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PQDI PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PREFERR (preferred)

12 managers (13 13F filers) reported a position in PQDI shares at 2025-12-31, 3,827,431 shares in all. 5 filers opened a position and 0 filers sold out during the quarter.

Managers
12
13F filers
13
New
5
Added
5
Reduced
0
Sold out
0
Shares held by filers
3,827,431

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding2,802,231$54.9M+219,061Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC736,628$14.4M<0.01%+218,69413F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…186,734$3.67M<0.01%+7,41113F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC31,447$616K0.05%+1,44713F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC31,383$614K<0.01%new13F-HRTimelineGroup
Capital Investment Advisory Services, L…24,730$484K0.03%013F-HRTimeline
Cambridge Investment Research Advisors,…10,725$210K<0.01%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.2,521$49.4K<0.01%new13F-HRTimelineGroup
CoreCap Advisors, LLC885$17.3K<0.01%+31513F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC88$1.72K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG58$1.14K<0.01%new13F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1$37<0.01%013F-HR/ATimelineGroup