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PBSE PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in PBSE shares at 2026-03-31, 588,157 shares in all. 2 filers opened a position and 2 filers sold out during the quarter.

Managers
10
13F filers
10
New
2
Added
1
Reduced
3
Sold out
2
Shares held by filers
588,157

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC297,549$8.67M0.01%+61,68013F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management104,869$3.06M0.1%-18913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC69,875$2.04M<0.01%-1,58413F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC55,826$1.63M0.79%013F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.42,561$1.24M1.08%-3,87213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC7,848$229K<0.01%013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA7,199$210K<0.01%new13F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,547$45.1K0.01%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY749$21.8K<0.01%013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…134$3.91K<0.01%new13F-HRTimelineGroup