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Disclosery

XEFRX EATON VANCE SR FLTNG RTE TR

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COM (fund)

96 managers (96 13F filers) reported a position in XEFRX shares at 2025-09-30, 9,487,244 shares in all. 16 filers opened a position and 7 filers sold out during the quarter.

Managers
96
13F filers
96
New
16
Added
36
Reduced
18
Sold out
7
Shares held by filers
9,487,244

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,043,265$11.9M<0.01%+139,61313F-HR/ATimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC832,142$9.52M0.04%new13F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/707,842$8.1M<0.01%-66,71613F-HR/ATimelineGroup
Advisors Asset Management, Inc.573,268$6.56M0.11%+46,83013F-HR/ATimeline
Invesco Ltd.in group Invesco Ltd.562,705$6.44M<0.01%+27,90813F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC482,539$5.52M0.04%-64,82613F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC469,630$5.37M<0.01%+77,24713F-HRTimelineGroup
Polar Asset Management Partners Inc.433,075$4.95M0.1%+9,42113F-HR/ATimeline
COHEN & STEERS, INC.in group COHEN & STEERS, INC.337,902$3.87M0.01%+20,00013F-HRTimelineGroup
WHITE PINE CAPITAL LLC334,824$3.83M1.1%-6,08613F-HRTimeline
1607 Capital Partners, LLC332,089$3.8M0.29%new13F-HRTimeline
Ethos Financial Group, LLC246,196$2.82M0.22%+1,05913F-HRTimeline
READYSTATE ASSET MANAGEMENT LP206,070$2.36M0.11%+150,65913F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN188,213$2.15M<0.01%-233,45013F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…185,955$2.13M<0.01%+4,78613F-HRTimelineGroup
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC173,105$1.98M0.03%+95,26513F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.152,323$1.74M<0.01%+25,44513F-HRTimelineGroup
Verity Asset Management, Inc.128,561$1.47M0.48%+3,33113F-HRTimeline
CWM, LLCin group CWM, LLC125,991$1.44M<0.01%+125,83613F-HRTimelineGroup
Collar Capital Management, LLC121,220$1.39M0.98%-7,42513F-HRTimeline
LPL Financial LLC115,454$1.32M<0.01%+7,93313F-HRTimeline
Logan Stone Capital, LLC67,519$772K0.35%new13F-HRTimeline
Shaker Financial Services, LLC64,463$737K0.25%+27,69713F-HRTimeline
Garner Asset Management Corp61,598$716K0.29%+3,92613F-HRTimeline
RWA WEALTH PARTNERS, LLC56,925$651K0.01%013F-HRTimeline
Fiduciary Alliance LLC56,845$650K0.04%-14,00013F-HRTimeline
Hennion & Walsh Asset Management, Inc.55,536$635K0.02%-9,34513F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC51,351$587K<0.01%+25,32013F-HRTimelineGroup
UBS Group AGin group UBS Group AG50,725$580K<0.01%-2,17513F-HRTimelineGroup
Capital Investment Advisors, LLC49,423$565K0.01%+16013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC48,692$557K<0.01%new13F-HRTimelineGroup
Cambridge Investment Research Advisors,…46,696$534K<0.01%-274,18513F-HRTimeline
Altman Advisors, Inc.55,830$529K0.2%-9413F-HR/ATimeline
Balyasny Asset Management L.P.in group Balyasny Asset Management44,805$513K<0.01%+34,29713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.43,195$498K<0.01%+5,22913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC37,937$434K<0.01%-14,85613F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …35,202$403K<0.01%+5,05913F-HRTimelineGroup
Cetera Investment Advisers32,837$376K<0.01%+22,10413F-HRTimeline
Oregon Pacific Wealth Management, LLC28,814$330K0.28%+97313F-HRTimeline
SHUFRO ROSE & CO LLC25,700$315K0.03%013F-HRTimeline
Sandy Cove Advisors, LLC26,279$301K0.1%+3113F-HRTimeline
MAI Capital Management25,323$290K<0.01%-40313F-HRTimeline
Beacon Pointe Advisors, LLC25,159$288K<0.01%new13F-HRTimeline
WESCAP Management Group, Inc.24,303$278K0.06%013F-HRTimeline
Ballew Advisors, Inc22,382$253K0.14%-7,76613F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp20,500$235K<0.01%013F-HRTimelineGroup
HORIZON KINETICS ASSET MANAGEMENT LLC20,001$229K<0.01%-7,80013F-HRTimeline
CARDIFF PARK ADVISORS, LLC19,883$227K0.02%013F-HRTimeline
Fortitude Advisory Group L.L.C.19,879$227K0.12%+1,26613F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA19,422$222K<0.01%-1,82113F-HRTimelineGroup
Prospera Financial Services Inc18,846$216K<0.01%+10713F-HRTimeline
Private Advisor Group, LLC17,855$204K<0.01%-43013F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC15,610$179K0.01%new13F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…15,320$175K<0.01%+40313F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth14,800$169K<0.01%+26713F-HRTimelineGroup
AEGON USA Investment Management, LLC14,765$169K0.12%013F-HRTimeline
Sigma Planning Corp14,422$165K<0.01%+12713F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…14,431$164K<0.01%-40013F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC13,701$157K<0.01%+2613F-HRTimeline
NewEdge Advisors, LLC13,126$150K<0.01%new13F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP12,361$141K<0.01%013F-HRTimelineGroup
&PARTNERS12,260$140K<0.01%+24813F-HRTimeline
COMERICA BANK12,034$138K<0.01%+6,53413F-HRTimeline
Oxbow Advisors, LLC11,500$132K0.01%-10013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP11,329$130K<0.01%+13513F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC11,073$127K<0.01%+37113F-HRTimelineGroup
Aviance Capital Partners, LLC10,937$125K0.01%013F-HRTimeline
SYNOVUS FINANCIAL CORP10,702$122K<0.01%013F-HRTimeline
IHT Wealth Management, LLC10,490$120K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…10,150$116K<0.01%+1,70013F-HRTimeline
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.10,000$114K<0.01%013F-HRTimelineGroup
Gridiron Partners, LLC288,416$80.8K0.05%new13F-HRTimeline
JTC Employer Solutions Trustee Ltd7,000$80K0.01%013F-HRTimeline
MONTAG A & ASSOCIATES INC4,929$56.4K<0.01%013F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,619$29.9K<0.01%013F-HRTimelineGroup
LANARK FINANCIAL, INC.2,075$23.7K<0.01%013F-HRTimeline
BARRETT & COMPANY, INC.2,000$22.9K0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.1,732$19.8K<0.01%013F-HRTimeline
Allworth Financial LP1,600$18.3K<0.01%013F-HRTimeline
Salomon & Ludwin, LLC1,600$18.2K<0.01%013F-HRTimeline
Piscataqua Savings Bank1,586$18.1K0.01%013F-HRTimeline
Strategic Advocates LLC1,543$17.7K<0.01%new13F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\1,500$17.2K<0.01%013F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS1,015$11.6K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC919$10.5K<0.01%new13F-HRTimeline
Future Financial Wealth Managment LLC800$9.15K0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…749$8.57K<0.01%013F-HRTimelineGroup
GPS Wealth Strategies Group, LLC550$6.29K<0.01%013F-HRTimeline
Crews Bank & Trust400$4.58K<0.01%new13F-HRTimeline
GoalVest Advisory LLC311$3.56K<0.01%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…225$2.57K<0.01%new13F-HRTimelineGroup
HIGHLINE WEALTH PARTNERS LLC200$2.29K<0.01%new13F-HRTimeline
Larson Financial Group LLC88$1.01K<0.01%+213F-HRTimeline
GAMMA Investing LLC63$721<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC18$206<0.01%new13F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1$11<0.01%013F-HRTimelineGroup