13F-HR/A filed by LEIGH BALDWIN & CO., LLC
LEIGH BALDWIN & CO., LLC filed this 13F-HR/A for the quarter ended 2025-09-30, filed 2025-11-14, with 201 holding rows worth $177,638,944.
- Accession
- 0000946629-25-000010
- Filer
- CIK 946629
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, amendment of type restatement, 201 entries on the cover page, a total value of $177,638,944 stated on the cover page (in dollars after the unit check, H1), rows summing to $177,638,944 with VALUE read as dollars as filed, 13F file number 028-25245. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVIDIA Corp | 67066G104 | COM | 45,244 | $8,441,704 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,924 | $7,459,041 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 85,270 | $5,805,217 | dollars as filed | |
| Apple Inc | 037833100 | COM | 21,329 | $5,431,227 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 114,901 | $5,046,457 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 15,554 | $4,633,692 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 183,892 | $4,178,033 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,582 | $3,927,143 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 58,379 | $3,926,611 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 17,614 | $3,867,505 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 62,539 | $3,702,327 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 75,516 | $3,491,873 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,008 | $3,168,225 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,652 | $3,099,411 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,206 | $2,759,932 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 30,621 | $2,673,592 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 45,845 | $2,379,813 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 43,328 | $2,306,793 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 61,903 | $2,183,955 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,501 | $1,955,901 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,186 | $1,862,082 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,559 | $1,791,124 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,708 | $1,673,552 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,288 | $1,665,323 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 63,285 | $1,612,503 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,557 | $1,599,219 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,289 | $1,532,455 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 36,433 | $1,531,308 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 14,435 | $1,487,712 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 4,396 | $1,450,543 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,406 | $1,314,214 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 2,017 | $1,240,745 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,077 | $1,164,986 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,305 | $1,159,067 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 14,483 | $1,134,653 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,486 | $1,134,019 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,100 | $1,131,230 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 21,825 | $1,125,967 | dollars as filed | |
| CAPITAL GROUP CORE BALANCED | 14021D107 | SHS | 32,318 | $1,122,099 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,834 | $1,106,749 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 4,982 | $1,100,190 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 27,900 | $1,085,170 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 12,872 | $1,067,901 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,130 | $1,063,642 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 13,966 | $1,049,042 | dollars as filed | |
| CORNING INC | 219350105 | COM | 12,113 | $993,701 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50,950 | $982,317 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,666 | $977,176 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,042 | $964,579 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,019 | $935,495 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 109,571 | $905,060 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,329 | $863,182 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,071 | $843,510 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,073 | $839,994 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,644 | $834,005 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 16,869 | $831,852 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 8,472 | $830,001 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,119 | $821,954 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 9,020 | $809,725 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,604 | $800,760 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,117 | $792,387 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 4,155 | $757,955 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,180 | $722,662 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 6,683 | $701,196 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 16,579 | $692,345 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 9,172 | $691,479 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,447 | $661,957 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,334 | $658,773 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,905 | $623,726 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,917 | $623,321 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 4,869 | $608,773 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,816 | $607,227 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 12,765 | $606,465 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,901 | $590,701 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 9,337 | $587,771 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,308 | $561,324 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,881 | $554,718 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,620 | $553,099 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,663 | $547,345 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 13,200 | $541,992 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,764 | $528,907 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,494 | $525,097 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 86,084 | $524,251 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 9,049 | $510,913 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,156 | $501,700 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 17,722 | $500,476 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,045 | $498,960 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,785 | $485,698 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 38,882 | $482,531 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,181 | $478,837 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,595 | $477,862 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 11,190 | $474,120 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 9,467 | $467,577 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,423 | $464,511 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,127 | $461,614 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,970 | $461,267 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 763 | $458,386 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,471 | $442,746 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 563 | $434,940 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,427 | $433,884 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 11,300 | $433,468 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 10,525 | $433,103 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 7,585 | $418,274 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 10,200 | $404,838 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 422 | $402,866 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,722 | $398,850 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 6,972 | $398,140 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 11,551 | $395,044 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,931 | $394,214 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 10,723 | $390,563 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,594 | $385,730 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,305 | $385,702 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,937 | $367,654 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,386 | $366,678 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,685 | $363,145 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,174 | $361,790 | dollars as filed | |
| VWO | 922042858 | SHS | 6,676 | $361,759 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,730 | $359,593 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,271 | $358,928 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 5,304 | $351,823 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,824 | $349,506 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 11,200 | $346,752 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,581 | $344,335 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 2,500 | $342,125 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,052 | $340,406 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 6,035 | $337,658 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 11,118 | $337,277 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,530 | $330,206 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 7,600 | $326,420 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,870 | $319,275 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,003 | $315,834 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,943 | $314,357 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,825 | $311,220 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,289 | $311,156 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 25,074 | $310,175 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 2,300 | $307,970 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 1,629 | $307,294 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,206 | $303,855 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 27,414 | $303,482 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,608 | $301,121 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,686 | $300,936 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,378 | $299,260 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,746 | $298,764 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,132 | $296,838 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,181 | $296,754 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,395 | $296,113 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 8,900 | $293,878 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,233 | $292,351 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 25,164 | $291,654 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,044 | $291,600 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,301 | $290,871 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 364 | $290,039 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,000 | $289,500 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,033 | $286,568 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 8,507 | $284,303 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,319 | $280,710 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 806 | $278,359 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,793 | $278,052 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 1,581 | $270,266 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 3,940 | $269,650 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 13,948 | $267,941 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 25,814 | $266,665 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 10,438 | $266,298 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,250 | $265,437 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,127 | $261,248 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,174 | $260,393 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,790 | $253,486 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,369 | $252,323 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,222 | $248,803 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,600 | $246,768 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,743 | $246,449 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,020 | $243,862 | dollars as filed | |
| ABRDN ASIA PACIFIC INCOME FU | 003009867 | COM NEW | 14,881 | $242,420 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U302 | COM NEW | 5,000 | $239,700 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 785 | $236,011 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,459 | $234,765 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 1,940 | $233,323 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 5,300 | $232,723 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 1,635 | $231,336 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,249 | $228,898 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,458 | $224,797 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 5,612 | $221,910 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,682 | $219,860 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 1,145 | $213,863 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 2,894 | $211,493 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,690 | $209,228 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 1,228 | $208,109 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 919 | $206,426 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 171 | $205,015 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 174 | $203,902 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 4,570 | $201,964 | dollars as filed | |
| Intel Corp | 458140100 | COM | 5,968 | $200,227 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,200 | $192,984 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 12,280 | $173,398 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,452 | $157,308 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 14,334 | $135,893 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,040 | $120,085 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,429 | $101,919 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,000 | $75,400 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 10,055 | $38,813 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 18,750 | $11,698 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000946629-25-000009 | superseded | 2025-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000946629-25-000010 | this filing | 2025-11-14 | acceptance time not in the bulk data set |