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Disclosery

UPST UPSTART HLDGS INC

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STOK (common), issuer CIK 1647639

405 managers (414 13F filers) reported a position in UPST shares at 2025-09-30, 64,364,151 shares in all. 72 filers opened a position and 79 filers sold out during the quarter.

Managers
405
13F filers
414
New
72
Added
127
Reduced
122
Sold out
79
Shares held by filers
64,364,151

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
VANGUARD GROUP INCgroup of 2 filers holding8,251,080$419M-15,215Timeline
BlackRock, Inc.in group BlackRock, Inc.6,856,038$348M0.01%+87,45913F-HRTimelineGroup
Jericho Capital Asset Management L.P.4,480,809$228M2.37%+826,97413F-HRTimeline
Slate Path Capital LP2,731,974$139M2.15%new13F-HRTimeline
STATE STREET CORPin group STATE STREET CORP2,051,352$104M<0.01%-24,66713F-HRTimelineGroup
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC2,041,781$104M0.01%+32,66513F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,652,024$83.9M0.01%-20,67913F-HR/ATimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC1,589,648$80.8M0.01%+274,01713F-HRTimelineGroup
Squarepoint Ops LLCin group Squarepoint Ops LLC1,356,294$68.9M0.15%+345,12713F-HRTimelineGroup
Marex Group Ltdin group Marex Group Ltd1,304,483$66.3M0.82%+1,121,74313F-HRTimelineGroup
Mirae Asset Global Investments Co., Ltd.group of 2 filers holding1,195,457$60.7M-16,665Timeline
FRED ALGER MANAGEMENT, LLCin group FRED ALGER MANAGEMENT, LLC1,127,568$57.3M0.22%-92,13213F-HRTimelineGroup
FULLER & THALER ASSET MANAGEMENT, INC.1,046,143$53.1M0.18%+34,02913F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC1,000,638$50.8M0.22%+371,35313F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPgroup of 3 filers holding996,992$50.6M-372,262Timeline
PRICE T ROWE ASSOCIATES INC /MD/991,433$50.4M0.01%+920,92113F-HRTimeline
UBS Group AGgroup of 2 filers holding985,781$50.1M-107,324Timeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC974,697$49.5M0.06%+813,46313F-HRTimelineGroup
Connor, Clark & Lunn Investment Managem…971,856$49.4M0.16%+232,59513F-HRTimeline
VOLORIDGE INVESTMENT MANAGEMENT, LLC970,306$49.3M0.17%+430,53513F-HRTimeline
COATUE MANAGEMENT LLCin group COATUE MANAGEMENT LLC870,947$44.2M0.11%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN846,246$43M0.01%+482,05613F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP785,312$39.9M0.01%+59313F-HRTimelineGroup
CHARLES SCHWAB INVESTMENT MANAGEMENT INCin group Charles Schwab Trust Co741,430$37.7M0.01%+51,30813F-HRTimelineGroup
BARCLAYS PLCin group BARCLAYS PLC719,410$36.5M0.01%+135,53913F-HR/ATimelineGroup
Invesco Ltd.in group Invesco Ltd.604,892$30.7M<0.01%-259,67213F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding580,044$29.5M-1,405,108Timeline
Clear Street Group Inc.in group Clear Street Group Inc.571,212$29M0.14%13F-HRTimelineGroup
Qube Research & Technologies Ltd567,873$28.8M0.04%+197,86913F-HRTimeline
CAPITAL FUND MANAGEMENT S.A.562,108$28.6M0.29%-331,98613F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO551,723$28M<0.01%-97,71213F-HR/ATimelineGroup
CITIGROUP INCin group CITIGROUP INC550,138$27.9M0.02%+199,31513F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP490,581$24.9M0.03%+379,42913F-HRTimelineGroup
Man Group plcin group Man Group plc472,244$24M0.05%-39,62413F-HRTimelineGroup
Jump Financial, LLCin group Jump Financial, LLC470,791$23.9M0.3%+231,81913F-HR/ATimelineGroup
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC456,251$23.2M0.02%+328,91613F-HRTimelineGroup
KADENSA CAPITAL Ltd455,150$23.1M2.38%+161,11913F-HRTimeline
Nuveen, LLCin group TIAA435,915$22.1M0.01%-76,76713F-HRTimelineGroup
TUDOR INVESTMENT CORP ET AL370,901$18.8M0.12%new13F-HR/ATimeline
Optiver Holding B.V.in group Optiver Holding B.V.367,534$18.7M0.3%+358,26813F-HRTimelineGroup
Rokos Capital Management LLPin group Rokos Capital Management LLP360,719$18.3M0.23%-118,60213F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC338,333$17.2M0.07%-46,35013F-HRTimelineGroup
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT…in group SUMMIT PARTNERS PUBLIC ASSET …300,000$15.2M0.5%-283,00013F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC296,158$15M0.01%+277,18213F-HRTimelineGroup
Balyasny Asset Management L.P.in group Balyasny Asset Management287,764$14.6M0.03%+182,76313F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp272,784$13.9M<0.01%+15,46213F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/245,059$12.4M<0.01%-1,009,98513F-HR/ATimelineGroup
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP237,131$12M0.01%-7,27813F-HRTimelineGroup
GC Wealth Management RIA, LLC230,072$11.7M0.38%+217,82913F-HRTimeline
HSBC HOLDINGS PLCin group HSBC HOLDINGS PLC228,530$11.6M0.01%+14,32813F-HRTimelineGroup
SG Americas Securities, LLC207,422$10.5M0.04%+123,65613F-HRTimeline
Annex Advisory Services, LLC207,094$10.5M0.22%new13F-HRTimeline
Halter Ferguson Financial Inc.205,406$10.4M2.53%new13F-HRTimeline
IMC-Chicago, LLC178,363$9.06M0.16%new13F-HRTimeline
Walleye Capital LLCgroup of 2 filers holding172,199$8.75M+171,226Timeline
Virtu Financial LLCin group Virtu Financial LLC170,211$8.65M0.48%new13F-HRTimelineGroup
Swiss National Bank166,000$8.43M<0.01%+2,60013F-HRTimeline
Liontrust Investment Partners LLP162,680$8.26M0.12%+71,06813F-HR/ATimeline
Verition Fund Management LLC161,303$8.19M0.05%-43,38913F-HRTimeline
Quantbot Technologies LP147,316$7.48M0.2%+134,68613F-HRTimeline
WELLINGTON MANAGEMENT GROUP LLPin group WELLINGTON MANAGEMENT GROUP L…127,523$6.48M<0.01%new13F-HRTimelineGroup
RHUMBLINE ADVISERS127,179$6.46M0.01%-3,28513F-HRTimeline
Aquatic Capital Management LLC126,482$6.43M0.12%-148,40213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC122,285$6.21M<0.01%-17,96513F-HRTimelineGroup
LPL Financial LLC111,556$5.67M<0.01%+36,57913F-HRTimeline
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.in group LANDSCAPE CAPITAL MANAGEMENT,…110,859$5.63M0.36%-31,32413F-HRTimelineGroup
BANK OF NOVA SCOTIAin group BANK OF NOVA SCOTIA109,588$5.57M0.01%+64,79913F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.109,190$5.55M<0.01%-543,63613F-HRTimelineGroup
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC101,695$5.17M0.01%+12,02013F-HRTimelineGroup
HRT FINANCIAL LP100,797$5.12M0.02%+12,19813F-HRTimeline
NORDEA INVESTMENT MANAGEMENT ABin group NORDEA INVESTMENT MANAGEMENT …98,393$5.11M<0.01%new13F-HRTimelineGroup
ALLIANCEBERNSTEIN L.P.99,300$5.04M<0.01%+62013F-HRTimeline
Hillsdale Investment Management Inc.98,410$5M0.15%+8,97013F-HRTimeline
Erste Asset Management GmbHin group Erste Asset Management GmbH83,400$4.78M0.05%new13F-HRTimelineGroup
AXA Investment Managers S.A.92,466$4.7M0.01%13F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc90,694$4.61M<0.01%-2,43713F-HRTimelineGroup
Quantinno Capital Management LP90,509$4.6M0.01%+49813F-HRTimeline
Edgestream Partners, L.P.89,836$4.56M0.13%+33,37713F-HRTimeline
Bank Julius Baer & Co. Ltd, Zurich88,599$4.5M0.01%+85,32813F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/88,001$4.47M<0.01%+72,07013F-HRTimelineGroup
CALIFORNIA STATE TEACHERS RETIREMENT SY…83,029$4.22M<0.01%+6,66113F-HRTimeline
Engineers Gate Manager LP73,513$3.73M0.04%new13F-HRTimeline
FEDERATED HERMES, INC.in group FEDERATED HERMES, INC.73,441$3.73M0.01%-8,15713F-HRTimelineGroup
DEUTSCHE BANK AG\in group DEUTSCHE BANK AG\70,428$3.58M<0.01%+2,39913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC65,298$3.32M<0.01%+7,06513F-HRTimeline
Neo Ivy Capital Management63,356$3.22M0.78%new13F-HRTimeline
Bridgewater Associates, LP61,972$3.15M0.01%new13F-HRTimeline
DIMENSIONAL FUND ADVISORS LPin group DIMENSIONAL FUND ADVISORS LP57,761$2.93M<0.01%+25,37713F-HRTimelineGroup
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…55,494$2.82M0.04%-35,81513F-HRTimelineGroup
Twin Tree Management, LP55,371$2.81M0.13%-76,77613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.41,434$2.79M<0.01%+13,16513F-HRTimelineGroup
Trexquant Investment LP54,755$2.78M0.03%+9,61213F-HRTimeline
MML INVESTORS SERVICES, LLC54,616$2.77M0.01%+12,09813F-HRTimeline
SEI INVESTMENTS COin group SEI INVESTMENTS CO51,714$2.63M<0.01%-26,93513F-HRTimelineGroup
MetLife Investment Management, LLCin group MetLife Investment Management…49,448$2.51M0.01%-84313F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC48,647$2.47M<0.01%-4,14613F-HRTimelineGroup
Schonfeld Strategic Advisors LLC47,126$2.39M0.02%-34313F-HRTimeline
INTECH INVESTMENT MANAGEMENT LLC46,786$2.38M0.02%+2,88213F-HRTimeline
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC45,233$2.3M<0.01%-5,67313F-HRTimelineGroup
MANUFACTURERS LIFE INSURANCE COMPANY, T…in group MANUFACTURERS LIFE INSURANCE …45,176$2.29M<0.01%-2,06013F-HRTimelineGroup
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS44,607$2.27M<0.01%+75313F-HRTimelineGroup
GROUP ONE TRADING LLC43,222$2.2M0.07%+18,26313F-HRTimeline
Manchester Capital Management LLC43,123$2.19M0.3%013F-HRTimeline
CREDIT AGRICOLE S Ain group CREDIT AGRICOLE S A42,912$2.18M0.01%13F-HRTimelineGroup
ZACKS INVESTMENT MANAGEMENT41,191$2.09M0.02%+2,83813F-HRTimeline
Universal- Beteiligungs- und Serviceges…in group Universal- Beteiligungs- und …40,837$2.07M<0.01%-81,84413F-HRTimelineGroup
Composition Wealth, LLC40,451$2.05M0.03%013F-HRTimeline
Coastal Bridge Advisors, LLC38,870$1.97M0.15%+40313F-HRTimeline
BAILARD, INC.38,410$1.95M0.04%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA38,093$1.94M<0.01%+21,09113F-HRTimelineGroup
Cambridge Investment Research Advisors,…36,145$1.84M0.01%-6,14713F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD35,774$1.82M0.01%new13F-HRTimelineGroup
SCS Capital Management LLC35,140$1.79M0.02%-4,86013F-HRTimeline
State of New Jersey Common Pension Fund…in group State of New Jersey Common Pe…33,487$1.7M0.01%-7,78913F-HRTimelineGroup
TCI Wealth Advisors, Inc.33,325$1.69M0.1%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC31,986$1.62M<0.01%-2,01113F-HRTimelineGroup
MERCER GLOBAL ADVISORS INC /ADV31,962$1.62M<0.01%+7,90713F-HRTimeline
Falcon Wealth Planning31,361$1.59M0.14%new13F-HRTimeline
ALGERT GLOBAL LLC30,297$1.54M0.03%-27,39213F-HR/ATimeline
Simplicity Wealth,LLC27,967$1.42M0.08%new13F-HRTimeline
Creative Planningin group Creative Planning27,955$1.42M<0.01%+8,37413F-HRTimelineGroup
Mariner, LLCin group Mariner, LLC27,310$1.39M<0.01%-14,07513F-HRTimelineGroup
NEW YORK STATE COMMON RETIREMENT FUND27,126$1.38M<0.01%013F-HRTimeline
Zurcher Kantonalbank (Zurich Cantonalba…26,882$1.37M<0.01%+2,02413F-HRTimeline
Royal Fund Management, LLC25,583$1.3M0.16%-39,34313F-HRTimeline
Gemmer Asset Management LLC25,513$1.3M0.1%-50013F-HRTimeline
Intellectus Partners, LLC25,450$1.29M0.25%+17,98813F-HRTimeline
ARIZONA STATE RETIREMENT SYSTEM25,335$1.29M0.01%+37013F-HRTimeline
JANUS HENDERSON GROUP PLCin group Janus Henderson24,587$1.25M<0.01%-11,84013F-HRTimelineGroup
LOS ANGELES CAPITAL MANAGEMENT LLC24,244$1.23M<0.01%-12,87413F-HRTimeline
Weiss Asset Management LPin group Weiss Asset Management LP24,170$1.23M0.02%new13F-HRTimelineGroupThe filing omitted confidential holdings, a later amendment may add them.
Handelsbanken Fonder AB23,800$1.21M<0.01%+3,60013F-HRTimeline
Police & Firemen's Retirement System of…23,514$1.19M0.01%+4,45713F-HRTimeline
Main Management ETF Advisors, LLCin group Main Management ETF Advisors,…23,250$1.18M0.04%-18,53113F-HRTimelineGroup
OMERS ADMINISTRATION Corp23,200$1.18M0.01%013F-HRTimeline
CANADA PENSION PLAN INVESTMENT BOARD23,000$1.17M<0.01%-196,10013F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC22,781$1.16M0.02%-27813F-HRTimelineGroup
Jackson Creek Investment Advisors LLC21,951$1.11M0.32%-1013F-HRTimeline
CAMPBELL NEWMAN ASSET MANAGEMENT INC21,943$1.11M0.08%new13F-HRTimeline
STATE BOARD OF ADMINISTRATION OF FLORID…21,350$1.08M<0.01%-2613F-HRTimeline
COMERICA BANK21,348$1.08M<0.01%-60313F-HRTimeline
Legacy Capital Group California, Inc.20,588$1.05M0.27%-21513F-HRTimeline
Ardmore Road Asset Management LP20,000$1.02M0.07%new13F-HRTimeline
Kera Capital Partners, Inc.19,926$1.01M0.15%-48413F-HRTimeline
Caitong International Asset Management …19,633$997K0.69%new13F-HRTimeline
NATIXIS ADVISORS, LLCin group Natixis Investment Managers19,042$967K<0.01%-6,48313F-HRTimelineGroup
SummitTX Capital, L.P.18,471$938K0.04%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…18,393$934K<0.01%-35813F-HRTimelineGroup
SHELTON CAPITAL MANAGEMENT18,000$914K0.02%013F-HRTimeline
KLP KAPITALFORVALTNING AS17,700$899K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…12,929$881K0.07%013F-HRTimeline
OLD MISSION CAPITAL LLC17,255$877K0.03%new13F-HRTimeline
SBI Securities Co., Ltd.17,018$865K0.02%-6,30813F-HRTimeline
Ensign Peak Advisors, Inc16,450$836K<0.01%-12,50013F-HR/ATimeline
Cetera Investment Advisers15,983$812K<0.01%-25713F-HRTimeline
AlphaQuest LLC15,897$808K0.05%new13F-HRTimeline
WMG Financial Advisors, LLC15,862$806K0.27%-2,65013F-HRTimeline
Private Advisor Group, LLC15,732$799K<0.01%+1,34413F-HRTimeline
CTC LLC15,495$787K0.03%+38013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC15,343$779K<0.01%-5,60513F-HRTimelineGroup
VOYA INVESTMENT MANAGEMENT LLCin group VOYA INVESTMENT MANAGEMENT LLC15,249$775K<0.01%-7,67913F-HRTimelineGroup
Caption Management, LLC15,000$762K0.04%+2,00013F-HRTimeline
Kercheville Advisors, LLC15,000$762K0.23%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…14,878$756K<0.01%+6,84113F-HRTimelineGroup
ProShare Advisors LLC14,402$732K<0.01%-2,87013F-HRTimeline
FOX RUN MANAGEMENT, L.L.C.14,388$731K0.11%-7,82013F-HRTimeline
CSS LLC/IL14,298$726K0.04%new13F-HRTimeline
Integrated Financial Solutions, Inc.14,085$716K0.49%-55013F-HR/ATimeline
Banco Santander, S.A.in group Banco Santander, S.A.14,000$711K0.01%-1,46313F-HRTimelineGroup
WOLVERINE TRADING, LLC13,484$711K0.01%-36,53513F-HRTimeline
FMR LLCin group FMR LLC13,951$709K<0.01%+2,28813F-HRTimelineGroup
Advisors Asset Management, Inc.13,320$677K0.01%-18013F-HR/ATimeline
Polymer Capital Management (US) LLC13,128$667K0.09%-60013F-HRTimeline
Blueshift Asset Management, LLC12,644$642K0.2%+37113F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP10,965$629K<0.01%+2,16813F-HRTimelineGroup
Pictet Asset Management Holding SAin group Pictet Asset Management Holdi…12,161$618K<0.01%+46413F-HRTimelineGroup
PEAK6 LLCin group PEAK6 LLC12,151$617K0.02%new13F-HR/ATimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP12,098$615K<0.01%-1,33413F-HRTimelineGroup
Capital Advantage, Inc.11,625$591K0.09%013F-HRTimeline
NFSG Corp11,549$587K0.09%+1,48513F-HRTimeline
TEACHER RETIREMENT SYSTEM OF TEXAS11,181$568K<0.01%-5,40413F-HRTimeline
OPPENHEIMER ASSET MANAGEMENT INC.in group OPPENHEIMER ASSET MANAGEMENT …11,112$564K0.01%+41113F-HRTimelineGroup
Janney Montgomery Scott LLC11,027$560K<0.01%+1,69713F-HRTimeline
Vontobel Holding Ltd.in group Vontobel Holding Ltd.10,990$558K<0.01%+5,72813F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.10,848$551K0.01%+1813F-HRTimeline
Fairbanks Capital Management, Inc.10,800$549K0.3%013F-HRTimeline
NISA INVESTMENT ADVISORS, LLC10,745$546K<0.01%013F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd10,474$532K0.03%new13F-HRTimelineGroup
INCEPTIONR LLC10,218$519K0.13%+4,86813F-HRTimeline
Firsthand Capital Management, Inc.10,000$508K0.85%new13F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP9,884$502K<0.01%new13F-HRTimelineGroup
EMC Capital Management9,850$500K0.24%+1,25013F-HRTimeline
Prime Capital Investment Advisors, LLC9,744$495K0.01%+15213F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\9,672$491K<0.01%+6013F-HRTimelineGroup
Altshuler Shaham Ltd9,650$490K0.01%-3,35013F-HRTimeline
VICTORY CAPITAL MANAGEMENT INC9,606$488K<0.01%-23113F-HRTimeline
Caprock Group, LLC6,531$479K0.01%13F-HRTimeline
Leonteq Securities AG9,358$475K0.03%+6,46913F-HRTimeline
INDEPENDENT FINANCIAL GROUP, LLC9,108$463K0.01%+5,54013F-HRTimeline
Portman Square Capital LLP9,100$462K0.06%+4,88713F-HRTimeline