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PQDI PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PREFERR (preferred)

12 managers (13 13F filers) reported a position in PQDI shares at 2026-03-31, 3,874,323 shares in all. 0 filers opened a position and 0 filers sold out during the quarter.

Managers
12
13F filers
13
New
0
Added
6
Reduced
2
Sold out
0
Shares held by filers
3,874,323

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding2,873,317$55.4M+71,086Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC794,282$15.3M<0.01%+57,65413F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…98,906$1.9M<0.01%-87,82813F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC32,779$632K<0.01%+1,39613F-HRTimelineGroup
HARBOR INVESTMENT ADVISORY, LLC31,447$606K0.05%013F-HRTimeline
Capital Investment Advisory Services, L…24,980$481K0.04%+25013F-HRTimeline
Cambridge Investment Research Advisors,…15,075$290K<0.01%+4,35013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.2,556$49.3K<0.01%+3513F-HRTimelineGroup
CoreCap Advisors, LLC885$17.1K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC88$1.7K<0.01%013F-HRTimelineGroup
UBS Group AGin group UBS Group AG7$135<0.01%-5113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1$27<0.01%013F-HRTimelineGroup