Skip to content
Disclosery

QTUM ETF SER SOLUTIONS

Follow

DEFIA QUANT ETF (fund)

330 managers (331 13F filers) reported a position in QTUM shares at 2025-09-30, 6,378,113 shares in all. 99 filers opened a position and 19 filers sold out during the quarter.

Managers
330
13F filers
331
New
99
Added
142
Reduced
38
Sold out
19
Shares held by filers
6,378,113

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC965,538$101M0.03%+321,63113F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/582,977$61.2M<0.01%+246,59913F-HR/ATimelineGroup
Quadrature Capital Ltdin group Quadrature Capital Ltd222,448$23.3M0.28%+168,97613F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.199,802$19.5M0.03%+30,76513F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC166,060$17.4M0.04%+104,20313F-HRTimelineGroup
Gradient Investments LLCin group Gradient Investments LLC164,073$17.2M0.29%+37,18313F-HRTimelineGroup
Madrona Financial Services, LLC160,273$16.8M3.71%-11213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC151,837$15.9M0.01%+38,23913F-HRTimelineGroup
Cetera Investment Advisers150,421$15.8M0.02%+57,19913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP140,090$14.7M0.01%+66,34213F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA138,280$14.5M<0.01%+98,28213F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…128,986$13.5M0.01%+95,58913F-HRTimelineGroup
Cambridge Investment Research Advisors,…113,478$11.9M0.03%+38,92113F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…106,294$11.2M0.03%-31,93013F-HRTimelineGroup
Ethos Financial Group, LLC103,580$10.9M0.85%013F-HRTimeline
B & T Capital Management DBA Alpha Capi…86,047$9.03M1.43%+61,17413F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC82,894$8.7M0.01%-38,57913F-HRTimeline
Daiwa Securities Group Inc.in group Daiwa Securities Group Inc.80,100$8.4M0.03%013F-HRTimelineGroup
FLOW TRADERS U.S. LLC77,762$8.16M0.33%new13F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…72,529$7.61M0.15%+4,97613F-HRTimelineGroup
FISCHER INVESTMENT STRATEGIES, LLC71,299$7.48M4.49%+45,95013F-HRTimeline
Cooper Capital Advisors LLC70,958$7.44M4.81%new13F-HRTimeline
Millington Financial Advisors, LLC64,750$7.25M3.51%-2,98513F-HRTimeline
New England Private Wealth Advisors LLC64,491$6.77M0.89%+5,24713F-HRTimeline
Private Advisor Group, LLC61,183$6.42M0.03%-1,04113F-HRTimeline
OLD MISSION CAPITAL LLC60,290$6.33M0.23%new13F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC56,302$5.91M0.26%+6,98713F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC53,994$5.66M<0.01%+28,13013F-HRTimelineGroup
Science & Technology Partners, L.P.48,100$5.05M1.43%new13F-HRTimeline
NTV Asset Management LLC47,799$5.01M0.55%-33213F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…46,343$4.86M0.01%+19,79413F-HRTimelineGroup
Orion Porfolio Solutions, LLC45,943$4.82M0.04%+41,97113F-HRTimeline
HighTower Advisors, LLC45,864$4.81M0.01%+28,43813F-HRTimeline
Qube Research & Technologies Ltd43,414$4.55M0.01%+43,32213F-HRTimeline
Trilogy Capital Inc.41,446$4.35M0.2%new13F-HRTimeline
Janney Montgomery Scott LLC40,127$4.21M0.01%+13,29513F-HRTimeline
Nvest Financial, LLC37,759$3.96M2.28%-3,60413F-HRTimeline
Sage Capital Management, LLC34,309$3.6M1.62%-63713F-HRTimeline
Foundations Investment Advisors, LLC32,476$3.41M0.05%new13F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …31,006$3.25M0.19%+40313F-HRTimeline
Strategic Blueprint, LLC30,408$3.19M0.14%+26,37213F-HRTimeline
RPg Family Wealth Advisory, LLC28,729$3.01M0.66%-10313F-HRTimeline
Mattson Financial Services, LLC27,157$2.85M0.68%+4,25013F-HRTimeline
NewEdge Advisors, LLC26,612$2.79M0.01%+4,29113F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.25,782$2.7M0.02%+16,22313F-HRTimelineGroup
MML INVESTORS SERVICES, LLC25,698$2.7M0.01%+8,12413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…24,593$2.58M<0.01%-44,10113F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC23,378$2.45M0.04%+12,36213F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC23,325$2.45M0.06%+9,23213F-HRTimeline
Nova Wealth Management, Inc.22,775$2.39M1.68%+3,95413F-HRTimeline
Ball & Co Wealth Management Inc.21,823$2.29M1.52%new13F-HRTimeline
Paragon Private Wealth Management, LLC21,676$2.27M0.75%+15,00213F-HRTimeline
NOVEM GROUP21,486$2.25M0.27%new13F-HRTimeline
Geneos Wealth Management Inc.21,458$2.25M0.06%+1,19313F-HRTimeline
Inscription Capital, LLC19,359$2.03M0.22%+6,08713F-HRTimeline
Western Wealth Management, LLC19,240$2.02M0.11%+15,81813F-HRTimeline
World Investment Advisors19,030$2M0.04%+46913F-HRTimeline
Ellis Investment Partners, LLC18,319$1.92M0.35%+1,46313F-HRTimeline
Steward Partners Investment Advisory, L…17,782$1.87M0.01%+13,05313F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.17,345$1.82M0.08%+7,09213F-HRTimelineGroup
Summit Financial, LLC17,342$1.82M0.03%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC17,326$1.82M<0.01%+5,20513F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC17,299$1.81M0.01%+5,29113F-HRTimelineGroup
SCOTIA CAPITAL INC.17,232$1.81M0.01%+11,61413F-HRTimeline
Integras Partners LLC16,869$1.77M1.43%new13F-HRTimeline
CATHY PARETO & ASSOCIATES, INC16,480$1.73M1.3%+5,14313F-HRTimeline
Financial Freedom, LLC16,449$1.73M0.86%+11,49913F-HRTimeline
FIG FINANCIAL ADVISORY SERVICES INC /ADV15,814$1.66M1.04%+2,74913F-HRTimeline
Yarbrough Capital, LLC15,069$1.58M0.05%013F-HRTimeline
Creative Planningin group Creative Planning14,758$1.55M<0.01%+2,76713F-HRTimelineGroup
Clarus Wealth Advisors13,781$1.52M0.67%new13F-HRTimeline
Fortis Group Advisors, LLC13,058$1.5M0.26%new13F-HRTimeline
&PARTNERS14,309$1.5M0.01%+2,14313F-HRTimeline
Mutual Advisors, LLC13,280$1.46M0.03%+3,26913F-HRTimeline
Tidal Investments LLCin group Tidal Investments LLC13,938$1.46M0.01%-35113F-HRTimelineGroup
CAPTRUST FINANCIAL ADVISORS13,734$1.44M<0.01%+3,11513F-HRTimeline
Csenge Advisory Group13,343$1.4M0.07%new13F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC13,032$1.37M0.01%new13F-HRTimelineGroup
MONEY CONCEPTS CAPITAL CORP12,722$1.33M0.08%+1,10413F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY12,227$1.28M<0.01%+5,70313F-HR/ATimelineGroup
Generation Capital Management LLC11,960$1.25M0.91%new13F-HRTimeline
Kingsview Wealth Management, LLC11,869$1.25M0.02%+8,66213F-HRTimeline
Y-Intercept (Hong Kong) Ltd11,102$1.16M0.03%new13F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.10,972$1.15M<0.01%new13F-HRTimelineGroup
U.S. Capital Wealth Advisors, LLC10,914$1.14M0.03%-46613F-HRTimeline
National Wealth Management Group, LLC10,633$1.12M0.42%+3,53213F-HRTimeline
Stegent Equity Advisors, Inc.10,475$1.1M0.89%+1,45013F-HRTimeline
Insight Advisors, LLC/ PA10,392$1.09M0.17%+1,18213F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV10,292$1.08M0.07%+5713F-HRTimeline
GWN SECURITIES INC.9,905$1.04M0.24%+1,69313F-HRTimeline
WJ Wealth Management, LLC8,715$1M0.44%-4,24413F-HR/ATimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…8,972$994K<0.01%+4,34113F-HRTimeline
Rooted Wealth Advisors, Inc.9,018$994K0.3%+3,08913F-HRTimeline
Integrated Advisors Network LLC9,438$990K0.04%new13F-HRTimeline
Focus Partners Wealthgroup of 2 filers holding9,110$989K+5,912Timeline
Arkadios Wealth Advisors9,275$973K0.02%+55913F-HRTimeline
Compound Planning, Inc.9,118$957K0.03%-16913F-HRTimeline
Kaizen Financial Strategies8,416$929K0.42%new13F-HRTimeline
NFSG Corp8,637$906K0.14%-16913F-HRTimeline
Strategic Financial Concepts, LLC8,629$905K0.13%new13F-HRTimeline
Sonoma Allocations LLC8,154$901K0.33%13F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC8,565$899K<0.01%new13F-HRTimelineGroup
Belpointe Asset Management LLC8,105$850K0.03%new13F-HRTimeline
James J. Burns & Company, LLC7,822$821K0.12%new13F-HRTimeline
Tradition Wealth Management, LLC7,790$817K0.06%+3,18913F-HRTimeline
Atlas Private Wealth Advisors7,623$800K0.2%-3,56013F-HRTimeline
Provenance Wealth Advisors, LLC6,995$734K0.09%+21013F-HRTimeline
Sigma Planning Corp6,856$719K0.02%+34413F-HRTimeline
Accurate Wealth Management, LLC6,429$714K0.1%new13F-HRTimeline
PFG Advisors6,798$713K0.03%+1,09113F-HRTimeline
LEIGH BALDWIN & CO., LLC6,683$701K0.39%+25013F-HR/ATimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC6,585$691K<0.01%-36413F-HRTimelineGroup
Prospera Financial Services Inc6,581$690K0.01%new13F-HRTimeline
UBS Group AGin group UBS Group AG6,436$675K<0.01%-6,95813F-HRTimelineGroup
Capital Investment Advisory Services, L…6,405$672K0.05%new13F-HRTimeline
Stonebridge Financial Planning Group, L…6,381$669K0.25%+2,36413F-HRTimeline
McGuire Investment Group, LLC6,374$669K0.08%new13F-HRTimeline
Pathway Financial Advisers, LLC6,265$653K0.19%+1,19313F-HRTimeline
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/6,083$638K<0.01%+43213F-HRTimelineGroup
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …6,050$635K0.01%+3,12013F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC5,983$628K<0.01%-1,61913F-HRTimelineGroup
PRICE T ROWE ASSOCIATES INC /MD/5,890$618K<0.01%+3,20013F-HRTimeline
IFG Advisory, LLC5,885$617K0.03%new13F-HRTimeline
Certified Advisory Corp5,824$611K0.06%new13F-HRTimeline
ATTICUS WEALTH MANAGEMENT, LLC5,771$605K0.15%new13F-HRTimeline
KRAEMATON INVESTMENT ADVISORS, INC5,712$599K0.51%new13F-HRTimeline
Integrated Wealth Concepts LLC5,681$596K0.01%+2,83013F-HRTimeline
THOROUGHBRED FINANCIAL SERVICES, LLC5,466$573K0.04%new13F-HRTimeline
Advisory Services Network, LLC5,328$559K0.01%+94013F-HRTimeline
Archford Capital Strategies, LLC5,190$544K0.06%-8513F-HRTimeline
Snowden Capital Advisors LLC5,049$530K0.01%-10013F-HRTimeline
Matisse Capital5,045$529K0.24%+74213F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management5,028$528K0.01%+1,80113F-HRTimelineGroup
1858 WEALTH MANAGEMENT, LLC5,020$527K0.37%+1,52013F-HRTimeline
Jefferies Financial Group Inc.in group Jefferies Financial Group Inc.4,951$519K<0.01%+70513F-HRTimelineGroup
Comprehensive Financial Planning, Inc./…4,900$514K0.35%+1,25813F-HRTimeline
B. Riley Wealth Advisors, Inc.4,760$499K0.02%new13F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED4,712$494K0.04%new13F-HRTimeline
STEPHENS INC /AR/in group Stephens Investment Managemen…4,697$493K0.01%new13F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…4,666$490K0.01%+20213F-HRTimelineGroup
J.W. COLE ADVISORS, INC.4,552$478K0.01%+1,49013F-HRTimeline
D.A. DAVIDSON & CO.4,399$461K<0.01%+1,90713F-HRTimeline
RIA Advisory Group LLC4,280$449K0.12%new13F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC4,277$449K0.01%+5513F-HRTimelineGroup
NORTHERN TRUST CORPin group NORTHERN TRUST CORP4,270$448K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC4,190$440K0.01%+2,02413F-HRTimeline
Three Magnolias Financial Advisors, LLC4,151$435K0.27%+69913F-HRTimeline
FIDUCIARY FAMILY OFFICE, LLC4,100$430K0.12%+1,00013F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/4,088$429K<0.01%+2,80413F-HRTimelineGroup
Arete Wealth Advisors, LLC4,071$427K0.03%new13F-HRTimeline
NEW WAVE WEALTH ADVISORS LLC3,976$417K0.16%013F-HR/ATimeline
KINGSWOOD WEALTH ADVISORS, LLC3,953$415K0.03%+99813F-HRTimeline
LEAVELL INVESTMENT MANAGEMENT, INC.3,916$411K0.02%new13F-HRTimeline
Financial Engines Advisors L.L.C.3,812$400K<0.01%+4813F-HRTimeline
CIBC WORLD MARKET INC.3,810$400K<0.01%-49013F-HRTimeline
BAROMETER CAPITAL MANAGEMENT INC.3,800$399K0.09%new13F-HRTimeline
Dynamic Advisor Solutions LLC3,768$395K0.01%+5113F-HRTimeline
David J Yvars Group3,741$392K0.21%-513F-HRTimeline
Acorn Wealth Advisors, LLC3,711$389K0.12%+60313F-HRTimeline
Lebenthal Global Advisors, LLCin group Lebenthal Global Advisors, LLC3,650$383K0.07%new13F-HRTimelineGroup
LaSalle St. Investment Advisors, LLC3,629$380K0.07%-6013F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.3,570$375K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.3,471$364K0.01%+1,32313F-HRTimeline
IHT Wealth Management, LLC3,441$361K0.01%+63113F-HRTimeline
Carter Financial Group, INC.3,428$360K0.22%+43313F-HRTimeline
Compagnie Lombard Odier SCmA3,360$352K<0.01%+2,36013F-HRTimeline
Sowell Financial Services LLC3,320$348K0.01%+32813F-HRTimeline
J. Safra Sarasin Holding AGin group J. Safra Sarasin Holding AG3,257$340K0.01%new13F-HRTimelineGroup
Merit Financial Group, LLC3,196$335K<0.01%+46413F-HR/ATimeline
Main Street Financial Solutions, LLC3,144$330K0.02%new13F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.3,143$330K<0.01%new13F-HRTimelineGroup
Silverleafe Capital Partners, LLC3,134$329K0.1%new13F-HRTimeline
Resurgent Financial Advisors LLC3,127$328K0.16%-44213F-HRTimeline
OBSIDIAN CIO, LLC3,110$326K0.04%+813F-HRTimeline
Centerpoint Advisory Group3,100$325K0.25%-5013F-HRTimeline
CWM, LLCin group CWM, LLC3,083$323K<0.01%+2,20213F-HRTimelineGroup
Global Retirement Partners, LLC3,058$321K0.01%+53013F-HRTimeline
TCI Wealth Advisors, Inc.3,011$316K0.02%013F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP3,005$315K<0.01%new13F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV2,996$314K0.02%+84013F-HRTimeline
Fiduciary Alliance LLC2,989$314K0.02%-52713F-HRTimeline
FMR LLCin group FMR LLC2,916$306K<0.01%+1,10013F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …2,913$306K<0.01%new13F-HRTimelineGroup
Cresset Asset Management, LLC2,899$304K<0.01%+71913F-HR/ATimeline
Sovran Advisors, LLC2,644$301K0.03%new13F-HRTimeline
Lewis Asset Management, LLC2,805$294K0.12%013F-HRTimeline
Beaumont Financial Advisors, LLC2,795$293K0.02%new13F-HRTimeline
Rollins Financial Advisors, LLC2,793$293K0.04%+35013F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …2,564$292K0.01%new13F-HRTimelineGroup
Beacon Pointe Advisors, LLC2,750$289K<0.01%new13F-HRTimeline
Mascagni Wealth Management, Inc.2,749$288K0.22%new13F-HRTimeline
Blue Zone Wealth Advisors, LLC2,678$281K0.06%new13F-HRTimeline
Ridgepath Capital Management LLC2,620$275K0.12%013F-HRTimeline
WMG Financial Advisors, LLC2,575$270K0.09%new13F-HRTimeline
GRIFFIN ASSET MANAGEMENT, INC.2,560$269K0.03%new13F-HRTimeline
PCG Wealth Advisors, LLC2,490$261K0.08%new13F-HRTimeline
Prairie Wealth Advisors, Inc.2,490$261K0.11%new13F-HRTimeline
MONETA GROUP INVESTMENT ADVISORS LLC2,445$256K<0.01%+2713F-HRTimeline
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC2,413$253K<0.01%new13F-HRTimelineGroup
GenTrust, LLC2,388$251K0.01%013F-HRTimeline