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Disclosery

PQDI PRINCIPAL EXCHANGE TRADED FD

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SPECTRUM PREFERR (preferred)

9 managers (10 13F filers) reported a position in PQDI shares at 2025-03-31, 2,229,144 shares in all. 2 filers opened a position and 3 filers sold out during the quarter.

Managers
9
13F filers
10
New
2
Added
1
Reduced
2
Sold out
3
Shares held by filers
2,229,144

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding1,503,617$28.6M0Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC530,123$10.1M<0.01%+15,85013F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…137,037$2.61M<0.01%-20713F-HRTimeline
HARBOR INVESTMENT ADVISORY, LLC30,000$571K0.06%013F-HRTimeline
Capital Investment Advisory Services, L…27,666$527K0.05%-71913F-HRTimeline
CoreCap Advisors, LLC570$10.9K<0.01%new13F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP130$2.48K<0.01%new13F-HR/ATimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1$26<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.