 1,061,002 | $24,190,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 420,445 | $24,171,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,773,972 | $24,126,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 552,622 | $24,094,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 9,712,941 | $24,087,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 2,386,762 | $23,987,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 783,949 | $23,966,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,728,431 | $23,956,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,244,229 | $23,945,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 498,817 | $23,943,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 464,221 | $23,894,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 397,740 | $23,805,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 484,237 | $23,789,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 687,037 | $23,702,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,308,936 | $23,654,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 398,537 | $23,635,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 22,816,000 | $23,571,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,144,059 | $23,564,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 20,839,000 | $23,535,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 564,754 | $23,529,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,773,499 | $23,518,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 2,329,791 | $23,508,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 336,719 | $23,446,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,869,958 | $23,430,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 540,360 | $23,415,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V901 | OPTION | 312,700 | $23,399,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 250,010 | $23,358,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 559,558 | $23,356,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718901 | OPTION | 308,800 | $23,342,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 544,723 | $23,308,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,063,811 | $23,255,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 375,812 | $23,242,000 | thousands by filing date | |
| FACEBOOK INC | 30303M953 | OPTION | 462,200 | $23,216,000 | thousands by filing date | put |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 1,247,442 | $23,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 375,375 | $23,191,000 | thousands by filing date | call |
| APACHE CORP | 037411907 | OPTION | 271,700 | $23,133,000 | thousands by filing date | call |
| CHARLES RIVER LABO | 159864909 | OPTION | 500,000 | $23,130,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 560,893 | $23,120,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,091,463 | $23,088,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 844,111 | $23,078,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 581,888 | $23,008,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 24,379,000 | $22,962,000 | thousands by filing date | principal |
| METLIFE INC | 59156R900 | OPTION | 487,500 | $22,888,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 733,420 | $22,868,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 582,077 | $22,852,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 16,100,000 | $22,842,000 | thousands by filing date | principal |
| CHEVRON CORP NEW | 166764902 | OPTION | 187,900 | $22,830,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 517,368 | $22,734,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,116,535 | $22,620,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 445,585 | $22,617,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 322,675 | $22,578,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 692,157 | $22,495,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 336,004 | $22,456,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 371,310 | $22,358,000 | thousands by filing date | |
| CITIGROUP INC | 172967903 | OPTION | 459,063 | $22,269,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 520,927 | $22,244,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 664,975 | $22,181,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 289,127 | $22,127,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 744,575 | $22,120,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 887,797 | $22,070,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 853,388 | $21,990,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 211,767 | $21,909,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,234,068 | $21,879,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 1,736,453 | $21,878,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 637,971 | $21,839,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,188,639 | $21,787,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,503,509 | $21,752,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 787,388 | $21,654,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,336,603 | $21,639,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,486,460 | $21,584,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 20,849,000 | $21,566,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 12,598,000 | $21,566,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,371,580 | $21,562,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,506,966 | $21,460,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 334,265 | $21,356,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,726,289 | $21,302,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 875,851 | $21,300,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,156,929 | $21,299,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,307,961 | $21,293,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 235,274 | $21,277,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,140,532 | $21,215,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 1,095,959 | $21,184,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 541,198 | $21,123,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 266,958 | $21,080,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 372,346 | $21,014,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 694,552 | $20,942,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 773,884 | $20,910,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 293,241 | $20,891,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 717,780 | $20,873,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,099,670 | $20,872,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 331,868 | $20,864,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 357,876 | $20,757,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 1,331,307 | $20,740,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2,404,977 | $20,731,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,016,143 | $20,729,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 617,944 | $20,713,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,007,899 | $20,662,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 344,831 | $20,595,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 334,693 | $20,583,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 16,649,000 | $20,540,000 | thousands by filing date | principal |
| BANK HAWAII CORP | 062540109 | COM | 375,713 | $20,457,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 525,098 | $20,447,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 9,970,990 | $20,441,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 512,680 | $20,428,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 949,253 | $20,384,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 813,173 | $20,370,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 442,199 | $20,354,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 599,574 | $20,350,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 611,130 | $20,333,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 917,857 | $20,249,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 497,927 | $20,246,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 339,528 | $20,232,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 457,293 | $20,226,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 777,310 | $20,171,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 12,889,000 | $20,163,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 764,445 | $20,127,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 630,520 | $20,094,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 877,973 | $20,044,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,207,995 | $20,017,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,914,973 | $20,002,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,117,590 | $19,972,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 13,175,000 | $19,894,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 481,114 | $19,815,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 741,288 | $19,718,000 | thousands by filing date | |
| POWERSHARES QQQ TRUST | 73935A906 | OPTION | 249,800 | $19,704,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 403,275 | $19,668,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 978,242 | $19,644,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 362,277 | $19,585,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 508,823 | $19,564,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 854,014 | $19,522,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483904 | OPTION | 527,200 | $19,422,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 942,401 | $19,394,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 242,678 | $19,352,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 995,265 | $19,338,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 18,976,000 | $19,273,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 864,512 | $19,270,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300,692 | $19,248,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 710,071 | $19,222,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 475,751 | $19,167,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,061,874 | $19,134,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,122,500 | $19,128,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 15,535,000 | $19,059,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 445,829 | $19,051,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,234,805 | $19,018,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 373,292 | $18,997,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 438,784 | $18,974,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,140,828 | $18,961,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,080,545 | $18,952,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 258,379 | $18,933,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,024,918 | $18,910,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 1,538,133 | $18,857,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,571,068 | $18,854,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 498,779 | $18,849,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 938,530 | $18,827,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,929,837 | $18,777,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 18,286,000 | $18,708,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 281,153 | $18,607,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 900,843 | $18,602,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 219,223 | $18,548,000 | thousands by filing date | |
| FREEPORT-MCMORAN COPPER & GOLD | 35671D956 | OPTION | 560,300 | $18,535,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 371,310 | $18,532,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,646,736 | $18,527,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 918,623 | $18,482,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,040,701 | $18,441,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 156,655 | $18,428,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,872,419 | $18,412,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 607,222 | $18,387,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 14,440,000 | $18,385,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 204,807 | $18,366,000 | thousands by filing date | |
| EQUINIX INC | 29444U957 | OPTION | 100,000 | $18,365,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 2,458,474 | $18,315,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 1,415,650 | $18,304,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 2,239,645 | $18,297,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 377,751 | $18,284,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 4,691,478 | $18,179,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,925,669 | $18,021,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 565,634 | $18,004,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 525,679 | $17,978,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 766,984 | $17,924,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 216,658 | $17,912,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 581,981 | $17,890,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,251,114 | $17,885,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 495,512 | $17,849,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 14,604,000 | $17,843,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,686,120 | $17,836,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,215,994 | $17,802,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 784,864 | $17,801,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 107,914 | $17,776,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 296,333 | $17,745,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 693,187 | $17,740,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834958 | OPTION | 267,100 | $17,740,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 466,947 | $17,735,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 9,739,000 | $17,713,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 1,785,179 | $17,673,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 497,052 | $17,654,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 554,041 | $17,580,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 439,457 | $17,495,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 744,705 | $17,478,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,302,111 | $17,369,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 9,399,000 | $17,365,000 | thousands by filing date | principal |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,002,643 | $17,354,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 357,899 | $17,348,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 428,631 | $17,347,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 475,106 | $17,313,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 655,263 | $17,299,000 | thousands by filing date | |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 350,000 | $17,290,000 | thousands by filing date | call |
| ISHARES TR | 464288950 | US AER DEF ETF | 350,000 | $17,290,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 452,098 | $17,243,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,120,000 | $17,206,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 13,348,000 | $17,177,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 12,194,000 | $17,156,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,065,234 | $17,105,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 857,761 | $17,104,000 | thousands by filing date | |
| HALLIBURTON | 406216903 | OPTION | 354,200 | $17,055,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 347,613 | $17,043,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 395,081 | $17,017,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 593,746 | $17,012,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 412,588 | $16,978,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 291,209 | $16,943,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 14,905,000 | $16,926,000 | thousands by filing date | principal |
| GREATBATCH INC | 39153L106 | COM | 496,217 | $16,886,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 500,020 | $16,796,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 477,975 | $16,758,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 10,354,000 | $16,670,000 | thousands by filing date | principal |
| JABIL INC COM | 466313103 | Stock | 768,379 | $16,659,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 464,475 | $16,642,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 886,983 | $16,499,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 349,742 | $16,486,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 8,125,000 | $16,458,000 | thousands by filing date | principal |
| iShares U.S. Technology ETF | 464287721 | SHS | 208,572 | $16,435,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 777,937 | $16,345,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 39,536 | $16,314,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 781,916 | $16,295,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 610,435 | $16,292,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,998,017 | $16,287,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 2,038,464 | $16,249,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,071,677 | $16,236,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 289,724 | $16,191,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 1,228,080 | $16,150,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 249,063 | $16,136,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 228,833 | $15,966,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 305,884 | $15,957,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,069,142 | $15,891,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 180,853 | $15,879,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 12,498,000 | $15,834,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 15,258,000 | $15,830,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,393,842 | $15,819,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 717,460 | $15,769,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,040,933 | $15,729,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 106,639 | $15,692,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 260,495 | $15,680,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,132,207 | $15,591,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,600,798 | $15,544,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 870,903 | $15,520,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 6,125,000 | $15,489,000 | thousands by filing date | principal |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 313,650 | $15,428,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,296,870 | $15,426,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 385,140 | $15,402,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 188,129 | $15,394,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R953 | OPTION | 656,800 | $15,389,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 237,515 | $15,365,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 274,090 | $15,365,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 532,789 | $15,359,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,259,199 | $15,349,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 177,059 | $15,320,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,071,411 | $15,299,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 146,099 | $15,265,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 690,463 | $15,245,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,151,961 | $15,236,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,560,117 | $15,209,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 14,685,000 | $15,209,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,405,470 | $15,193,000 | thousands by filing date | |
| INTEL CORP | 458140902 | OPTION | 662,600 | $15,188,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 1,251,399 | $15,180,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 569,665 | $15,165,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,257,806 | $15,156,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 158,590 | $15,138,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 507,117 | $15,117,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 260,496 | $15,044,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 5,401,863 | $15,040,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 300,245 | $15,023,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 128,903 | $14,984,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 853,524 | $14,945,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746903 | OPTION | 361,454 | $14,935,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,376,315 | $14,925,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 285,257 | $14,905,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 430,218 | $14,881,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 195,701 | $14,852,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000398 | this filing | 2013-10-31 | acceptance time not in the bulk data set |