PBSE PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
8 managers (8 13F filers) reported a position in PBSE shares at 2025-09-30, 910,612 shares in all. 5 filers opened a position and 4 filers sold out during the quarter.
- Managers
- 8
- 13F filers
- 8
- New
- 5
- Added
- 3
- Reduced
- 0
- Sold out
- 4
- Shares held by filers
- 910,612
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q3 2025
Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| Richard P Slaughter Associates Inc | 423,947 | $12.3M | 2.64% | new | 13F-HRTimeline |
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 182,028 | $5.27M | 0.01% | +18,898 | 13F-HRTimelineGroup |
| Spire Wealth Managementin group Spire Wealth Management | 110,827 | $3.21M | 0.11% | new | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 81,768 | $2.37M | <0.01% | +74,233 | 13F-HRTimeline |
| JIM SAULNIER & ASSOCIATES, LLC | 55,826 | $1.62M | 0.9% | new | 13F-HRTimeline |
| AMERICAN ASSET MANAGEMENT INC. | 46,821 | $1.36M | 1.22% | new | 13F-HRTimeline |
| RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC | 7,848 | $227K | <0.01% | new | 13F-HRTimelineGroup |
| DHJJ Financial Advisors, Ltd. | 1,547 | $44.8K | 0.02% | +563 | 13F-HRTimeline |